0001910900-23-000001.txt : 20230213
0001910900-23-000001.hdr.sgml : 20230213
20230213161235
ACCESSION NUMBER: 0001910900-23-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230213
DATE AS OF CHANGE: 20230213
EFFECTIVENESS DATE: 20230213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC
CENTRAL INDEX KEY: 0001729045
IRS NUMBER: 391964363
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18214
FILM NUMBER: 23618557
BUSINESS ADDRESS:
STREET 1: 4155 N PROSPECT AVE
CITY: SHOREWOOD
STATE: WI
ZIP: 53211
BUSINESS PHONE: 4147916834
MAIL ADDRESS:
STREET 1: 4155 N PROSPECT AVE
CITY: SHOREWOOD
STATE: WI
ZIP: 53211
13F-HR
1
primary_doc.xml
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12-31-2022
12-31-2022
Tower View Investment Management & Research LLC
4155 N PROSPECT AVE
SHOREWOOD
WI
53211
13F HOLDINGS REPORT
028-18214
N
RAMAN GHEI
MANAGING DIRECTOR
414-791-6834
RAMAN GHEI
MILWAUKEE
WI
02-13-2023
0
166
143852
false
INFORMATION TABLE
2
4q2022.xml
ABBOTT LABS
COM
002824100
164
1492
SH
SOLE
0
0
1492
ABBVIE INC
COM
00287Y109
107
660
SH
SOLE
0
0
660
ADOBE SYSTEMS INCORPORATED
COM
00724F101
2683
7973
SH
SOLE
0
0
7973
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
1669
29847
SH
SOLE
0
0
29847
AFFIRM HLDGS INC CL A
COM
00827B106
1
100
SH
SOLE
0
0
100
ALPHA TAU MEDICAL LTD
COM
M0740A108
18
5566
SH
SOLE
0
0
5566
ALPHABET INC CAP STK CL A
COM
02079K305
1910
21645
SH
SOLE
0
0
21645
ALPHABET INC CAP STK CL C
COM
02079K107
2930
33018
SH
SOLE
0
0
33018
ALTRIA GROUP INC
COM
02209S103
43
938
SH
SOLE
0
0
938
AMAZON COM INC
COM
023135106
2203
26223
SH
SOLE
0
0
26223
AMERICAN OUTDOOR BRANDS INC
COM
02875D109
1
93
SH
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0
0
93
AMERICAN TOWER CORP NEW
COM
03027X100
4
20
SH
SOLE
0
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20
ANALOG DEVICES INC
COM
032654105
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22448
SH
SOLE
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ANSYS INC
COM
03662Q105
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19
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0
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ASML HOLDING N V N Y REGISTRY SHS
COM
N07059210
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4513
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4513
AT&T INC
COM
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BAKER HUGHES COMPANY CL A
COM
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58762
BERKLEY W R CORP
COM
084423102
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45864
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BIOGEN INC
COM
09062X103
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BLOCK INC CL A
COM
852234103
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BRISTOL-MYERS SQUIBB CO
COM
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208
2896
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2896
CALAMOS STRATEGIC TOTAL RETU
COM
128125101
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1044
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1044
CALIX INC
COM
13100M509
27
400
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400
CANADIAN IMPERIAL BK COMM TO
COM
136069101
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600
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600
CANADIAN NAT RES LTD
COM
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CANADIAN NATL RY CO
COM
136375102
48
400
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400
CANADIAN PAC RY LTD
COM
13645T100
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52553
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52553
CANOPY GROWTH CORP
COM
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20
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20
CARDINAL HEALTH INC
COM
14149Y108
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67
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67
