MANAGING MEMBER

0001398344-21-020177.txt : 20211021 0001398344-21-020177.hdr.sgml : 20211021 20211021162339 ACCESSION NUMBER: 0001398344-21-020177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211021 DATE AS OF CHANGE: 20211021 EFFECTIVENESS DATE: 20211021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Foresight Wealth Management, LLC CENTRAL INDEX KEY: 0001729735 IRS NUMBER: 272830751 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19072 FILM NUMBER: 211337266 BUSINESS ADDRESS: STREET 1: 11550 SOUTH 700 EAST STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-462-2200 MAIL ADDRESS: STREET 1: 11550 SOUTH 700 EAST STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729735 XXXXXXXX 09-30-2021 09-30-2021 false Foresight Wealth Management, LLC

11550 SOUTH 700 EAST SUITE 100 DRAPER UT 84020

13F HOLDINGS REPORT 028-19072 N ADAM E. NUGENT MANAGING MEMBER 801-462-2200 /s/ ADAM E. NUGENT DRAPER UT 10-20-2021 0 212 498069 INFORMATION TABLE 2 fp0069487_13fhr-table.xml 13F INFORMATION TABLE SPDR SER TR PORTFOLIO INTRMD 78464A375 2773 75925 SH SOLE 0 0 75925 APPLE INC COM 037833100 12 700 SH Put SOLE 0 0 700 ARES DYNAMIC CR ALLOCATION F COM 04014F102 406 25066 SH SOLE 0 0 25066 DISNEY WALT CO COM 254687106 746 4408 SH SOLE 0 0 4408 SPDR SER TR BLOMBERG BRC INV 78468R200 274 8944 SH SOLE 0 0 8944 SPDR S&P 500 ETF TR TR UNIT 78462F103 187 41400 SH Call SOLE 0 0 41400 SPDR S&P 500 ETF TR TR UNIT 78462F103 453 23600 SH Call SOLE 0 0 23600 SPDR S&P 500 ETF TR TR UNIT 78462F103 5226 1420600 SH Call SOLE 0 0 1420600 APPLE INC COM 037833100 24 3000 SH Put SOLE 0 0 3000 SPDR S&P 500 ETF TR TR UNIT 78462F103 32553 679900 SH Put SOLE 0 0 679900 MASTERCARD INCORPORATED CL A 57636Q104 1225 3522 SH SOLE 0 0 3522 SPDR S&P 500 ETF TR TR UNIT 78462F103 555 167000 SH Call SOLE 0 0 167000 SPDR S&P 500 ETF TR TR UNIT 78462F103 9 3200 SH Put SOLE 0 0 3200 SPDR S&P 500 ETF TR TR UNIT 78462F103 11794 1042400 SH Call SOLE 0 0 1042400 SPDR S&P 500 ETF TR TR UNIT 78462F103 7568 17635 SH SOLE 0 0 17635 INTUITIVE SURGICAL INC COM NEW 46120E602 620 624 SH SOLE 0 0 624 BK OF AMERICA CORP COM 060505104 808 19042 SH SOLE 0 0 19042 APOLLO TACTICAL INCOME FD IN COM 037638103 271 17134 SH SOLE 0 0 17134 TELADOC HEALTH INC COM 87918A105 341 2687 SH SOLE 0 0 2687 GLADSTONE LD CORP COM 376549101 2674 117443 SH SOLE 0 0 117443 TEMPLETON EMERGING MKTS INCO COM 880192109 522 67502 SH SOLE 0 0 67502 DIGITALBRIDGE GROUP INC CL A COM 25401T108 128 21270 SH SOLE 0 0 21270 APPLE INC COM 037833100 24 4000 SH Put SOLE 0 0 4000 SPDR S&P 500 ETF TR TR UNIT 78462F103 16561 1918900 SH Call SOLE 0 0 1918900 J P MORGAN EXCHANGE-TRADED F INTL BD OPP ETF 46641Q852 1588 30914 SH SOLE 0 0 30914 ALEXCO RESOURCE CORP COM 01535P106 35 23000 SH SOLE 0 0 23000 MICROSOFT CORP COM 594918104 14 500 SH Put SOLE 0 0 500 CHEVRON CORP NEW COM 166764100 2 100 SH