0001909197-22-000001.txt : 20220808
0001909197-22-000001.hdr.sgml : 20220808
20220808105437
ACCESSION NUMBER: 0001909197-22-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220808
DATE AS OF CHANGE: 20220808
EFFECTIVENESS DATE: 20220808
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC
CENTRAL INDEX KEY: 0001729045
IRS NUMBER: 391964363
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18214
FILM NUMBER: 221143095
BUSINESS ADDRESS:
STREET 1: 4155 N PROSPECT AVE
CITY: SHOREWOOD
STATE: WI
ZIP: 53211
BUSINESS PHONE: 4147916834
MAIL ADDRESS:
STREET 1: 4155 N PROSPECT AVE
CITY: SHOREWOOD
STATE: WI
ZIP: 53211
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001729045
XXXXXXXX
06-30-2022
06-30-2022
Tower View Investment Management & Research LLC
4155 N PROSPECT AVE
SHOREWOOD
WI
53211
13F HOLDINGS REPORT
028-18214
N
Raman Ghei
Managing Director
414-791-6834
Raman Ghei
Milwaukee
WI
08-08-2022
0
163
136061
false
INFORMATION TABLE
2
2Q2022v2.xml
ABBOTT LABS
COM
002824100
149
1373
SH
SOLE
0
0
1373
ABBVIE INC
COM
00287Y109
92
599
SH
SOLE
0
0
599
ADOBE SYSTEMS INCORPORATED
COM
00724F101
2958
8081
SH
SOLE
0
0
8081
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
1227
30212
SH
SOLE
0
0
30212
AFFIRM HLDGS INC CL A
COM
00827B106
2
100
SH
SOLE
0
0
100
ALPHABET INC CAP STK CL A
COM
02079K305
2371
1088
SH
SOLE
0
0
1088
ALPHABET INC CAP STK CL A
COM
02079K107
3622
1656
SH
SOLE
0
0
1656
ALTRIA GROUP INC
COM
02209S103
38
900
SH
SOLE
0
0
900
AMAZON COM INC
COM
023135106
2798
26348
SH
SOLE
0
0
26348
AMERICAN OUTDOOR BRANDS INC
COM
02875D109
1
93
SH
SOLE
0
0
93
AMERICAN TOWER CORP NEW
COM
03027X100
10
40
SH
SOLE
0
0
40
ANALOG DEVICES INC
COM
032654105
2807
19212
SH
SOLE
0
0
19212
ANSYS INC
COM
03662Q105
5
19
SH
SOLE
0
0
19
ASML HOLDING N V
COM
N07059210
2153
4525
SH
SOLE
0
0
4525
AT&T INC
COM
00206R102
0
13
SH
SOLE
0
0
13
BAKER HUGHES COMPANY
COM
05722G100
1338
46359
SH
SOLE
0
0
46359
BERKLEY W R CORP
COM
084423102
3123
45754
SH
SOLE
0
0
45754
BIOGEN INC
COM
09062X103
6
29
SH
SOLE
0
0
29
BLOCK INC
COM
852234103
1304
21210
SH
SOLE
0
0
21210
BRISTOL-MYERS SQUIBB CO
COM
110122108
221
2868
SH
SOLE
0
0
2868
CALAMOS STRATEGIC TOTAL RETU
COM
128125101
13
1008
SH
SOLE
0
0
1008
CANADIAN IMP BK COMM
COM
136069101
29
600
SH
SOLE
0
0
600
CANADIAN NAT RES LTD
COM
136385101
2933
54647
SH
SOLE
0
0
54647
CANADIAN NATL RY CO
COM
136375102
45
400
SH
SOLE
0
0
400
CANADIAN PAC RY LTD
COM
13645T100
3700
52973
SH
SOLE
0
0
52973
CANOPY GROWTH CORP
COM
138035100
0
45
SH
SOLE
0
0
45
CARLYLE GROUP INC
COM
14316J108
63
2000
SH
SOLE
0
0
2000
CATERPILLAR INC
COM
149123101
2637
14751
SH
SOLE
0
0
14751
CENTRAL GARDEN & PET CO
COM
153527106
8
200
SH
SOLE
0
0
200
CHEVRON CORP NEW
COM
166764100
7
50
