CHIEF COMPLIANCE OFFICER

0001729848-18-000005.txt : 20181123 0001729848-18-000005.hdr.sgml : 20181123 20181123102714 ACCESSION NUMBER: 0001729848-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181123 DATE AS OF CHANGE: 20181123 EFFECTIVENESS DATE: 20181123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Claybrook Capital, LLC CENTRAL INDEX KEY: 0001729848 IRS NUMBER: 814839096 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18740 FILM NUMBER: 181199328 BUSINESS ADDRESS: STREET 1: 40 WASHINGTON STREET STREET 2: SUITE 201 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: (617) 932-7927 MAIL ADDRESS: STREET 1: 40 WASHINGTON STREET STREET 2: SUITE 201 CITY: WELLESLEY STATE: MA ZIP: 02481 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729848 XXXXXXXX 09-30-2018 09-30-2018 Claybrook Capital, LLC

40 WASHINGTON STREET SUITE 201 WELLESLEY MA 02481

13F HOLDINGS REPORT 028-18740 N VIRGINIA E. AARON CHIEF COMPLIANCE OFFICER 617-932-7927 VIRGINIA E. AARON WELLESLEY MA 11-23-2018 0 198 171683 false INFORMATION TABLE 2 13F-ClaybrookQ32018.xml THE COCA-COLA CO Equities 191216100 18 400 SH SOLE 0 0 400 3M COMPANY Equities 88579Y101 84 400 SH SOLE 0 0 400 ABBOTT LABORATORIES Equities 002824100 117 1600 SH SOLE 0 0 1600 ABBVIE INC COM USD0.01 Equities 00287Y109 151 1600 SH SOLE 0 0 1600 ADVANSIX INC Equities 00773T101 1 20 SH SOLE 0 0 20 AGNC INVT CORP COM Units 00123Q104 233 12500 SH SOLE 0 0 12500 ALIBABA GROUP HLDG LTD SPONSORED ADS Equities 01609W102 197 1195 SH SOLE 0 0 1195 ALLERGAN PLC. COM USD0.0001 Equities G0177J108 133 700 SH SOLE 0 0 700 ALPHABET INC CAP STK CL A Equities 02079K305 66 55 SH SOLE 0 0 55 ALPHABET INC CAP STK CL C Equities 02079K107 54 45 SH SOLE 0 0 45 AMAZON.COM INC Equities 023135106 104 52 SH SOLE 0 0 52 AMERICAN EXPRESS CO Equities 025816109 96 900 SH SOLE 0 0 900 AMERICAN INTL GROUP INC COM NEW Equities 026874784 815 15300 SH SOLE 0 0 15300 AMERIPRISE FINL INC COM Equities 03076C106 27 180 SH SOLE 0 0 180 ANHEUSER-BUSCH INBEV SA/NV ADR EAH REP 1 ORD NPV Equities 03524A108 1182 13500 SH SOLE 0 0 13500 APPLE INC Equities 037833100 856 3790 SH SOLE 0 0 3790 ARES CAPITAL CORP COM STK USD0.001 Equities 04010L103 364 21200 SH SOLE 0 0 21200 AT&T INC COM USD1 Equities 00206R102 64 1905 SH SOLE 0 0 1905 BANK OF AMERICA CORP Equities 060505104 41 1400 SH SOLE 0 0 1400 BARCLAYS BANK PLC IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN DUE 12/06/2036 PUTTABLE Equities 06738C778 2400 101000 SH SOLE 0 0 101000 BARNWELL INDS INC COM Equities 068221100 1 600 SH SOLE 0 0 600 BAXTER INTERNTNL Equities 071813109 100 1300 SH SOLE 0 0 1300 BERKSHIRE HATHAWAY INC DEL CL B NEW Equities 084670702 706 3296 SH SOLE 0 0 3296 BLACKROCK CAPITAL