Call SOLE 0 0 100 NOVARTIS AG SPONSORED ADR 66987V109 518 6331 SH SOLE 0 0 6331 APPLE INC COM 037833100 13197 93263 SH SOLE 0 0 93263 AT&T INC COM 00206R102 744 27549 SH SOLE 0 0 27549 SPDR S&P 500 ETF TR TR UNIT 78462F103 10 3000 SH Put SOLE 0 0 3000 BAIDU INC SPON ADR REP A 056752108 603 3921 SH SOLE 0 0 3921 AMAZON COM INC COM 023135106 3285 1000 SH SOLE 0 0 1000 SPDR S&P 500 ETF TR TR UNIT 78462F103 32 2000 SH Call SOLE 0 0 2000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2139 6687 SH SOLE 0 0 6687 SPDR S&P 500 ETF TR TR UNIT 78462F103 10 1000 SH Call SOLE 0 0 1000 ILLUMINA INC COM 452327109 606 1495 SH SOLE 0 0 1495 PHILIP MORRIS INTL INC COM 718172109 588 6202 SH SOLE 0 0 6202 APPLE INC COM 037833100 13 2000 SH Call SOLE 0 0 2000 APPLE INC COM 037833100 14 2000 SH Put SOLE 0 0 2000 APPLE INC COM 037833100 41 3000 SH Put SOLE 0 0 3000 J P MORGAN EXCHANGE-TRADED F CORE PLUS BD ETF 46641Q670 987 18120 SH SOLE 0 0 18120 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 627 6681 SH SOLE 0 0 6681 SPDR S&P 500 ETF TR TR UNIT 78462F103 18 1000 SH Call SOLE 0 0 1000 SPDR S&P 500 ETF TR TR UNIT 78462F103 338 6000 SH Call SOLE 0 0 6000 SPDR S&P 500 ETF TR TR UNIT 78462F103 326 315000 SH Call SOLE 0 0 315000 SEMPRA COM 816851109 817 6461 SH SOLE 0 0 6461 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 248 26428 SH SOLE 0 0 26428 SPDR S&P 500 ETF TR TR UNIT 78462F103 293 70100 SH Call SOLE 0 0 70100 EXXON MOBIL CORP COM 30231G102 56 40000 SH Call SOLE 0 0 40000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1590 70000 SH Call SOLE 0 0 70000 APPLE INC COM 037833100 49 2000 SH Put SOLE 0 0 2000 BLACKROCK GLOBAL FLOATING RA COM 091941104 363 27338 SH SOLE 0 0 27338 VALLEY NATL BANCORP COM 919794107 674 50673 SH SOLE 0 0 50673 MICROSOFT CORP COM 594918104 87 4500 SH Call SOLE 0 0 4500 SPDR S&P 500 ETF TR TR UNIT 78462F103 35156 808400 SH Put SOLE 0 0 808400 MICROSOFT CORP COM 594918104 12 1200 SH Call SOLE 0 0 1200 HANCOCK JOHN INCOME SECS TR COM 410123103 402 25355 SH SOLE 0 0 25355 ENERGY FUELS INC COM NEW 292671708 108 15320 SH SOLE 0 0 15320 WILLIAMS COS INC COM 969457100 762 29390 SH SOLE 0 0 29390 SPDR S&P 500 ETF TR TR UNIT 78462F103 631 59500 SH Call SOLE 0 0 59500 SPDR S&P 500 ETF TR TR UNIT 78462F103 292 124400 SH Put SOLE 0 0 124400 GENERAL ELECTRIC CO COM NEW 369604301 1306 12676 SH SOLE 0 0 12676 SPDR SER TR S&P 600 SMCP VAL 78464A300 1730 21109 SH SOLE 0 0 21109 SPDR S&P 500 ETF TR TR UNIT 78462F103 40 24000 SH Call SOLE 0 0 24000 SPDR S&P 500 ETF TR TR UNIT 78462F103 108 13200 SH Call SOLE 0 0 13200 SPDR S&P 500 ETF TR TR UNIT 78462F103 37 3000 SH Call SOLE 0 0 3000 APPLE INC COM 037833100 75 9500 SH Call SOLE 0 0 9500 JPMORGAN CHASE & CO COM 46625H100 1030 6291 SH SOLE 0 0 6291 SPDR SER TR S&P 600 SMCP GRW 78464A201 1183 13582 SH SOLE 0 0 13582 MICROSOFT CORP COM 594918104 33 