0001104659-22-011192.txt : 20220203 0001104659-22-011192.hdr.sgml : 20220203 20220203094538 ACCESSION NUMBER: 0001104659-22-011192 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220203 DATE AS OF CHANGE: 20220203 EFFECTIVENESS DATE: 20220203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC CENTRAL INDEX KEY: 0001729045 IRS NUMBER: 391964363 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18214 FILM NUMBER: 22586839 BUSINESS ADDRESS: STREET 1: 4155 N PROSPECT AVE CITY: SHOREWOOD STATE: WI ZIP: 53211 BUSINESS PHONE: 4147916834 MAIL ADDRESS: STREET 1: 4155 N PROSPECT AVE CITY: SHOREWOOD STATE: WI ZIP: 53211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729045 XXXXXXXX 12-31-2021 12-31-2021 false Tower View Investment Management & Research LLC

4155 N Prospect Ave Shorewood WI 53211

13F HOLDINGS REPORT 028-18214 N Raman Ghei 414-791-6834 /s/ Raman Ghei Milwaukee WI 02-03-2022 0 191 196291 INFORMATION TABLE 2 infotable.xml AT&T INC COM 00206R102 0 12 SH SOLE 0 0 12 ARK ETF TR COM 00214Q609 1 30 SH SOLE 0 0 30 ABBOTT LABS COM 002824100 207 1469 SH SOLE 0 0 1469 ABBVIE INC COM 00287Y109 81 598 SH SOLE 0 0 598 ADOBE SYSTEMS INCORPORATED COM 00724F101 4639 8181 SH SOLE 0 0 8181 AFFIRM HLDGS INC COM 00827B106 10 100 SH SOLE 0 0 100 ALLSTATE CORP COM 020002101 10 88 SH SOLE 0 0 88 ALPHABET INC COM 02079K107 4829 1669 SH SOLE 0 0 1669 ALPHABET INC COM 02079K305 3227 1114 SH SOLE 0 0 1114 ALTRIA GROUP INC COM 02209S103 47 1000 SH SOLE 0 0 1000 AMAZON COM INC COM 023135106 4428 1328 SH SOLE 0 0 1328 AMERICAN ELEC PWR CO INC COM 025537101 366 4109 SH SOLE 0 0 4109 AMERICAN EXPRESS CO COM 025816109 33 200 SH SOLE 0 0 200 AMERICAN OUTDOOR BRANDS INC COM 02875D109 2 93 SH SOLE 0 0 93 AMERICAN TOWER CORP NEW COM 03027X100 11 39 SH SOLE 0 0 39 AMERICAN WTR WKS CO INC NEW COM 030420103 12 64 SH SOLE 0 0 64 ANALOG DEVICES INC COM 032654105 512 2913 SH SOLE 0 0 2913 ANSYS INC COM 03662Q105 8 19 SH SOLE 0 0 19 APPLE INC COM 037833100 6066 34161 SH SOLE 0 0 34161 APPLIED MATLS INC COM 038222105 5 30 SH SOLE 0 0 30 ARISTA NETWORKS INC COM 040413106 23 160 SH SOLE 0 0 160 ASTRAZENECA PLC COM 046353108 29 500 SH SOLE 0 0 500 AXON ENTERPRISE INC COM 05464C101 1907 12144 SH SOLE 0 0 12144 BK OF AMERICA CORP COM 060505104 116 2600 SH SOLE 0 0 2600 BANK MONTREAL QUE COM 063671101 75 700 SH SOLE 0 0 700 BAXTER INTL INC COM 071813109 49 570 SH SOLE 0 0 570 BERKSHIRE HATHAWAY INC DEL COM 084670702 286 957 SH SOLE 0 0 957 BIOGEN INC COM 09062X103 7 29 SH SOLE 0 0 29 BLACKROCK INC COM 09247X101 2671 2917 SH SOLE 0 0 2917 BLACKSTONE INC COM 09260D107 65 500 SH SOLE 0 0 500 BNY MELLON STRATEGIC MUN BD COM 09662E109 42 5000 SH SOLE 0 0 5000 BOEING CO COM 097023105 0 2 SH SOLE 0 0 2 BRISTOL-MYERS SQUIBB CO COM 110122108 182 2913 SH SOLE 0 0 2913 CME GROUP INC COM 12572Q105 11 50 SH SOLE 0 0 50 CVS HEALTH CORP COM 126650100 52 500 SH SOLE 0 0 500 CALAMOS STRATEGIC TOTAL