0001085146-18-001883.txt : 20180807
0001085146-18-001883.hdr.sgml : 20180807
20180807124627
ACCESSION NUMBER: 0001085146-18-001883
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180807
DATE AS OF CHANGE: 20180807
EFFECTIVENESS DATE: 20180807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aries Wealth Management
CENTRAL INDEX KEY: 0001729515
IRS NUMBER: 473622319
STATE OF INCORPORATION: ME
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18258
FILM NUMBER: 18997085
BUSINESS ADDRESS:
STREET 1: 183 MIDDLE STREET
STREET 2: SUITE 4B
CITY: PORTLAND
STATE: ME
ZIP: 04101
BUSINESS PHONE: 207-536-0530
MAIL ADDRESS:
STREET 1: 183 MIDDLE STREET
STREET 2: SUITE 4B
CITY: PORTLAND
STATE: ME
ZIP: 04101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001729515
XXXXXXXX
06-30-2018
06-30-2018
false
Aries Wealth Management
183 MIDDLE STREET
SUITE 4B
PORTLAND
ME
04101
13F HOLDINGS REPORT
028-18258
N
Jason Viola
Chief Compliance Officer
207-536-4046
/s/ Jason Viola
Portland
ME
08-07-2018
0
135
108173
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1776
8364
SH
SOLE
2619
0
5745
ABBOTT LABS
COM
002824100
807
12313
SH
SOLE
2378
0
9935
ABBVIE INC
COM
00287Y109
1145
12420
SH
SOLE
2185
0
10235
AKAMAI TECHNOLOGIES INC
COM
00971T101
406
5400
SH
SOLE
3900
0
1500
ALLERGAN PLC
SHS
G0177J108
202
1097
SH
SOLE
1047
0
50
ALPHABET INC
CAP STK CL C
02079K107
245
201
SH
SOLE
198
0
3
ALPHABET INC
CAP STK CL A
02079K305
1431
1166
SH
SOLE
578
0
588
ALPS ETF TR
ALERIAN MLP
00162Q866
126
11500
SH
SOLE
11500
0
0
ALTABA INC
COM
021346101
294
4000
SH
SOLE
1000
0
3000
ALTRIA GROUP INC
COM
02209S103
323
5500
SH
SOLE
0
0
5500
AMAZON COM INC
COM
023135106
2069
1164
SH
SOLE
688
0
476
AMERICAN EXPRESS CO
COM
025816109
348
3492
SH
SOLE
699
0
2793
AMERICAN INTL GROUP INC
COM NEW
026874784
370
6700
SH
SOLE
600
0
6100
AMERIPRISE FINL INC
COM
03076C106
220
1507
SH
SOLE
322
0
1185
APACHE CORP
COM
037411105
233
5069
SH
SOLE
3891
0
1178
APPLE INC
COM
037833100
5461
28700
SH
SOLE
10544
0
18156
ASTRAZENECA PLC
SPONSORED ADR
046353108
392
10030
SH
SOLE
2630
0
7400
AT&T INC
COM
00206R102
425
13302
SH
SOLE
2419
0
10883
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
574
2900
SH
SOLE
100
0
2800
BOEING CO
COM
097023105
598
1677
SH
SOLE
509
0
1168
BRISTOL MYERS SQUIBB CO
COM
110122108
1388
23628
SH
SOLE
6371
0
17257
BROOKLINE BANCORP INC DEL
COM
11373M107
410
22500
SH
SOLE
15000
0
7500
CATERPILLAR INC DEL
COM
149123101
1270
8830
SH
SOLE
2600
0
6230
CELGENE CORP
COM
151020104
365
4048
SH
SOLE
1601
0
2447
CHEVRON CORP NEW
COM
166764100
1611
12756
SH
SOLE
5249
0
7507
CHUBB LIMITED
COM
H1467J104
745
5333
SH
SOLE
1682
0
3651
CIGNA CORPORATION
COM
125509109
780
4350
SH
SOLE
0
0
4350
CISCO SYS INC
COM
17275R102
539
12746
SH
SOLE
4380
0
8366
COCA COLA CO
COM
191216100
521
11180
SH
SOLE
2630
0
8550
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
268
3283
SH
SOLE
1580
0
1703
COHEN & STEERS QUALITY RLTY
COM
19247L106
327
26968
SH
SOLE
5906
0
21062
COLGATE PALMOLIVE CO
COM
194162103
991
14786
SH
SOLE
3169
0
11617
COMCAST CORP NEW
CL A
20030N101
515
14395
SH
SOLE
3325
0
11070
CONAGRA BRANDS INC
COM
205887102
202
5500
SH
SOLE
1000
0
4500
CORBUS PHARMACEUTICALS HLDGS
COM
21833P103
136
27000
SH
SOLE
27000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
610
