0001085146-18-001883.txt : 20180807 0001085146-18-001883.hdr.sgml : 20180807 20180807124627 ACCESSION NUMBER: 0001085146-18-001883 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 EFFECTIVENESS DATE: 20180807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aries Wealth Management CENTRAL INDEX KEY: 0001729515 IRS NUMBER: 473622319 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18258 FILM NUMBER: 18997085 BUSINESS ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-536-0530 MAIL ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001729515 XXXXXXXX 06-30-2018 06-30-2018 false Aries Wealth Management
183 MIDDLE STREET SUITE 4B PORTLAND ME 04101
13F HOLDINGS REPORT 028-18258 N
Jason Viola Chief Compliance Officer 207-536-4046 /s/ Jason Viola Portland ME 08-07-2018 0 135 108173
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1776 8364 SH SOLE 2619 0 5745 ABBOTT LABS COM 002824100 807 12313 SH SOLE 2378 0 9935 ABBVIE INC COM 00287Y109 1145 12420 SH SOLE 2185 0 10235 AKAMAI TECHNOLOGIES INC COM 00971T101 406 5400 SH SOLE 3900 0 1500 ALLERGAN PLC SHS G0177J108 202 1097 SH SOLE 1047 0 50 ALPHABET INC CAP STK CL C 02079K107 245 201 SH SOLE 198 0 3 ALPHABET INC CAP STK CL A 02079K305 1431 1166 SH SOLE 578 0 588 ALPS ETF TR ALERIAN MLP 00162Q866 126 11500 SH SOLE 11500 0 0 ALTABA INC COM 021346101 294 4000 SH SOLE 1000 0 3000 ALTRIA GROUP INC COM 02209S103 323 5500 SH SOLE 0 0 5500 AMAZON COM INC COM 023135106 2069 1164 SH SOLE 688 0 476 AMERICAN EXPRESS CO COM 025816109 348 3492 SH SOLE 699 0 2793 AMERICAN INTL GROUP INC COM NEW 026874784 370 6700 SH SOLE 600 0 6100 AMERIPRISE FINL INC COM 03076C106 220 1507 SH SOLE 322 0 1185 APACHE CORP COM 037411105 233 5069 SH SOLE 3891 0 1178 APPLE INC COM 037833100 5461 28700 SH SOLE 10544 0 18156 ASTRAZENECA PLC SPONSORED ADR 046353108 392 10030 SH SOLE 2630 0 7400 AT&T INC COM 00206R102 425 13302 SH SOLE 2419 0 10883 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 574 2900 SH SOLE 100 0 2800 BOEING CO COM 097023105 598 1677 SH SOLE 509 0 1168 BRISTOL MYERS SQUIBB CO COM 110122108 1388 23628 SH SOLE 6371 0 17257 BROOKLINE BANCORP INC DEL COM 11373M107 410 22500 SH SOLE 15000 0 7500 CATERPILLAR INC DEL COM 149123101 1270 8830 SH SOLE 2600 0 6230 CELGENE CORP COM 151020104 365 4048 SH SOLE 1601 0 2447 CHEVRON CORP NEW COM 166764100 1611 12756 SH SOLE 5249 0 7507 CHUBB LIMITED COM H1467J104 745 5333 SH SOLE 1682 0 3651 CIGNA CORPORATION COM 125509109 780 4350 SH SOLE 0 0 4350 CISCO SYS INC COM 17275R102 539 12746 SH SOLE 4380 0 8366 COCA COLA CO COM 191216100 521 11180 SH SOLE 2630 0 8550 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 268 3283 SH SOLE 1580 0 1703 COHEN & STEERS QUALITY RLTY COM 19247L106 327 26968 SH SOLE 5906 0 21062 COLGATE PALMOLIVE CO COM 194162103 991 14786 SH SOLE 3169 0 11617 COMCAST CORP NEW CL A 20030N101 515 14395 SH SOLE 3325 0 11070 CONAGRA BRANDS INC COM 205887102 202 5500 SH SOLE 1000 0 4500 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 136 27000 SH SOLE 27000 0 0 COSTCO WHSL CORP NEW COM 22160K105 610 2791 SH SOLE 1293 0 1498 CVS HEALTH CORP COM 126650100 554 8547 SH SOLE 4985 0 3562 DANAHER CORP DEL COM 235851102 223 2170 SH