MANAGING DIRECTOR

0001910900-22-000001.txt : 20221115 0001910900-22-000001.hdr.sgml : 20221115 20221115100851 ACCESSION NUMBER: 0001910900-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 EFFECTIVENESS DATE: 20221115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC CENTRAL INDEX KEY: 0001729045 IRS NUMBER: 391964363 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18214 FILM NUMBER: 221389859 BUSINESS ADDRESS: STREET 1: 4155 N PROSPECT AVE CITY: SHOREWOOD STATE: WI ZIP: 53211 BUSINESS PHONE: 4147916834 MAIL ADDRESS: STREET 1: 4155 N PROSPECT AVE CITY: SHOREWOOD STATE: WI ZIP: 53211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001729045 XXXXXXXX 09-30-2022 09-30-2022 Tower View Investment Management & Research LLC

4155 N PROSPECT AVE SHOREWOOD WI 53211

13F HOLDINGS REPORT 028-18214 N RAMAN GHEI MANAGING DIRECTOR 414-791-6834 RAMAN GHEI MILWAUKEE WI 11-15-2022 0 171 131464 false INFORMATION TABLE 2 3Q2022.xml ABBOTT LABS COM 002824100 144 1486 SH SOLE 0 0 1486 ABBVIE INC COM 00287Y109 92 683 SH SOLE 0 0 683 ADOBE SYSTEMS INCORPORATED COM 00724F101 2235 8123 SH SOLE 0 0 8123 AEROJET ROCKETDYNE HLDGS INC COM 007800105 1213 30342 SH SOLE 0 0 30342 AFFIRM HLDGS INC COM 00827B106 2 100 SH SOLE 0 0 100 ALPHA TAU MEDICAL LTD COM M0740A108 33 5566 SH SOLE 0 0 5566 ALPHABET INC CAP STK CL A COM 02079K305 2097 21926 SH SOLE 0 0 21926 ALPHABET INC CAP STK CL C COM 02079K107 3192 33200 SH SOLE 0 0 33200 ALTRIA GROUP INC COM 02209S103 37 919 SH SOLE 0 0 919 AMAZON COM INC COM 023135106 2980 26373 SH SOLE 0 0 26373 AMERICAN OUTDOOR BRANDS INC COM 02875D109 1 93 SH SOLE 0 0 93 AMERICAN TOWER CORP NEW COM 03027X100 4 20 SH SOLE 0 0 20 ANALOG DEVICES INC COM 032654105 2710 19452 SH SOLE 0 0 19452 ANSYS INC COM 03662Q105 4 19 SH SOLE 0 0 19 ASML HOLDING N V COM N07059210 1886 4540 SH SOLE 0 0 4540 AT&T INC COM 00206R102 10 628 SH SOLE 0 0 628 BAKER HUGHES COMPANY COM 05722G100 1255 59857 SH SOLE 0 0 59857 BERKLEY W R CORP COM 084423102 2978 46116 SH SOLE 0 0 46116 BIOGEN INC COM 09062X103 8 29 SH SOLE 0 0 29 BLACKROCK INC COM 09247X101 2 3 SH SOLE 0 0 3 BLOCK INC COM 852234103 1167 21219 SH SOLE 0 0 21219 BRISTOL-MYERS SQUIBB CO COM 110122108 205 2882 SH SOLE 0 0 2882 CALAMOS STRATEGIC TOTAL RETU COM 128125101 13 1029 SH SOLE 0 0 1029 CALIX INC COM 13100M509 24 400 SH SOLE 0 0 400 CANADIAN IMPERIAL BK COMM TO COM 136069101 26 600 SH SOLE 0 0 600 CANADIAN NAT RES LTD COM 136385101 2575 55302 SH SOLE 0 0 55302 CANADIAN NATL RY CO COM 136375102 43 400 SH SOLE 0 0 400 CANADIAN PAC RY LTD COM 13645T100 3542 53085 SH SOLE 0 0 53085 CANOPY GROWTH CORP COM 138035100 0 45 SH SOLE 0 0 45 CARDINAL HEALTH INC COM 14149Y108 4 67 SH SOLE 0 0 67 CARLYLE GROUP INC COM 14316J108 52 2019 SH SOLE 0 0 2019 CARRIER GLOBAL CORPORATION COM 14448C104 1912 53755 SH SOLE 0 0 53755 