X0306
4
2021-07-21
0
0001571949
Intercontinental Exchange, Inc.
ICE
0001729468
Namkung James W
5660 NEW NORTHSIDE DRIVE, NW
ATLANTA
GA
30328
0
1
0
0
Chief Accounting Officer
Common Stock
2021-07-21
4
S
0
1887
120.00
D
17343
D
The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
Amount of securities beneficially owned includes 110 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2021.
The common stock number referred in Table I is an aggregate number and represents 9,595 shares of common stock and 2,760 unvested restricted stock units ("RSUs"), and 4,988 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting.
/s/ Octavia N. Spencer, Attorney-in-fact
2021-07-22