0001085146-20-002515.txt : 20201014
0001085146-20-002515.hdr.sgml : 20201014
20201014122626
ACCESSION NUMBER: 0001085146-20-002515
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201014
DATE AS OF CHANGE: 20201014
EFFECTIVENESS DATE: 20201014
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aries Wealth Management
CENTRAL INDEX KEY: 0001729515
IRS NUMBER: 473622319
STATE OF INCORPORATION: ME
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18258
FILM NUMBER: 201238619
BUSINESS ADDRESS:
STREET 1: 183 MIDDLE STREET
STREET 2: SUITE 4B
CITY: PORTLAND
STATE: ME
ZIP: 04101
BUSINESS PHONE: 207-536-0530
MAIL ADDRESS:
STREET 1: 183 MIDDLE STREET
STREET 2: SUITE 4B
CITY: PORTLAND
STATE: ME
ZIP: 04101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001729515
XXXXXXXX
09-30-2020
09-30-2020
false
Aries Wealth Management
183 Middle Street
Suite 4b
PORTLAND
ME
04101
13F HOLDINGS REPORT
028-18258
N
Jason Viola
Chief Compliance Officer
207-536-4046
/s/ Jason Viola
Portland
ME
10-13-2020
0
150
176188
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
1032
6442
SH
SOLE
0
0
6442
ABBOTT LABS
COM
002824100
1496
13748
SH
SOLE
0
0
13748
ABBVIE INC
COM
00287Y109
851
9720
SH
SOLE
0
0
9720
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
550
2434
SH
SOLE
0
0
2434
ADOBE SYSTEMS INCORPORATED
COM
00724F101
408
831
SH
SOLE
0
0
831
AKAMAI TECHNOLOGIES INC
COM
00971T101
597
5400
SH
SOLE
0
0
5400
ALPHABET INC
CAP STK CL C
02079K107
263
179
SH
SOLE
0
0
179
ALPHABET INC
CAP STK CL A
02079K305
1744
1190
SH
SOLE
0
0
1190
ALPS ETF TR
ALERIAN MLP
00162Q452
216
10800
SH
SOLE
0
0
10800
AMAZON COM INC
COM
023135106
3473
1103
SH
SOLE
0
0
1103
AMERICAN ELEC PWR CO INC
COM
025537101
217
2649
SH
SOLE
0
0
2649
AMERICAN EXPRESS CO
COM
025816109
345
3437
SH
SOLE
0
0
3437
AMERICAN TOWER CORP NEW
COM
03027X100
306
1266
SH
SOLE
0
0
1266
APPLE INC
COM
037833100
11118
96004
SH
SOLE
0
0
96004
ASTRAZENECA PLC
SPONSORED ADR
046353108
550
10030
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SOLE
0
0
10030
AT&T INC
COM
00206R102
517
18124
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SOLE
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0
18124
AUTOMATIC DATA PROCESSING IN
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5109
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5109
BECTON DICKINSON & CO
COM
075887109
216
929
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SOLE
0
0
929
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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661
3105
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SOLE
0
0
3105
BLACKROCK INC
COM
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441
783
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SOLE
0
0
783
BRISTOL-MYERS SQUIBB CO
COM
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23591
SH
SOLE
0
0
23591
BROOKLINE BANCORP INC DEL
COM
11373M107
91
10500
SH
SOLE
0
0
10500
CATERPILLAR INC DEL
COM
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18667
SH
SOLE
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0
18667
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
288
2395
SH
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CHEVRON CORP NEW
COM
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11716
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SOLE
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0
11716
CHUBB LIMITED
COM
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7092
SH
SOLE
0
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CHURCH & DWIGHT INC
COM
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209
2227
SH
SOLE
0
0
2227
CIGNA CORP NEW
COM
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800
4721
SH
SOLE
0
0
4721
CISCO SYS INC
COM
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998
25349
SH
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0
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25349
COCA COLA CO
COM
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633
12821
SH
SOLE
0
0
12821
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
259
3738
SH
SOLE
0
0
3738
COLGATE PALMOLIVE CO
COM
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1244
16126
SH
SOLE
0
0
16126
COMCAST CORP NEW
CL A
20030N101
717
15498
SH
SOLE
0
0
15498
CONSTELLATION BRANDS INC
CL A
21036P108
241
1272
SH
SOLE
0
0
1272
CORBUS PHARMACEUTICALS HLDGS
COM
21833P103
60
33400
SH
SOLE
0
0
33400
COSTCO WHSL CORP NEW
COM
22160K105
1168
3289
SH
SOLE
0
0
3289
CVS HEALTH CORP
COM
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471
8063
SH
SOLE
0
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8063
DANAHER CORPORATION
COM
235851102
551
2559
SH
SOLE
0
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2559
DIAGEO PLC
SPON ADR NEW
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239
1739
SH
SOLE
0
0
1739
DISNEY WALT CO
COM DISNEY
254687106
1021
8226
SH
SOLE
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0
8226
DOMINION ENERGY INC
COM
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220
2789
SH
SOLE
0
0
2789
ECOLAB INC
COM
278865100
273
1366
SH
SOLE
0
0
1366
EMERSON ELEC CO
COM
291011104
476
7267
SH
SOLE
0
0
7267
EXXON MOBIL CORP
COM
30231G102
1981
57702
SH
SOLE
0
0
57702
FACEBOOK INC
CL A
30303M102
2761
10544
SH
SOLE
0
0
10544
FEDEX CORP
COM
31428X106
610
2427
SH
SOLE
0
0
2427
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
636
10600
SH
SOLE
0
0
10600
FLUENT INC
COM
34380C102
37
15000
SH
SOLE
0
0
15000
GABELLI EQUITY TR INC
COM
362397101
73
14375
SH
SOLE
0
0
14375
GENERAL ELECTRIC CO
COM
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334
53538
SH
SOLE
0
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GENERAL MLS INC
COM
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3447
SH
SOLE
0
0
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HEXCEL CORP NEW
COM
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239
7120
SH
SOLE
0
0
7120
HOME DEPOT INC
COM
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3932
14160
SH
SOLE
0
0
14160
HONEYWELL INTL INC
COM
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656
3983
SH
SOLE
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IDEXX LABS INC
COM
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SOLE
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ILLINOIS TOOL WKS INC
COM
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INDEPENDENT BANK CORP MASS
COM
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INTEL CORP
COM
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INTERNATIONAL BUSINESS MACHS
COM
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S&P500 LOW VOL
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S&P500 PUR GWT
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INVESCO QQQ TR
UNIT SER 1
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ISHARES INC
MSCI EMERG MRKT
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ISHARES TR
MSCI USA QLT FCT
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ISHARES TR
MSCI USA VALUE
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MSCI EAFE ETF
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ISHARES TR
RUSSELL 3000 ETF
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MSCI USA MIN VOL
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MSCI EMG MKT ETF
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ISHARES TR
ISHS 1-5YR INVS
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J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
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2083
41000
SH
SOLE
0
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JOHNSON & JOHNSON
COM
478160104
4250
28549
SH
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JPMORGAN CHASE & CO
COM
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SOLE
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KIMBERLY CLARK CORP
COM
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657
