Chief Compliance Officer

0001085146-20-000119.txt : 20200113 0001085146-20-000119.hdr.sgml : 20200113 20200110190754 ACCESSION NUMBER: 0001085146-20-000119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200110 EFFECTIVENESS DATE: 20200113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aries Wealth Management CENTRAL INDEX KEY: 0001729515 IRS NUMBER: 473622319 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18258 FILM NUMBER: 20522306 BUSINESS ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-536-0530 MAIL ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729515 XXXXXXXX 12-31-2019 12-31-2019 false Aries Wealth Management

183 MIDDLE STREET SUITE 4B PORTLAND ME 04101

13F HOLDINGS REPORT 028-18258 N Jason Viola Chief Compliance Officer 207-536-4046 /s/ Jason Viola Portland ME 01-08-2020 0 161 163819 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1264 7079 SH SOLE 0 0 7079 ABBOTT LABS COM 002824100 1179 13652 SH SOLE 0 0 13652 ABBVIE INC COM 00287Y109 932 10420 SH SOLE 0 0 10420 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 459 2202 SH SOLE 0 0 2202 ADOBE INC COM 00724F101 231 691 SH SOLE 0 0 691 AKAMAI TECHNOLOGIES INC COM 00971T101 473 5400 SH SOLE 0 0 5400 ALPHABET INC CAP STK CL A 02079K305 1585 1134 SH SOLE 0 0 1134 ALPHABET INC CAP STK CL C 02079K107 289 207 SH SOLE 0 0 207 ALPS ETF TR ALERIAN MLP 00162Q866 472 53500 SH SOLE 0 0 53500 ALTRIA GROUP INC COM 02209S103 224 4500 SH SOLE 0 0 4500 AMAZON COM INC COM 023135106 2308 1213 SH SOLE 0 0 1213 AMERICAN EXPRESS CO COM 025816109 408 3285 SH SOLE 0 0 3285 AMERICAN INTL GROUP INC COM NEW 026874784 283 5500 SH SOLE 0 0 5500 AMERICAN TOWER CORP NEW COM 03027X100 213 934 SH SOLE 0 0 934 APPLE INC COM 037833100 8382 27960 SH SOLE 0 0 27960 ASTRAZENECA PLC SPONSORED ADR 046353108 500 10030 SH SOLE 0 0 10030 AT&T INC COM 00206R102 809 20688 SH SOLE 0 0 20688 AUTOMATIC DATA PROCESSING IN COM 053015103 870 5109 SH SOLE 0 0 5109 BECTON DICKINSON & CO COM 075887109 339 1241 SH SOLE 0 0 1241 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 584 2575 SH SOLE 0 0 2575 BLACKROCK INC COM 09247X101 254 503 SH SOLE 0 0 503 BRISTOL MYERS SQUIBB CO COM 110122108 1541 24472 SH SOLE 0 0 24472 BROOKLINE BANCORP INC DEL COM 11373M107 366 22500 SH SOLE 0 0 22500 CATERPILLAR INC DEL COM 149123101 2897 19527 SH SOLE 0 0 19527 CHECK POINT SOFTWARE TECH LT ORD M22465104 241 2135 SH SOLE 0 0 2135 CHEVRON CORP NEW COM 166764100 1494 12389 SH SOLE 0 0 12389 CHUBB LIMITED COM H1467J104 1149 7315 SH SOLE 0 0 7315 CHURCH & DWIGHT INC COM 171340102 229 3240 SH SOLE 0 0 3240 CIGNA CORP NEW COM 125523100 1033 4993 SH SOLE 0 0 4993 CISCO SYS INC COM 17275R102 1134 23725 SH SOLE 0 0 23725 COCA COLA CO COM 191216100 692 12666 SH SOLE 0 0 12666 