Managing Director

0001144204-19-047788.txt : 20191009 0001144204-19-047788.hdr.sgml : 20191009 20191009165359 ACCESSION NUMBER: 0001144204-19-047788 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191009 DATE AS OF CHANGE: 20191009 EFFECTIVENESS DATE: 20191009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC CENTRAL INDEX KEY: 0001729045 IRS NUMBER: 391964363 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18214 FILM NUMBER: 191144818 BUSINESS ADDRESS: STREET 1: 1660 N. PROSPECT AVE STREET 2: #902 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147916834 MAIL ADDRESS: STREET 1: 1660 N. PROSPECT AVE STREET 2: #902 CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729045 XXXXXXXX 09-30-2019 09-30-2019 false Tower View Investment Management & Research LLC

1660 N. Prospect Ave #902 Milwaukee WI 53202

13F HOLDINGS REPORT 028-18214 N Raman Ghei Managing Director 414-791-6834 /s/ Raman Ghei Milwaukee WI 10-08-2019 0 145 121163 INFORMATION TABLE 2 infotable.xml 3M Equities 88579Y101 170 1032 SH SOLE 0 0 1032 Abbott Laboratories Equities 002824100 51 611 SH SOLE 0 0 611 Abbvie Inc Equities 00287Y109 20 271 SH SOLE 0 0 271 Acushnet Holdings Corp Equities 005098108 1 51 SH SOLE 0 0 51 Adobe Systems Inc Equities 00724F101 2672 9671 SH SOLE 0 0 9671 AFLAC Inc Equities 001055102 35 665 SH SOLE 0 0 665 Agritech Worldwide I Equities 00856P109 0 21000 SH SOLE 0 0 21000 Alibaba Group ADR Equities 01609W102 28 165 SH SOLE 0 0 165 Allstate Corporation Equities 020002101 9 84 SH SOLE 0 0 84 Alphabet Inc. Equities 02079K107 2153 1766 SH SOLE 0 0 1766 Alphabet Inc. Equities 02079K305 1319 1080 SH SOLE 0 0 1080 Amazon.com Equities 023135106 2828 1629 SH SOLE 0 0 1629 Amer Electric Pwr Co Equities 025537101 418 4460 SH SOLE 0 0 4460 American Outdoor Brands Equities 02874P103 2 375 SH SOLE 0 0 375 Aphria Inc Equities 03765K104 1 125 SH SOLE 0 0 125 Apple Inc Equities 037833100 2584 11539 SH SOLE 0 0 11539 Aqua America Equities 03836W103 52 1151 SH SOLE 0 0 1151 Arista Networks Inc Equities 040413106 10 40 SH SOLE 0 0 40 AT&T Equities 00206R102 21 548 SH SOLE 0 0 548 Aurora Cannabis Inc Equities 05156X108 1 125 SH SOLE 0 0 125 Axon Enterprise Inc Equities 05464C101 850 14970 SH SOLE 0 0 14970 Berkshire Hathaway Equities 084670207 868 4174 SH SOLE 0 0 4174 Biogen Idec Inc Equities 09062X103 7 29 SH SOLE 0 0 29 Boeing Co Equities 097023105 2591 6809 SH SOLE 0 0 6809 Bristol-Myers Squibb Equities 110122108 81 1606 SH SOLE 0 0 1606 Canadian Natl Rail Equities 136375102 36 400 SH SOLE 0 0 400 Canopy Growth Corp Equities 138035100 1 25 SH SOLE 0 0 25 Celgene Corp Equities 151020104 27 275 SH SOLE 0 0 275 Charlottes Web Holding Equities 16106R109 1 55 SH SOLE 0 0 55 Chevron Corporation Equities 166764100 29 249 SH SOLE 0 0 249 Clorox Company Equities 189054109 99 655 SH SOLE 0 0 655 Coca Cola Equities 191216100 198 3641 SH SOLE 0 0 3641 Colgate Equities 194162103 3 40 SH SOLE 0 0 40 Comcast Corp Equities 20030N101 10 218 SH SOLE 0 0 218 Constellation Brands Equities 21036P108 2426 11704 SH SOLE 0 0 11704 Cronos Group Inc Equities 22717L101 1 165 SH SOLE 0 0 165 Danaher Corp Equities 235851102 81 563 SH SOLE 0 0 563 Delta Air Lines Inc Equities 247361702 1584 27499 SH SOLE 0 0 27499 Domo Inc Equities 257554105 