Managing Director

0001104659-21-096787.txt : 20210728 0001104659-21-096787.hdr.sgml : 20210728 20210728123432 ACCESSION NUMBER: 0001104659-21-096787 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210728 DATE AS OF CHANGE: 20210728 EFFECTIVENESS DATE: 20210728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC CENTRAL INDEX KEY: 0001729045 IRS NUMBER: 391964363 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18214 FILM NUMBER: 211121305 BUSINESS ADDRESS: STREET 1: 4155 N PROSPECT AVE CITY: SHOREWOOD STATE: WI ZIP: 53211 BUSINESS PHONE: 4147916834 MAIL ADDRESS: STREET 1: 4155 N PROSPECT AVE CITY: SHOREWOOD STATE: WI ZIP: 53211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729045 XXXXXXXX 06-30-2021 06-30-2021 false Tower View Investment Management & Research LLC

4155 N Prospect Ave Shorewood WI 53211

13F HOLDINGS REPORT 028-18214 N Raman Ghei Managing Director 414-791-6834 /s/ Raman Ghei Milwaukee WI 07-28-2021 0 180 197479 INFORMATION TABLE 2 infotable.xml Abbott Laboratories Equities 002824100 48 416 SH SOLE 0 0 416 Abbvie Inc Equities 00287Y109 19 165 SH SOLE 0 0 165 Accenture PLC Equities G1151C101 9 32 SH SOLE 0 0 32 Adidas AG Equities 00687A107 2153 11529 SH SOLE 0 0 11529 Adobe Systems Inc Equities 00724F101 5216 8906 SH SOLE 0 0 8906 Adyen NV Equities 00783V104 1417 28834 SH SOLE 0 0 28834 Affirm Hldgs Inc Equities 00827B106 7 100 SH SOLE 0 0 100 Agritech Worldwide I Equities 00856P109 0 21000 SH SOLE 0 0 21000 Alarm.com Inc Equities 011642105 6 76 SH SOLE 0 0 76 Allstate Corporation Equities 020002101 11 87 SH SOLE 0 0 87 Alphabet Inc. Equities 02079K107 4316 1722 SH SOLE 0 0 1722 Alphabet Inc. Equities 02079K305 2671 1094 SH SOLE 0 0 1094 Amazon.com Equities 023135106 4441 1291 SH SOLE 0 0 1291 Amer Electric Pwr Co Equities 025537101 348 4109 SH SOLE 0 0 4109 American Outdoor Brands Equities 02875D109 3 93 SH SOLE 0 0 93 American Tower Corp Equities 03027X100 10 39 SH SOLE 0 0 39 American Water Works Equities 030420103 10 63 SH SOLE 0 0 63 Analog Devices Equities 032654105 311 1805 SH SOLE 0 0 1805 Ansys Inc Equities 03662Q105 13 38 SH SOLE 0 0 38 Apple Inc Equities 037833100 4686 34211 SH SOLE 0 0 34211 Applied Materials Inc Equities 038222105 4 30 SH SOLE 0 0 30 Arista Networks Inc Equities 040413106 14 40 SH SOLE 0 0 40 Ark Israel Innovative Equities 00214Q609 6 180 SH SOLE 0 0 180 ASMl Hldgs NV Equities N07059210 7 10 SH SOLE 0 0 10 AT&T Equities 00206R102 0 12 SH SOLE 0 0 12 Axon Enterprises Equities G0750W104 1597 9035 SH SOLE 0 0 9035 Bank Of America Corp Equities 060505104 66 1600 SH SOLE 0 0 1600 Berkshire Hathaway Equities 084670207 206 740 SH SOLE 0 0 740 Biogen Idec Inc Equities 09062X103 10 29 SH SOLE 0 0 29 Boeing Co Equities 097023105 0 2 SH SOLE 0 0 2 Brighthouse F Equities 10922N509 29 1015 SH SOLE 0 0 1015 Bristol-Myers Squibb Equities 110122108 81 1209 SH SOLE 0 0 1209 Canadian Natl Rail Equities 136375102 42 400 SH SOLE 0 0 400 Canopy Growth Corp Equities 