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 204 3366 SH SOLE 0 0 3366 COHEN & STEERS QUALITY RLTY COM 19247L106 345 23457 SH SOLE 0 0 23457 COLGATE PALMOLIVE CO COM 194162103 1012 14770 SH SOLE 0 0 14770 COMCAST CORP NEW CL A 20030N101 639 14307 SH SOLE 0 0 14307 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 160 27900 SH SOLE 0 0 27900 COSTCO WHSL CORP NEW COM 22160K105 895 3068 SH SOLE 0 0 3068 CVS HEALTH CORP COM 126650100 692 9366 SH SOLE 0 0 9366 DANAHER CORPORATION COM 235851102 325 2099 SH SOLE 0 0 2099 DISNEY WALT CO COM DISNEY 254687106 1005 6899 SH SOLE 0 0 6899 DOMINION ENERGY INC COM 25746U109 230 2789 SH SOLE 0 0 2789 DOW INC COM 260557103 382 7323 SH SOLE 0 0 7323 DUPONT DE NEMOURS INC COM 26614N102 454 7355 SH SOLE 0 0 7355 ECOLAB INC COM 278865100 205 1094 SH SOLE 0 0 1094 EMERSON ELEC CO COM 291011104 506 6573 SH SOLE 0 0 6573 ENTERPRISE PRODS PARTNERS L COM 293792107 207 7200 SH SOLE 0 0 7200 EXXON MOBIL CORP COM 30231G102 4182 59004 SH SOLE 0 0 59004 FACEBOOK INC CL A 30303M102 2365 11122 SH SOLE 0 0 11122 FEDEX CORP COM 31428X106 352 2297 SH SOLE 0 0 2297 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 337 5600 SH SOLE 0 0 5600 FLEXSHARES TR QUALT DIVD IDX 33939L860 982 20334 SH SOLE 0 0 20334 FLUENT INC COM 34380C102 36 15000 SH SOLE 0 0 15000 GABELLI EQUITY TR INC COM 362397101 88 14375 SH SOLE 0 0 14375 GENERAL ELECTRIC CO COM 369604103 689 56745 SH SOLE 0 0 56745 GENERAL MLS INC COM 370334104 306 5810 SH SOLE 0 0 5810 HARTFORD FINL SVCS GROUP INC COM 416515104 214 3541 SH SOLE 0 0 3541 HEXCEL CORP NEW COM 428291108 552 7320 SH SOLE 0 0 7320 HOME DEPOT INC COM 437076102 2917 13260 SH SOLE 0 0 13260 HONEYWELL INTL INC COM 438516106 970 5464 SH SOLE 0 0 5464 IDEXX LABS INC COM 45168D104 400 1500 SH SOLE 0 0 1500 ILLINOIS TOOL WKS INC COM 452308109 1458 8169 SH SOLE 0 0 8169 INDEPENDENT BANK CORP MASS COM 453836108 2265 27490 SH SOLE 0 0 27490 INTEL CORP COM 458140100 1969 32859 SH SOLE 0 0 32859 INTERNATIONAL BUSINESS MACHS COM 459200101 1748 13034 SH SOLE 0 0 13034 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 241 11203 SH SOLE 0 0 11203 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 498 3905 SH SOLE 0 0 3905 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1254 21589 SH SOLE 0 0 21589 ISHARES TR CORE DIV GRWTH 46434V621 265 6304 SH SOLE 0 0 6304 ISHARES TR CORE S&P SCP ETF 464287804 225 2690 SH SOLE 0 0 2690 ISHARES TR EAFE SML CP ETF 464288273 481 7741 SH SOLE 0 0 7741 ISHARES TR EDGE MSCI USA VL 46432F388 813 9113 SH SOLE 0 0 9113 ISHARES TR MSCI EAFE ETF 464287465 1804 25935 SH SOLE 0 0 25935 ISHARES TR MSCI EMG MKT ETF 464287234 502 11190 SH SOLE 0 0 11190 ISHARES TR MSCI MIN VOL ETF 46429B697 838 12740 SH SOLE 0 0 12740 ISHARES TR RUSSELL 2000 ETF 464287655 447 