CARLYLE GROUP INC
COM
14316J108
61
2041
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0
0
2041
CARRIER GLOBAL CORPORATION
COM
14448C104
2212
53613
SH
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53613
CATERPILLAR INC
COM
149123101
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14839
SH
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14839
CENTRAL GARDEN & PET CO
COM
153527106
7
200
SH
SOLE
0
0
200
CHEVRON CORP NEW
COM
166764100
9
51
SH
SOLE
0
0
51
CHURCH & DWIGHT CO INC
COM
171340102
22
267
SH
SOLE
0
0
267
CISCO SYS INC
COM
17275R102
24
508
SH
SOLE
0
0
508
COCA COLA CO
COM
191216100
380
5969
SH
SOLE
0
0
5969
COMCAST CORP NEW CL A
COM
20030N101
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391
SH
SOLE
0
0
391
CONOCOPHILLIPS
COM
20825C104
53
453
SH
SOLE
0
0
453
CONSOLIDATED EDISON INC
COM
209115104
13
134
SH
SOLE
0
0
134
CONSTELLATION ENERGY CORP
COM
21037T109
4
44
SH
SOLE
0
0
44
COSTCO WHSL CORP NEW
COM
22160K105
3586
7856
SH
SOLE
0
0
7856
CRONOS GROUP INC
COM
22717L101
0
100
SH
SOLE
0
0
100
CVS HEALTH CORP
COM
126650100
47
505
SH
SOLE
0
0
505
DANAHER CORPORATION
COM
235851102
4140
15597
SH
SOLE
0
0
15597
DEERE & CO
COM
244199105
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12878
SH
SOLE
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DOVER CORP
COM
260003108
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SH
SOLE
0
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24989
ENTERGY CORP NEW
COM
29364G103
34
307
SH
SOLE
0
0
307
ESSENTIAL UTILS INC
COM
29670G102
100
2098
SH
SOLE
0
0
2098
ETSY INC
COM
29786A106
8
65
SH
SOLE
0
0
65
EXELON CORP
COM
30161N101
6
134
SH
SOLE
0
0
134
EXXON MOBIL CORP
COM
30231G102
63
568
SH
SOLE
0
0
568
FRANKLIN ELEC INC
COM
353514102
3
35
SH
SOLE
0
0
35
GENERAL MLS INC
COM
370334104
17
202
SH
SOLE
0
0
202
GLOBANT S A
COM
L44385109
4
21
SH
SOLE
0
0
21
GOLDMAN SACHS GROUP INC
COM
38141G104
27
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HOME DEPOT INC
COM
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ILLINOIS TOOL WKS INC
COM
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SH
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INTUITIVE SURGICAL INC
COM
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IRON MTN INC DEL
COM
46284V101
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ISHARES INC MSCI SWITZERLAND
COM
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ISHARES TR 1 3 YR TREAS BD
COM
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ISHARES TR CORE S&P MCP ETF
COM
464287507
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14
ISHARES TR CORE S&P SCP ETF
COM
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ISHARES TR CORE S&P500 ETF
COM
464287200
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ISHARES TR RUS 1000 GRW ETF
COM
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SH
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58
ISHARES TR RUS 1000 VAL ETF
COM
464287598
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41
ISHARES TR RUS 2000 GRW ETF
COM
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ISHARES TR RUS 2000 VAL ETF
COM
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ISHARES TR RUS MD CP GR ETF
COM
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18
ISHARES TR RUS MDCP VAL ETF
COM
464287473
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87
ISHARES TR RUSSELL 3000 ETF
COM
464287689
62
280
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280
JOHNSON & JOHNSON
COM
478160104
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3660
SH
SOLE
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JPMORGAN CHASE & CO
COM
46625H100
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273
SH
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273
KKR & CO INC
COM
48251W104
75
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L3HARRIS TECHNOLOGIES INC