INVESTMENT C COM Equities 092533108 2165 366889 SH SOLE 0 0 366889 BLACKROCK MUNIHOLDINGS N Y QUALITY FD INC COM Equities 09255C106 2925 245161 SH SOLE 0 0 245161 BLACKROCK MUNIVEST FD INC Equities 09253R105 2240 256000 SH SOLE 0 0 256000 BLACKROCK MUNIYIELD N Y QUALITY FD INC COM Equities 09255E102 3540 307580 SH SOLE 0 0 307580 BLACKROCK N Y MUN INCOME TR SH BEN IT Equities 09248L106 511 42125 SH SOLE 0 0 42125 BLACKSTONE GROUP LP COM UNIT LTD Units 09253U108 1142 30000 SH SOLE 0 0 30000 BP PLC SPONSORED ADR Equities 055622104 702 15227 SH SOLE 0 0 15227 BRISTOL MYERS SQUIBB Equities 110122108 37 590 SH SOLE 0 0 590 CALL (C) CITIGROUP INC DEC 21 18 $80 (100 SHS) Options 172967904 1 10 SH Call SOLE 0 0 10 CALL (MRK) MERCK & CO INC NEW OCT 19 18 $70 (100 SHS) Options 58933Y905 3 20 SH Call SOLE 0 0 20 CALL (MRK) MERCK & CO INC NEW OCT 19 18 $70 (100 SHS) Options 58933Y905 2 10 SH Call SOLE 0 0 10 CALL (MSFT) MICROSOFT CORP NOV 16 18 $120 (100 SHS) Options 594918904 1 5 SH Call SOLE 0 0 5 CALL (SPY) SPDR S&P 500 ETF DEC 31 18 $300 (100 SHS) Options 78462F903 24 100 SH Call SOLE 0 0 100 CAMPBELL SOUP CO COM Equities 134429109 11 300 SH SOLE 0 0 300 CAPITAL ONE FINANCIAL CORP Equities 14040H105 47 500 SH SOLE 0 0 500 CELGENE CORP Equities 151020104 36 400 SH SOLE 0 0 400 CHARTER COMMUNICATIONS INC NEW CL A Equities 16119P108 10 30 SH SOLE 0 0 30 CHEVRON CORP Equities 166764100 110 900 SH SOLE 0 0 900 CHIMERA INVT CORP COM NEW Units 16934Q208 8011 441850 SH SOLE 0 0 441850 CISCO SYSTEMS INC Equities 17275R102 90 1850 SH SOLE 0 0 1850 CITIGROUP INC COM NEW Equities 172967424 90 1250 SH SOLE 0 0 1250 COLGATE-PALMOLIVE CO Equities 194162103 444 6638 SH SOLE 0 0 6638 COLONY CAPITAL INC NEW Equities 19626G108 14 2324 SH SOLE 0 0 2324 COMCAST CORP NEW CL A Equities 20030N101 19 546 SH SOLE 0 0 546 CONOCOPHILLIPS COM Equities 20825C104 3909 50500 SH SOLE 0 0 50500 CVS HEALTH CORP COM Equities 126650100 1181 15000 SH SOLE 0 0 15000 D X C TECHNOLOGY CO Equities 23355L106 2 22 SH SOLE 0 0 22 DELL TECHNOLOGIES CLASS V Equities 24703L103 26 267 SH SOLE 0 0 267 DISCOVERY INC COM SER A Equities 25470F104 2 74 SH SOLE 0 0 74 DISCOVERY INC COM SER C Equities 25470F302 7 222 SH SOLE 0 0 222 DISNEY WALT CO Equities 254687106 1493 12765 SH SOLE 0 0 12765 DXC TECHNOLOGY CO COM Equities 23355L106 2 25 SH SOLE 0 0 25 EATON VANCE NEW YORK MUNICIPAL BOND FUND Equities 27827Y109 2844 257176 SH SOLE 0 0 257176 ELLINGTON FINL LLC COM Units 288522303 5414 338189 SH SOLE 0 0 338189 EMERSON ELECTRIC CO Equities 291011104 31 400 SH SOLE 0 0 400 ESSENTIAL PPTYS RLTY TR INC COM Equities 29670E107 142 10000 SH SOLE 0 0 10000 ESTEE LAUDERCO INC CLASS A Equities 518439104 46 318 SH SOLE 0 0 318 EVERGY