Chief Compliance Officer

0001085146-19-001885.txt : 20190715 0001085146-19-001885.hdr.sgml : 20190715 20190715134859 ACCESSION NUMBER: 0001085146-19-001885 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190715 DATE AS OF CHANGE: 20190715 EFFECTIVENESS DATE: 20190715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aries Wealth Management CENTRAL INDEX KEY: 0001729515 IRS NUMBER: 473622319 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18258 FILM NUMBER: 19954806 BUSINESS ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-536-0530 MAIL ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001729515 XXXXXXXX 06-30-2019 06-30-2019 false Aries Wealth Management

183 MIDDLE STREET SUITE 4B PORTLAND ME 04101

13F HOLDINGS REPORT 028-18258 N Jason Viola Chief Compliance Officer 207-536-4046 /s/ Jason Viola Portland ME 07-12-2019 0 159 143050 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1491 8668 SH SOLE 0 0 8668 ABBOTT LABS COM 002824100 1156 13532 SH SOLE 0 0 13532 ABBVIE INC COM 00287Y109 863 11820 SH SOLE 0 0 11820 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 418 2185 SH SOLE 0 0 2185 AKAMAI TECHNOLOGIES INC COM 00971T101 441 5400 SH SOLE 0 0 5400 ALPHABET INC CAP STK CL C 02079K107 247 218 SH SOLE 0 0 218 ALPHABET INC CAP STK CL A 02079K305 1294 1142 SH SOLE 0 0 1142 ALPS ETF TR ALERIAN MLP 00162Q866 317 31500 SH SOLE 0 0 31500 ALTABA INC COM 021346101 221 3150 SH SOLE 0 0 3150 ALTRIA GROUP INC COM 02209S103 268 5500 SH SOLE 0 0 5500 AMAZON COM INC COM 023135106 2357 1213 SH SOLE 0 0 1213 AMERICAN EXPRESS CO COM 025816109 425 3392 SH SOLE 0 0 3392 AMERICAN INTL GROUP INC COM NEW 026874784 300 5500 SH SOLE 0 0 5500 AMERICAN TOWER CORP NEW COM 03027X100 209 1000 SH SOLE 0 0 1000 AMERIPRISE FINL INC COM 03076C106 216 1438 SH SOLE 0 0 1438 APPLE INC COM 037833100 5884 28811 SH SOLE 0 0 28811 ASTRAZENECA PLC SPONSORED ADR 046353108 411 10030 SH SOLE 0 0 10030 AT&T INC COM 00206R102 713 20782 SH SOLE 0 0 20782 AUTOMATIC DATA PROCESSING IN COM 053015103 842 5109 SH SOLE 0 0 5109 BECTON DICKINSON & CO COM 075887109 298 1171 SH SOLE 0 0 1171 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 662 3075 SH SOLE 0 0 3075 BLACKROCK INC COM 09247X101 241 503 SH SOLE 0 0 503 BRISTOL MYERS SQUIBB CO COM 110122108 1157 25207 SH SOLE 0 0 25207 BROOKLINE BANCORP INC DEL COM 11373M107 346 22500 SH SOLE 0 0 22500 CATERPILLAR INC DEL COM 149123101 2646 19527 SH SOLE 0 0 19527 CHECK POINT SOFTWARE TECH LT ORD M22465104 236 1970 SH SOLE 0 0 1970 CHEVRON CORP NEW COM 166764100 1545 12504 SH SOLE 0 0 12504 CHUBB LIMITED COM H1467J104 1084 7248 SH SOLE 0 0 7248 CHURCH & DWIGHT INC COM 171340102 241 3240 SH SOLE 0 0 3240 CIGNA CORP NEW COM 125523100 831 5085 SH SOLE 0 0 5085 CISCO