COM
502431109
3
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SH
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LAKELAND FINL CORP
COM
511656100
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406
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LILLY ELI & CO
COM
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LOWES COS INC
COM
548661107
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SH
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LUCID GROUP INC
COM
549498103
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100
LULULEMON ATHLETICA INC
COM
550021109
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6693
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MARSH & MCLENNAN COS INC
COM
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33449
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MASTERCARD INCORPORATED CL A
COM
57636Q104
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MCDONALDS CORP
COM
580135101
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9092
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MERCK & CO INC
COM
58933Y105
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405
SH
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405
MGE ENERGY INC
COM
55277P104
343
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SH
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MICROSOFT CORP
COM
594918104
4445
18534
SH
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18534
MID-AMER APT CMNTYS INC
COM
59522J103
16
101
SH
SOLE
0
0
101
MODERNA INC
COM
60770K107
1
3
SH
SOLE
0
0
3
MONDELEZ INTL INC CL A
COM
609207105
267
4011
SH
SOLE
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0
4011
NEXTERA ENERGY INC
COM
65339F101
2747
32862
SH
SOLE
0
0
32862
NIKE INC CL B
COM
654106103
9
78
SH
SOLE
0
0
78
NOVA LTD
COM
M7516K103
1691
20704
SH
SOLE
0
0
20704
NVIDIA CORPORATION
COM
67066G104
2173
14872
SH
SOLE
0
0
14872
PAYPAL HLDGS INC
COM
70450Y103
1808
25389
SH
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0
25389
PENN ENTERTAINMENT INC
COM
707569109
4
150
SH
SOLE
0
0
150
PEPSICO INC
COM
713448108
2074
11482
SH
SOLE
0
0
11482
PFIZER INC
COM
717081103
53
1025
SH
SOLE
0
0
1025
PHILIP MORRIS INTL INC
COM
718172109
68
668
SH
SOLE
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0
668
PHILLIPS 66
COM
718546104
48
459
SH
SOLE
0
0
459
PIERIS PHARMACEUTICALS INC
COM
720795103
1
1000
SH
SOLE
0
0
1000
PROCTER AND GAMBLE CO
COM
742718109
1291
8520
SH
SOLE
0
0
8520
PROLOGIS INC.
COM
74340W103
211
1873
SH
SOLE
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1873
PUBLIC STORAGE
COM
74460D109
262
935
SH
SOLE
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0
935
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
31
508
SH
SOLE
0
0
508
QUALCOMM INC
COM
747525103
17
153
SH
SOLE
0
0
153
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
2402
23806
SH
SOLE
0
0
23806
RVL PHARMACEUTICALS PLC SHS
COM
G6S41R101
5
4100
SH
SOLE
0
0
4100
SALESFORCE INC
COM
79466L302
14
260
SH
SOLE
0
0
260
SCHWAB STRATEGIC TR SHT TM US TRES
COM
808524862
7
150
SH
SOLE
0
0
150
SCHWAB STRATEGIC TR US AGGREGATE B
COM
808524839
6
127
SH
SOLE
0
0
127
SCHWAB STRATEGIC TR US BRD MKT ETF
COM
808524102
25
568
SH
SOLE
0
0
568
SCHWAB STRATEGIC TR US TIPS ETF
COM
808524870
7
139
SH
SOLE
0
0
139
SELECT SECTOR SPDR TR SBI CONS DISCR
COM
81369Y407
12
96
SH
SOLE
0
0
96
SELECT SECTOR SPDR TR SBI CONS STPLS
COM
81369Y308
10
128
SH
SOLE
0
0
128
SELECT SECTOR SPDR TR SBI HEALTHCARE
COM
81369Y209
150
1106
SH
SOLE
0
0
1106
SELECT SECTOR SPDR TR SBI INT-INDS
COM
81369Y704
12
122
SH
SOLE
0
0
122
SIMPSON MFG INC
COM
829073105
22
252
SH
SOLE
0
0
252
SIO GENE THERAPIES INC
COM
829399104
869
5239
SH
SOLE
0
0
5239
SMITH & WESSON BRANDS INC
COM
831754106
3
391
SH
SOLE
0
0
391
SOUTHERN CO
COM
842587107
10
137
SH
SOLE
0
0
137
SPDR S&P 500 ETF TR
COM
78462F103
3531
9233
SH
SOLE
