Chief Compliance Officer

0001085146-19-002612.txt : 20191022 0001085146-19-002612.hdr.sgml : 20191022 20191022133629 ACCESSION NUMBER: 0001085146-19-002612 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191022 DATE AS OF CHANGE: 20191022 EFFECTIVENESS DATE: 20191022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aries Wealth Management CENTRAL INDEX KEY: 0001729515 IRS NUMBER: 473622319 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18258 FILM NUMBER: 191161207 BUSINESS ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-536-0530 MAIL ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729515 XXXXXXXX 09-30-2019 09-30-2019 false Aries Wealth Management

183 MIDDLE STREET SUITE 4B PORTLAND ME 04101

13F HOLDINGS REPORT 028-18258 N Jason Viola Chief Compliance Officer 207-536-4046 /s/ Jason Viola Portland ME 10-22-2019 0 158 150352 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1148 7263 SH SOLE 0 0 7263 ABBOTT LABS COM 002824100 1087 13652 SH SOLE 0 0 13652 ABBVIE INC COM 00287Y109 767 10420 SH SOLE 0 0 10420 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 407 2202 SH SOLE 0 0 2202 AKAMAI TECHNOLOGIES INC COM 00971T101 484 5400 SH SOLE 0 0 5400 ALPHABET INC CAP STK CL A 02079K305 1379 1134 SH SOLE 0 0 1134 ALPHABET INC CAP STK CL C 02079K107 265 218 SH SOLE 0 0 218 ALPS ETF TR ALERIAN MLP 00162Q866 459 52000 SH SOLE 0 0 52000 AMAZON COM INC COM 023135106 2101 1213 SH SOLE 0 0 1213 AMERICAN EXPRESS CO COM 025816109 382 3285 SH SOLE 0 0 3285 AMERICAN INTL GROUP INC COM NEW 026874784 299 5500 SH SOLE 0 0 5500 AMERICAN TOWER CORP NEW COM 03027X100 210 934 SH SOLE 0 0 934 APPLE INC COM 037833100 6695 28343 SH SOLE 0 0 28343 ASTRAZENECA PLC SPONSORED ADR 046353108 437 10030 SH SOLE 0 0 10030 AT&T INC COM 00206R102 777 20688 SH SOLE 0 0 20688 AUTOMATIC DATA PROCESSING IN COM 053015103 830 5109 SH SOLE 0 0 5109 BECTON DICKINSON & CO COM 075887109 314 1241 SH SOLE 0 0 1241 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 536 2575 SH SOLE 0 0 2575 BLACKROCK INC COM 09247X101 218 503 SH SOLE 0 0 503 BRISTOL MYERS SQUIBB CO COM 110122108 1230 23827 SH SOLE 0 0 23827 BROOKLINE BANCORP INC DEL COM 11373M107 329 22500 SH SOLE 0 0 22500 CATERPILLAR INC DEL COM 149123101 2507 19527 SH SOLE 0 0 19527 CHECK POINT SOFTWARE TECH LT ORD M22465104 238 2135 SH SOLE 0 0 2135 CHEVRON CORP NEW COM 166764100 1439 12389 SH SOLE 0 0 12389 CHUBB LIMITED COM H1467J104 1135 7315 SH SOLE 0 0 7315 CHURCH & DWIGHT INC COM 171340102 240 3240 SH SOLE 0 0 3240 CIGNA CORP NEW COM 125523100 761 4993 SH SOLE 0 0 4993 CISCO SYS INC COM 17275R102 1105 23725 SH SOLE 0 0 23725 COCA COLA CO COM 191216100 675 12666 SH SOLE 0 0 12666 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 204 