SYS INC COM 17275R102 1345 23767 SH SOLE 0 0 23767 COCA COLA CO COM 191216100 663 12716 SH SOLE 0 0 12716 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 225 3472 SH SOLE 0 0 3472 COHEN & STEERS QUALITY RLTY COM 19247L106 327 23457 SH SOLE 0 0 23457 COLGATE PALMOLIVE CO COM 194162103 1086 14848 SH SOLE 0 0 14848 COMCAST CORP NEW CL A 20030N101 623 14395 SH SOLE 0 0 14395 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 187 27400 SH SOLE 0 0 27400 CORTEVA INC COM 22052L104 254 8868 SH SOLE 0 0 8868 COSTCO WHSL CORP NEW COM 22160K105 829 3092 SH SOLE 0 0 3092 CVS HEALTH CORP COM 126650100 542 9757 SH SOLE 0 0 9757 DANAHER CORPORATION COM 235851102 308 2133 SH SOLE 0 0 2133 DISNEY WALT CO COM DISNEY 254687106 986 6921 SH SOLE 0 0 6921 DOMINION ENERGY INC COM 25746U109 217 2789 SH SOLE 0 0 2789 DOW INC COM 260557103 446 9038 SH SOLE 0 0 9038 DUPONT DE NEMOURS INC COM 26614N102 654 8868 SH SOLE 0 0 8868 ECOLAB INC COM 278865100 224 1139 SH SOLE 0 0 1139 EMERSON ELEC CO COM 291011104 430 6573 SH SOLE 0 0 6573 ENTERPRISE PRODS PARTNERS L COM 293792107 212 7200 SH SOLE 0 0 7200 EXXON MOBIL CORP COM 30231G102 4630 60818 SH SOLE 0 0 60818 FACEBOOK INC CL A 30303M102 2314 11784 SH SOLE 0 0 11784 FEDEX CORP COM 31428X106 562 3471 SH SOLE 0 0 3471 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 288 4800 SH SOLE 0 0 4800 FLEXSHARES TR QUALT DIVD IDX 33939L860 920 20206 SH SOLE 0 0 20206 FORD MTR CO DEL COM 345370860 104 10213 SH SOLE 0 0 10213 GABELLI EQUITY TR INC COM 362397101 89 14375 SH SOLE 0 0 14375 GENERAL ELECTRIC CO COM 369604103 587 55870 SH SOLE 0 0 55870 GENERAL MLS INC COM 370334104 317 5845 SH SOLE 0 0 5845 HARTFORD FINL SVCS GROUP INC COM 416515104 202 3541 SH SOLE 0 0 3541 HEXCEL CORP NEW COM 428291108 1003 12320 SH SOLE 0 0 12320 HOME DEPOT INC COM 437076102 3222 15236 SH SOLE 0 0 15236 HONEYWELL INTL INC COM 438516106 1068 6049 SH SOLE 0 0 6049 IDEXX LABS INC COM 45168D104 418 1500 SH SOLE 0 0 1500 ILLINOIS TOOL WKS INC COM 452308109 1235 8349 SH SOLE 0 0 8349 INDEPENDENT BANK CORP MASS COM 453836108 2099 27740 SH SOLE 0 0 27740 INTEL CORP COM 458140100 1569 32634 SH SOLE 0 0 32634 INTERNATIONAL BUSINESS MACHS COM 459200101 1862 13169 SH SOLE 0 0 13169 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 235 11017 SH SOLE 0 0 11017 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 512 4222 SH SOLE 0 0 4222 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1094 19466 SH SOLE 0 0 19466 ISHARES TR MSCI EMG MKT ETF 464287234 480 11190 SH SOLE 0 0 11190 ISHARES TR MSCI EAFE ETF 464287465 1673 25284 SH SOLE 0 0 25284 ISHARES TR RUSSELL 2000 ETF 464287655 424 2703 SH SOLE 0 0 2703 ISHARES TR RUSSELL 3000 ETF 464287689 1901 10833 SH SOLE 0 0 10833 ISHARES TR CORE