INC 00500 Equities 30034W106 38 687 SH SOLE 0 0 687 EXXON MOBIL CORP Equities 30231G102 47 550 SH SOLE 0 0 550 FACEBOOK INC COM USD0.000006 CL A Equities 30303M102 99 600 SH SOLE 0 0 600 GCI LIBERTY INC COM CLASS A Equities 36164V305 3 52 SH SOLE 0 0 52 GENERAL ELECTRIC CO Equities 369604103 530 46946 SH SOLE 0 0 46946 GENERAL MILLS INC Equities 370334104 18 420 SH SOLE 0 0 420 GENERAL MTRS CO COM Equities 37045V100 27 800 SH SOLE 0 0 800 GLOBAL X FDS INTERNET OF THNG Equities 37954Y780 20 1000 SH SOLE 0 0 1000 GOLDMAN SACHS GROUP INC Equities 38141G104 11 50 SH SOLE 0 0 50 GRANITE PT MTG TR INC COM Units 38741L107 122 6335 SH SOLE 0 0 6335 GRIFFON CORP COM Equities 398433102 913 56551 SH SOLE 0 0 56551 HARLEY DAVIDSON INC Equities 412822108 55 1210 SH SOLE 0 0 1210 HESS CORP COM Equities 42809H107 787 11000 SH SOLE 0 0 11000 HEWLETT PACKARD ENTERPRI Equities 42824C109 4 264 SH SOLE 0 0 264 HEWLETT PACKARD ENTERPRISE CO COM Equities 42824C109 5 300 SH SOLE 0 0 300 HONEYWELL INTL INC TRADES WITH DUE BILLS Equities 412822108 83 500 SH SOLE 0 0 500 HP INC. Equities 40434L105 7 264 SH SOLE 0 0 264 HSBC HLDGS PLC F SPONSORED ADR 1 ADR REPS 5 ORD SHS Equities 404280406 100 2270 SH SOLE 0 0 2270 IBM CORP Equities 459200101 15 100 SH SOLE 0 0 100 INTEL CORP Equities 458140100 442 9348 SH SOLE 0 0 9348 INVESCO QQQ TR UNIT SER 1 Equities 46090E103 3773 20309 SH SOLE 0 0 20309 INVESCO QUALITY MUN INCOME TR COM Equities 46133G107 2544 219717 SH SOLE 0 0 219717 INVESCO TR INVT GRADE NY MUNS COM Equities 46131T101 2125 170381 SH SOLE 0 0 170381 ISHARES CORE S&P MID-CAP ETF Equities 464287507 1812 9000 SH SOLE 0 0 9000 ISHARES MORTGAGE REAL ESTATE ETF Equities 46435G342 316 7246 SH SOLE 0 0 7246 ISHARES MSCI EAFE ETF Equities 464287465 2337 34372 SH SOLE 0 0 34372 ISHARES RUSSELL 2000 ETF Equities 464287655 21 122 SH SOLE 0 0 122 ISHARES SELECT DIVIDEND ETF Equities 464287168 4 45 SH SOLE 0 0 45 ISHARES TRUST MSCI EUROPE FINANCIALS ISIN #US4642891802 SEDOL #B633900 Equities 464289180 1744 86000 SH SOLE 0 0 86000 ISHARES US ETF TR COMMOD SEL STG Equities 46431W853 2647 68000 SH SOLE 0 0 68000 J P MORGAN CHASE & CO Equities 46625H100 113 1000 SH SOLE 0 0 1000 JOHNSON & JOHNSON Equities 478160104 232 1680 SH SOLE 0 0 1680 JPMORGAN CHASE & CO Equities 46625H100 34 300 SH SOLE 0 0 300 KKR & CO INC CLASS A Equities 48251W104 14 500 SH SOLE 0 0 500 LANNETT INC Equities 516012101 2 500 SH SOLE 0 0 500 LIBERTY BROADBAND CORP COM SER C Equities 530307305 4 49 SH SOLE 0 0 49 LIBERTY BROADBAND CORP COM USD0.01 CL A Equities 530307107 2 24 SH SOLE 0 0 24 LIBERTY EXPEDIA HOLDINGS SER A COM Equities 53046P109 2 35 SH SOLE 0 0 35 LIBERTY GLOBAL PLC- C Equities G5480U120 8 267 SH SOLE 0 0 267 