4 250 SH SOLE 0 0 250 Edwards Lifesciences Equities 28176E108 2943 13384 SH SOLE 0 0 13384 Elbit Systems Ltd Equities M3760D101 2254 13681 SH SOLE 0 0 13681 Eli Lilly & Company Equities 532457108 2774 24806 SH SOLE 0 0 24806 Entergy Equities 29364G103 36 307 SH SOLE 0 0 307 Exact Sciences Corp Equities 30063P105 9 105 SH SOLE 0 0 105 Exxon Mobil Equities 30231G102 22 313 SH SOLE 0 0 313 Facebook Inc Equities 30303M102 1 7 SH SOLE 0 0 7 First Majestic Silvr Equities 32076V103 2 225 SH SOLE 0 0 225 Genvec CPR Equities 372CPR990 0 280 SH SOLE 0 0 280 Green Thumb Inds Inc Equities 39342L108 4 500 SH SOLE 0 0 500 Hilton Hotels Corp Equities 432848109 15 162 SH SOLE 0 0 162 Home Depot Inc Equities 437076102 3211 13838 SH SOLE 0 0 13838 Honeywell Intl Inc Equities 438516106 7 42 SH SOLE 0 0 42 IAC/InterActive Equities 44919P508 1059 4858 SH SOLE 0 0 4858 Illinois Tool Works Equities 452308109 36 232 SH SOLE 0 0 232 Intrexon Equities 46122T102 0 83 SH SOLE 0 0 83 Intuitive Surgical Equities 46120E602 1671 3094 SH SOLE 0 0 3094 Invesco QQQ NASDAQ Equities 73935A104 908 4811 SH SOLE 0 0 4811 iShares Core S&P Equities 464287200 121 404 SH SOLE 0 0 404 Ishares Emg Mkts Equities 46434G103 21 431 SH SOLE 0 0 431 iShares Int'l Small Cap Equities 464288273 1 16 SH SOLE 0 0 16 Ishares Russell Equities 464287614 89 555 SH SOLE 0 0 555 Ishares Russell 1000 Equities 464287622 32 192 SH SOLE 0 0 192 iShares Russell 2000 Equities 464287655 2 15 SH SOLE 0 0 15 iShares Russell 3000 Equities 464287689 5198 29915 SH SOLE 0 0 29915 iShares Russell Mid Cap Equities 464287499 44 792 SH SOLE 0 0 792 JP Morgan Chase Equities 46625H100 17 142 SH SOLE 0 0 142 Kansas City Southern Equities 485170302 2843 21372 SH SOLE 0 0 21372 L' Oreal ADR Equities 502117203 2068 36990 SH SOLE 0 0 36990 L3Harris Technologies Equities 502431109 2617 12544 SH SOLE 0 0 12544 Leidos Holdings Inc Equities 525327102 1388 16163 SH SOLE 0 0 16163 Lockheed Martin Corp Equities 539830109 2798 7172 SH SOLE 0 0 7172 Lomiko Metals Inc Equities 54163Q102 0 350 SH SOLE 0 0 350 LVMH Moet ADR Equities 502441306 2142 26995 SH SOLE 0 0 26995 Marsh & McLennan Equities 571748102 3169 31670 SH SOLE 0 0 31670 Mastercard Inc Equities 57636Q104 5 18 SH SOLE 0 0 18 McDonalds Equities 580135101 673 3136 SH SOLE 0 0 3136 Medtronic Inc Equities 585055106 70 645 SH SOLE 0 0 645 MercadoLibre Inc Equities 58733R102 838 1520 SH SOLE 0 0 1520 Merck & Co Inc Equities 589331107 2613 31042 SH SOLE 0 0 31042 MGE Energy Equities 55277P104 131 1635 SH SOLE 0 0 1635 Microsoft Corp Equities 594918104 2221 15978 SH SOLE 0 0 15978 Mondelez Intl Inc Equities 609207105 97 1762 SH SOLE 0 0 1762 Nestle ADR Equities 641069406 3855 35565 SH SOLE 0 0 35565 Netflix Equities 64110L106 741 2770 SH SOLE 0 0 2770 Nutanix Inc Equities 67059N108 2 75 SH SOLE 0 0 75 Nvidia Corp Equities 67066G104 1196 6868 SH SOLE 0 0 6868 Organigram Holdings Equities 68620P101 1 200 SH SOLE 0 0 200 Paypal Holdings Inc Equities 70450Y103 2625 25340 SH SOLE 0 0 25340 Pepsico Equities 713448108 3655 26660 SH SOLE 0 0 26660 Proto Labs Inc Equities 743713109 896 8775 SH SOLE 0 0 8775 Public Storage REIT Equities 74460D109 171 698 SH SOLE 0 0 698 Roots Corporation Equities 776652109 1 400 SH SOLE 0 0 400 S&P 500 Equities 