Chief Compliance Officer

0001085146-20-001728.txt : 20200709 0001085146-20-001728.hdr.sgml : 20200709 20200709161105 ACCESSION NUMBER: 0001085146-20-001728 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200709 DATE AS OF CHANGE: 20200709 EFFECTIVENESS DATE: 20200709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aries Wealth Management CENTRAL INDEX KEY: 0001729515 IRS NUMBER: 473622319 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18258 FILM NUMBER: 201020602 BUSINESS ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-536-0530 MAIL ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729515 XXXXXXXX 06-30-2020 06-30-2020 false Aries Wealth Management

183 Middle Street Suite 4b PORTLAND ME 04101

13F HOLDINGS REPORT 028-18258 N Jason Viola Chief Compliance Officer 207-536-4046 /s/ Jason Viola Portland ME 07-09-2020 0 145 163826 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE THERMO FISHER SCIENTIFIC INC COM 883556102 1527 4214 SH SOLE 0 0 4214 PROCTER AND GAMBLE CO COM 742718109 2154 18013 SH SOLE 0 0 18013 HONEYWELL INTL INC COM 438516106 777 5373 SH SOLE 0 0 5373 MCDONALDS CORP COM 580135101 1039 5633 SH SOLE 0 0 5633 FLUENT INC COM 34380C102 62 35000 SH SOLE 0 0 35000 INTEL CORP COM 458140100 2065 34507 SH SOLE 0 0 34507 UNION PAC CORP COM 907818108 392 2319 SH SOLE 0 0 2319 TRAVELERS COMPANIES INC COM 89417E109 349 3060 SH SOLE 0 0 3060 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 569 11450 SH SOLE 0 0 11450 SPDR SER TR BLOMBERG BRC INV 78468R200 1982 65023 SH SOLE 0 0 65023 SPDR GOLD TR GOLD SHS 78463V107 379 2265 SH SOLE 0 0 2265 SPLUNK INC COM 848637104 298 1500 SH SOLE 0 0 1500 ALPHABET INC CAP STK CL C 02079K107 253 179 SH SOLE 0 0 179 RENAISSANCERE HOLDINGS LTD COM G7496G103 410 2400 SH SOLE 0 0 2400 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 112 13400 SH SOLE 0 0 13400 LOWES COS INC COM 548661107 896 6631 SH SOLE 0 0 6631 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 200 3528 SH SOLE 0 0 3528 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 530 11134 SH SOLE 0 0 11134 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 215 1664 SH SOLE 0 0 1664 ISHARES TR USA QUALITY FCTR 46432F339 1582 16493 SH SOLE 0 0 16493 APPLE INC COM 037833100 9890 27110 SH SOLE 0 0 27110 NXP SEMICONDUCTORS N V COM N6596X109 228 2000 SH SOLE 0 0 2000 AMERICAN ELEC PWR CO INC COM 025537101 211 2649 SH SOLE 0 0 2649 ASTRAZENECA PLC SPONSORED ADR 046353108 530 10030 SH SOLE 0 0 10030 ALPHABET INC CAP STK CL A 02079K305 1665 1174 SH SOLE 0 0 1174 VERIZON COMMUNICATIONS INC COM 92343V104 357 6467 SH SOLE 0 0 6467 INTERNATIONAL BUSINESS MACHS COM 459200101 1537 12727 SH SOLE 0 0 12727 KKR & CO INC COM 48251W104 376 12160 SH SOLE 0 0 12160 ADOBE INC COM 00724F101 362 831 SH SOLE 0 0 831 ECOLAB INC COM 278865100 255 1281 SH SOLE 0 0 1281 BLACKROCK INC COM 09247X101 410 753 SH SOLE 0 0 753 VANGUARD INDEX FDS SMALL CP ETF 922908751 4489 30807 SH SOLE 0 0 30807 COLGATE PALMOLIVE CO COM 194162103 1171 15986 SH SOLE 0 0 15986 ILLINOIS TOOL WKS INC COM 452308109 1494 8547 SH SOLE 0 0 8547 ISHARES TR RUSSELL 3000 ETF 464287689 1951 10833 SH SOLE 0 0 10833 ISHARES TR MSCI EAFE ETF 464287465 1729 28402 SH SOLE 0 0 28402 AUTOMATIC DATA PROCESSING IN COM 053015103 761 5109 SH SOLE 0 0 5109 TORONTO DOMINION BK ONT COM NEW 891160509 437 9803 SH SOLE 0 0 9803 JPMORGAN CHASE & CO COM 46625H100 1400 14887 SH SOLE 0 0 14887 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 261 2502 SH SOLE 0 0 2502 PHILLIPS 66 COM 718546104 273 3791 SH SOLE 0 0 3791 PLUG POWER INC COM NEW 72919P202 82 10000 SH SOLE 0 0 10000 MASTERCARD INCORPORATED CL A 57636Q104 363 1227 SH SOLE 0 0 1227 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 636 10600 SH SOLE 0 0 10600 GENERAL MLS INC COM 370334104 213 3447 SH SOLE 0 0 3447 ISHARES TR MSCI MIN VOL ETF 46429B697 1139 18791 SH SOLE 0 0 18791 CIGNA CORP NEW COM 125523100 909 4842 SH SOLE 0 0 4842 PEPSICO INC COM 713448108 1975 14935 SH SOLE 0 0 14935 SPDR SER TR PORTFOLIO SH TSR 78468R101 13749 447560 SH SOLE 0 0 447560 MEDTRONIC PLC SHS G5960L103 461 5031 SH SOLE 0 0 5031 ISHARES TR EXPND TEC SC ETF 464287549 205 735 SH SOLE 0 0 735 AMERICAN TOWER CORP NEW COM 03027X100 280 1084 SH SOLE 0 0 1084 DISNEY WALT CO COM DISNEY 254687106 875 7851 SH SOLE 0 0 7851 LINDE PLC SHS G5494J103 273 1288 SH SOLE 0 0 1288 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1311 15859 SH SOLE 0 0 15859 AMAZON COM INC COM 023135106 3300 1196 SH SOLE 0 0 1196 MONDELEZ INTL INC CL A 609207105 320 6249 SH SOLE 0 0 6249 CATERPILLAR INC DEL COM 149123101 2445 19327 SH SOLE 0 0 19327 MICROSOFT CORP COM 594918104 7776 38210 SH SOLE 0 0 38210 ISHARES TR EDGE MSCI USA VL 46432F388 906 12531 SH SOLE 0 0 12531 COCA COLA CO COM 191216100 570 12768 SH SOLE 0 0 12768 WESTERN ASSET HIGH INCM OPP COM 95766K109 89 19296 SH SOLE 0 0 19296 VANGUARD INDEX FDS GROWTH ETF 922908736 4301 21282 SH SOLE 0 0 21282 HOME DEPOT INC COM 437076102 3533 14105 SH SOLE 0 0 14105 STATE STR CORP COM 857477103 304 4786 SH SOLE 0 0 4786 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1471 29000 SH SOLE 0 0 29000 ABBOTT LABS COM 002824100 1257 13748 SH SOLE 0 0 13748 SPDR S&P 500 ETF TR TR UNIT 78462F103 3603 11685 SH SOLE 0 0 11685 MONSTER BEVERAGE CORP NEW COM 61174X109 350 5050 SH SOLE 0 0 5050 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 526 2448 SH SOLE 0 0 2448 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 250 6450 SH SOLE 0 0 6450 CHECK POINT SOFTWARE TECH LT ORD M22465104 257 2395 SH SOLE 0 0 2395 AMERICAN EXPRESS CO COM 025816109 334 3505 SH SOLE 0 0 3505 DANAHER CORPORATION COM 235851102 442 2499 SH SOLE 0 0 2499 GABELLI EQUITY TR INC COM 362397101 72 14375 SH SOLE 0 0 14375 WASTE MGMT INC DEL COM 94106L109 604 5700 SH SOLE 0 0 5700 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 635 7183 SH SOLE 0 0 7183 CVS HEALTH CORP COM 126650100 610 9390 SH SOLE 0 0 9390 BRISTOL-MYERS SQUIBB CO COM 110122108 1433 24367 SH SOLE 0 0 24367 WALMART INC COM 931142103 2092 17469 SH SOLE 0 0 17469 UNITED PARCEL SERVICE INC CL B 911312106 207 1866 SH SOLE 0 0 1866 EXXON MOBIL CORP COM 30231G102 2641 59057 SH SOLE 0 0 59057 VANGUARD BD INDEX FDS INTERMED TERM 921937819 388 4162 SH SOLE 0 0 4162 IDEXX LABS INC COM 45168D104 330 1000 SH SOLE 0 0 1000 ZIMMER BIOMET HOLDINGS INC COM 98956P102 222 1859 SH SOLE 0 0 1859 RAYTHEON TECHNOLOGIES CORP COM 75513E101 615 9976 SH SOLE 0 0 9976 ISHARES TR CORE DIV GRWTH 46434V621 652 17348 SH SOLE 0 0 17348 UNITEDHEALTH GROUP INC COM 91324P102 616 2088 SH SOLE 0 0 2088 AT&T INC COM 00206R102 575 19024 SH SOLE 0 0 19024 NEXTERA ENERGY INC COM 65339F101 307 1277 SH SOLE 0 0 1277 GENERAL ELECTRIC CO COM 369604103 366 53538 SH SOLE 0 0 53538 SERES