SH
SOLE
0
0
50
CISCO SYS INC
COM
17275R102
21
500
SH
SOLE
0
0
500
CLOROX CO DEL
COM
189054109
10
72
SH
SOLE
0
0
72
COCA COLA CO
COM
191216100
405
6443
SH
SOLE
0
0
6443
COLGATE PALMOLIVE CO
COM
194162103
4
50
SH
SOLE
0
0
50
COMCAST CORP NEW
COM
20030N101
9
218
SH
SOLE
0
0
218
CONOCOPHILLIPS
COM
20825C104
40
450
SH
SOLE
0
0
450
COSTCO WHSL CORP NEW
COM
22160K105
3777
7881
SH
SOLE
0
0
7881
CRONOS GROUP INC
COM
22717L101
0
165
SH
SOLE
0
0
165
CVS HEALTH CORP
COM
126650100
46
500
SH
SOLE
0
0
500
DANAHER CORPORATION
COM
235851102
3453
13620
SH
SOLE
0
0
13620
DEERE & CO
COM
244199105
3885
12973
SH
SOLE
0
0
12973
DOVER CORP
COM
260003108
3015
24849
SH
SOLE
0
0
24849
ENTERGY CORP NEW
COM
29364G103
35
307
SH
SOLE
0
0
307
ESSENTIAL UTILS INC
COM
29670G102
56
1223
SH
SOLE
0
0
1223
EXXON MOBIL CORP
COM
30231G102
33
388
SH
SOLE
0
0
388
FISERV INC
COM
337738108
16
180
SH
SOLE
0
0
180
FRANKLIN ELEC INC
COM
353514102
3
35
SH
SOLE
0
0
35
GENERAL MLS INC
COM
370334104
15
200
SH
SOLE
0
0
200
GLOBANT S A
COM
L44385109
7
42
SH
SOLE
0
0
42
HOME DEPOT INC
COM
437076102
4479
16331
SH
SOLE
0
0
16331
ILLINOIS TOOL WKS INC
COM
452308109
41
227
SH
SOLE
0
0
227
INTUITIVE SURGICAL INC
COM
46120E602
1334
6647
SH
SOLE
0
0
6647
IRON MTN INC NEW
COM
46284V101
73
1500
SH
SOLE
0
0
1500
IRONSOURCE LTD CL A
COM
M5R75Y101
2
1000
SH
SOLE
0
0
1000
ISHARES INC MSCI SWITZERLAND
COM
464286749
2
58
SH
SOLE
0
0
58
ISHARES TR 1 3 YR TREAS BD
COM
464287457
410
4955
SH
SOLE
0
0
4955
ISHARES TR CORE S&P MCP ETF
COM
464287507
3
14
SH
SOLE
0
0
14
ISHARES TR CORE S&P SCP ETF
COM
464287804
2
26
SH
SOLE
0
0
26
ISHARES TR CORE S&P500 ETF
COM
464287200
14
38
SH
SOLE
0
0
38
ISHARES TR RUS 1000 GRW ETF
COM
464287614
13
58
SH
SOLE
0
0
58
ISHARES TR RUS 1000 VAL ETF
COM
464287598
6
40
SH
SOLE
0
0
40
ISHARES TR RUS 2000 VAL ETF
COM
464287630
4
30
SH
SOLE
0
0
30
ISHARES TR RUS MDCP VAL ETF
COM
464287473
6
57
SH
SOLE
0
0
57
ISHARES TR RUS MID CAP ETF
COM
464287499
1
9
SH
SOLE
0
0
9
ISHARES TR RUSSELL 2000 ETF
COM
464287655
0
1
SH
SOLE
0
0
1
ISHARES TR RUSSELL 3000 ETF
COM
464287689
60
277
SH
SOLE
0
0
277
ISHARES TR S&P 100 ETF
COM
464287101
13
73
SH
SOLE
0
0
73
JOHNSON & JOHNSON
COM
478160104
592
3336
SH
SOLE
0
0
3336
JPMORGAN CHASE & CO
COM
46625H100
38
336
SH
SOLE
0
0
336
KKR & CO INC
COM
48251W104
74
1600
SH
SOLE
0
0
1600
LAKELAND FINL CORP
COM
511656100
27
402
SH
SOLE
0
0
402
LILLY ELI & CO
COM
532457108
5245
16177
SH
SOLE
0
0
16177
LOWES COS INC
COM
548661107
4
23
SH
SOLE
0
0
23
LUCID GROUP INC
COM
549498103
2
100
SH
SOLE
0
0
100
LULULEMON ATHLETICA INC
COM
550021109
1843
6762
SH
SOLE
0
0
6762
MARSH & MCLENNAN COS INC
COM
571748102
5246
33789
SH
SOLE
0
0
33789
MASTERCARD INCORPORATED
COM
57636Q104
206
652
SH
SOLE
0
0