CATERPILLAR INC COM 149123101 2459 14984 SH SOLE 0 0 14984 CENTRAL GARDEN & PET CO COM 153527106 7 200 SH SOLE 0 0 200 CHEVRON CORP NEW COM 166764100 7 51 SH SOLE 0 0 51 CHURCH & DWIGHT CO INC COM 171340102 19 267 SH SOLE 0 0 267 CISCO SYS INC COM 17275R102 20 504 SH SOLE 0 0 504 COCA COLA CO COM 191216100 370 6611 SH SOLE 0 0 6611 COMCAST CORP NEW CL A 20030N101 11 391 SH SOLE 0 0 391 CONOCOPHILLIPS COM 20825C104 46 452 SH SOLE 0 0 452 CONSOLIDATED EDISON INC COM 209115104 11 134 SH SOLE 0 0 134 CONSTELLATION ENERGY CORP COM 21037T109 4 44 SH SOLE 0 0 44 COSTCO WHSL CORP NEW COM 22160K105 3731 7900 SH SOLE 0 0 7900 CRONOS GROUP INC COM 22717L101 0 165 SH SOLE 0 0 165 CVS HEALTH CORP COM 126650100 48 503 SH SOLE 0 0 503 DANAHER CORPORATION COM 235851102 4068 15751 SH SOLE 0 0 15751 DECKERS OUTDOOR CORP COM 243537107 0 2 SH SOLE 0 0 2 DEERE & CO COM 244199105 4350 13028 SH SOLE 0 0 13028 DOVER CORP COM 260003108 2920 25050 SH SOLE 0 0 25050 ENTERGY CORP NEW COM 29364G103 31 307 SH SOLE 0 0 307 ESSENTIAL UTILS INC COM 29670G102 87 2091 SH SOLE 0 0 2091 ETSY INC COM 29786A106 7 65 SH SOLE 0 0 65 EXELON CORP COM 30161N101 5 134 SH SOLE 0 0 134 EXXON MOBIL CORP COM 30231G102 52 591 SH SOLE 0 0 591 FRANKLIN ELEC INC COM 353514102 3 35 SH SOLE 0 0 35 GENERAL MLS INC COM 370334104 15 201 SH SOLE 0 0 201 GLOBANT S A COM L44385109 4 21 SH SOLE 0 0 21 HOME DEPOT INC COM 437076102 4568 16553 SH SOLE 0 0 16553 ILLINOIS TOOL WKS INC COM 452308109 41 229 SH SOLE 0 0 229 INTUITIVE SURGICAL INC COM 46120E602 1252 6682 SH SOLE 0 0 6682 IRON MTN INC DEL COM 46284V101 67 1519 SH SOLE 0 0 1519 IRONSOURCE LTD COM M5R75Y101 3 1000 SH SOLE 0 0 1000 ISHARES INC MSCI SWITZERLAND COM 464286749 2 58 SH SOLE 0 0 58 ISHARES TR 1 3 YR TREAS BD COM 464287457 406 4996 SH SOLE 0 0 4996 ISHARES TR CORE S&P MCP ETF COM 464287507 3 14 SH SOLE 0 0 14 ISHARES TR CORE S&P SCP ETF COM 464287804 2 26 SH SOLE 0 0 26 ISHARES TR CORE S&P500 ETF COM 464287200 14 38 SH SOLE 0 0 38 ISHARES TR RUS 1000 GRW ETF COM 464287614 17 80 SH SOLE 0 0 80 ISHARES TR RUS 1000 VAL ETF COM 464287598 5 40 SH SOLE 0 0 40 ISHARES TR RUS 2000 GRW ETF COM 464287648 1 7 SH SOLE 0 0 7 ISHARES TR RUS 2000 VAL ETF COM 464287630 5 41 SH SOLE 0 0 41 ISHARES TR RUS MD CP GR ETF COM 464287481 2 30 SH SOLE 0 0 30 ISHARES TR RUS MDCP VAL ETF COM 464287473 10 104 SH SOLE 0 0 104 ISHARES TR RUS MID CAP ETF COM 464287499 1 9 SH SOLE 0 0 9 ISHARES TR RUSSELL 2000 ETF COM 464287655 0 1 SH SOLE 0 0 1 ISHARES TR RUSSELL 3000 ETF COM 464287689 57 277 SH SOLE 0 0 277 ISHARES TR S&P 100 ETF COM 464287101 12 73 SH SOLE 0 0 73 JOHNSON & JOHNSON COM 478160104 607 3715 SH SOLE 0 0 3715 JPMORGAN CHASE & CO COM 46625H100 28 271 SH SOLE 0 0 271 KKR & CO INC COM 48251W104 69 1605 SH SOLE 0 0 1605 LAKELAND FINL CORP COM 511656100 29 404 SH SOLE 0 0 404 LILLY ELI & CO COM 532457108 5254 16248 SH SOLE 0 0 16248 LOWES COS INC COM 548661107 4 23 SH SOLE 0 0 23 LUCID GROUP INC COM 549498103 1 100 SH SOLE 0 0 100 LULULEMON ATHLETICA INC COM 550021109 1890 6760 SH SOLE 0 0 6760 MARSH & MCLENNAN COS INC COM 571748102 5072 33976 SH SOLE 0 0 33976 MASTERCARD INCORPORATED COM 57636Q104 198 695 SH SOLE 0 0 695 MCDONALDS CORP COM 580135101 2106 9128 SH SOLE 0 0 9128 MERCK & CO INC COM 58933Y105 35 403 SH SOLE 0 0 403 MGE ENERGY INC COM 55277P104 329 5008 SH SOLE 0 0 5008 MICROSOFT CORP COM 594918104 4348 18667 SH SOLE 0 0 18667 MID-AMER APT CMNTYS INC COM 59522J103 16 101 SH SOLE 0 0 101 MODERNA INC COM 60770K107 0 3 SH SOLE 0 0 3 MONDELEZ INTL INC COM 609207105 229 4169 SH SOLE 0 0 4169 NEXTERA ENERGY INC COM 65339F101 2581 32923 SH SOLE 0 0 32923 NIKE INC COM 654106103 6 77 SH SOLE 0 0 77 NOVA LTD COM M7516K103 1797 21066 SH SOLE 0 0 21066 NVIDIA CORPORATION COM 67066G104 1809 14906 SH SOLE 0 0 14906 PAYPAL HLDGS INC COM 70450Y103 2219 25782 SH SOLE 0 0 25782 PENN ENTERTAINMENT INC COM 707569109 4 150 SH SOLE 0 0 150 PEPSICO INC COM 713448108 1878 11506 SH SOLE 0 0 11506 PFIZER INC COM 717081103 45 1017 SH SOLE 0 0 1017 PHILIP MORRIS INTL INC COM 718172109 55 659 SH SOLE 0 0 659 PHILLIPS 66 COM 718546104 37 455 SH SOLE 0 0 455 PIERIS PHARMACEUTICALS INC COM 720795103 1 1000 SH SOLE 0 0 1000 PINTEREST INC COM 72352L106 1 30 SH SOLE 0 0 30 PROCTER AND GAMBLE CO COM 742718109 1084 8588 SH SOLE 0 0 8588 PROLOGIS INC. COM 74340W103 228 2247 SH SOLE 0 0 2247 PUBLIC STORAGE COM 74460D109 242 828 SH SOLE 0 0 828 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 28 504 SH SOLE 0 0 504 QUALCOMM INC COM 747525103 17 152 SH SOLE 0 0 152 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1947 23788 SH SOLE 0 0 23788 ROKU INC COM 77543R102 0 3 SH SOLE 0 0 3 RVL PHARMACEUTICALS PLC COM G6S41R101 9 4100 SH SOLE 0 0 4100 SALESFORCE INC COM 79466L302 37 260 SH SOLE 0 0 260 SCHWAB STRATEGIC TR SHT TM US TRES COM 808524862 7 150 SH SOLE 0 0 150 SCHWAB STRATEGIC TR US AGGREGATE B COM 808524839 6 127 SH SOLE 0 0 127 SCHWAB STRATEGIC TRUS BRD MKT ETF COM 808524102 24 565 SH SOLE 0 0 565 SCHWAB STRATEGIC TR US TIPS ETF COM 808524870 7 139 SH SOLE 0 0 139 SELECT SECTOR SPDR TR SBI CONS DISCR COM 81369Y407 14 95 SH SOLE 0 0 95 SELECT SECTOR SPDR TR SBI CONS STPLS COM 81369Y308 8 127 SH SOLE 0 0 127 SELECT SECTOR SPDR TR SBI HEALTHCARE COM 81369Y209 133 1101 SH SOLE 0 0 1101 SELECT SECTOR SPDR TR SBI INT-INDS COM 81369Y704 10 121 SH SOLE 0 0 121 SHOPIFY INC COM 82509L107 400 14835 SH SOLE 0 0 14835 SIMPSON MFG INC COM 829073105 16 201 SH SOLE 0 0 201 SIO GENE THERAPIES INC COM 829399104 1348 11645 SH SOLE 0 0 11645 SMITH & WESSON BRANDS INC COM 831754106 4 387 SH SOLE 0 0 387 SOUTHERN CO COM 842587107 9 135 SH SOLE 0 0 135 SPDR S&P 500 ETF TR UNIT COM 