LIBERTY GLOBAL PLC USD0.01 A Equities G5480U104 3 89 SH SOLE 0 0 89 LIBERTY LATIN AMERICA LTD COM USD0.01 CLASS C Equities G9001E128 1 46 SH SOLE 0 0 46 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA Equities 531229870 1 24 SH SOLE 0 0 24 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA Equities 531229854 2 49 SH SOLE 0 0 49 LIBERTY TRIPADVISOR HLDGS INC COM SER A Equities 531465102 1 36 SH SOLE 0 0 36 LOWES COS INC COM Equities 548661107 35 302 SH SOLE 0 0 302 MARATHON OIL CORP Equities 565849106 885 38000 SH SOLE 0 0 38000 MARSH & MC LENNAN CO Equities 571748102 29 350 SH SOLE 0 0 350 MC DONALDS CORP Equities 580135101 17 100 SH SOLE 0 0 100 MCKESSON CORP Equities 58155Q103 53 400 SH SOLE 0 0 400 MERCK & CO INC NEW COM Equities 58933Y105 500 7050 SH SOLE 0 0 7050 MFS HIGH YIELD MUN TR SH BEN INT Equities 59318E102 1717 377284 SH SOLE 0 0 377284 MICRO FOCUS INTERNATIONAL PLC SPON ADR EACH REP 1 ORD SHS Equities 594837304 1 41 SH SOLE 0 0 41 MICRO FOCUS INTERNTNL F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS Equities 594837304 1 36 SH SOLE 0 0 36 MICROSOFT CORP Equities 594918104 2168 18960 SH SOLE 0 0 18960 MONDELEZ INTL INC COM Equities 609207105 43 1000 SH SOLE 0 0 1000 NETFLIX COM INC COM Equities 64110L106 36 95 SH SOLE 0 0 95 NEUBERGER BRMAN NY MUNI FD INC COM Equities 64124K102 77 6720 SH SOLE 0 0 6720 NEW RESIDENTIAL INVT CORP COM NPV Units 64828T201 3944 221300 SH SOLE 0 0 221300 NEW YORK MTG TR INC COM PAR $.02 Units 649604501 2165 356135 SH SOLE 0 0 356135 NOKIA CORP F SPONSORED ADR 1 ADR REPS 1 ORD SHS Equities 654902204 18 3200 SH SOLE 0 0 3200 NORTHSTAR REALTY EUR REIT Units 66706L101 4 250 SH SOLE 0 0 250 NUVEEN AMT FREE MUN CR INC FD COM Equities 67071L106 1248 85725 SH SOLE 0 0 85725 NUVEEN AMT FREE QLTY MUN INCME COM Equities 670657105 2334 184323 SH SOLE 0 0 184323 NUVEEN CALIFORNIA AMT QLT MUN COM Equities 670651108 591 45935 SH SOLE 0 0 45935 NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT Equities 67070X101 1536 106575 SH SOLE 0 0 106575 NUVEEN NEW YORK AMT QLT MUNICP COM Equities 670656107 12116 1018116 SH SOLE 0 0 1018116 NUVEEN NEW YORK QLT MUN INC FD COM Equities 67066X107 5701 463099 SH SOLE 0 0 463099 OPIANT PHARMACEUTICALS INC COM Equities 683750103 1 50 SH SOLE 0 0 50 PENNANTPARK INVT CORP Equities 708062104 850 113948 SH SOLE 0 0 113948 PEPSICO INC Equities 713448108 28 250 SH SOLE 0 0 250 PFIZER INC Equities 717081103 181 4112 SH SOLE 0 0 4112 PHILLIPS 66 COM Equities 718546104 1409 12500 SH SOLE 0 0 12500 PIMCO DYNAMIC INCOME CF Equities 72201Y101 17 500 SH SOLE 0 0 500 PIMCO MUN INCOME FD II COM Equities 72200W106 3034 229354 SH SOLE 0 0 229354 PIMCO NEW YORK MUN F D II COM Equities 72200Y102 2660 