0001104659-20-052356.txt : 20200428 0001104659-20-052356.hdr.sgml : 20200428 20200428154325 ACCESSION NUMBER: 0001104659-20-052356 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 EFFECTIVENESS DATE: 20200428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC CENTRAL INDEX KEY: 0001729045 IRS NUMBER: 391964363 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18214 FILM NUMBER: 20824687 BUSINESS ADDRESS: STREET 1: 1660 N. PROSPECT AVE STREET 2: #902 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147916834 MAIL ADDRESS: STREET 1: 1660 N. PROSPECT AVE STREET 2: #902 CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729045 XXXXXXXX 03-31-2020 03-31-2020 false Tower View Investment Management & Research LLC

1660 N. Prospect Ave #902 Milwaukee WI 53202

13F HOLDINGS REPORT 028-18214 N Raman Ghei 414-791-6834 /s/ Raman Ghei Milwaukee WI 04-24-2020 0 119 110834 INFORMATION TABLE 2 infotable.xml Abbott Laboratories Equities 002824100 46 581 SH SOLE 0 0 581 Abbvie Inc Equities 00287Y109 21 277 SH SOLE 0 0 277 Acushnet Holdings Corp Equities 005098108 1 52 SH SOLE 0 0 52 Adobe Systems Inc Equities 00724F101 3196 10043 SH SOLE 0 0 10043 Agritech Worldwide I Equities 00856P109 0 21000 SH SOLE 0 0 21000 Alibaba Group ADR Equities 01609W102 999 5137 SH SOLE 0 0 5137 Allstate Corporation Equities 020002101 8 85 SH SOLE 0 0 85 Alphabet Inc. Equities 02079K107 1980 1703 SH SOLE 0 0 1703 Alphabet Inc. Equities 02079K305 1225 1054 SH SOLE 0 0 1054 Amazon.com Equities 023135106 3252 1668 SH SOLE 0 0 1668 Amer Electric Pwr Co Equities 025537101 326 4070 SH SOLE 0 0 4070 American Outdoor Brands Equities 02874P103 9 1140 SH SOLE 0 0 1140 Aphria Inc Equities 03765K104 0 125 SH SOLE 0 0 125 Apple Inc Equities 037833100 2628 10335 SH SOLE 0 0 10335 Arista Networks Inc Equities 040413106 8 40 SH SOLE 0 0 40 AT&T Equities 00206R102 20 699 SH SOLE 0 0 699 Axon Enterprise Inc Equities 05464C101 1435 20279 SH SOLE 0 0 20279 Berkshire Hathaway Equities 084670207 210 1150 SH SOLE 0 0 1150 Biogen Idec Inc Equities 09062X103 9 29 SH SOLE 0 0 29 Bristol-Myers Squibb Equities 110122108 83 1485 SH SOLE 0 0 1485 Bristol-Myers Squibb Rts Equities 110122157 1 275 SH SOLE 0 0 275 Canadian Natl Rail Equities 136375102 31 400 SH SOLE 0 0 400 Canopy Growth Corp Equities 138035100 0 25 SH SOLE 0 0 25 Central Garden & Pet Equities 153527106 6 200 SH SOLE 0 0 200 Charlottes Web Holding Equities 16106R109 0 55 SH SOLE 0 0 55 Chevron Corporation Equities 166764100 18 250 SH SOLE 0 0 250 Clorox Company Equities 189054109 39 225 SH SOLE 0 0 225 Coca Cola Equities 191216100 223 5044 SH SOLE 0 0 5044 Comcast Corp Equities 20030N101 8 218 SH SOLE 0 0 218 Cronos Group Inc Equities 22717L101 1 165 SH SOLE 0 0 165 Danaher