78462F103 4380 14759 SH SOLE 0 0 14759 Salesforce Equities 79466L302 39 260 SH SOLE 0 0 260 Schwab US Broad Market Equities 808524102 30 426 SH SOLE 0 0 426 Simon Property REIT Equities 828806109 169 1084 SH SOLE 0 0 1084 Slack Technologies Inc Equities 83088V102 2 100 SH SOLE 0 0 100 Sonos Inc Equities 83570H108 16 1200 SH SOLE 0 0 1200 Southern Company Equities 842587107 7 120 SH SOLE 0 0 120 SPDR Health Care Fund Equities 81369Y209 77 850 SH SOLE 0 0 850 SPDR Mid-Cap Equities 78467Y107 5834 16550 SH SOLE 0 0 16550 Splunk Inc Equities 848637104 10 86 SH SOLE 0 0 86 Spotify Technology Equities L8681T102 778 6821 SH SOLE 0 0 6821 Square Inc Equities 852234103 657 10600 SH SOLE 0 0 10600 Starbucks Equities 855244109 2070 23409 SH SOLE 0 0 23409 Stryker Corp Equities 863667101 1956 9042 SH SOLE 0 0 9042 Tesla Motors Inc Equities 88160R101 7 30 SH SOLE 0 0 30 Thermo Fisher Scientific Equities 883556102 80 275 SH SOLE 0 0 275 Total SA ADR Equities 89151E109 741 14245 SH SOLE 0 0 14245 Union Pacific Corp Equities 907818108 724 4472 SH SOLE 0 0 4472 United Technologies Equities 913017109 3106 22751 SH SOLE 0 0 22751 United Therapeutics Equities 91307C102 6 79 SH SOLE 0 0 79 UnitedHealth Group Equities 91324P102 1991 9161 SH SOLE 0 0 9161 Vanguard Consumer Equities 92204A207 206 1315 SH SOLE 0 0 1315 Vanguard Dividend Growth Equities 921908844 1557 13023 SH SOLE 0 0 13023 Vanguard Financials ETF Equities 92204A405 15 218 SH SOLE 0 0 218 Vanguard Growth Stocks Equities 922908736 2729 16413 SH SOLE 0 0 16413 Vanguard Health Care Equities 92204A504 811 4838 SH SOLE 0 0 4838 Vanguard High Div Yld Equities 921946406 1158 13046 SH SOLE 0 0 13046 Vanguard Large Cap ETF Equities 922908637 78 572 SH SOLE 0 0 572 Vanguard Mid Cap Equities 922908629 670 3998 SH SOLE 0 0 3998 Vanguard Mid Cap Equities 922908512 4 38 SH SOLE 0 0 38 Vanguard REITs Equities 922908553 270 2892 SH SOLE 0 0 2892 Vanguard Small Cap Equities 922908751 1641 10665 SH SOLE 0 0 10665 Vanguard Small Cap Value Equities 922908611 9 71 SH SOLE 0 0 71 Vanguard Small Growth Equities 922908595 4321 23739 SH SOLE 0 0 23739 Vanguard Stock Market Equities 922908652 48 416 SH SOLE 0 0 416 Vanguard Technology Equities 92204A702 154 713 SH SOLE 0 0 713 Vanguard Total Stock Mkt Equities 922908769 90 593 SH SOLE 0 0 593 Vanguard Utilities Equities 92204A876 43 300 SH SOLE 0 0 300 Vanguard Value Equities 922908744 28 247 SH SOLE 0 0 247 Verizon Communications Equities 92343V104 90 1489 SH SOLE 0 0 1489 Visa Inc Equities 92826C839 3370 19590 SH SOLE 0 0 19590 Wal-Mart Stores Inc Equities 931142103 62 525 SH SOLE 0 0 525 Walt Disney Co Equities 254687106 8 60 SH SOLE 0 0 60 Wheaton Precious Met Equities 962879102 2 95 SH SOLE 0 0 95 Wisconsin Energy Equities 976657106 422 4440 SH SOLE 0 0 4440 Workday Inc Equities 98138H101 15 86 SH SOLE 0 0 86 Xcel Energy Equities 98389B100 59 916 SH SOLE 0 0 916 Xilinx Inc Equities 983919101 1369 14275 SH SOLE 0 0 14275 Zimmer Holdings Inc Equities 98956P102 26 191 SH SOLE 0 0 191 Ishares S&P Smallcap Unit Trusts 464287879 5 34 SH SOLE 0 0 34 Ishares S&P Smallcap Unit Trusts 464287887 13 75 SH SOLE 0 0 75 iShares S-T Treasury Unit Trusts 464287457 625 7367 SH SOLE 0 0 7367 Vanguard S-T Corp Unit Trusts 921937827 20 248 SH SOLE 0 0 248