231067 SH SOLE 0 0 231067 PIMCO NEW YORK MUN INCOME FD Equities 72200T103 1832 157173 SH SOLE 0 0 157173 PIMCO NEW YORK MUN INCOME FD III Equities 72201E105 1548 163944 SH SOLE 0 0 163944 PINNACLE FINL PARTNR Equities 72346Q104 12 200 SH SOLE 0 0 200 PIONEER NATURAL RESOURCES CO Equities 723787107 610 3500 SH SOLE 0 0 3500 PPL CORP Equities 69351T106 12 400 SH SOLE 0 0 400 PROCTER AND GAMBLE CO COM Equities 742718109 257 3088 SH SOLE 0 0 3088 PUT (SPY) SPDR S&P 500 ETF JAN 18 19 $215 (100 SHS) Options 78462F953 2 50 SH Put SOLE 0 0 50 QUALCOMM INC Equities 747525103 7 100 SH SOLE 0 0 100 QURATE RETAIL INC COM SER A Equities 74915M100 8 372 SH SOLE 0 0 372 RAYTHEON CO Equities 755111507 62 300 SH SOLE 0 0 300 SAVARA INC Equities 805111101 6 500 SH SOLE 0 0 500 SCHLUMBERGER LTD F Equities 806857108 73 1200 SH SOLE 0 0 1200 SCOTTS MIRACLE GROUP Equities 810186106 16 200 SH SOLE 0 0 200 SECTOR SPDR TR SHS BEN INT FINANCIAL Equities 81369Y605 1538 55750 SH SOLE 0 0 55750 SHIRE PLC SPONSORED ADR Equities 82481R106 129 710 SH SOLE 0 0 710 SONOS INC Equities 83570H108 8 500 SH SOLE 0 0 500 SPDR S&P 500 ETF TRUST UNIT SER 1 S&P Equities 78462F103 9821 33783 SH SOLE 0 0 33783 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Equities 78467Y107 20 55 SH SOLE 0 0 55 SPDR SER TR S&P REGL BKG ETF Equities 78464A698 12 200 SH SOLE 0 0 200 STANLEY BLACK & DECKER INC COM USD2.50 Equities 854502101 75 510 SH SOLE 0 0 510 STARBUCKS CORP COM USD0.001 Equities 855244109 1049 18452 SH SOLE 0 0 18452 STERICYCLE INC COM ISIN #US8589121081 SEDOL #B6ZJ7Q8 Equities 858912108 106 1800 SH SOLE 0 0 1800 STERIS PLC GBP0.1 Equities G84720104 11 100 SH SOLE 0 0 100 TARGET CORP Equities 87612E106 11 125 SH SOLE 0 0 125 TELEFLEX INC Equities 879369106 27 100 SH SOLE 0 0 100 TEVA PHARMACEUTICAL INDUSTRIES SPON ADR EACH REP 1 ORD SHS Equities 881624209 11 500 SH SOLE 0 0 500 TEXAS INSTRUMENTS INC COM USD1.00 Equities 882508104 43 400 SH SOLE 0 0 400 TRAVELERS COMPANIES Equities 89417E109 24 183 SH SOLE 0 0 183 TWITTER INC COM USD0.000005 Equities 90184L102 9 300 SH SOLE 0 0 300 TWO HBRS INVT CORP COM NEW Units 90187B408 1992 133425 SH SOLE 0 0 133425 UBS AG LONDON BRH 2X LEVERAGED LONG EXCHANGE TRADED ACCESS SECS LKD WELLS 05/24/2041 PUTTABLE NOT RATED Equities 90267B765 3317 206400 SH SOLE 0 0 206400 UBS AG LONDON BRH ETRACS MNT ETN CALLABLE NOT RATED PUTTABLE Equities 90274D838 2995 165400 SH SOLE 0 0 165400 UBS AG LONDON BRH ETRACS MNTHLY PAY 2X LEVERAGED DIVERSIFIED HIGH INCOME ETN CALLABLE Equities 90270L859 2630 134200 SH SOLE 0 0 134200 UBS AG LONDON BRH ETRACS MONTHLY PAY 2XLEVERAGED CLOSED END FD ETN CALLABLE NOT RATED EXP 12/10/2043 Equities 90270L842 3047 194216 SH SOLE 0 0 194216 UBS