138035100 1 45 SH SOLE 0 0 45 Capital One Financial Cp Equities 14040H105 0 2 SH SOLE 0 0 2 Central Garden & Pet Equities 153527106 11 200 SH SOLE 0 0 200 Chegg Inc Equities 163092109 1105 13295 SH SOLE 0 0 13295 Cintas Corp Equities 172908105 16 43 SH SOLE 0 0 43 Clorox Company Equities 189054109 387 2149 SH SOLE 0 0 2149 CME Group Inc Equities 12572Q105 10 49 SH SOLE 0 0 49 Coca Cola Equities 191216100 381 7042 SH SOLE 0 0 7042 Coinbase Global Inc Equities 19260Q107 4 15 SH SOLE 0 0 15 Comcast Corp Equities 20030N101 12 218 SH SOLE 0 0 218 Costar Group Inc Equities 22160N109 8 100 SH SOLE 0 0 100 Costco Wholesale Co Equities 22160K105 3072 7763 SH SOLE 0 0 7763 Cronos Group Inc Equities 22717L101 1 165 SH SOLE 0 0 165 Crowdstrike Hldgs Inc Equities 22788C105 1597 6353 SH SOLE 0 0 6353 Danaher Corp Equities 235851102 2852 10628 SH SOLE 0 0 10628 Deere & Co Equities 244199105 3445 9768 SH SOLE 0 0 9768 Delta Air Lines Inc Equities 247361702 1 21 SH SOLE 0 0 21 DocuSign Inc Equities 256163106 1839 6577 SH SOLE 0 0 6577 Dover Equities 260003108 3608 23959 SH SOLE 0 0 23959 Edwards Lifesciences Equities 28176E108 4347 41969 SH SOLE 0 0 41969 Eli Lilly & Company Equities 532457108 4272 18612 SH SOLE 0 0 18612 Entergy Equities 29364G103 31 307 SH SOLE 0 0 307 Epam Systems Inc Equities 29414B104 7 14 SH SOLE 0 0 14 Essential Utils Inc Equities 29670G102 55 1196 SH SOLE 0 0 1196 Etsy Inc Equities 29786A106 1471 7145 SH SOLE 0 0 7145 Exxon Mobil Equities 30231G102 5 85 SH SOLE 0 0 85 Facebook Inc Equities 30303M102 31 89 SH SOLE 0 0 89 First Majestic Silvr Equities 32076V103 5 305 SH SOLE 0 0 305 First Midwest Ba Equities 320867203 29 1016 SH SOLE 0 0 1016 Fiserv Inc Equities 337738108 9 84 SH SOLE 0 0 84 Globant Equities L44385109 9 42 SH SOLE 0 0 42 Guggenheim Energy Income Equities 40169Q105 8 10 SH SOLE 0 0 10 HCA Holdings Inc Equities 40412C101 0 1 SH SOLE 0 0 1 Hermes Intl ADR Equities 42751Q105 3508 24030 SH SOLE 0 0 24030 Hexcel Equities 428291108 81 1291 SH SOLE 0 0 1291 Home Depot Inc Equities 437076102 5083 15941 SH SOLE 0 0 15941 Illinois Tool Works Equities 452308109 736 3292 SH SOLE 0 0 3292 Intel Corp Equities 458140100 11 200 SH SOLE 0 0 200 Intuitive Surgical Equities 46120E602 9 10 SH SOLE 0 0 10 Invesco QQQ NASDAQ Equities 73935A104 1476 4164 SH SOLE 0 0 4164 Ironsource Ltd Equities M5R75Y101 11 1000 SH SOLE 0 0 1000 iShares Core S&P Equities 464287200 16 37 SH SOLE 0 0 37 iShares EAFE Equities 46432F842 3 39 SH SOLE 0 0 39 iShares Russell 1000 Grow Equities 464287614 16 58 SH SOLE 0 0 58 iShares Russell 1000 Valu Equities 464287598 6 40 SH SOLE 0 0 40 iShares Russell 2000 Valu Equities 464287630 5 30 SH SOLE 0 0 30 iShares Russell 3000 Equities 464287689 70 274 SH SOLE 0 0 274 iShares Russell Mid Cap V Equities 464287473 7 57 SH SOLE 0 0 57 iShares S-T Treasury Equities 464287457 474 5501 SH SOLE 0 0 5501 iShares S&P Mid Cap Equities 464287507 4 14 SH SOLE 0 0 14 iShares S&P Smallcap Equities 