2791
SH
SOLE
1293
0
1498
CVS HEALTH CORP
COM
126650100
554
8547
SH
SOLE
4985
0
3562
DANAHER CORP DEL
COM
235851102
223
2170
SH
SOLE
1620
0
550
DISNEY WALT CO
COM DISNEY
254687106
230
2026
SH
SOLE
1587
0
439
DOMINION ENERGY INC
COM
25746U109
201
2804
SH
SOLE
783
0
2021
DOWDUPONT INC
COM
26078J100
1941
28227
SH
SOLE
10204
0
18023
EVOQUA WATER TECHNOLOGIES CO
COM
30057T105
571
26765
SH
SOLE
16325
0
10440
EXXON MOBIL CORP
COM
30231G102
3380
41470
SH
SOLE
8193
0
33277
FACEBOOK INC
CL A
30303M102
2373
13751
SH
SOLE
6957
0
6794
FEDEX CORP
COM
31428X106
751
3053
SH
SOLE
253
0
2800
FIRST DATA CORP NEW
COM CL A
32008D106
283
12175
SH
SOLE
8825
0
3350
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
288
4800
SH
SOLE
4800
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
269
26787
SH
SOLE
23439
0
3348
GABELLI EQUITY TR INC
COM
362397101
92
14375
SH
SOLE
0
0
14375
GENERAL ELECTRIC CO
COM
369604103
422
30952
SH
SOLE
20300
0
10652
GENERAL MLS INC
COM
370334104
429
9319
SH
SOLE
2067
0
7252
HALLIBURTON CO
COM
406216101
233
5481
SH
SOLE
2737
0
2744
HEXCEL CORP NEW
COM
428291108
919
13320
SH
SOLE
11000
0
2320
HOME DEPOT INC
COM
437076102
1533
7760
SH
SOLE
2680
0
5080
HONEYWELL INTL INC
COM
438516106
990
6199
SH
SOLE
2274
0
3925
IDEXX LABS INC
COM
45168D104
343
1400
SH
SOLE
1400
0
0
ILLINOIS TOOL WKS INC
COM
452308109
1295
9033
SH
SOLE
743
0
8290
INDEPENDENT BANK CORP MASS
COM
453836108
2541
28740
SH
SOLE
14500
0
14240
INTEL CORP
COM
458140100
913
18981
SH
SOLE
3338
0
15643
INTERNATIONAL BUSINESS MACHS
COM
459200101
862
5951
SH
SOLE
2142
0
3809
ISHARES TR
TIPS BD ETF
464287176
205
1832
SH
SOLE
1175
0
657
ISHARES TR
MSCI EMG MKT ETF
464287234
319
7100
SH
SOLE
4400
0
2700
ISHARES TR
MSCI EAFE ETF
464287465
1260
18287
SH
SOLE
11676
0
6611
ISHARES TR
RUSSELL 3000 ETF
464287689
1809
10833
SH
SOLE
10833
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
232
2690
SH
SOLE
900
0
1790
ISHARES TR
EAFE SML CP ETF
464288273
335
5279
SH
SOLE
3421
0
1858
ISHARES TR
INTL SEL DIV ETF
464288448
220
6587
SH
SOLE
5504
0
1083
ISHARES TR
1 3 YR CR BD ETF
464288646
2878
27748
SH
SOLE
14736
0
13012
JOHNSON & JOHNSON
COM
478160104
1828
13795
SH
SOLE
2939
0
10856
JPMORGAN CHASE & CO
COM
46625H100
1387
12066
SH
SOLE
5247
0
6819
KIMBERLY CLARK CORP
COM
494368103
455
4000
SH
SOLE
1600
0
2400
LILLY ELI & CO
COM
532457108
253
2560
SH
SOLE
0
0
2560
LOCKHEED MARTIN CORP
COM
539830109
224
686
SH
SOLE
30
0
656
LOWES COS INC
COM
548661107
617
6213
SH
SOLE
1805
0
4408
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
225
3135
SH
SOLE
0
0
3135
MARSH & MCLENNAN COS INC
COM
571748102
502
6028
SH
SOLE
128
0
5900
MCDONALDS CORP
COM
580135101
1096
6960
SH
SOLE
2460
0
4500
MEDTRONIC PLC
SHS
G5960L103
318
3525
SH
SOLE
2107
0
1418
MERCK & CO INC
COM
58933Y105
982
14909
SH
SOLE
4376
0
10533
MICROSOFT CORP
COM
594918104
2897
27305
SH
SOLE
9388
0
17917
MONDELEZ INTL INC
CL A
609207105
235
5407
SH
SOLE
311
0
5096
MONSTER BEVERAGE CORP NEW
COM
61174X109
522
8700
SH
SOLE
4700
0
4000
NIKE INC
CL B
654106103
696
9050
SH
SOLE
3072
0
5978
NUVEEN MUN VALUE FD INC
COM
670928100
345
36500
SH
SOLE
0
0
36500
NXP SEMICONDUCTORS N V
COM
N6596X109
238
2500
SH
SOLE
500
0
2000
OCCIDENTAL PETE CORP DEL
COM
674599105
243
2890
SH
SOLE
639
0
2251
PEPSICO INC
COM
713448108
1484
12904
SH