Corp Equities 235851102 78 564 SH SOLE 0 0 564 Domo Inc Equities 257554105 2 250 SH SOLE 0 0 250 Edwards Lifesciences Equities 28176E108 2460 13044 SH SOLE 0 0 13044 Elbit Systems ADR Equities M3760D101 1853 14515 SH SOLE 0 0 14515 Eli Lilly & Company Equities 532457108 3548 25576 SH SOLE 0 0 25576 Entergy Equities 29364G103 29 307 SH SOLE 0 0 307 Essential Utils Inc Equities 29670G102 47 1163 SH SOLE 0 0 1163 Exxon Mobil Equities 30231G102 8 201 SH SOLE 0 0 201 First Majestic Silvr Equities 32076V103 1 225 SH SOLE 0 0 225 General Electric Equities 369604103 2 300 SH SOLE 0 0 300 Genvec CPR Equities 372CPR990 0 280 SH SOLE 0 0 280 Hermes Intl ADR Equities 42751Q105 1566 22662 SH SOLE 0 0 22662 Hexcel Equities 428291108 837 22494 SH SOLE 0 0 22494 Home Depot Inc Equities 437076102 2789 14936 SH SOLE 0 0 14936 Illinois Tool Works Equities 452308109 31 221 SH SOLE 0 0 221 Intel Corp Equities 458140100 81 1490 SH SOLE 0 0 1490 Intuitive Surgical Equities 46120E602 1595 3221 SH SOLE 0 0 3221 Invesco QQQ NASDAQ Equities 73935A104 994 5221 SH SOLE 0 0 5221 iShares Russell 1000 Equities 464287622 14 100 SH SOLE 0 0 100 iShares Russell 3000 Equities 464287689 1572 10597 SH SOLE 0 0 10597 Johnson & Johnson Equities 478160104 55 422 SH SOLE 0 0 422 JP Morgan Chase Equities 46625H100 8 92 SH SOLE 0 0 92 Kansas City Southern Equities 485170302 2363 18582 SH SOLE 0 0 18582 L' Oreal ADR Equities 502117203 2059 39210 SH SOLE 0 0 39210 L3Harris Technologies Equities 502431109 2526 14026 SH SOLE 0 0 14026 Leidos Holdings Inc Equities 525327102 2254 24591 SH SOLE 0 0 24591 Lockheed Martin Corp Equities 539830109 2596 7660 SH SOLE 0 0 7660 Lomiko Metals Inc Equities 54163Q102 0 350 SH SOLE 0 0 350 Lululemon Athletica Equities 550021109 5 25 SH SOLE 0 0 25 LVMH Moet ADR Equities 502441306 2064 27735 SH SOLE 0 0 27735 Marsh & McLennan Equities 571748102 2683 31032 SH SOLE 0 0 31032 Mastercard Inc Equities 57636Q104 6 25 SH SOLE 0 0 25 McDonalds Equities 580135101 50 302 SH SOLE 0 0 302 Medtronic Inc Equities 585055106 152 1685 SH SOLE 0 0 1685 Merck & Co Inc Equities 589331107 2547 33102 SH SOLE 0 0 33102 MGE Energy Equities 55277P104 170 2602 SH SOLE 0 0 2602 Microsoft Corp Equities 594918104 2892 18335 SH SOLE 0 0 18335 Mondelez Intl Inc Equities 609207105 104 2072 SH SOLE 0 0 2072 Nestle ADR Equities 641069406 3722 36144 SH SOLE 0 0 36144 Netflix Equities 64110L106 41 110 SH SOLE 0 0 110 Nutanix Inc Equities 67059N108 1 75 SH SOLE 0 0 75 Nvidia Corp Equities 67066G104 1733 6576 SH SOLE 0 0 6576 Paypal Holdings Inc Equities 70450Y103 2483 25939 SH SOLE 0 0 25939 Pepsico Equities 713448108 3335 27765 SH SOLE 0 0 27765 Precigen Inc Equities 74017N105 0 83 SH SOLE 0 0 83 Procter & Gamble Equities 742718109 