464287804 3 26 SH SOLE 0 0 26 Johnson & Johnson Equities 478160104 340 2062 SH SOLE 0 0 2062 JP Morgan Chase Equities 46625H100 35 226 SH SOLE 0 0 226 Kansas City Southern Equities 485170302 4619 16301 SH SOLE 0 0 16301 Keycorp Inc Equities 493267108 5 257 SH SOLE 0 0 257 L' Oreal ADR Equities 502117203 3905 43684 SH SOLE 0 0 43684 L3Harris Technologies Equities 502431109 4372 20229 SH SOLE 0 0 20229 Lockheed Martin Corp Equities 539830109 353 933 SH SOLE 0 0 933 Lomiko Metals Inc Equities 54163Q102 0 350 SH SOLE 0 0 350 Lowes Companies Inc Equities 548661107 4 22 SH SOLE 0 0 22 Lululemon Athletica Equities 550021109 2402 6581 SH SOLE 0 0 6581 LVMH Moet ADR Equities 502441306 4542 28785 SH SOLE 0 0 28785 Marsh & McLennan Equities 571748102 4792 34060 SH SOLE 0 0 34060 Mastercard Inc Equities 57636Q104 52 142 SH SOLE 0 0 142 Match Group Inc New Equities 57667L107 10 64 SH SOLE 0 0 64 McDonalds Equities 580135101 56 243 SH SOLE 0 0 243 Medtronic Inc Equities 585055106 1910 15387 SH SOLE 0 0 15387 Merck & Co Inc Equities 589331107 305 3926 SH SOLE 0 0 3926 MGE Energy Equities 55277P104 361 4847 SH SOLE 0 0 4847 Microsoft Corp Equities 594918104 4975 18363 SH SOLE 0 0 18363 Moderna Inc Equities 60770K107 1 4 SH SOLE 0 0 4 Mondelez Intl Inc Equities 609207105 212 3388 SH SOLE 0 0 3388 Nestle ADR Equities 641069406 4862 38974 SH SOLE 0 0 38974 Netflix Equities 64110L106 1165 2206 SH SOLE 0 0 2206 Nextera Equities 65339F101 2387 32572 SH SOLE 0 0 32572 Nike Inc Class B Equities 654106103 12 77 SH SOLE 0 0 77 Nova Measuring Inst ADR Equities M7516K103 2175 21137 SH SOLE 0 0 21137 Nuvasive Inc Equities 670704105 1524 22481 SH SOLE 0 0 22481 Nvidia Corp Equities 67066G104 3269 4085 SH SOLE 0 0 4085 Old Dominion Freight Lns Equities 679580100 4 15 SH SOLE 0 0 15 Organon & Co Equities 68622V106 11 373 SH SOLE 0 0 373 Paycom Software Inc Equities 70432V102 7 18 SH SOLE 0 0 18 Paypal Holdings Inc Equities 70450Y103 5228 17935 SH SOLE 0 0 17935 Peloton Interactive Inc Equities 70614W100 1546 12469 SH SOLE 0 0 12469 Pepsico Equities 713448108 1747 11792 SH SOLE 0 0 11792 Precigen Inc Equities 74017N105 1 83 SH SOLE 0 0 83 Procter & Gamble Equities 742718109 1275 9446 SH SOLE 0 0 9446 Public Storage REIT Equities 74460D109 303 1009 SH SOLE 0 0 1009 Qiagen NV Equities N72482123 1955 40399 SH SOLE 0 0 40399 Roche Holding ADR Equities 771195104 8 172 SH SOLE 0 0 172 Roku Inc. Equities 77543R102 1657 3607 SH SOLE 0 0 3607 S&P 500 Equities 78462F103 4264 9962 SH SOLE 0 0 9962 Salesforce Equities 79466L302 60 247 SH SOLE 0 0 247 Schwab US Broad Market Equities 808524102 35 340 SH SOLE 0 0 340 Scotts Miracle Gro Cos Equities 810186106 2942 15330 SH SOLE 0 0 15330 Sherwin Williams Co Equities 824348106 2845 10442 SH SOLE 0 0 10442 Slack Technologies Inc Equities 83088V102 552 12465 SH SOLE 0 0 12465 Smith & Wesson Brands Equities 831754106 13 378 SH SOLE 0 0 378 Southern Company Equities 842587107 8 129 SH SOLE 0 0 129 Southwest Airlines