SOLE 1620 0 550 DISNEY WALT CO COM DISNEY 254687106 230 2026 SH SOLE 1587 0 439 DOMINION ENERGY INC COM 25746U109 201 2804 SH SOLE 783 0 2021 DOWDUPONT INC COM 26078J100 1941 28227 SH SOLE 10204 0 18023 EVOQUA WATER TECHNOLOGIES CO COM 30057T105 571 26765 SH SOLE 16325 0 10440 EXXON MOBIL CORP COM 30231G102 3380 41470 SH SOLE 8193 0 33277 FACEBOOK INC CL A 30303M102 2373 13751 SH SOLE 6957 0 6794 FEDEX CORP COM 31428X106 751 3053 SH SOLE 253 0 2800 FIRST DATA CORP NEW COM CL A 32008D106 283 12175 SH SOLE 8825 0 3350 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 288 4800 SH SOLE 4800 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 269 26787 SH SOLE 23439 0 3348 GABELLI EQUITY TR INC COM 362397101 92 14375 SH SOLE 0 0 14375 GENERAL ELECTRIC CO COM 369604103 422 30952 SH SOLE 20300 0 10652 GENERAL MLS INC COM 370334104 429 9319 SH SOLE 2067 0 7252 HALLIBURTON CO COM 406216101 233 5481 SH SOLE 2737 0 2744 HEXCEL CORP NEW COM 428291108 919 13320 SH SOLE 11000 0 2320 HOME DEPOT INC COM 437076102 1533 7760 SH SOLE 2680 0 5080 HONEYWELL INTL INC COM 438516106 990 6199 SH SOLE 2274 0 3925 IDEXX LABS INC COM 45168D104 343 1400 SH SOLE 1400 0 0 ILLINOIS TOOL WKS INC COM 452308109 1295 9033 SH SOLE 743 0 8290 INDEPENDENT BANK CORP MASS COM 453836108 2541 28740 SH SOLE 14500 0 14240 INTEL CORP COM 458140100 913 18981 SH SOLE 3338 0 15643 INTERNATIONAL BUSINESS MACHS COM 459200101 862 5951 SH SOLE 2142 0 3809 ISHARES TR TIPS BD ETF 464287176 205 1832 SH SOLE 1175 0 657 ISHARES TR MSCI EMG MKT ETF 464287234 319 7100 SH SOLE 4400 0 2700 ISHARES TR MSCI EAFE ETF 464287465 1260 18287 SH SOLE 11676 0 6611 ISHARES TR RUSSELL 3000 ETF 464287689 1809 10833 SH SOLE 10833 0 0 ISHARES TR CORE S&P SCP ETF 464287804 232 2690 SH SOLE 900 0 1790 ISHARES TR EAFE SML CP ETF 464288273 335 5279 SH SOLE 3421 0 1858 ISHARES TR INTL SEL DIV ETF 464288448 220 6587 SH SOLE 5504 0 1083 ISHARES TR 1 3 YR CR BD ETF 464288646 2878 27748 SH SOLE 14736 0 13012 JOHNSON & JOHNSON COM 478160104 1828 13795 SH SOLE 2939 0 10856 JPMORGAN CHASE & CO COM 46625H100 1387 12066 SH SOLE 5247 0 6819 KIMBERLY CLARK CORP COM 494368103 455 4000 SH SOLE 1600 0 2400 LILLY ELI & CO COM 532457108 253 2560 SH SOLE 0 0 2560 LOCKHEED MARTIN CORP COM 539830109 224 686 SH SOLE 30 0 656 LOWES COS INC COM 548661107 617 6213 SH SOLE 1805 0 4408 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 225 3135 SH SOLE 0 0 3135 MARSH & MCLENNAN COS INC COM 571748102 502 6028 SH SOLE 128 0 5900 MCDONALDS CORP COM 580135101 1096 6960 SH SOLE 2460 0 4500 MEDTRONIC PLC SHS G5960L103 318 3525 SH SOLE 2107 0 1418 MERCK & CO INC COM 58933Y105 982 14909 SH SOLE 4376 0 10533 MICROSOFT CORP COM 594918104 2897 27305 SH SOLE 9388 0 17917 MONDELEZ INTL INC CL A 609207105 235 5407 SH SOLE 311 0 5096 MONSTER BEVERAGE CORP NEW COM 61174X109 522 8700 SH SOLE 4700 0 4000 NIKE INC CL B 654106103 696 9050 SH SOLE 3072 0 5978 NUVEEN MUN VALUE FD INC COM 670928100 345 36500 SH SOLE 0 0 36500 NXP SEMICONDUCTORS N V COM N6596X109 238 2500 SH SOLE 500 0 2000 OCCIDENTAL PETE CORP DEL COM 674599105 243 2890 SH SOLE 639 0 2251 PEPSICO INC COM 713448108 1484 12904 SH SOLE 3351 0 9553 PFIZER INC COM 717081103 1224 30666 SH