1184 10765 SH SOLE 0 0 10765 Public Storage REIT Equities 74460D109 156 786 SH SOLE 0 0 786 S&P 500 Equities 78462F103 3907 15158 SH SOLE 0 0 15158 Salesforce Equities 79466L302 37 260 SH SOLE 0 0 260 Schwab US Broad Market Equities 808524102 20 333 SH SOLE 0 0 333 Shopify Inc Equities 82509L107 1133 2717 SH SOLE 0 0 2717 Slack Technologies Inc Equities 83088V102 5 200 SH SOLE 0 0 200 Southern Company Equities 842587107 7 122 SH SOLE 0 0 122 SPDR Health Care Fund Equities 81369Y209 85 958 SH SOLE 0 0 958 SPDR Mid-Cap Equities 78467Y107 4976 18928 SH SOLE 0 0 18928 Splunk Inc Equities 848637104 11 86 SH SOLE 0 0 86 Spotify Technology Equities L8681T102 855 7043 SH SOLE 0 0 7043 Square Inc Equities 852234103 711 13574 SH SOLE 0 0 13574 Starbucks Equities 855244109 1721 26178 SH SOLE 0 0 26178 Stryker Corp Equities 863667101 2303 13830 SH SOLE 0 0 13830 Sturm Ruger & Co Inc Equities 864159108 6 121 SH SOLE 0 0 121 Taiwan Semi ADR Equities 874039100 1683 35215 SH SOLE 0 0 35215 Tesla Motors Inc Equities 88160R101 36 69 SH SOLE 0 0 69 Thermo Fisher Scientific Equities 883556102 74 260 SH SOLE 0 0 260 Union Pacific Corp Equities 907818108 793 5621 SH SOLE 0 0 5621 United Therapeutics Equities 91307C102 7 79 SH SOLE 0 0 79 UnitedHealth Group Equities 91324P102 2256 9046 SH SOLE 0 0 9046 Vanguard Consumer Equities 92204A207 153 1108 SH SOLE 0 0 1108 Vanguard Dividend Growth Equities 921908844 1275 12331 SH SOLE 0 0 12331 Vanguard Growth Stocks Equities 922908736 2562 16351 SH SOLE 0 0 16351 Vanguard Health Care Equities 92204A504 746 4493 SH SOLE 0 0 4493 Vanguard High Div Yld Equities 921946406 832 11766 SH SOLE 0 0 11766 Vanguard Mid Cap Equities 922908629 610 4632 SH SOLE 0 0 4632 Vanguard Small Cap Equities 922908751 1279 11079 SH SOLE 0 0 11079 Vanguard Small Growth Equities 922908595 3902 25958 SH SOLE 0 0 25958 Vanguard Technology Equities 92204A702 153 720 SH SOLE 0 0 720 Vanguard Total Stock Mkt Equities 922908769 71 549 SH SOLE 0 0 549 Vanguard Utilities Equities 92204A876 37 307 SH SOLE 0 0 307 Varian Medical Systems Equities 92220P105 1576 15355 SH SOLE 0 0 15355 Veeva Systems Inc Equities 922475108 941 6016 SH SOLE 0 0 6016 Verizon Communications Equities 92343V104 81 1515 SH SOLE 0 0 1515 Visa Inc Equities 92826C839 2929 18180 SH SOLE 0 0 18180 Wal-Mart Stores Inc Equities 931142103 1547 13620 SH SOLE 0 0 13620 Walt Disney Co Equities 254687106 1913 19805 SH SOLE 0 0 19805 Wheaton Precious Met Equities 962879102 3 95 SH SOLE 0 0 95 Wisconsin Energy Equities 976657106 431 4896 SH SOLE 0 0 4896 Xcel Energy Equities 98389B100 55 916 SH SOLE 0 0 916 Zimmer Holdings Inc Equities 98956P102 19 191 SH SOLE 0 0 191 iShares S-T Treasury Unit Trusts 464287457 614 7088 SH SOLE 0 0 7088