3366 SH SOLE 0 0 3366 COHEN & STEERS QUALITY RLTY COM 19247L106 368 23457 SH SOLE 0 0 23457 COLGATE PALMOLIVE CO COM 194162103 1041 14770 SH SOLE 0 0 14770 COMCAST CORP NEW CL A 20030N101 652 14307 SH SOLE 0 0 14307 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 118 25400 SH SOLE 0 0 25400 COSTCO WHSL CORP NEW COM 22160K105 913 3068 SH SOLE 0 0 3068 CVS HEALTH CORP COM 126650100 589 9366 SH SOLE 0 0 9366 DANAHER CORPORATION COM 235851102 291 2099 SH SOLE 0 0 2099 DIREXION SHS ETF TR OIL GAS BL 3X SH 25490K356 28 10000 SH SOLE 0 0 10000 DISNEY WALT CO COM DISNEY 254687106 897 6899 SH SOLE 0 0 6899 DOMINION ENERGY INC COM 25746U109 228 2789 SH SOLE 0 0 2789 DOW INC COM 260557103 369 7823 SH SOLE 0 0 7823 DUPONT DE NEMOURS INC COM 26614N102 512 7855 SH SOLE 0 0 7855 ECOLAB INC COM 278865100 213 1094 SH SOLE 0 0 1094 EMERSON ELEC CO COM 291011104 441 6573 SH SOLE 0 0 6573 EXXON MOBIL CORP COM 30231G102 4192 60775 SH SOLE 0 0 60775 FACEBOOK INC CL A 30303M102 2104 11422 SH SOLE 0 0 11422 FEDEX CORP COM 31428X106 338 2320 SH SOLE 0 0 2320 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 289 4800 SH SOLE 0 0 4800 FLEXSHARES TR QUALT DIVD IDX 33939L860 895 19776 SH SOLE 0 0 19776 GABELLI EQUITY TR INC COM 362397101 85 14375 SH SOLE 0 0 14375 GENERAL ELECTRIC CO COM 369604103 499 56745 SH SOLE 0 0 56745 GENERAL MLS INC COM 370334104 316 5810 SH SOLE 0 0 5810 HARTFORD FINL SVCS GROUP INC COM 416515104 208 3541 SH SOLE 0 0 3541 HEXCEL CORP NEW COM 428291108 956 12320 SH SOLE 0 0 12320 HOME DEPOT INC COM 437076102 3571 15216 SH SOLE 0 0 15216 HONEYWELL INTL INC COM 438516106 989 6049 SH SOLE 0 0 6049 IDEXX LABS INC COM 45168D104 415 1500 SH SOLE 0 0 1500 ILLINOIS TOOL WKS INC COM 452308109 1262 8169 SH SOLE 0 0 8169 INDEPENDENT BANK CORP MASS COM 453836108 2003 27490 SH SOLE 0 0 27490 INTEL CORP COM 458140100 1712 32859 SH SOLE 0 0 32859 INTERNATIONAL BUSINESS MACHS COM 459200101 1861 13034 SH SOLE 0 0 13034 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 241 11203 SH SOLE 0 0 11203 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 459 3905 SH SOLE 0 0 3905 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1195 20844 SH SOLE 0 0 20844 ISHARES TR CORE DIV GRWTH 46434V621 245 6304 SH SOLE 0 0 6304 ISHARES TR CORE S&P SCP ETF 464287804 207 2690 SH SOLE 0 0 2690 ISHARES TR EAFE SML CP ETF 464288273 460 7941 SH SOLE 0 0 7941 ISHARES TR EDGE MSCI USA VL 46432F388 706 8677 SH SOLE 0 0 8677 ISHARES TR MSCI EAFE ETF 464287465 1699 25926 SH SOLE 0 0 25926 ISHARES TR MSCI EMG MKT ETF 464287234 467 11190 SH SOLE 0 0 11190 ISHARES TR MSCI MIN VOL ETF 46429B697 785 12315 SH SOLE 0 0 12315 ISHARES TR RUSSELL 2000 ETF 464287655 406 2703 SH SOLE 0 0 2703 ISHARES TR RUSSELL 3000 ETF 