RETU COM 128125101 19 1000 SH SOLE 0 0 1000 CANADIAN IMP BK COMM COM 136069101 47 400 SH SOLE 0 0 400 CANADIAN NATL RY CO COM 136375102 49 400 SH SOLE 0 0 400 CANADIAN PAC RY LTD COM 13645T100 3440 47824 SH SOLE 0 0 47824 CANOPY GROWTH CORP COM 138035100 0 45 SH SOLE 0 0 45 CARLYLE GROUP INC COM 14316J108 110 2000 SH SOLE 0 0 2000 CENTRAL GARDEN & PET CO COM 153527106 11 200 SH SOLE 0 0 200 CHEVRON CORP NEW COM 166764100 6 50 SH SOLE 0 0 50 CISCO SYS INC COM 17275R102 51 800 SH SOLE 0 0 800 CINTAS CORP COM 172908105 19 43 SH SOLE 0 0 43 CLOROX CO DEL COM 189054109 225 1293 SH SOLE 0 0 1293 COCA COLA CO COM 191216100 370 6246 SH SOLE 0 0 6246 COINBASE GLOBAL INC COM 19260Q107 4 15 SH SOLE 0 0 15 COLGATE PALMOLIVE CO COM 194162103 4 50 SH SOLE 0 0 50 COMCAST CORP NEW COM 20030N101 11 218 SH SOLE 0 0 218 CONOCOPHILLIPS COM 20825C104 36 500 SH SOLE 0 0 500 COSTCO WHSL CORP NEW COM 22160K105 4443 7826 SH SOLE 0 0 7826 CRONOS GROUP INC COM 22717L101 1 165 SH SOLE 0 0 165 DANAHER CORPORATION COM 235851102 3735 11353 SH SOLE 0 0 11353 DECKERS OUTDOOR CORP COM 243537107 1448 3952 SH SOLE 0 0 3952 DEERE & CO COM 244199105 4309 12566 SH SOLE 0 0 12566 DELTA AIR LINES INC DEL COM 247361702 1 15 SH SOLE 0 0 15 DISNEY WALT CO COM 254687106 3267 21092 SH SOLE 0 0 21092 DOCUSIGN INC COM 256163106 1321 8673 SH SOLE 0 0 8673 DOVER CORP COM 260003108 4487 24710 SH SOLE 0 0 24710 EDWARDS LIFESCIENCES CORP COM 28176E108 5445 42027 SH SOLE 0 0 42027 ENTERGY CORP NEW COM 29364G103 35 307 SH SOLE 0 0 307 EPAM SYS INC COM 29414B104 9 14 SH SOLE 0 0 14 ESSENTIAL UTILS INC COM 29670G102 65 1209 SH SOLE 0 0 1209 ETSY INC COM 29786A106 1660 7583 SH SOLE 0 0 7583 EXXON MOBIL CORP COM 30231G102 24 385 SH SOLE 0 0 385 META PLATFORMS INC COM 30303M102 30 89 SH SOLE 0 0 89 FISERV INC COM 337738108 9 84 SH SOLE 0 0 84 GENERAL MLS INC COM 370334104 13 200 SH SOLE 0 0 200 HCA HEALTHCARE INC COM 40412C101 0 1 SH SOLE 0 0 1 HOME DEPOT INC COM 437076102 6696 16135 SH SOLE 0 0 16135 ILLINOIS TOOL WKS INC COM 452308109 2421 9808 SH SOLE 0 0 9808 INTEL CORP COM 458140100 10 200 SH SOLE 0 0 200 INVESCO QQQ TR COM 46090E103 1604 4032 SH SOLE 0 0 4032 INTUITIVE SURGICAL INC COM 46120E602 11 30 SH SOLE 0 0 30 IRON MTN INC NEW COM 46284V101 78 1500 SH SOLE 0 0 1500 ISHARES TR COM 464287101 29 133 SH SOLE 0 0 133 ISHARES TR COM 464287200 18 37 SH SOLE 0 0 37 ISHARES TR COM 464287457 428 5000 SH SOLE 0 0 5000 ISHARES TR COM 464287465 21 265 SH SOLE 0 0 265 ISHARES TR COM 464287473 7 57 SH SOLE 0 0 57 ISHARES TR COM 464287499 1 9 SH SOLE 0 0 9 ISHARES TR COM 464287507 4 14 SH SOLE 0 0 14 ISHARES TR COM 464287598 7 40 SH SOLE 0 0 40 ISHARES TR COM 464287614 18 58 SH SOLE 0 0 58 ISHARES TR COM 464287630 5 30 SH SOLE 0 0 30 ISHARES TR COM 464287655 0 1 SH SOLE 0 0 1 ISHARES TR COM 464287689 77 276 SH SOLE 0 0 276 ISHARES TR COM 464287804 3 26 SH SOLE 0 0 26 JPMORGAN CHASE & CO COM 46625H100 68 429 SH SOLE 0 