SOLE
3351
0
9553
PFIZER INC
COM
717081103
1224
30666
SH
SOLE
7804
0
22862
PHILIP MORRIS INTL INC
COM
718172109
212
2457
SH
SOLE
1032
0
1425
PRAXAIR INC
COM
74005P104
257
1533
SH
SOLE
734
0
799
PROCTER AND GAMBLE CO
COM
742718109
918
11349
SH
SOLE
2404
0
8945
RED HAT INC
COM
756577102
200
1415
SH
SOLE
1265
0
150
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
363
2750
SH
SOLE
0
0
2750
RITE AID CORP
COM
767754104
40
20000
SH
SOLE
20000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
200
2926
SH
SOLE
0
0
2926
SCHLUMBERGER LTD
COM
806857108
283
4187
SH
SOLE
2135
0
2052
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2175
7731
SH
SOLE
3163
0
4568
SPDR SER TR
BLOMBERG BRC INV
78468R200
843
27400
SH
SOLE
18700
0
8700
SPDR SERIES TRUST
S&P REGL BKG
78464A698
813
13223
SH
SOLE
6523
0
6700
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
3084
32016
SH
SOLE
18009
0
14007
SPDR SERIES TRUST
S&P BK ETF
78464A797
238
4930
SH
SOLE
0
0
4930
STARBUCKS CORP
COM
855244109
288
5488
SH
SOLE
4078
0
1410
STATE STR CORP
COM
857477103
458
5191
SH
SOLE
0
0
5191
T MOBILE US INC
COM
872590104
277
4616
SH
SOLE
1425
0
3191
TEMPLETON GLOBAL INCOME FD
COM
880198106
85
13550
SH
SOLE
5350
0
8200
TEXAS INSTRS INC
COM
882508104
319
2868
SH
SOLE
1036
0
1832
TEXTRON INC
COM
883203101
257
3771
SH
SOLE
0
0
3771
THERMO FISHER SCIENTIFIC INC
COM
883556102
991
4224
SH
SOLE
1230
0
2994
TORONTO DOMINION BK ONT
COM NEW
891160509
662
11192
SH
SOLE
7994
0
3198
TRAVELERS COMPANIES INC
COM
89417E109
439
3371
SH
SOLE
165
0
3206
TREX CO INC
COM
89531P105
793
10200
SH
SOLE
0
0
10200
TWITTER INC
COM
90184L102
204
6400
SH
SOLE
6400
0
0
UNION PAC CORP
COM
907818108
391
2611
SH
SOLE
1910
0
701
UNITED PARCEL SERVICE INC
CL B
911312106
238
1986
SH
SOLE
1311
0
675
UNITED TECHNOLOGIES CORP
COM
913017109
203
1498
SH
SOLE
741
0
757
UNITEDHEALTH GROUP INC
COM
91324P102
223
879
SH
SOLE
249
0
630
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
786
10064
SH
SOLE
1167
0
8897
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
240
3044
SH
SOLE
2625
0
419
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
496
1921
SH
SOLE
1779
0
142
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
754
9206
SH
SOLE
7701
0
1505
VANGUARD INDEX FDS
MID CAP ETF
922908629
3361
20793
SH
SOLE
10133
0
10660
VANGUARD INDEX FDS
GROWTH ETF
922908736
2337
15217
SH
SOLE
11435
0
3782
VANGUARD INDEX FDS
SMALL CP ETF
922908751
4232
26699
SH
SOLE
12854
0
13845
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
501
9384
SH
SOLE
3464
0
5920
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1890
43074
SH
SOLE
27890
0
15184
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
268
5500
SH
SOLE
5000
0
500
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1052
13462
SH
SOLE
13462
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
294
5687
SH
SOLE
1889
0
3798
VISA INC
COM CL A
92826C839
1322
9671
SH
SOLE
2994
0
6677
WALMART INC
COM
931142103
759
8509
SH
SOLE
2492
0
6017
WASTE MGMT INC DEL
COM
94106L109
513
5700
SH
SOLE
1500
0
4200
WELLS FARGO CO NEW
COM
949746101
783
13660
SH
SOLE
7160
0
6500
WESTERN ASSET HIGH INCM OPP
COM
95766K109
92
19296
SH
SOLE
0
0
19296
ZIMMER BIOMET HLDGS INC
COM
98956P102
202
1610
SH
SOLE
1210
0
400
ZYNGA INC
CL A
98986T108
49
13000
SH
SOLE
13000
0
0