652
MCDONALDS CORP
COM
580135101
2222
9000
SH
SOLE
0
0
9000
MERCK & CO INC
COM
58933Y105
36
400
SH
SOLE
0
0
400
MGE ENERGY INC
COM
55277P104
385
4941
SH
SOLE
0
0
4941
MICROSOFT CORP
COM
594918104
4773
18585
SH
SOLE
0
0
18585
MID-AMER APT CMNTYS INC
COM
59522J103
17
100
SH
SOLE
0
0
100
MKS INSTRS INC
COM
55306N104
3
25
SH
SOLE
0
0
25
MODERNA INC
COM
60770K107
0
3
SH
SOLE
0
0
3
MONDELEZ INTL INC
COM
609207105
254
4095
SH
SOLE
0
0
4095
NEXTERA ENERGY INC
COM
65339F101
2539
32778
SH
SOLE
0
0
32778
NIKE INC
COM
654106103
8
77
SH
SOLE
0
0
77
NOVA LTD
COM
M7516K103
1866
21072
SH
SOLE
0
0
21072
NVIDIA CORPORATION
COM
67066G104
2249
14837
SH
SOLE
0
0
14837
PAYPAL HLDGS INC
COM
70450Y103
1801
25787
SH
SOLE
0
0
25787
PENN NATL GAMING INC
COM
707569109
5
150
SH
SOLE
0
0
150
PEPSICO INC
COM
713448108
1888
11331
SH
SOLE
0
0
11331
PFIZER INC
COM
717081103
53
1008
SH
SOLE
0
0
1008
PHILIP MORRIS INTL INC
COM
718172109
64
650
SH
SOLE
0
0
650
PHILLIPS 66
COM
718546104
37
450
SH
SOLE
0
0
450
PIERIS PHARMACEUTICALS INC
COM
720795103
2
1000
SH
SOLE
0
0
1000
PINTEREST INC
COM
72352L106
1025
56434
SH
SOLE
0
0
56434
PROCTER AND GAMBLE CO
COM
742718109
1230
8551
SH
SOLE
0
0
8551
PROLOGIS INC.
COM
74340W103
258
2192
SH
SOLE
0
0
2192
PUBLIC STORAGE
COM
74460D109
255
817
SH
SOLE
0
0
817
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
32
500
SH
SOLE
0
0
500
QUALCOMM INC
COM
747525103
19
151
SH
SOLE
0
0
151
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
2210
22998
SH
SOLE
0
0
22998
RVL PHARMACEUTICALS PLC
COM
G6S41R101
6
4100
SH
SOLE
0
0
4100
SALESFORCE INC
COM
79466L302
43
260
SH
SOLE
0
0
260
SCHWAB STRATEGIC TR SHT TM US TRES
COM
808524862
7
150
SH
SOLE
0
0
150
SCHWAB STRATEGIC TR US AGGREGATE B
COM
808524839
6
127
SH
SOLE
0
0
127
SCHWAB STRATEGIC TR US BRD MKT ETF
COM
808524102
25
563
SH
SOLE
0
0
563
SCHWAB STRATEGIC TR US TIPS ETF
COM
808524870
8
139
SH
SOLE
0
0
139
SELECT SECTOR SPDR TR SBI CONS DISCR
COM
81369Y407
13
95
SH
SOLE
0
0
95
SELECT SECTOR SPDR TR SBI CONS STPLS
COM
81369Y308
9
126
SH
SOLE
0
0
126
SELECT SECTOR SPDR TR SBI HEALTHCARE
COM
81369Y209
141
1097
SH
SOLE
0
0
1097
SELECT SECTOR SPDR TR SBI INT-INDS
COM
81369Y704
11
121
SH
SOLE
0
0
121
SHOPIFY INC CL A
COM
82509L107
1315
42090
SH
SOLE
0
0
42090
SIMPSON MFG INC
COM
829073105
20
200
SH
SOLE
0
0
200
SIO GENE THERAPIES INC
COM
829399104
1086
11653
SH
SOLE
0
0
11653
SMITH & WESSON BRANDS INC
COM
831754106
5
384
SH
SOLE
0
0
384
SOUTHERN CO
COM
842587107
10
134
SH
SOLE
0
0
134
SPDR S&P 500 ETF TR
COM
78462F103
3461
9174
SH
SOLE
0
0
9174
SPDR S&P MIDCAP 400 ETF TR
COM
78467Y107
1917
4636
SH
SOLE
0
0
4636
SPDR SER TR MSCI USA STRTGIC
COM
78468R812
7
65
SH
SOLE
0
0
65
SPDR SER TR S&P 400 MDCP VAL
COM
78464A839
9
147