Equities 844741108 0 5 SH SOLE 0 0 5 SPDR Health Care Fund Equities 81369Y209 123 977 SH SOLE 0 0 977 SPDR Mid-Cap Equities 78467Y107 164 334 SH SOLE 0 0 334 Spotify Technology Equities L8681T102 1101 3996 SH SOLE 0 0 3996 Square Inc Equities 852234103 2940 12058 SH SOLE 0 0 12058 Starbucks Equities 855244109 4033 36068 SH SOLE 0 0 36068 Stryker Corp Equities 863667101 133 512 SH SOLE 0 0 512 Synchrony Finl Equities 87165B103 0 3 SH SOLE 0 0 3 Taiwan Semi ADR Equities 874039100 5991 49859 SH SOLE 0 0 49859 Tesla Motors Inc Equities 88160R101 160 235 SH SOLE 0 0 235 The Southern Co Equities 842587800 40 1500 SH SOLE 0 0 1500 Thermo Fisher Scientific Equities 883556102 128 253 SH SOLE 0 0 253 Uber Technologies Inc Equities 90353T100 0 2 SH SOLE 0 0 2 Ultra Electr Hldgs Ord Equities G9187G103 13 400 SH SOLE 0 0 400 Union Pacific Corp Equities 907818108 3567 16220 SH SOLE 0 0 16220 United Contl Hldgs Inc Equities 910047109 0 2 SH SOLE 0 0 2 United Therapeutics Equities 91307C102 14 79 SH SOLE 0 0 79 UnitedHealth Group Equities 91324P102 4087 10205 SH SOLE 0 0 10205 Vang Consumer Disc Equities 92204A108 729 2323 SH SOLE 0 0 2323 Vanguard Cons Staples Equities 92204A207 1605 8793 SH SOLE 0 0 8793 Vanguard Dividend Growth Equities 921908844 3140 20287 SH SOLE 0 0 20287 Vanguard Growth Stocks Equities 922908736 3280 11437 SH SOLE 0 0 11437 Vanguard Health Care Equities 92204A504 1778 7195 SH SOLE 0 0 7195 Vanguard High Div Yld Equities 921946406 271 2589 SH SOLE 0 0 2589 Vanguard Intl Dividend Gr Equities 921946810 687 7850 SH SOLE 0 0 7850 Vanguard Mid Cap Equities 922908629 399 1680 SH SOLE 0 0 1680 Vanguard REITs Equities 922908553 17 166 SH SOLE 0 0 166 Vanguard S&P 500 ETF Equities 922908363 91 232 SH SOLE 0 0 232 Vanguard Small Cap Equities 922908751 166 736 SH SOLE 0 0 736 Vanguard Small Growth Equities 922908595 4837 16692 SH SOLE 0 0 16692 Vanguard Technology Equities 92204A702 1500 3761 SH SOLE 0 0 3761 Vanguard Total Stock Mkt Equities 922908769 112 503 SH SOLE 0 0 503 Vanguard Utilities Equities 92204A876 10 71 SH SOLE 0 0 71 Veeva Systems Inc Equities 922475108 12 40 SH SOLE 0 0 40 Verisk Analytics Inc Equities 92345Y106 11 60 SH SOLE 0 0 60 Verizon Communications Equities 92343V104 89 1587 SH SOLE 0 0 1587 Visa Inc Equities 92826C839 4634 19819 SH SOLE 0 0 19819 Wal-Mart Stores Inc Equities 931142103 3125 22162 SH SOLE 0 0 22162 Walt Disney Co Equities 254687106 3646 20745 SH SOLE 0 0 20745 Wheaton Precious Met Equities 962879102 5 115 SH SOLE 0 0 115 Wisconsin Energy Equities 976657106 483 5427 SH SOLE 0 0 5427 Workday Inc Equities 98138H101 1555 6512 SH SOLE 0 0 6512 Xcel Energy Equities 98389B100 60 916 SH SOLE 0 0 916 Xpresspa Group Inc Equities 98420U703 2 1000 SH SOLE 0 0 1000 Zalando ADR Equities 98887L105 1682 27846 SH SOLE 0 0 27846 Zimmer Holdings Inc Equities 98956P102 31 191 SH SOLE 0 0 191 Zoetis Inc Equities 98978V103 17 92 SH SOLE 0 0 92 Zynga Inc Equities 98986T108 0 12 SH SOLE 0 0 12