464287689 1879 10833 SH SOLE 0 0 10833 ISHARES TR SH TR CRPORT ETF 464288646 2835 52908 SH SOLE 0 0 52908 ISHARES TR USA QUALITY FCTR 46432F339 713 7693 SH SOLE 0 0 7693 JOHNSON & JOHNSON COM 478160104 3658 27857 SH SOLE 0 0 27857 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 908 18000 SH SOLE 0 0 18000 JPMORGAN CHASE & CO COM 46625H100 1502 12935 SH SOLE 0 0 12935 KIMBERLY CLARK CORP COM 494368103 687 4992 SH SOLE 0 0 4992 KKR & CO INC CL A 48251W104 320 12160 SH SOLE 0 0 12160 LILLY ELI & CO COM 532457108 228 2105 SH SOLE 0 0 2105 LINDE PLC SHS G5494J103 254 1308 SH SOLE 0 0 1308 LOWES COS INC COM 548661107 704 6356 SH SOLE 0 0 6356 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 206 3135 SH SOLE 0 0 3135 MAGENTA THERAPEUTICS INC COM 55910K108 118 12000 SH SOLE 0 0 12000 MARSH & MCLENNAN COS INC COM 571748102 532 5478 SH SOLE 0 0 5478 MASTERCARD INC CL A 57636Q104 345 1252 SH SOLE 0 0 1252 MCDONALDS CORP COM 580135101 1560 7463 SH SOLE 0 0 7463 MEDTRONIC PLC SHS G5960L103 425 3950 SH SOLE 0 0 3950 MERCK & CO INC COM 58933Y105 2398 28435 SH SOLE 0 0 28435 MICROSOFT CORP COM 594918104 5405 38699 SH SOLE 0 0 38699 MONDELEZ INTL INC CL A 609207105 312 5687 SH SOLE 0 0 5687 MONSTER BEVERAGE CORP NEW COM 61174X109 369 6550 SH SOLE 0 0 6550 NEXTERA ENERGY INC COM 65339F101 268 1169 SH SOLE 0 0 1169 NIKE INC CL B 654106103 863 9192 SH SOLE 0 0 9192 NIO INC SPON ADS 62914V106 31 20000 SH SOLE 0 0 20000 NORDSTROM INC COM 655664100 227 6483 SH SOLE 0 0 6483 NUVEEN MUN VALUE FD INC COM 670928100 384 36500 SH SOLE 0 0 36500 NXP SEMICONDUCTORS N V COM N6596X109 277 2500 SH SOLE 0 0 2500 ORACLE CORP COM 68389X105 222 3896 SH SOLE 0 0 3896 ORGANOVO HLDGS INC COM 68620A104 6 20000 SH SOLE 0 0 20000 PAYCHEX INC COM 704326107 231 2729 SH SOLE 0 0 2729 PEPSICO INC COM 713448108 2007 14579 SH SOLE 0 0 14579 PFIZER INC COM 717081103 1382 38270 SH SOLE 0 0 38270 PHILLIPS 66 COM 718546104 335 3140 SH SOLE 0 0 3140 PLUG POWER INC COM NEW 72919P202 27 10000 SH SOLE 0 0 10000 PROCTER & GAMBLE CO COM 742718109 2144 17709 SH SOLE 0 0 17709 RAYTHEON CO COM NEW 755111507 400 2015 SH SOLE 0 0 2015 RENAISSANCERE HOLDINGS LTD COM G7496G103 458 2400 SH SOLE 0 0 2400 SCHLUMBERGER LTD COM 806857108 225 6942 SH SOLE 0 0 6942 SELECT SECTOR SPDR TR ENERGY 81369Y506 242 4172 SH SOLE 0 0 4172 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 218 1809 SH SOLE 0 0 1809 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 460 16634 SH SOLE 0 0 16634 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 255 3132 SH SOLE 0 0 3132 SERES THERAPEUTICS INC COM 81750R102 31 10000 SH SOLE 0 0 10000 SOUTHERN CO COM 842587107 205 3325 SH SOLE 0 0 3325 SPDR GOLD TRUST GOLD SHS 78463V107 262 1872 SH SOLE 0 0 1872 SPDR