0 429 JOHNSON & JOHNSON COM 478160104 366 2141 SH SOLE 0 0 2141 KKR & CO INC COM 48251W104 130 1750 SH SOLE 0 0 1750 L3HARRIS TECHNOLOGIES INC COM 502431109 1552 7276 SH SOLE 0 0 7276 LILLY ELI & CO COM 532457108 4507 16318 SH SOLE 0 0 16318 LOWES COS INC COM 548661107 6 22 SH SOLE 0 0 22 LUCID GROUP INC COM 549498103 4 100 SH SOLE 0 0 100 LULULEMON ATHLETICA INC COM 550021109 2616 6682 SH SOLE 0 0 6682 MGE ENERGY INC COM 55277P104 401 4873 SH SOLE 0 0 4873 MKS INSTRS INC COM 55306N104 1980 11371 SH SOLE 0 0 11371 MARSH & MCLENNAN COS INC COM 571748102 5983 34422 SH SOLE 0 0 34422 MASTERCARD INCORPORATED COM 57636Q104 211 587 SH SOLE 0 0 587 MATCH GROUP INC NEW COM 57667L107 8 64 SH SOLE 0 0 64 MCDONALDS CORP COM 580135101 1803 6727 SH SOLE 0 0 6727 MERCK & CO INC COM 58933Y105 31 400 SH SOLE 0 0 400 MICROSOFT CORP COM 594918104 6281 18675 SH SOLE 0 0 18675 MID-AMER APT CMNTYS INC COM 59522J103 23 100 SH SOLE 0 0 100 MODERNA INC COM 60770K107 1 4 SH SOLE 0 0 4 MONDELEZ INTL INC COM 609207105 276 4157 SH SOLE 0 0 4157 NETFLIX INC COM 64110L106 1539 2555 SH SOLE 0 0 2555 NEXTERA ENERGY INC COM 65339F101 3108 33290 SH SOLE 0 0 33290 NIKE INC COM 654106103 13 77 SH SOLE 0 0 77 NVIDIA CORPORATION COM 67066G104 4406 14980 SH SOLE 0 0 14980 NUVASIVE INC COM 670704105 2135 40679 SH SOLE 0 0 40679 OLD DOMINION FREIGHT LINE IN COM 679580100 5 15 SH SOLE 0 0 15 PAYCOM SOFTWARE INC COM 70432V102 7 18 SH SOLE 0 0 18 PAYPAL HLDGS INC COM 70450Y103 3541 18779 SH SOLE 0 0 18779 PENN NATL GAMING INC COM 707569109 8 150 SH SOLE 0 0 150 PEPSICO INC COM 713448108 1983 11416 SH SOLE 0 0 11416 PFIZER INC COM 717081103 59 1000 SH SOLE 0 0 1000 PHILIP MORRIS INTL INC COM 718172109 76 800 SH SOLE 0 0 800 PHILLIPS 66 COM 718546104 36 500 SH SOLE 0 0 500 PINTEREST INC COM 72352L106 1067 29364 SH SOLE 0 0 29364 PROCTER AND GAMBLE CO COM 742718109 1376 8412 SH SOLE 0 0 8412 PROLOGIS INC. COM 74340W103 205 1216 SH SOLE 0 0 1216 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 33 500 SH SOLE 0 0 500 PUBLIC STORAGE COM 74460D109 305 813 SH SOLE 0 0 813 QUALCOMM INC COM 747525103 27 150 SH SOLE 0 0 150 ROKU INC COM 77543R102 1060 4646 SH SOLE 0 0 4646 SPDR S&P 500 ETF TR COM 78462F103 4506 9486 SH SOLE 0 0 9486 SPDR SER TR COM 78464A763 13 100 SH SOLE 0 0 100 SPDR S&P MIDCAP 400 ETF TR COM 78467Y107 1815 3507 SH SOLE 0 0 3507 SALESFORCE COM INC COM 79466L302 66 260 SH SOLE 0 0 260 SCHWAB STRATEGIC TR COM 808524102 39 342 SH SOLE 0 0 342 SCOTTS MIRACLE-GRO CO COM 810186106 2924 18163 SH SOLE 0 0 18163 SELECT SECTOR SPDR TR COM 81369Y209 153 1089 SH SOLE 0 0 1089 SELECT SECTOR SPDR TR COM 81369Y308 10 125 SH SOLE 0 0 125 SELECT SECTOR SPDR TR COM 81369Y407 19 95 SH SOLE 0 0 95 SELECT SECTOR SPDR TR COM 81369Y704 13 120 SH SOLE 0 0 120 SHERWIN WILLIAMS CO COM 824348106 3745 10635 SH SOLE 0 0 10635 SMITH & WESSON BRANDS INC COM 831754106 7 381 SH SOLE 0 0 381 SOUTHERN CO COM 842587107 