2703 SH SOLE 0 0 2703 ISHARES TR RUSSELL 3000 ETF 464287689 2053 10833 SH SOLE 0 0 10833 ISHARES TR SH TR CRPORT ETF 464288646 3445 64136 SH SOLE 0 0 64136 ISHARES TR USA QUALITY FCTR 46432F339 827 8149 SH SOLE 0 0 8149 JOHNSON & JOHNSON COM 478160104 4025 27932 SH SOLE 0 0 27932 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 1059 21000 SH SOLE 0 0 21000 JPMORGAN CHASE & CO COM 46625H100 1788 12935 SH SOLE 0 0 12935 KIMBERLY CLARK CORP COM 494368103 679 4992 SH SOLE 0 0 4992 KKR & CO INC CL A 48251W104 353 12160 SH SOLE 0 0 12160 LILLY ELI & CO COM 532457108 255 1930 SH SOLE 0 0 1930 LINDE PLC SHS G5494J103 215 1052 SH SOLE 0 0 1052 LOWES COS INC COM 548661107 744 6181 SH SOLE 0 0 6181 MAGENTA THERAPEUTICS INC COM 55910K108 177 12000 SH SOLE 0 0 12000 MARSH & MCLENNAN COS INC COM 571748102 613 5478 SH SOLE 0 0 5478 MASTERCARD INC CL A 57636Q104 377 1252 SH SOLE 0 0 1252 MCDONALDS CORP COM 580135101 943 4663 SH SOLE 0 0 4663 MEDTRONIC PLC SHS G5960L103 460 4008 SH SOLE 0 0 4008 MERCK & CO INC COM 58933Y105 2606 28435 SH SOLE 0 0 28435 MICROSOFT CORP COM 594918104 6199 38979 SH SOLE 0 0 38979 MONDELEZ INTL INC CL A 609207105 308 5687 SH SOLE 0 0 5687 MONSTER BEVERAGE CORP NEW COM 61174X109 415 6550 SH SOLE 0 0 6550 NEXTERA ENERGY INC COM 65339F101 282 1169 SH SOLE 0 0 1169 NIKE INC CL B 654106103 936 9192 SH SOLE 0 0 9192 NIO INC SPON ADS 62914V106 74 20000 SH SOLE 0 0 20000 NORDSTROM INC COM 655664100 266 6483 SH SOLE 0 0 6483 NUVEEN MUN VALUE FD INC COM 670928100 389 36500 SH SOLE 0 0 36500 NXP SEMICONDUCTORS N V COM N6596X109 316 2500 SH SOLE 0 0 2500 OPKO HEALTH INC COM 68375N103 15 10000 SH SOLE 0 0 10000 ORACLE CORP COM 68389X105 211 3896 SH SOLE 0 0 3896 PAYCHEX INC COM 704326107 231 2729 SH SOLE 0 0 2729 PEPSICO INC COM 713448108 1975 14504 SH SOLE 0 0 14504 PFIZER INC COM 717081103 1488 38270 SH SOLE 0 0 38270 PHILLIPS 66 COM 718546104 386 3585 SH SOLE 0 0 3585 PLUG POWER INC COM NEW 72919P202 38 10000 SH SOLE 0 0 10000 PROCTER & GAMBLE CO COM 742718109 2174 17709 SH SOLE 0 0 17709 RAYTHEON CO COM NEW 755111507 432 1900 SH SOLE 0 0 1900 RENAISSANCERE HOLDINGS LTD COM G7496G103 461 2400 SH SOLE 0 0 2400 SCHLUMBERGER LTD COM 806857108 283 6942 SH SOLE 0 0 6942 SELECT SECTOR SPDR TR ENERGY 81369Y506 254 4172 SH SOLE 0 0 4172 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 228 1809 SH SOLE 0 0 1809 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 500 16283 SH SOLE 0 0 16283 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 290 3132 SH SOLE 0 0 3132 SERES THERAPEUTICS INC COM 81750R102 33 10000 SH SOLE 0 0 10000 SOUTHERN CO COM 842587107 209 3325 SH SOLE 0 0 3325 SPDR GOLD TRUST GOLD SHS 78463V107 276 1872 SH SOLE 0 0 1872 SPDR S&P 500 ETF TR TR UNIT 78462F103 3805 11758 SH SOLE 0 0 11758 