The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNC INVT CORP | COM | 00123Q104 | 558 | 33,200 | SH | SOLE | 0 | 0 | 33,200 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 207 | 1,220 | SH | SOLE | 0 | 0 | 1,220 | ||
AMAZON COM INC | COM | 023135106 | 1,765 | 932 | SH | SOLE | 0 | 0 | 932 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 554 | 10,400 | SH | SOLE | 0 | 0 | 10,400 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 611 | 6,900 | SH | SOLE | 0 | 0 | 6,900 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 2,283 | 250,000 | SH | SOLE | 0 | 0 | 250,000 | ||
APPLE INC | COM | 037833100 | 711 | 3,591 | SH | SOLE | 0 | 0 | 3,591 | ||
ARES CAP CORP | COM | 04010L103 | 1,747 | 97,400 | SH | SOLE | 0 | 0 | 97,400 | ||
ARISTA NETWORKS INC | COM | 040413106 | 260 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
ARMOUR RESIDENTIAL REIT INC | COM NEW | 042315507 | 1,132 | 60,750 | SH | SOLE | 0 | 0 | 60,750 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 660 | 3,096 | SH | SOLE | 0 | 0 | 3,096 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 4,199 | 696,389 | SH | SOLE | 0 | 0 | 696,389 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 3,253 | 247,161 | SH | SOLE | 0 | 0 | 247,161 | ||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 2,373 | 258,800 | SH | SOLE | 0 | 0 | 258,800 | ||
BLACKROCK MUNIYIELD NY QLTY | COM | 09253W104 | 3,935 | 309,580 | SH | SOLE | 0 | 0 | 309,580 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 571 | 42,125 | SH | SOLE | 0 | 0 | 42,125 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 1,333 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 2,191 | 149,357 | SH | SOLE | 0 | 0 | 149,357 | ||
BP PLC | SPONSORED ADR | 055622104 | 635 | 15,227 | SH | SOLE | 0 | 0 | 15,227 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,170 | 25,790 | SH | SOLE | 0 | 0 | 25,790 | ||
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 1,731 | 213,695 | SH | SOLE | 0 | 0 | 213,695 | ||
CHIMERA INVT CORP | COM NEW | 16934Q208 | 8,540 | 452,550 | SH | SOLE | 0 | 0 | 452,550 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 404 | 5,638 | SH | SOLE | 0 | 0 | 5,638 | ||
CONOCOPHILLIPS | COM | 20825C104 | 3,081 | 50,500 | SH | SOLE | 0 | 0 | 50,500 | ||
CVS HEALTH CORP | COM | 126650100 | 954 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
EAGLE PT CR CO LLC | COM | 269808101 | 1,807 | 101,002 | SH | SOLE | 0 | 0 | 101,002 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 3,081 | 257,176 | SH | SOLE | 0 | 0 | 257,176 | ||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 6,300 | 350,589 | SH | SOLE | 0 | 0 | 350,589 | ||
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 401 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 578 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 4,972 | 834,262 | SH | SOLE | 0 | 0 | 834,262 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 180 | 17,171 | SH | SOLE | 0 | 0 | 17,171 | ||
GLOBAL X FDS | GLOBX SUPDV US | 37950E291 | 1,207 | 53,300 | SH | SOLE | 0 | 0 | 53,300 | ||
GRIFFON CORP | COM | 398433102 | 957 | 56,551 | SH | SOLE | 0 | 0 | 56,551 | ||
HESS CORP | COM | 42809H107 | 699 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
INTEL CORP | COM | 458140100 | 1,821 | 38,048 | SH | SOLE | 0 | 0 | 38,048 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,756 | 14,760 | SH | SOLE | 0 | 0 | 14,760 | ||
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 2,961 | 238,431 | SH | SOLE | 0 | 0 | 238,431 | ||
INVESCO TR INVT GRADE NY MUN | COM | 46131T101 | 2,327 | 170,381 | SH | SOLE | 0 | 0 | 170,381 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 557 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,330 | 35,449 | SH | SOLE | 0 | 0 | 35,449 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,748 | 9,000 | SH | SOLE | 0 | 0 | 9,000 | ||
ISHARES TR | MSCI EURO FL ETF | 464289180 | 1,561 | 86,000 | SH | SOLE | 0 | 0 | 86,000 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 507 | 12,021 | SH | SOLE | 0 | 0 | 12,021 | ||
JOHNSON & JOHNSON | COM | 478160104 | 234 | 1,680 | SH | SOLE | 0 | 0 | 1,680 | ||
MARATHON OIL CORP | COM | 565849106 | 540 | 38,000 | SH | SOLE | 0 | 0 | 38,000 | ||
MERCK & CO INC | COM | 58933Y105 | 293 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 1,810 | 382,584 | SH | SOLE | 0 | 0 | 382,584 | ||