9 132 SH SOLE 0 0 132 BLOCK INC COM 852234103 2002 12398 SH SOLE 0 0 12398 STARBUCKS CORP COM 855244109 4405 37662 SH SOLE 0 0 37662 STRYKER CORPORATION COM 863667101 138 515 SH SOLE 0 0 515 TAIWAN SEMICONDUCTOR MFG LTD COM 874039100 6103 50724 SH SOLE 0 0 50724 TARGET CORP COM 87612E106 672 2904 SH SOLE 0 0 2904 TESLA INC COM 88160R101 248 235 SH SOLE 0 0 235 THERMO FISHER SCIENTIFIC INC COM 883556102 169 253 SH SOLE 0 0 253 US BANCORP DEL COM 902973304 28 500 SH SOLE 0 0 500 UNILEVER PLC COM 904767704 4 70 SH SOLE 0 0 70 UNION PAC CORP COM 907818108 4388 17417 SH SOLE 0 0 17417 UNITED THERAPEUTICS CORP DEL COM 91307C102 22 100 SH SOLE 0 0 100 UNITEDHEALTH GROUP INC COM 91324P102 5383 10721 SH SOLE 0 0 10721 VANGUARD SPECIALIZED FUNDS COM 921908844 3502 20392 SH SOLE 0 0 20392 VANGUARD WHITEHALL FDS COM 921946406 342 3052 SH SOLE 0 0 3052 VANGUARD WHITEHALL FDS COM 921946810 882 10324 SH SOLE 0 0 10324 VANGUARD INTL EQUITY INDEX F COM 922042775 25 400 SH SOLE 0 0 400 VANGUARD WORLD FDS COM 92204A108 314 921 SH SOLE 0 0 921 VANGUARD WORLD FDS COM 92204A207 1052 5265 SH SOLE 0 0 5265 VANGUARD WORLD FDS COM 92204A405 14 150 SH SOLE 0 0 150 VANGUARD WORLD FDS COM 92204A504 1868 7013 SH SOLE 0 0 7013 VANGUARD WORLD FDS COM 92204A702 1754 3829 SH SOLE 0 0 3829 VANGUARD WORLD FDS COM 92204A876 11 72 SH SOLE 0 0 72 VANGUARD WORLD FDS COM 92204A884 14 100 SH SOLE 0 0 100 VEEVA SYS INC COM 922475108 10 40 SH SOLE 0 0 40 VANGUARD INDEX FDS COM 922908363 200 457 SH SOLE 0 0 457 VANGUARD INDEX FDS COM 922908553 20 168 SH SOLE 0 0 168 VANGUARD INDEX FDS COM 922908595 4721 16754 SH SOLE 0 0 16754 VANGUARD INDEX FDS COM 922908611 24 136 SH SOLE 0 0 136 VANGUARD INDEX FDS COM 922908629 423 1661 SH SOLE 0 0 1661 VANGUARD INDEX FDS COM 922908736 3661 11407 SH SOLE 0 0 11407 VANGUARD INDEX FDS COM 922908744 67 458 SH SOLE 0 0 458 VANGUARD INDEX FDS COM 922908751 184 816 SH SOLE 0 0 816 VANGUARD INDEX FDS COM 922908769 122 507 SH SOLE 0 0 507 VERIZON COMMUNICATIONS INC COM 92343V104 141 2719 SH SOLE 0 0 2719 VERISK ANALYTICS INC COM 92345Y106 14 61 SH SOLE 0 0 61 VISA INC COM 92826C839 4243 19578 SH SOLE 0 0 19578 WEC ENERGY GROUP INC COM 92939U106 547 5633 SH SOLE 0 0 5633 WALMART INC COM 931142103 3194 22074 SH SOLE 0 0 22074 WELLS FARGO CO NEW COM 949746101 24 500 SH SOLE 0 0 500 WORKDAY INC COM 98138H101 1815 6643 SH SOLE 0 0 6643 XCEL ENERGY INC COM 98389B100 62 916 SH SOLE 0 0 916 XPRESSPA GROUP INC COM 98420U703 2 1000 SH SOLE 0 0 1000 ZIMMER BIOMET HOLDINGS INC COM 98956P102 24 191 SH SOLE 0 0 191 ZOETIS INC COM 98978V103 23 92 SH SOLE 0 0 92 MEDTRONIC PLC COM G5960L103 168 1625 SH SOLE 0 0 1625 GLOBANT S A COM L44385109 13 42 SH SOLE 0 0 42 SPOTIFY TECHNOLOGY S A COM L8681T102 1147 4901 SH SOLE 0 0 4901 IRONSOURCE LTD COM M5R75Y101 8 1000 SH SOLE 0 0 1000 NOVA LTD COM M7516K103 3148 21491 SH SOLE 0 0 21491 ASML HOLDING N V COM N07059210 2240 2814 SH SOLE 0 0 2814