S&P SCP ETF 464287804 212 2690 SH SOLE 0 0 2690 ISHARES TR EAFE SML CP ETF 464288273 478 8241 SH SOLE 0 0 8241 ISHARES TR INTL SEL DIV ETF 464288448 205 6587 SH SOLE 0 0 6587 ISHARES TR SH TR CRPORT ETF 464288646 2846 53462 SH SOLE 0 0 53462 ISHARES TR MIN VOL USA ETF 46429B697 720 11437 SH SOLE 0 0 11437 ISHARES TR USA QUALITY FCTR 46432F339 561 6023 SH SOLE 0 0 6023 ISHARES TR EDGE MSCI USA VL 46432F388 583 7114 SH SOLE 0 0 7114 ISHARES TR CORE DIV GRWTH 46434V621 263 6792 SH SOLE 0 0 6792 JOHNSON & JOHNSON COM 478160104 3995 28423 SH SOLE 0 0 28423 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 393 7800 SH SOLE 0 0 7800 JPMORGAN CHASE & CO COM 46625H100 1472 12966 SH SOLE 0 0 12966 KIMBERLY CLARK CORP COM 494368103 670 4892 SH SOLE 0 0 4892 KKR & CO INC CL A 48251W104 315 12160 SH SOLE 0 0 12160 LILLY ELI & CO COM 532457108 274 2430 SH SOLE 0 0 2430 LINDE PLC SHS G5494J103 312 1542 SH SOLE 0 0 1542 LOWES COS INC COM 548661107 666 6391 SH SOLE 0 0 6391 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 203 3135 SH SOLE 0 0 3135 MAGENTA THERAPEUTICS INC COM 55910K108 165 12000 SH SOLE 0 0 12000 MARSH & MCLENNAN COS INC COM 571748102 563 5478 SH SOLE 0 0 5478 MASTERCARD INC CL A 57636Q104 341 1252 SH SOLE 0 0 1252 MCDONALDS CORP COM 580135101 1585 7503 SH SOLE 0 0 7503 MEDTRONIC PLC SHS G5960L103 372 3790 SH SOLE 0 0 3790 MERCK & CO INC COM 58933Y105 2453 28652 SH SOLE 0 0 28652 MICROSOFT CORP COM 594918104 5396 39372 SH SOLE 0 0 39372 MONDELEZ INTL INC CL A 609207105 300 5407 SH SOLE 0 0 5407 MONSTER BEVERAGE CORP NEW COM 61174X109 432 6550 SH SOLE 0 0 6550 NEXTERA ENERGY INC COM 65339F101 246 1180 SH SOLE 0 0 1180 NIKE INC CL B 654106103 815 9387 SH SOLE 0 0 9387 NIO INC SPON ADS 62914V106 33 10000 SH SOLE 0 0 10000 NORDSTROM INC COM 655664100 207 6483 SH SOLE 0 0 6483 NUVEEN MUN VALUE FD INC COM 670928100 370 36500 SH SOLE 0 0 36500 NXP SEMICONDUCTORS N V COM N6596X109 241 2500 SH SOLE 0 0 2500 ORACLE CORP COM 68389X105 231 3896 SH SOLE 0 0 3896 ORGANOVO HLDGS INC COM 68620A104 10 20000 SH SOLE 0 0 20000 PAYCHEX INC COM 704326107 217 2539 SH SOLE 0 0 2539 PEPSICO INC COM 713448108 1931 14519 SH SOLE 0 0 14519 PFIZER INC COM 717081103 1795 40870 SH SOLE 0 0 40870 PHILLIPS 66 COM 718546104 304 3140 SH SOLE 0 0 3140 PLUG POWER INC COM NEW 72919P202 24 10000 SH SOLE 0 0 10000 PROCTER AND GAMBLE CO COM 742718109 1991 17599 SH SOLE 0 0 17599 RAYTHEON CO COM NEW 755111507 376 2165 SH SOLE 0 0 2165 RENAISSANCERE HOLDINGS LTD COM G7496G103 440 2400 SH SOLE 0 0 2400 SCHLUMBERGER LTD COM 806857108 283 7159 SH SOLE 0 0 7159 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 222 1827 SH SOLE 0 0 1827 SELECT SECTOR SPDR TR ENERGY 81369Y506 265 4193 SH SOLE 0 0 4193 