S&P 500 ETF TR TR UNIT 78462F103 3457 11667 SH SOLE 0 0 11667 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 1251 40748 SH SOLE 0 0 40748 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 9186 306300 SH SOLE 0 0 306300 SPDR SERIES TRUST S&P DIVID ETF 78464A763 4421 43367 SH SOLE 0 0 43367 SPDR SERIES TRUST S&P REGL BKG 78464A698 248 4748 SH SOLE 0 0 4748 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 252 5134 SH SOLE 0 0 5134 STARBUCKS CORP COM 855244109 468 5421 SH SOLE 0 0 5421 STATE STR CORP COM 857477103 269 4576 SH SOLE 0 0 4576 T MOBILE US INC COM 872590104 332 4179 SH SOLE 0 0 4179 TEXAS INSTRS INC COM 882508104 540 4148 SH SOLE 0 0 4148 THERMO FISHER SCIENTIFIC INC COM 883556102 1162 4096 SH SOLE 0 0 4096 TJX COS INC NEW COM 872540109 281 4801 SH SOLE 0 0 4801 TORONTO DOMINION BK ONT COM NEW 891160509 615 10999 SH SOLE 0 0 10999 TRAVELERS COMPANIES INC COM 89417E109 448 3141 SH SOLE 0 0 3141 TREX CO INC COM 89531P105 778 8600 SH SOLE 0 0 8600 TWITTER INC COM 90184L102 238 5900 SH SOLE 0 0 5900 UNION PACIFIC CORP COM 907818108 365 2259 SH SOLE 0 0 2259 UNITED PARCEL SERVICE INC CL B 911312106 206 1776 SH SOLE 0 0 1776 UNITED TECHNOLOGIES CORP COM 913017109 716 5261 SH SOLE 0 0 5261 UNITEDHEALTH GROUP INC COM 91324P102 333 1500 SH SOLE 0 0 1500 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 759 9399 SH SOLE 0 0 9399 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 293 3482 SH SOLE 0 0 3482 VANGUARD INDEX FDS GROWTH ETF 922908736 3502 20922 SH SOLE 0 0 20922 VANGUARD INDEX FDS MID CAP ETF 922908629 4272 25626 SH SOLE 0 0 25626 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 693 2546 SH SOLE 0 0 2546 VANGUARD INDEX FDS SMALL CP ETF 922908751 4429 28914 SH SOLE 0 0 28914 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 472 9384 SH SOLE 0 0 9384 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1710 41618 SH SOLE 0 0 41618 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 515 10500 SH SOLE 0 0 10500 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1461 18049 SH SOLE 0 0 18049 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 213 5150 SH SOLE 0 0 5150 VENTAS INC COM 92276F100 203 2817 SH SOLE 0 0 2817 VERASTEM INC COM 92337C104 11 10003 SH SOLE 0 0 10003 VERIZON COMMUNICATIONS INC COM 92343V104 400 6682 SH SOLE 0 0 6682 VISA INC COM CL A 92826C839 1693 9561 SH SOLE 0 0 9561 WALMART INC COM 931142103 2046 17012 SH SOLE 0 0 17012 WASTE MGMT INC DEL COM 94106L109 663 5700 SH SOLE 0 0 5700 WELLS FARGO CO NEW COM 949746101 672 13660 SH SOLE 0 0 13660 WESTERN ASSET HIGH INCM OPP COM 95766K109 97 19296 SH SOLE 0 0 19296 ZIMMER BIOMET HLDGS INC COM 98956P102 220 1610 SH SOLE 0 0 1610 ZYNGA INC CL A 98986T108 61 10000 SH SOLE 0 0 10000