2000 SH Put SOLE 0 0 2000 LUMEN TECHNOLOGIES INC COM 550241103 697 56292 SH SOLE 0 0 56292 EXXON MOBIL CORP COM 30231G102 146 2484 SH SOLE 0 0 2484 SPDR S&P 500 ETF TR TR UNIT 78462F103 441 48400 SH Call SOLE 0 0 48400 NUVEEN MORTGAGE AND INCOME F COM 670735109 532 25654 SH SOLE 0 0 25654 SPDR S&P 500 ETF TR TR UNIT 78462F103 3 200 SH Put SOLE 0 0 200 NUVEEN FLOATING RATE INCOME COM 67072T108 110 10928 SH SOLE 0 0 10928 PGIM HIGH YIELD BOND FUND IN COM 69346H100 200 12309 SH SOLE 0 0 12309 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 454 26703 SH SOLE 0 0 26703 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 524 3536 SH SOLE 0 0 3536 SPDR S&P 500 ETF TR TR UNIT 78462F103 20 1000 SH Call SOLE 0 0 1000 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 334 31001 SH SOLE 0 0 31001 CHEVRON CORP NEW COM 166764100 1622 15987 SH SOLE 0 0 15987 TEMPLETON GLOBAL INCOME FD COM 880198106 324 60252 SH SOLE 0 0 60252 SPDR S&P 500 ETF TR TR UNIT 78462F103 7679 1184900 SH Call SOLE 0 0 1184900 SYSCO CORP COM 871829107 606 7718 SH SOLE 0 0 7718 BROADCOM INC COM 11135F101 919 1896 SH SOLE 0 0 1896 SPDR S&P 500 ETF TR TR UNIT 78462F103 42 3000 SH Call SOLE 0 0 3000 SPDR S&P 500 ETF TR TR UNIT 78462F103 838 92200 SH Call SOLE 0 0 92200 SPDR S&P 500 ETF TR TR UNIT 78462F103 674 138900 SH Call SOLE 0 0 138900 VISA INC COM CL A 92826C839 1247 5600 SH SOLE 0 0 5600 PGIM ETF TR ULTRA SHORT 69344A107 21185 426429 SH SOLE 0 0 426429 PROSHARES TR S&P 500 DV ARIST 74348A467 242 2728 SH SOLE 0 0 2728 SPDR SER TR S&P 400 MDCP VAL 78464A839 3826 57771 SH SOLE 0 0 57771 SPDR S&P 500 ETF TR TR UNIT 78462F103 1427 39000 SH Put SOLE 0 0 39000 ISHARES TR ISHS 5-10YR INVT 464288638 456 7600 SH SOLE 0 0 7600 SPDR S&P 500 ETF TR TR UNIT 78462F103 9 1000 SH Call SOLE 0 0 1000 FS KKR CAP CORP COM 302635206 9680 439201 SH SOLE 0 0 439201 APPLE INC COM 037833100 86 16000 SH Put SOLE 0 0 16000 SILVERCREST METALS INC COM 828363101 0 2000 SH Call SOLE 0 0 2000 SPDR S&P 500 ETF TR TR UNIT 78462F103 2042 509200 SH Call SOLE 0 0 509200 SPDR S&P 500 ETF TR TR UNIT 78462F103 428 300000 SH Call SOLE 0 0 300000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1154 92000 SH Call SOLE 0 0 92000 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 200 SH Call SOLE 0 0 200 FACEBOOK INC CL A 30303M102 1357 3997 SH SOLE 0 0 3997 GOLDMAN SACHS BDC INC SHS 38147U107 218 11861 SH SOLE 0 0 11861 SPDR S&P 500 ETF TR TR UNIT 78462F103 2865 500000 SH Call SOLE 0 0 500000 FIRST MAJESTIC SILVER CORP COM 32076V103 114 10100 SH SOLE 0 0 10100 VANGUARD INDEX FDS TOTAL STK MKT 922908769 498 2242 SH SOLE 0 0 2242 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 678 17734 SH SOLE 0 0 17734 SPDR S&P 500 ETF TR TR UNIT 78462F103 22 2000 SH Call SOLE 0 0 2000 WHEATON PRECIOUS METALS CORP COM 962879102 344 9149 SH SOLE 0 0 9149 