THERAPEUTICS INC COM 81750R102 48 10000 SH SOLE 0 0 10000 VERASTEM INC COM 92337C104 17 10000 SH SOLE 0 0 10000 KIMBERLY CLARK CORP COM 494368103 629 4449 SH SOLE 0 0 4449 BROOKLINE BANCORP INC DEL COM 11373M107 126 12500 SH SOLE 0 0 12500 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 288 4085 SH SOLE 0 0 4085 3M CO COM 88579Y101 1005 6442 SH SOLE 0 0 6442 FACEBOOK INC CL A 30303M102 2370 10439 SH SOLE 0 0 10439 CHEVRON CORP NEW COM 166764100 1183 13262 SH SOLE 0 0 13262 CHUBB LIMITED COM H1467J104 909 7182 SH SOLE 0 0 7182 ABBVIE INC COM 00287Y109 954 9720 SH SOLE 0 0 9720 ISHARES TR SH TR CRPORT ETF 464288646 3983 72797 SH SOLE 0 0 72797 SPDR SER TR S&P DIVID ETF 78464A763 3997 43830 SH SOLE 0 0 43830 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 1492 42138 SH SOLE 0 0 42138 FEDEX CORP COM 31428X106 332 2367 SH SOLE 0 0 2367 NIKE INC CL B 654106103 922 9400 SH SOLE 0 0 9400 TJX COS INC NEW COM 872540109 327 6472 SH SOLE 0 0 6472 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 554 3105 SH SOLE 0 0 3105 ORACLE CORP COM 68389X105 259 4691 SH SOLE 0 0 4691 COMCAST CORP NEW CL A 20030N101 635 16280 SH SOLE 0 0 16280 HEXCEL CORP NEW COM 428291108 322 7120 SH SOLE 0 0 7120 STARBUCKS CORP COM 855244109 412 5601 SH SOLE 0 0 5601 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 547 1931 SH SOLE 0 0 1931 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1487 37540 SH SOLE 0 0 37540 MERCK & CO. INC COM 58933Y105 2241 28985 SH SOLE 0 0 28985 ZYNGA INC CL A 98986T108 95 10000 SH SOLE 0 0 10000 ISHARES TR EAFE SML CP ETF 464288273 233 4341 SH SOLE 0 0 4341 TEXAS INSTRS INC COM 882508104 646 5088 SH SOLE 0 0 5088 LILLY ELI & CO COM 532457108 317 1930 SH SOLE 0 0 1930 INDEPENDENT BANK CORP MASS COM 453836108 1757 26190 SH SOLE 0 0 26190 COSTCO WHSL CORP NEW COM 22160K105 978 3226 SH SOLE 0 0 3226 VANGUARD INDEX FDS MID CAP ETF 922908629 4609 28121 SH SOLE 0 0 28121 NUVEEN MUN VALUE FD INC COM 670928100 372 36500 SH SOLE 0 0 36500 ISHARES TR MSCI EMG MKT ETF 464287234 704 17601 SH SOLE 0 0 17601 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2014 24236 SH SOLE 0 0 24236 MARSH & MCLENNAN COS INC COM 571748102 539 5023 SH SOLE 0 0 5023 CONSTELLATION BRANDS INC CL A 21036P108 209 1192 SH SOLE 0 0 1192 CISCO SYS INC COM 17275R102 1182 25349 SH SOLE 0 0 25349 VISA INC COM CL A 92826C839 1953 10109 SH SOLE 0 0 10109 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 294 5932 SH SOLE 0 0 5932 SPDR SER TR NYSE TECH ETF 78464A102 209 2100 SH SOLE 0 0 2100 ALPS ETF TR ALERIAN MLP 00162Q452 267 10800 SH SOLE 0 0 10800 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 662 13200 SH SOLE 0 0 13200 AKAMAI TECHNOLOGIES INC COM 00971T101 578 5400 SH SOLE 0 0 5400 VANGUARD INDEX FDS TOTAL STK MKT 922908769 367 2342 SH SOLE 0 0 2342 EMERSON ELEC CO COM 291011104 451 7267 SH SOLE 0 0 7267 NETFLIX INC COM 64110L106 228 500 SH SOLE 0 0 500 JOHNSON & JOHNSON COM 478160104 3999 28439 SH SOLE 0 0 28439 T-MOBILE US INC COM 872590104 518 4969 SH SOLE 0 0 4969 INVESCO QQQ TR UNIT SER 1 46090E103 227 915 SH SOLE 0 0 915 MAGENTA THERAPEUTICS INC COM 55910K108 90 12000 SH SOLE 0 0 12000 BECTON DICKINSON & CO COM 075887109 222 929 SH SOLE 0 0 929 DOMINION ENERGY INC COM 25746U109 226 2789 SH SOLE 0 0 2789 PFIZER INC COM 717081103 1274 38946 SH SOLE 0 0 38946 TREX CO INC COM 89531P105 1119 8600 SH SOLE 0 0 8600