MICROSOFT CORP | COM | 594918104 | 2,449 | 18,285 | SH | SOLE | 0 | 0 | 18,285 | ||
NEW MEDIA INVT GROUP INC | COM | 64704V106 | 1,738 | 184,097 | SH | SOLE | 0 | 0 | 184,097 | ||
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 4,080 | 265,100 | SH | SOLE | 0 | 0 | 265,100 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 2,609 | 420,735 | SH | SOLE | 0 | 0 | 420,735 | ||
NEW YORK MTG TR INC | PFD-C CONV | 649604808 | 893 | 36,457 | SH | SOLE | 0 | 0 | 36,457 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 1,604 | 101,075 | SH | SOLE | 0 | 0 | 101,075 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 2,546 | 184,323 | SH | SOLE | 0 | 0 | 184,323 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 671 | 45,935 | SH | SOLE | 0 | 0 | 45,935 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 1,921 | 121,975 | SH | SOLE | 0 | 0 | 121,975 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 13,359 | 1,020,580 | SH | SOLE | 0 | 0 | 1,020,580 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 6,419 | 463,099 | SH | SOLE | 0 | 0 | 463,099 | ||
NUVEEN PFD & INCM OPPORTNYS | COM | 67073B106 | 1,754 | 176,945 | SH | SOLE | 0 | 0 | 176,945 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 1,216 | 192,390 | SH | SOLE | 0 | 0 | 192,390 | ||
PHILLIPS 66 | COM | 718546104 | 1,169 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
PIMCO DYNMIC CREDIT AND MRT | COM SHS | 72202D106 | 1,133 | 47,423 | SH | SOLE | 0 | 0 | 47,423 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 3,657 | 244,482 | SH | SOLE | 0 | 0 | 244,482 | ||
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 3,025 | 260,513 | SH | SOLE | 0 | 0 | 260,513 | ||
PIMCO NEW YORK MUN INCM FD 1 | COM | 72201E105 | 1,811 | 186,124 | SH | SOLE | 0 | 0 | 186,124 | ||
PIMCO NY MUNICIPAL INCOME FD | COM | 72200T103 | 2,549 | 193,813 | SH | SOLE | 0 | 0 | 193,813 | ||
PIONEER NAT RES CO | COM | 723787107 | 539 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 295 | 2,693 | SH | SOLE | 0 | 0 | 2,693 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 581 | 6,275 | SH | SOLE | 0 | 0 | 6,275 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 315 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,926 | 27,053 | SH | SOLE | 0 | 0 | 27,053 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 516 | 22,700 | SH | SOLE | 0 | 0 | 22,700 | ||
STITCH FIX INC | COM CL A | 860897107 | 317 | 9,895 | SH | SOLE | 0 | 0 | 9,895 | ||
TWO HBRS INVT CORP | COM NEW | 90187B408 | 2,767 | 218,425 | SH | SOLE | 0 | 0 | 218,425 | ||
UBS AG LONDON BRH | ETRAC 2X LEV LNG | 90267B765 | 3,758 | 261,850 | SH | SOLE | 0 | 0 | 261,850 | ||
UBS AG LONDON BRH | ETRACS MTH2XRE | 90269A302 | 2,776 | 193,820 | SH | SOLE | 0 | 0 | 193,820 | ||
UBS AG LONDON BRH | ETRACS MTH 2XLV | 90270L842 | 3,062 | 211,916 | SH | SOLE | 0 | 0 | 211,916 | ||
UBS AG LONDON BRH | ETRAC MP2X LEV | 90270L859 | 3,015 | 168,255 | SH | SOLE | 0 | 0 | 168,255 | ||
UBS AG LONDON BRH | NT AMZI 46 | 90274D259 | 2,800 | 98,425 | SH | SOLE | 0 | 0 | 98,425 | ||
UBS AG LONDON BRH | ETRACS MNT ETN | 90274D838 | 2,811 | 212,769 | SH | SOLE | 0 | 0 | 212,769 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 346 | 4,300 | SH | SOLE | 0 | 0 | 4,300 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 359 | 6,265 | SH | SOLE | 0 | 0 | 6,265 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 345 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 372 | 1,382 | SH | SOLE | 0 | 0 | 1,382 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,943 | 22,235 | SH | SOLE | 0 | 0 | 22,235 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 253 | 1,940 | SH | SOLE | 0 | 0 | 1,940 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 316 | 1,890 | SH | SOLE | 0 | 0 | 1,890 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,428 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 7,862 | 104,605 | SH | SOLE | 0 | 0 | 104,605 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,420 | 80,406 | SH | SOLE | 0 | 0 | 80,406 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,477 | 35,400 | SH | SOLE | 0 | 0 | 35,400 | ||
VISA INC | COM CL A | 92826C839 | 415 | 2,391 | SH | SOLE | 0 | 0 | 2,391 | ||
WELLS FARGO INCOME OPPORTUNI | WF INC OPPTY FD | 94987B105 | 262 | 31,750 | SH | SOLE | 0 | 0 | 31,750 |