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 282 9934 SH SOLE 0 0 9934 ALTRIA GROUP INC COM 02209S103 504 11081 SH SOLE 0 0 11081 ALIGN TECHNOLOGY INC COM 016255101 958 1440 SH SOLE 0 0 1440 SPDR S&P 500 ETF TR TR UNIT 78462F103 1876 800000 SH Call SOLE 0 0 800000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1405 26000 SH Put SOLE 0 0 26000 SPDR S&P 500 ETF TR TR UNIT 78462F103 36 1100 SH Put SOLE 0 0 1100 WISDOMTREE TR EM LCL DEBT FD 97717X867 2715 86851 SH SOLE 0 0 86851 SPDR S&P 500 ETF TR TR UNIT 78462F103 4380 105800 SH Put SOLE 0 0 105800 SPDR S&P 500 ETF TR TR UNIT 78462F103 15 900 SH Put SOLE 0 0 900 MICROSOFT CORP COM 594918104 23 1500 SH Call SOLE 0 0 1500 WELLS FARGO CO NEW COM 949746101 871 18769 SH SOLE 0 0 18769 NETFLIX INC COM 64110L106 900 1475 SH SOLE 0 0 1475 SPDR S&P 500 ETF TR TR UNIT 78462F103 3580 639800 SH Call SOLE 0 0 639800 INVESCO QQQ TR UNIT SER 1 46090E103 502 1402 SH SOLE 0 0 1402 MICROSOFT CORP COM 594918104 12 1000 SH Put SOLE 0 0 1000 TESLA INC COM 88160R101 634 817 SH SOLE 0 0 817 APOLLO SR FLOATING RATE FD I COM 037636107 410 25922 SH SOLE 0 0 25922 IRON MTN INC NEW COM 46284V101 848 19518 SH SOLE 0 0 19518 NVIDIA CORPORATION COM 67066G104 1402 6767 SH SOLE 0 0 6767 INTERNATIONAL PAPER CO COM 460146103 542 9696 SH SOLE 0 0 9696 SPROTT PHYSICAL GOLD TR UNIT 85207H104 248 17968 SH SOLE 0 0 17968 LOCKHEED MARTIN CORP COM 539830109 928 2690 SH SOLE 0 0 2690 URANIUM ENERGY CORP COM 916896103 42 13700 SH SOLE 0 0 13700 SPDR S&P 500 ETF TR TR UNIT 78462F103 342 14000 SH Call SOLE 0 0 14000 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8925 22629 SH SOLE 0 0 22629 SPDR S&P 500 ETF TR TR UNIT 78462F103 485 545500 SH Call SOLE 0 0 545500 NAKED BRAND GROUP LIMITED SHS NEW Q6519T117 11 15000 SH SOLE 0 0 15000 APPLE INC COM 037833100 36 1500 SH Call SOLE 0 0 1500 3M CO COM 88579Y101 729 4158 SH SOLE 0 0 4158 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 200 SH Call SOLE 0 0 200 APPLE INC COM 037833100 10 4000 SH Put SOLE 0 0 4000 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 900 SH Call SOLE 0 0 900 SPDR S&P 500 ETF TR TR UNIT 78462F103 517 35000 SH Call SOLE 0 0 35000 SPDR S&P 500 ETF TR TR UNIT 78462F103 63495 1391800 SH Put SOLE 0 0 1391800 MERCK & CO INC COM 58933Y105 591 7874 SH SOLE 0 0 7874 SPDR S&P 500 ETF TR TR UNIT 78462F103 14873 1968500 SH Call SOLE 0 0 1968500 SPDR S&P 500 ETF TR TR UNIT 78462F103 1280 190200 SH Call SOLE 0 0 190200 SPDR S&P 500 ETF TR TR UNIT 78462F103 130 20200 SH Call SOLE 0 0 20200 MICROSOFT CORP COM 594918104 2291 8125 SH SOLE 0 0 8125 FURY GOLD MINES LIMITED COM 36117T100 60 97000 SH SOLE 0 0 97000 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 400 SH Put SOLE 0 0 400 APPLE INC COM 037833100 72 4000 SH Put SOLE 0 0 4000 STAG INDL INC COM 85254J102 778 19813 SH SOLE 0 0 19813 DENISON MINES CORP COM 248356107 0 300 SH Call SOLE 0 