0001085146-18-002708.txt : 20181114 0001085146-18-002708.hdr.sgml : 20181114 20181114120932 ACCESSION NUMBER: 0001085146-18-002708 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aries Wealth Management CENTRAL INDEX KEY: 0001729515 IRS NUMBER: 473622319 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18258 FILM NUMBER: 181181852 BUSINESS ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-536-0530 MAIL ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001729515 XXXXXXXX 09-30-2018 09-30-2018 false Aries Wealth Management
183 MIDDLE STREET SUITE 4B PORTLAND ME 04101
13F HOLDINGS REPORT 028-18258 N
Jason Viola Chief Compliance Officer 207-536-4046 /s/ Jason Viola Portland ME 11-14-2018 0 136 111364
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1717 8147 SH SOLE 2402 0 5745 ABBOTT LABS COM 002824100 903 12313 SH SOLE 2378 0 9935 ABBVIE INC COM 00287Y109 1175 12420 SH SOLE 2185 0 10235 AKAMAI TECHNOLOGIES INC COM 00971T101 395 5400 SH SOLE 3900 0 1500 ALLERGAN PLC SHS G0177J108 218 1147 SH SOLE 1047 0 100 ALPHABET INC CAP STK CL C 02079K107 240 201 SH SOLE 198 0 3 ALPHABET INC CAP STK CL A 02079K305 1407 1166 SH SOLE 578 0 588 ALPS ETF TR ALERIAN MLP 00162Q866 123 11500 SH SOLE 11500 0 0 ALTABA INC COM 021346101 204 3000 SH SOLE 0 0 3000 ALTRIA GROUP INC COM 02209S103 332 5500 SH SOLE 0 0 5500 AMAZON COM INC COM 023135106 2331 1164 SH SOLE 688 0 476 AMERICAN EXPRESS CO COM 025816109 372 3492 SH SOLE 699 0 2793 AMERICAN INTL GROUP INC COM NEW 026874784 351 6600 SH SOLE 600 0 6000 AMERIPRISE FINL INC COM 03076C106 223 1507 SH SOLE 322 0 1185 APACHE CORP COM 037411105 242 5069 SH SOLE 3891 0 1178 APPLE INC COM 037833100 6479 28700 SH SOLE 10544 0 18156 ASTRAZENECA PLC SPONSORED ADR 046353108 397 10030 SH SOLE 2630 0 7400 AT&T INC COM 00206R102 447 13302 SH SOLE 2419 0 10883 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 621 2900 SH SOLE 100 0 2800 BLUE APRON HLDGS INC CL A 09523Q101 26 15000 SH SOLE 15000 0 0 BOEING CO COM 097023105 624 1677 SH SOLE 509 0 1168 BRISTOL MYERS SQUIBB CO COM 110122108 1467 23628 SH SOLE 6371 0 17257 BROOKLINE BANCORP INC DEL COM 11373M107 376 22500 SH SOLE 15000 0 7500 CATERPILLAR INC DEL COM 149123101 1346 8830 SH SOLE 2600 0 6230 CELGENE CORP COM 151020104 344 3848 SH SOLE 1401 0 2447 CHEVRON CORP NEW COM 166764100 1560 12756 SH SOLE 5249 0 7507 CHUBB LIMITED COM H1467J104 713 5333 SH SOLE 1682 0 3651 CIGNA CORPORATION COM 125509109 906 4350 SH SOLE 0 0 4350 CISCO SYS INC COM 17275R102 620 12746 SH SOLE 4380 0 8366 COCA COLA CO COM 191216100 516 11180 SH SOLE 2630 0 8550 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 253 3283 SH SOLE 1580 0 1703 COHEN & STEERS QUALITY RLTY COM 19247L106 294 23990 SH SOLE 2928 0 21062 COLGATE PALMOLIVE CO COM 194162103 990 14786 SH SOLE 3169 0 11617 COMCAST CORP NEW CL A 20030N101 510 14395 SH SOLE 3325 0 11070 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 204 27000 SH SOLE 27000 0 0 COSTCO WHSL CORP NEW COM 22160K105 656 2791 SH SOLE 1293 0 1498 CVS HEALTH CORP COM 126650100 657 8347 SH SOLE 4985 0 3362 DANAHER CORP DEL COM 235851102 236 2170 SH SOLE 1620 0 550 DISNEY WALT CO COM DISNEY 254687106 237 2026 SH SOLE 1587 0 439 