SOLE 7804 0 22862 PHILIP MORRIS INTL INC COM 718172109 212 2457 SH SOLE 1032 0 1425 PRAXAIR INC COM 74005P104 257 1533 SH SOLE 734 0 799 PROCTER AND GAMBLE CO COM 742718109 918 11349 SH SOLE 2404 0 8945 RED HAT INC COM 756577102 200 1415 SH SOLE 1265 0 150 RENAISSANCERE HOLDINGS LTD COM G7496G103 363 2750 SH SOLE 0 0 2750 RITE AID CORP COM 767754104 40 20000 SH SOLE 20000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 200 2926 SH SOLE 0 0 2926 SCHLUMBERGER LTD COM 806857108 283 4187 SH SOLE 2135 0 2052 SPDR S&P 500 ETF TR TR UNIT 78462F103 2175 7731 SH SOLE 3163 0 4568 SPDR SER TR BLOMBERG BRC INV 78468R200 843 27400 SH SOLE 18700 0 8700 SPDR SERIES TRUST S&P REGL BKG 78464A698 813 13223 SH SOLE 6523 0 6700 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3084 32016 SH SOLE 18009 0 14007 SPDR SERIES TRUST S&P BK ETF 78464A797 238 4930 SH SOLE 0 0 4930 STARBUCKS CORP COM 855244109 288 5488 SH SOLE 4078 0 1410 STATE STR CORP COM 857477103 458 5191 SH SOLE 0 0 5191 T MOBILE US INC COM 872590104 277 4616 SH SOLE 1425 0 3191 TEMPLETON GLOBAL INCOME FD COM 880198106 85 13550 SH SOLE 5350 0 8200 TEXAS INSTRS INC COM 882508104 319 2868 SH SOLE 1036 0 1832 TEXTRON INC COM 883203101 257 3771 SH SOLE 0 0 3771 THERMO FISHER SCIENTIFIC INC COM 883556102 991 4224 SH SOLE 1230 0 2994 TORONTO DOMINION BK ONT COM NEW 891160509 662 11192 SH SOLE 7994 0 3198 TRAVELERS COMPANIES INC COM 89417E109 439 3371 SH SOLE 165 0 3206 TREX CO INC COM 89531P105 793 10200 SH SOLE 0 0 10200 TWITTER INC COM 90184L102 204 6400 SH SOLE 6400 0 0 UNION PAC CORP COM 907818108 391 2611 SH SOLE 1910 0 701 UNITED PARCEL SERVICE INC CL B 911312106 238 1986 SH SOLE 1311 0 675 UNITED TECHNOLOGIES CORP COM 913017109 203 1498 SH SOLE 741 0 757 UNITEDHEALTH GROUP INC COM 91324P102 223 879 SH SOLE 249 0 630 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 786 10064 SH SOLE 1167 0 8897 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 240 3044 SH SOLE 2625 0 419 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 496 1921 SH SOLE 1779 0 142 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 754 9206 SH SOLE 7701 0 1505 VANGUARD INDEX FDS MID CAP ETF 922908629 3361 20793 SH SOLE 10133 0 10660 VANGUARD INDEX FDS GROWTH ETF 922908736 2337 15217 SH SOLE 11435 0 3782 VANGUARD INDEX FDS SMALL CP ETF 922908751 4232 26699 SH SOLE 12854 0 13845 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 501 9384 SH SOLE 3464 0 5920 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1890 43074 SH SOLE 27890 0 15184 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 268 5500 SH SOLE 5000 0 500 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1052 13462 SH SOLE 13462 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 294 5687 SH SOLE 1889 0 3798 VISA INC COM CL A 92826C839 1322 9671 SH SOLE 2994 0 6677 WALMART INC COM 931142103 759 8509 SH SOLE 2492 0 6017 WASTE MGMT INC DEL COM 94106L109 513 5700 SH SOLE 1500 0 4200 WELLS FARGO CO NEW COM 949746101 783 13660 SH SOLE 7160 0 6500 WESTERN ASSET HIGH INCM OPP COM 95766K109 92 19296 SH SOLE 0 0 19296 ZIMMER BIOMET HLDGS INC COM 98956P102 202 1610 SH SOLE 1210 0 400 ZYNGA INC CL A 98986T108 49 13000 SH SOLE 13000 0 0