AG LONDON BRH ETRACS MONTHLY PAY 2XLEVERAGED MTG REIT ETN CALLABLE PUTTABLE NOT RATED Equities 90269A302 2226 141970 SH SOLE 0 0 141970 UBS AG LONDON BRH NT AMZI 46 CALLABLE PUTTABLE DUE 02/12/2046 NOT RATED Equities 90274D259 2492 70675 SH SOLE 0 0 70675 UNDER ARMOUR INC CLASS C Equities 904311206 42 2150 SH SOLE 0 0 2150 UNILEVER PLC SPON ADR NEW Equities 904767704 124 2250 SH SOLE 0 0 2250 VANGUARD BD INDEX FD INC SHORT TERM BD ETF Equities 921937827 179 2300 SH SOLE 0 0 2300 VANGUARD CHARLOTTE TOTAL INTL BD INDEX FD ETF Equities 92203J407 342 6265 SH SOLE 0 0 6265 VANGUARD FTSE DEVELOPED MARKET ETF Equities 921943858 1921 44400 SH SOLE 0 0 44400 VANGUARD GROUP DIV APP ETF Equities 921908844 332 3000 SH SOLE 0 0 3000 VANGUARD INDEX FDS FORMERLY VANGUARD INDEX TR TO 05/24/2001 S&P 500 ETF SHS NEW Equities 922908363 356 1332 SH SOLE 0 0 1332 VANGUARD INDEX FDS VANGUARD MID CAP VIPERS FORMERLY VANGUARD INDEX TR Equities 922908629 310 1890 SH SOLE 0 0 1890 VANGUARD INDEX FDS VANGUARD SMALL CAP VALUE VIPERS FORMERLY VANGUARD INDEX TR Equities 922908611 236 1690 SH SOLE 0 0 1690 VANGUARD INDEX FDS VANGUARD SMALL CAP VIPERS FORMERLY VANGUARD INDEX TR Equities 922908751 2544 15650 SH SOLE 0 0 15650 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF Equities 922908769 25 168 SH SOLE 0 0 168 VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF Equities 922042858 3248 79226 SH SOLE 0 0 79226 VANGUARD INTL EQUITY INDEX FUND INC TOTAL WORLD STK INDEX FUND ETF SHS Equities 922042742 13327 175745 SH SOLE 0 0 175745 VANGUARD MALVERN FDS SHORT-TERM INFLATION PROTECTED SECS INDEX FD ETF SHS Equities 922020805 24 3100 SH SOLE 0 0 3100 VANGUARD REAL ESTATE ETF Equities 922908553 1794 22234 SH SOLE 0 0 22234 VANGUARD RUSSELL 2000 GROWTH ETF Equities 92206C623 60 382 SH SOLE 0 0 382 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF SHS Equities 92206C409 234 3000 SH SOLE 0 0 3000 VANGUARD SECTOR INDEX FDS VANGUARD ENERGY VIPERS Equities 92204A306 37 350 SH SOLE 0 0 350 VANGUARD SECTOR INDEX FDS VANGUARD HEALTH CARE VIPERS Equities 92204A504 27 152 SH SOLE 0 0 152 VANGUARD SECTOR INDEX FDS VANGUARD MATLS VIPERS Equities 92204A801 69 530 SH SOLE 0 0 530 VERIZON COMMUNICATIONS Equities 92343V104 32 600 SH SOLE 0 0 600 VISA INC COM CL A Equities 92826C839 359 2391 SH SOLE 0 0 2391 VODAFONE GROUP F SPONSORED ADR 1 ADR REPS 10 ORD SHS Equities 92857W308 5 218 SH SOLE 0 0 218 WELLS FARGO CO NEW COM Equities 949746101 184 6500 SH SOLE 0 0 6500 WELLS FARGO INCOME OPPORTUNITIES FUND Equities 94987B105 251 31750 SH SOLE 0 0 31750 WISDOMTREE CONTINUOUS COMMODIT SHS BEN INT Equities 97718W108 27 1500 SH SOLE 0 0 1500 ZIMMER BIOMET HLDGS INC COM Equities 98956P102 5 40 SH SOLE 0 0 40