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 1477 48073 SH SOLE 0 0 48073 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 11009 367200 SH SOLE 0 0 367200 SPDR SERIES TRUST S&P DIVID ETF 78464A763 4629 43367 SH SOLE 0 0 43367 SPDR SERIES TRUST S&P REGL BKG 78464A698 264 4603 SH SOLE 0 0 4603 SPLUNK INC COM 848637104 232 1500 SH SOLE 0 0 1500 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 250 5099 SH SOLE 0 0 5099 STARBUCKS CORP COM 855244109 478 5421 SH SOLE 0 0 5421 STATE STR CORP COM 857477103 370 4576 SH SOLE 0 0 4576 T MOBILE US INC COM 872590104 329 4179 SH SOLE 0 0 4179 TEXAS INSTRS INC COM 882508104 523 4123 SH SOLE 0 0 4123 THERMO FISHER SCIENTIFIC INC COM 883556102 1312 4036 SH SOLE 0 0 4036 TJX COS INC NEW COM 872540109 296 4801 SH SOLE 0 0 4801 TORONTO DOMINION BK ONT COM NEW 891160509 623 10999 SH SOLE 0 0 10999 TRAVELERS COMPANIES INC COM 89417E109 431 3141 SH SOLE 0 0 3141 TREX CO INC COM 89531P105 781 8600 SH SOLE 0 0 8600 UNION PACIFIC CORP COM 907818108 405 2259 SH SOLE 0 0 2259 UNITED PARCEL SERVICE INC CL B 911312106 206 1776 SH SOLE 0 0 1776 UNITED TECHNOLOGIES CORP COM 913017109 809 5261 SH SOLE 0 0 5261 UNITEDHEALTH GROUP INC COM 91324P102 443 1520 SH SOLE 0 0 1520 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 991 12274 SH SOLE 0 0 12274 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 469 5567 SH SOLE 0 0 5567 VANGUARD INDEX FDS GROWTH ETF 922908736 3857 20882 SH SOLE 0 0 20882 VANGUARD INDEX FDS MID CAP ETF 922908629 4568 25626 SH SOLE 0 0 25626 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 757 2546 SH SOLE 0 0 2546 VANGUARD INDEX FDS SMALL CP ETF 922908751 4798 28982 SH SOLE 0 0 28982 VANGUARD INDEX FDS TOTAL STK MKT 922908769 203 1237 SH SOLE 0 0 1237 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 505 9384 SH SOLE 0 0 9384 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1858 41631 SH SOLE 0 0 41631 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 543 11000 SH SOLE 0 0 11000 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 260 3928 SH SOLE 0 0 3928 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1506 18549 SH SOLE 0 0 18549 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 227 5150 SH SOLE 0 0 5150 VERASTEM INC COM 92337C104 26 20003 SH SOLE 0 0 20003 VERIZON COMMUNICATIONS INC COM 92343V104 403 6682 SH SOLE 0 0 6682 VISA INC COM CL A 92826C839 1809 9561 SH SOLE 0 0 9561 WALMART INC COM 931142103 2001 17012 SH SOLE 0 0 17012 WASTE MGMT INC DEL COM 94106L109 661 5700 SH SOLE 0 0 5700 WELLS FARGO CO NEW COM 949746101 725 13660 SH SOLE 0 0 13660 WESTERN ASSET HIGH INCM OPP COM 95766K109 98 19296 SH SOLE 0 0 19296 ZIMMER BIOMET HLDGS INC COM 98956P102 238 1610 SH SOLE 0 0 1610 ZYNGA INC CL A 98986T108 63 10000 SH SOLE 0 0 10000