DOWDUPONT INC COM 26078J100 1818 28263 SH SOLE 10090 0 18173 EVOQUA WATER TECHNOLOGIES CO COM 30057T105 476 26765 SH SOLE 16325 0 10440 EXPRESS SCRIPTS HLDG CO COM 30219G108 209 2203 SH SOLE 2203 0 0 EXXON MOBIL CORP COM 30231G102 3433 40374 SH SOLE 7943 0 32431 FACEBOOK INC CL A 30303M102 2327 14151 SH SOLE 7357 0 6794 FEDEX CORP COM 31428X106 735 3053 SH SOLE 253 0 2800 FIRST DATA CORP NEW COM CL A 32008D106 313 12775 SH SOLE 9075 0 3700 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 288 4800 SH SOLE 4800 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 234 25249 SH SOLE 19901 0 5348 GABELLI EQUITY TR INC COM 362397101 93 14375 SH SOLE 0 0 14375 GENERAL ELECTRIC CO COM 369604103 346 30652 SH SOLE 20000 0 10652 GENERAL MLS INC COM 370334104 400 9319 SH SOLE 2067 0 7252 GOLDMAN SACHS GROUP INC COM 38141G104 280 1250 SH SOLE 450 0 800 HEXCEL CORP NEW COM 428291108 826 12320 SH SOLE 10000 0 2320 HOME DEPOT INC COM 437076102 1607 7760 SH SOLE 2680 0 5080 HONEYWELL INTL INC COM 438516106 1007 6049 SH SOLE 2124 0 3925 IDEXX LABS INC COM 45168D104 374 1500 SH SOLE 1500 0 0 ILLINOIS TOOL WKS INC COM 452308109 1275 9033 SH SOLE 743 0 8290 INDEPENDENT BANK CORP MASS COM 453836108 2291 27740 SH SOLE 13500 0 14240 INTEL CORP COM 458140100 898 18981 SH SOLE 3338 0 15643 INTERNATIONAL BUSINESS MACHS COM 459200101 900 5951 SH SOLE 2142 0 3809 ISHARES TR TIPS BD ETF 464287176 203 1832 SH SOLE 1175 0 657 ISHARES TR MSCI EMG MKT ETF 464287234 305 7100 SH SOLE 4400 0 2700 ISHARES TR MSCI EAFE ETF 464287465 1366 20096 SH SOLE 12310 0 7786 ISHARES TR NASDAQ BIOTECH 464287556 204 1675 SH SOLE 1590 0 85 ISHARES TR RUSSELL 3000 ETF 464287689 1867 10833 SH SOLE 10833 0 0 ISHARES TR CORE S&P SCP ETF 464287804 235 2690 SH SOLE 900 0 1790 ISHARES TR EAFE SML CP ETF 464288273 337 5414 SH SOLE 3556 0 1858 ISHARES TR INTL SEL DIV ETF 464288448 215 6587 SH SOLE 5504 0 1083 ISHARES TR SH TR CRPORT ETF 464288646 2876 55496 SH SOLE 29472 0 26024 JOHNSON & JOHNSON COM 478160104 1906 13795 SH SOLE 2939 0 10856 JPMORGAN CHASE & CO COM 46625H100 1362 12066 SH SOLE 5247 0 6819 KIMBERLY CLARK CORP COM 494368103 455 4000 SH SOLE 1600 0 2400 KKR & CO INC CL A 48251W104 332 12160 SH SOLE 2510 0 9650 LILLY ELI & CO COM 532457108 275 2560 SH SOLE 0 0 2560 LOCKHEED MARTIN CORP COM 539830109 237 686 SH SOLE 30 0 656 LOWES COS INC COM 548661107 713 6213 SH SOLE 1805 0 4408 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 212 3135 SH SOLE 0 0 3135 MARSH & MCLENNAN COS INC COM 571748102 499 6028 SH SOLE 128 0 5900 MCDONALDS CORP COM 580135101 1164 6960 SH SOLE 2460 0 4500 MEDTRONIC PLC SHS G5960L103 347 3525 SH SOLE 2107 0 1418 MERCK & CO INC COM 58933Y105 1058 14909 SH SOLE 4376 0 10533 MICROSOFT CORP COM 594918104 3143 27483 SH SOLE 9388 0 18095 MONDELEZ INTL INC CL A 609207105 232 5407 SH SOLE 311 0 5096 MONSTER BEVERAGE CORP NEW COM 61174X109 460 7900 SH SOLE 3900 0 4000 NIKE INC CL B 654106103 779 9200 SH SOLE 3072 0 6128 NUVEEN MUN VALUE FD INC COM 670928100 342 36500 SH SOLE 0 0 36500 NXP SEMICONDUCTORS N V COM N6596X109 214 2500 SH SOLE 500 0 2000 OCCIDENTAL PETE CORP DEL COM 674599105 237 2890 SH SOLE 639 0 2251 ORACLE CORP COM 68389X105 204 3948 