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 574 20374 SH SOLE 0 0 20374 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 232 2903 SH SOLE 0 0 2903 SPDR GOLD TRUST GOLD SHS 78463V107 228 1724 SH SOLE 0 0 1724 SPDR S&P 500 ETF TR TR UNIT 78462F103 3209 10753 SH SOLE 0 0 10753 SPDR SERIES TRUST S&P REGL BKG 78464A698 568 10498 SH SOLE 0 0 10498 SPDR SERIES TRUST S&P DIVID ETF 78464A763 4242 41492 SH SOLE 0 0 41492 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 958 32050 SH SOLE 0 0 32050 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 1127 36748 SH SOLE 0 0 36748 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 247 5054 SH SOLE 0 0 5054 STARBUCKS CORP COM 855244109 482 5491 SH SOLE 0 0 5491 STATE STR CORP COM 857477103 260 4576 SH SOLE 0 0 4576 T MOBILE US INC COM 872590104 329 4312 SH SOLE 0 0 4312 TEXAS INSTRS INC COM 882508104 490 4231 SH SOLE 0 0 4231 TEXTRON INC COM 883203101 200 3771 SH SOLE 0 0 3771 THERMO FISHER SCIENTIFIC INC COM 883556102 1240 4126 SH SOLE 0 0 4126 TJX COS INC NEW COM 872540109 252 4622 SH SOLE 0 0 4622 TORONTO DOMINION BK ONT COM NEW 891160509 669 11260 SH SOLE 0 0 11260 TRAVELERS COMPANIES INC COM 89417E109 517 3352 SH SOLE 0 0 3352 TREX CO INC COM 89531P105 626 8600 SH SOLE 0 0 8600 UNILEVER PLC SPON ADR NEW 904767704 205 3240 SH SOLE 0 0 3240 UNION PACIFIC CORP COM 907818108 391 2300 SH SOLE 0 0 2300 UNITED TECHNOLOGIES CORP COM 913017109 685 5167 SH SOLE 0 0 5167 UNITEDHEALTH GROUP INC COM 91324P102 379 1533 SH SOLE 0 0 1533 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 784 9764 SH SOLE 0 0 9764 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 288 3482 SH SOLE 0 0 3482 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 698 2546 SH SOLE 0 0 2546 VANGUARD INDEX FDS MID CAP ETF 922908629 4276 25182 SH SOLE 0 0 25182 VANGUARD INDEX FDS GROWTH ETF 922908736 3310 19847 SH SOLE 0 0 19847 VANGUARD INDEX FDS SMALL CP ETF 922908751 4509 28433 SH SOLE 0 0 28433 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 482 9384 SH SOLE 0 0 9384 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1709 39899 SH SOLE 0 0 39899 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 271 5500 SH SOLE 0 0 5500 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1396 17356 SH SOLE 0 0 17356 VERIZON COMMUNICATIONS INC COM 92343V104 383 6562 SH SOLE 0 0 6562 VISA INC COM CL A 92826C839 1734 9817 SH SOLE 0 0 9817 WALMART INC COM 931142103 1915 17102 SH SOLE 0 0 17102 WASTE MGMT INC DEL COM 94106L109 664 5700 SH SOLE 0 0 5700 WELLS FARGO CO NEW COM 949746101 653 13660 SH SOLE 0 0 13660 WESTERN ASSET HIGH INCM OPP COM 95766K109 99 19296 SH SOLE 0 0 19296 XYLEM INC COM 98419M100 204 2462 SH SOLE 0 0 2462 ZYNGA INC CL A 98986T108 63 10000 SH SOLE 0 0 10000