4449
SH
SOLE
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KKR & CO INC
COM
48251W104
418
12160
SH
SOLE
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LILLY ELI & CO
COM
532457108
286
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SH
SOLE
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LINDE PLC
SHS
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LOWES COS INC
COM
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MAGENTA THERAPEUTICS INC
COM
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82
12000
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MARSH & MCLENNAN COS INC
COM
571748102
576
5023
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MASTERCARD INCORPORATED
CL A
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1227
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MCDONALDS CORP
COM
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MEDTRONIC PLC
SHS
G5960L103
523
5031
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SOLE
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MERCK & CO. INC
COM
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MICROSOFT CORP
COM
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MONDELEZ INTL INC
CL A
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SOLE
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MONSTER BEVERAGE CORP NEW
COM
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NETFLIX INC
COM
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NEXTERA ENERGY INC
COM
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NIKE INC
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NVIDIA CORPORATION
COM
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SOLE
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NXP SEMICONDUCTORS N V
COM
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SOLE
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ORACLE CORP
COM
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PAYPAL HLDGS INC
COM
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SOLE
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PEPSICO INC
COM
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SOLE
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PFIZER INC
COM
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SOLE
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PLUG POWER INC
COM NEW
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134
10000
SH
SOLE
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PROCTER AND GAMBLE CO
COM
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SOLE
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RAYTHEON TECHNOLOGIES CORP
COM
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SOLE
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RENAISSANCERE HLDGS LTD
COM
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SH
SOLE
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ENERGY
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12414
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SELECT SECTOR SPDR TR
SBI INT-FINL
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TECHNOLOGY
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290
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2482
SPDR GOLD TR
GOLD SHS
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2617
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SPDR S&P 500 ETF TR
TR UNIT
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SPDR SER TR
BLOMBERG BRC INV
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SPDR SER TR
PORTFOLIO SH TSR
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496110
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NYSE TECH ETF
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2100
SPDR SER TR
S&P DIVID ETF
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4050
43830
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43830
SPLUNK INC
COM
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282
1500
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SOLE
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0
1500
SSGA ACTIVE ETF TR
SPDR TR TACTIC
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SOLE
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0
5932
STARBUCKS CORP
COM
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5741
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SOLE
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STATE STR CORP
COM
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COM
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COM
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COM
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COM
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3060
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TREX CO INC
COM
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17200
UNION PAC CORP
COM
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2482
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UNITED PARCEL SERVICE INC
CL B
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322
1931
SH
SOLE
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0
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UNITEDHEALTH GROUP INC
COM
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673
2160
SH
SOLE
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INTERMED TERM
921937819
414
4427
SH
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4427
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
2137
25736
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25736
VANGUARD BD INDEX FDS
TOTAL BND MRKT
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672
7614
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7614
VANGUARD INDEX FDS
SMALL CP ETF
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5363
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0
34873
VANGUARD INDEX FDS
TOTAL STK MKT
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386
2267
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0
2267
VANGUARD INDEX FDS
MID CAP ETF
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5075
28791
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VANGUARD INDEX FDS
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18884
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18884
VANGUARD INDEX FDS
S&P 500 ETF SHS
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601
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1953
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1731
40030
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40030
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
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562
11134
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11134
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
816
16000
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0
16000
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
288
4085
SH
SOLE
0
0
4085
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1314
15859
SH
SOLE
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15859
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DIV APP ETF
921908844
680
5286
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SOLE
0
0
5286
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
403
9850
SH
SOLE
0
0
9850
VERASTEM INC
COM
92337C104
12
10000
SH
SOLE
0
0
10000
VERIZON COMMUNICATIONS INC
COM
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385
6467
SH
SOLE
0
0
6467
VISA INC
COM CL A
92826C839
2090
10454
SH
SOLE
0
0
10454
WALMART INC
COM
931142103
2426
17337
SH
SOLE
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17337
WASTE MGMT INC DEL
COM
94106L109
592
5235
SH
SOLE
0
0
5235
WESTERN ASSET HIGH INCOME OP
COM
95766K109
95
19296
SH
SOLE
0
0
19296
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
253
1859
SH
SOLE
0
0
1859
ZYNGA INC
CL A
98986T108
91
10000
SH
SOLE
0
0
10000