SH
SOLE
0
0
147
SPDR SER TR S&P 600 SMCP VAL
COM
78464A300
1
17
SH
SOLE
0
0
17
SPDR SER TR S&P DIVID ETF
COM
78464A763
12
101
SH
SOLE
0
0
101
STARBUCKS CORP
COM
855244109
2958
38719
SH
SOLE
0
0
38719
STRYKER CORPORATION
COM
863667101
103
518
SH
SOLE
0
0
518
TAIWAN SEMICONDUCTOR MFG LTD
COM
874039100
4061
49675
SH
SOLE
0
0
49675
TESLA INC
COM
88160R101
158
235
SH
SOLE
0
0
235
THERMO FISHER SCIENTIFIC INC
COM
883556102
128
236
SH
SOLE
0
0
236
UBER TECHNOLOGIES INC
COM
90353T100
6
300
SH
SOLE
0
0
300
UNILEVER PLC SPON ADR NEW
COM
904767704
3
71
SH
SOLE
0
0
71
UNION PAC CORP
COM
907818108
3677
17240
SH
SOLE
0
0
17240
UNITED THERAPEUTICS CORP DEL
COM
91307C102
24
100
SH
SOLE
0
0
100
UNITEDHEALTH GROUP INC
COM
91324P102
5348
10412
SH
SOLE
0
0
10412
US BANCORP DEL
COM
902973304
23
500
SH
SOLE
0
0
500
VANGUARD INDEX FDS GROWTH ETF
COM
922908736
2738
12282
SH
SOLE
0
0
12282
VANGUARD INDEX FDS MCAP VL IDXVIP
COM
922908512
6
46
SH
SOLE
0
0
46
VANGUARD INDEX FDS MID CAP ETF
COM
922908629
329
1671
SH
SOLE
0
0
1671
VANGUARD INDEX FDS REAL ESTATE ETF
COM
922908553
163
1784
SH
SOLE
0
0
1784
VANGUARD INDEX FDS S&P 500 ETF SHS
COM
922908363
685
1974
SH
SOLE
0
0
1974
VANGUARD INDEX FDS SM CP VAL ETF
COM
922908611
20
137
SH
SOLE
0
0
137
VANGUARD INDEX FDS SMALL CP ETF
COM
922908751
317
1799
SH
SOLE
0
0
1799
VANGUARD INDEX FDS SML CP GRW ETF
COM
922908595
3409
17300
SH
SOLE
0
0
17300
VANGUARD INDEX FDS TOTAL STK MKT
COM
922908769
96
510
SH
SOLE
0
0
510
VANGUARD INDEX FDS VALUE ETF
COM
922908744
61
461
SH
SOLE
0
0
461
VANGUARD SPECIALIZED FUNDS DIV APP ETF
COM
921908844
3085
21501
SH
SOLE
0
0
21501
VANGUARD WHITEHALL FDS HIGH DIV YLD
COM
921946406
476
4680
SH
SOLE
0
0
4680
VANGUARD WHITEHALL FDS INTL DVD ETF
COM
921946810
449
6546
SH
SOLE
0
0
6546
VANGUARD WORLD FDS COMM SRVC ETF
COM
92204A884
9
100
SH
SOLE
0
0
100
VANGUARD WORLD FDS CONSUM STP ETF
COM
92204A207
1050
5667
SH
SOLE
0
0
5667
VANGUARD WORLD FDS FINANCIALS ETF
COM
92204A405
12
151
SH
SOLE
0
0
151
VANGUARD WORLD FDS HEALTH CAR ETF
COM
92204A504
1697
7206
SH
SOLE
0
0
7206
VANGUARD WORLD FDS INF TECH ETF
COM
92204A702
1332
4079
SH
SOLE
0
0
4079
VANGUARD WORLD FDS UTILITIES ETF
COM
92204A876
11
73
SH
SOLE
0
0
73
VERISK ANALYTICS INC
COM
92345Y106
11
61
SH
SOLE
0
0
61
VERIZON COMMUNICATIONS INC
COM
92343V104
140
2756
SH
SOLE
0
0
2756
VISA INC
COM
92826C839
3801
19304
SH
SOLE
0
0
19304
WARNER BROS DISCOVERY INC
COM
934423104
0
3
SH
SOLE
0
0
3
WELLS FARGO CO NEW
COM
949746101
16
400
SH
SOLE
0
0
400
XCEL ENERGY INC
COM
98389B100
65
916
SH
SOLE
0
0
916
XPRESSPA GROUP INC
COM
98420U703
1
1000
SH
SOLE
0
0
1000
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
20
191
SH
SOLE
0
0
191
ZIMVIE INC
COM
98888T107
0
19
SH
SOLE
0
0
19