SH SOLE 2206 0 1742 ORGANOVO HLDGS INC COM 68620A104 12 10000 SH SOLE 10000 0 0 PEPSICO INC COM 713448108 1443 12904 SH SOLE 3351 0 9553 PFIZER INC COM 717081103 1351 30666 SH SOLE 7804 0 22862 PHILIP MORRIS INTL INC COM 718172109 200 2457 SH SOLE 1032 0 1425 PRAXAIR INC COM 74005P104 246 1533 SH SOLE 734 0 799 PROCTER AND GAMBLE CO COM 742718109 945 11349 SH SOLE 2404 0 8945 RENAISSANCERE HOLDINGS LTD COM G7496G103 367 2750 SH SOLE 0 0 2750 RITE AID CORP COM 767754104 26 20000 SH SOLE 20000 0 0 SCHLUMBERGER LTD COM 806857108 253 4155 SH SOLE 2103 0 2052 SPDR S&P 500 ETF TR TR UNIT 78462F103 2248 7731 SH SOLE 3163 0 4568 SPDR SER TR BLOMBERG BRC INV 78468R200 959 31150 SH SOLE 20800 0 10350 SPDR SERIES TRUST S&P REGL BKG 78464A698 786 13223 SH SOLE 6523 0 6700 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3285 33541 SH SOLE 19274 0 14267 SPDR SERIES TRUST S&P BK ETF 78464A797 230 4930 SH SOLE 0 0 4930 STARBUCKS CORP COM 855244109 312 5488 SH SOLE 4078 0 1410 STATE STR CORP COM 857477103 425 5076 SH SOLE 0 0 5076 T MOBILE US INC COM 872590104 324 4616 SH SOLE 1425 0 3191 TEMPLETON GLOBAL INCOME FD COM 880198106 83 13550 SH SOLE 5350 0 8200 TEXAS INSTRS INC COM 882508104 308 2868 SH SOLE 1036 0 1832 TEXTRON INC COM 883203101 270 3771 SH SOLE 0 0 3771 THERMO FISHER SCIENTIFIC INC COM 883556102 1031 4224 SH SOLE 1230 0 2994 TORONTO DOMINION BK ONT COM NEW 891160509 680 11192 SH SOLE 7994 0 3198 TRAVELERS COMPANIES INC COM 89417E109 424 3271 SH SOLE 65 0 3206 TREX CO INC COM 89531P105 785 10200 SH SOLE 0 0 10200 UNION PAC CORP COM 907818108 307 1883 SH SOLE 1182 0 701 UNITED PARCEL SERVICE INC CL B 911312106 232 1986 SH SOLE 1311 0 675 UNITED TECHNOLOGIES CORP COM 913017109 209 1498 SH SOLE 741 0 757 UNITEDHEALTH GROUP INC COM 91324P102 234 879 SH SOLE 249 0 630 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 785 10064 SH SOLE 1167 0 8897 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 240 3044 SH SOLE 2625 0 419 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 513 1921 SH SOLE 1779 0 142 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 743 9206 SH SOLE 7701 0 1505 VANGUARD INDEX FDS MID CAP ETF 922908629 3600 21925 SH SOLE 10470 0 11455 VANGUARD INDEX FDS GROWTH ETF 922908736 2703 16787 SH SOLE 12625 0 4162 VANGUARD INDEX FDS SMALL CP ETF 922908751 4403 27079 SH SOLE 13079 0 14000 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 488 9384 SH SOLE 3464 0 5920 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1823 44473 SH SOLE 28409 0 16064 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 266 5500 SH SOLE 5000 0 500 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1052 13462 SH SOLE 13462 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 304 5687 SH SOLE 1889 0 3798 VISA INC COM CL A 92826C839 1452 9671 SH SOLE 2994 0 6677 WALMART INC COM 931142103 799 8509 SH SOLE 2492 0 6017 WASTE MGMT INC DEL COM 94106L109 515 5700 SH SOLE 1500 0 4200 WELLS FARGO CO NEW COM 949746101 718 13660 SH SOLE 7160 0 6500 WESTERN ASSET HIGH INCM OPP COM 95766K109 92 19296 SH SOLE 0 0 19296 ZIMMER BIOMET HLDGS INC COM 98956P102 212 1610 SH SOLE 1210 0 400 ZYNGA INC CL A 98986T108 60 15000 SH SOLE 15000 0 0