78462F103 3291 9215 SH SOLE 0 0 9215 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP COM 78467Y107 1909 4752 SH SOLE 0 0 4752 SPDR SER TR MSCI USA STRTGIC COM 78468R812 7 65 SH SOLE 0 0 65 SPDR SER TR S&P 400 MDCP VAL COM 78464A839 8 147 SH SOLE 0 0 147 SPDR SER TR S&P 600 SMCP VAL COM 78464A300 1 17 SH SOLE 0 0 17 SPDR SER TR S&P DIVID ETF COM 78464A763 11 101 SH SOLE 0 0 101 STARBUCKS CORP COM 855244109 3289 39033 SH SOLE 0 0 39033 STRYKER CORPORATION COM 863667101 105 519 SH SOLE 0 0 519 TAIWAN SEMICONDUCTOR MFG LTD COM 874039100 3417 49840 SH SOLE 0 0 49840 TESLA INC COM 88160R101 187 705 SH SOLE 0 0 705 THERMO FISHER SCIENTIFIC INC COM 883556102 120 237 SH SOLE 0 0 237 UNION PAC CORP COM 907818108 3413 17518 SH SOLE 0 0 17518 UNITED THERAPEUTICS CORP DEL COM 91307C102 21 100 SH SOLE 0 0 100 UNITEDHEALTH GROUP INC COM 91324P102 5231 10357 SH SOLE 0 0 10357 US BANCORP DEL COM 902973304 20 505 SH SOLE 0 0 505 VANGUARD INDEX FDS GROWTH ETF COM 922908736 2640 12338 SH SOLE 0 0 12338 VANGUARD INDEX FDS MCAP VL IDXVIP COM 922908512 6 46 SH SOLE 0 0 46 VANGUARD INDEX FDS MID CAP ETF COM 922908629 313 1666 SH SOLE 0 0 1666 VANGUARD INDEX FDS REAL ESTATE ETF COM 922908553 145 1804 SH SOLE 0 0 1804 VANGUARD INDEX FDS S&P 500 ETF SHS COM 922908363 692 2109 SH SOLE 0 0 2109 VANGUARD INDEX FDS SM CP VAL ETF COM 922908611 20 137 SH SOLE 0 0 137 VANGUARD INDEX FDS SMALL CP ETF COM 922908751 328 1918 SH SOLE 0 0 1918 VANGUARD INDEX FDS SML CP GRW ETF COM 922908595 3383 17337 SH SOLE 0 0 17337 VANGUARD INDEX FDS TOTAL STK MKT COM 922908769 92 513 SH SOLE 0 0 513 VANGUARD INDEX FDS VALUE ETF COM 922908744 57 464 SH SOLE 0 0 464 VANGUARD SPECIALIZED FUNDS DIV APP ETF COM 921908844 2931 21688 SH SOLE 0 0 21688 VANGUARD WHITEHALL FDS HIGH DIV YLD COM 921946406 461 4858 SH SOLE 0 0 4858 VANGUARD WHITEHALL FDS INTL DVD ETF COM 921946810 390 6294 SH SOLE 0 0 6294 VANGUARD WORLD FDS COMM SRVC ETF COM 92204A884 8 100 SH SOLE 0 0 100 VANGUARD WORLD FDS CONSUM STP ETF COM 92204A207 1001 5829 SH SOLE 0 0 5829 VANGUARD WORLD FDS FINANCIALS ETF COM 92204A405 11 151 SH SOLE 0 0 151 VANGUARD WORLD FDS HEALTH CAR ETF COM 92204A504 1613 7209 SH SOLE 0 0 7209 VANGUARD WORLD FDS INF TECH ETF COM 92204A702 1258 4093 SH SOLE 0 0 4093 VANGUARD WORLD FDS UTILITIES ETF COM 92204A876 10 73 SH SOLE 0 0 73 VERISK ANALYTICS INC COM 92345Y106 5 30 SH SOLE 0 0 30 VERIZON COMMUNICATIONS INC COM 92343V104 115 3038 SH SOLE 0 0 3038 VISA INC COM 92826C839 3444 19387 SH SOLE 0 0 19387 WARNER BROS DISCOVERY INC COM 934423104 0 3 SH SOLE 0 0 3 WELLS FARGO CO NEW COM 949746101 16 403 SH SOLE 0 0 403 XCEL ENERGY INC COM 98389B100 59 923 SH SOLE 0 0 923 XPRESSPA GROUP INC COM 98420U703 1 1000 SH SOLE 0 0 1000 ZIMMER BIOMET HOLDINGS INC COM 98956P102 20 191 SH SOLE 0 0 191 ZIMVIE INC COM 98888T107 0 19 SH SOLE 0 0 19