0 300 GLOBAL X FDS US PFD ETF 37954Y657 6476 251405 SH SOLE 0 0 251405 WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 330 23924 SH SOLE 0 0 23924 SPDR SER TR PRTFLO S&P500 GW 78464A409 13699 213980 SH SOLE 0 0 213980 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 6297 281892 SH SOLE 0 0 281892 SPDR S&P 500 ETF TR TR UNIT 78462F103 141 20000 SH Call SOLE 0 0 20000 MORGAN STANLEY EMERGING MKTS COM 617477104 505 86402 SH SOLE 0 0 86402 ALPHABET INC CAP STK CL A 02079K305 414 155 SH SOLE 0 0 155 ISHARES TR FALN ANGLS USD 46435G474 1105 36701 SH SOLE 0 0 36701 COUPANG INC CL A 22266T109 400 14352 SH SOLE 0 0 14352 UNILEVER PLC SPON ADR NEW 904767704 377 6959 SH SOLE 0 0 6959 SPDR S&P 500 ETF TR TR UNIT 78462F103 35 1000 SH Put SOLE 0 0 1000 FRANCO NEV CORP COM 351858105 247 1903 SH SOLE 0 0 1903 MICROSOFT CORP COM 594918104 7 700 SH Call SOLE 0 0 700 SPDR SER TR PORTFOLIO SHORT 78464A474 16938 542014 SH SOLE 0 0 542014 SPDR S&P 500 ETF TR TR UNIT 78462F103 1458 67000 SH Call SOLE 0 0 67000 SPDR S&P 500 ETF TR TR UNIT 78462F103 722 14000 SH Put SOLE 0 0 14000 ALPHABET INC CAP STK CL C 02079K107 1545 580 SH SOLE 0 0 580 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 5095 82965 SH SOLE 0 0 82965 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 13917 274394 SH SOLE 0 0 274394 MOELIS & CO CL A 60786M105 862 13934 SH SOLE 0 0 13934 INNOVATOR ETFS TR II LADRD FD US EQT 45783G102 201 5771 SH SOLE 0 0 5771 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 5974 164985 SH SOLE 0 0 164985 SPDR S&P 500 ETF TR TR UNIT 78462F103 294 40200 SH Call SOLE 0 0 40200 SILVERCREST METALS INC COM 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INC COM 037833100 2 700 SH Put SOLE 0 0 700 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 391 3186 SH SOLE 0 0 3186 SPDR S&P 500 ETF TR TR UNIT 78462F103 552 14000 SH Put SOLE 0 0 14000 SPDR S&P 500 ETF TR TR UNIT 78462F103 449 50000 SH Call SOLE 0 0 50000 SPDR S&P 500 ETF TR TR UNIT 78462F103 17379 1742700 SH Call SOLE 0 0 1742700 DENISON MINES CORP COM 248356107 112 76100 SH SOLE 0 0 76100 KRAFT HEINZ CO COM 500754106 505 13711 SH SOLE 0 0 13711 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 416 35582 SH SOLE 0 0 35582 PAYPAL HLDGS INC COM 70450Y103 793 3047 SH SOLE 0 0 3047 ISHARES TR CRE U S REIT ETF 464288521 3597 61331 SH SOLE 0 0 61331 SPDR S&P 500 ETF TR TR UNIT 78462F103 3452 267500 SH Call SOLE 0 0 267500 CROWN CASTLE INTL CORP NEW COM 22822V101 694 4006 SH SOLE 0 0 4006 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 283 3002 SH SOLE 0 0 3002 ISHARES INC MSCI GBL MIN VOL 464286525 1818 17701 SH SOLE 0 0 17701 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 330 21432 SH SOLE 0 0 21432 SPDR S&P 500 ETF TR TR UNIT 78462F103 95 8200 SH Call SOLE 0 0 8200 SPDR S&P 500 ETF TR TR UNIT 78462F103 396 200000 SH Call SOLE 0 0 200000