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9233
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP
COM
78467Y107
2168
4896
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SOLE
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0
4896
SPDR SER TR MSCI USA STRTGIC
COM
78468R812
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65
SH
SOLE
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0
65
SPDR SER TR S&P 400 MDCP VAL
COM
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10
147
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SOLE
0
0
147
SPDR SER TR S&P 600 SMCP VAL
COM
78464A300
1
17
SH
SOLE
0
0
17
SPDR SER TR S&P DIVID ETF
COM
78464A763
13
102
SH
SOLE
0
0
102
STARBUCKS CORP
COM
855244109
3861
38924
SH
SOLE
0
0
38924
STRYKER CORPORATION
COM
863667101
127
521
SH
SOLE
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0
521
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS
COM
874039100
3693
49582
SH
SOLE
0
0
49582
TESLA INC
COM
88160R101
87
705
SH
SOLE
0
0
705
THERMO FISHER SCIENTIFIC INC
COM
883556102
130
237
SH
SOLE
0
0
237
UNION PAC CORP
COM
907818108
3651
17633
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SOLE
0
0
17633
UNITED THERAPEUTICS CORP DEL
COM
91307C102
28
100
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SOLE
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0
100
UNITEDHEALTH GROUP INC
COM
91324P102
5436
10254
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SOLE
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0
10254
UNITY SOFTWARE INC
COM
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SOLE
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0
109
US BANCORP DEL
COM
902973304
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510
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SOLE
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510
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COM
922908736
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SH
SOLE
0
0
12331
VANGUARD INDEX FDS MCAP VL IDXVIP
COM
922908512
6
46
SH
SOLE
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0
46
VANGUARD INDEX FDS MID CAP ETF
COM
922908629
341
1675
SH
SOLE
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0
1675
VANGUARD INDEX FDS REAL ESTATE ETF
COM
922908553
151
1829
SH
SOLE
0
0
1829
VANGUARD INDEX FDS S&P 500 ETF SHS
COM
922908363
793
2256
SH
SOLE
0
0
2256
VANGUARD INDEX FDS SM CP VAL ETF
COM
922908611
22
138
SH
SOLE
0
0
138
VANGUARD INDEX FDS SMALL CP ETF
COM
922908751
396
2159
SH
SOLE
0
0
2159
VANGUARD INDEX FDS SML CP GRW ETF
COM
922908595
3490
17404
SH
SOLE
0
0
17404
VANGUARD INDEX FDS TOTAL STK MKT
COM
922908769
78
515
SH
SOLE
0
0
515
VANGUARD INDEX FDS VALUE ETF
COM
922908744
66
468
SH
SOLE
0
0
468
VANGUARD SPECIALIZED FUNDS DIV APP ETF
COM
921908844
3301
21736
SH
SOLE
0
0
21736
VANGUARD WHITEHALL FDS HIGH DIV YLD
COM
921946406
535
4943
SH
SOLE
0
0
4943
VANGUARD WHITEHALL FDS INTL DVD ETF
COM
921946810
422
6065
SH
SOLE
0
0
6065
VANGUARD WORLD FDS COMM SRVC ETF
COM
92204A884
8
101
SH
SOLE
0
0
101
VANGUARD WORLD FDS CONSUM STP ETF
COM
92204A207
1125
5874
SH
SOLE
0
0
5874
VANGUARD WORLD FDS FINANCIALS ETF
COM
92204A405
13
153
SH
SOLE
0
0
153
VANGUARD WORLD FDS HEALTH CAR ETF
COM
92204A504
1795
7238
SH
SOLE
0
0
7238
VANGUARD WORLD FDS INF TECH ETF
COM
92204A702
1309
4098
SH
SOLE
0
0
4098
VANGUARD WORLD FDS UTILITIES ETF
COM
92204A876
11
74
SH
SOLE
0
0
74
VERISK ANALYTICS INC
COM
92345Y106
5
30
SH
SOLE
0
0
30
VERIZON COMMUNICATIONS INC
COM
92343V104
120
3035
SH
SOLE
0
0
3035
VISA INC CL A
COM
92826C839
3995
19229
SH
SOLE
0
0
19229
WARNER BROS DISCOVERY INC
COM
934423104
0
3
SH
SOLE
0
0
3
WELLS FARGO CO NEW
COM
949746101
17
405
SH
SOLE
0
0
405
XCEL ENERGY INC
COM
98389B100
65
930
SH
SOLE
0
0
930
XWELL INC
COM
98420U703
0
1000
SH
SOLE
0
0
1000
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
24
191
SH
SOLE
0
0
191
ZIMVIE INC
COM
98888T107
0
19
SH
SOLE
0
0
19