CCO

0001398344-22-021994.txt : 20221114 0001398344-22-021994.hdr.sgml : 20221114 20221114105147 ACCESSION NUMBER: 0001398344-22-021994 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 221381963 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 09-30-2022 09-30-2022 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Chris Mills CCO 954-670-8134 /s/ Chris Mills Ft. Lauderdale FL 11-03-2022 0 587 680875 INFORMATION TABLE 2 fp0080637-1_13fhr-table.xml 13F INFORMATION TABLE APPLIED OPTOELECTRONICS ORD ORD 03823U102 2586 950901 SH SOLE 0 0 950901 APPLE ORD ORD 037833100 28865 208862 SH SOLE 0 0 208862 APPLE JAN 20, 2023 CALL 260 ORD 037833100 0 4 SH Call SOLE 0 0 4 ABBVIE ORD ORD 00287Y109 2089 15565 SH SOLE 0 0 15565 AIRBNB CL A ORD ORD 009066101 1359 12935 SH SOLE 0 0 12935 ABBOTT LABORATORIES ORD ORD 002824100 789 8159 SH SOLE 0 0 8159 ACELRX PHARMACEUTICALS ORD ORD 00444T100 10 50000 SH SOLE 0 0 50000 ADOBE ORD ORD 00724F101 1394 5067 SH SOLE 0 0 5067 AUTOMATIC DATA PROCESSING ORD ORD 053015103 259 1144 SH SOLE 0 0 1144 AMEREN ORD ORD 023608102 234 2907 SH SOLE 0 0 2907 AGNICO EAGLE ORD ORD 008474108 306 7242 SH SOLE 0 0 7242 AMERICAN ELECTRIC POWER ORD ORD 025537101 502 5808 SH SOLE 0 0 5808 AFLAC ORD ORD 001055102 347 6174 SH SOLE 0 0 6174 ISHARES CORE US AGGREGATE BOND ETF ETF 464287226 620 6432 SH SOLE 0 0 6432 AGNC INVESTMENT REIT ORD ORD 00123Q104 593 70438 SH SOLE 0 0 70438 VIRTUS ARTL INTLG TECGY OPTNS FD CF ORD 92838Y100 207 13301 SH SOLE 0 0 13301 AAR ORD ORD 000361105 376 10500 SH SOLE 0 0 10500 APPLIED MATERIAL ORD ORD 038222105 1064 12983 SH SOLE 0 0 12983 ADVANCED MICRO DEVICES ORD ORD 007903107 2163 34136 SH SOLE 0 0 34136 AMGEN ORD ORD 031162100 839 3723 SH SOLE 0 0 3723 ALPS ALERIAN MLP ETF ETF 00162Q452 471 12892 SH SOLE 0 0 12892 AMERICAN TOWER REIT REIT 03027X100 386 1799 SH SOLE 0 0 1799 AMAZON COM ORD ORD 023135106 22642 200369 SH SOLE 0 0 200369 AMAZON.COM OCT 21, 2022 CALL 160 ORD 023135106 0 1 SH Call SOLE 0 0 1 ARISTA NETWORKS ORD ORD 040413106 449 3980 SH SOLE 0 0 3980 ABERCROMBIE AND FITCH CL A ORD ORD 002896207 504 32432 SH SOLE 0 0 32432 ABERCROMBIE JAN 20, 2023 CALL 22 ORD 002896207 1 81 SH Call SOLE 0 0 81 ISHARES CORE MODERATE ALLOCATIN ETF ETF 464289875 1261 34434 SH SOLE 0 0 34434 ISHARES CORE GROWTH ALLOCATION ETF ETF 464289867 1372 30646 SH SOLE 0 0 30646 AIR PRODUCTS AND CHEMICALS ORD ORD 009158106 371 1594 SH SOLE 0 0 1594 ACCURAY ORD ORD 004397105 2694 1295066 SH SOLE 0 0 1295066 ARES CAPITAL ORD ORD 04010L103 296 17553 SH SOLE 0 0 17553 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 414 12583 SH SOLE 0 0 12583 ARK NEXT GENERATION INTERNET ETF ETF 00214Q401 2682 58769 SH SOLE 0 0 58769 ARMOUR RESIDENTIAL REIT ORD ORD 042315507 97 20001 SH SOLE 0 0 20001 ATP OIL & GAS CORP COM ORD 00208J108 0 62860 SH SOLE 0 0 62860 BROADCOM ORD ORD 11135F101 1276 2874 SH SOLE 0 0 2874 AMERICAN WATER WORKS ORD ORD 030420103 249 1915 SH SOLE 0 0 1915 AXON ENTERPRISE ORD ORD 05464C101 449 3875 SH SOLE 0 0 3875 AMERICAN EXPRESS ORD ORD 025816109 554 4110 SH SOLE 0 0 4110 BOEING ORD ORD 097023105 1122 9266 SH SOLE 0 0 9266 BOEING OCT 07, 2022 CALL 160 ORD 097023105 0 5 SH Call SOLE 0 0 5 ALIBABA GROUP HOLDING ADR REP 8 ORD ORD 01609W102 316 3945 SH SOLE 0 0 3945 BANK OF AMERICA ORD ORD 060505104 979 32414 SH SOLE 0 0 32414 BALL ORD ORD 058498106 1087 22500 SH SOLE 0 0 22500 BLACKBERRY ORD ORD 09228F103 629 133770 SH SOLE 0 0 133770 BARINGS BDC ORD ORD 06759L103 193 23326 SH SOLE 0 0 23326 ABRDN BLMBR AL CM LN D SY K 1 ETF ETF 003261203 1291 37176 SH SOLE 0 0 37176 BUSINESS DEVELOPMENT ORD ORD 12325J101 409 72279 SH SOLE 0 0 72279 BHP GROUP ADR ADR 088606108 426 8505 SH SOLE 0 0 8505 BLACKROCK SHORT OBLIGATIONS CL INSTL CL INSTL 091936419 658 66365 SH SOLE 0 0 66365 VANGUARD INTERMEDIATE TERM BOND ETF ETF 921937819 802 10914 SH SOLE 0 0 10914 BANK OF NEW YORK MELLON ORD ORD 064058100 269 6996 SH SOLE 0 0 6996 BUILDERS FIRSTSOURCE ORD ORD 12008R107 213 3621 SH SOLE 0 0 3621 BLACKROCK ORD ORD 09247X101 499 907 SH SOLE 0 0 907 VANGUARD LONG TERM BOND ETF ETF 921937793 498 6926 SH SOLE 0 0 6926 BIOTECH MEDICS ORD ORD 090699307 2 80000 SH SOLE 0 0 80000 BRISTOL MYERS SQUIBB ORD ORD 110122108 1030 14492 SH SOLE 0 0 14492 VANGUARD TOTAL INTERNATIONAL BND ETF ETF 92203J407 1094 22920 SH SOLE 0 0 22920 BP ADR EACH REPSTNG SIX ORD ORD 055622104 2039 71401 SH SOLE 0 0 71401 BP JAN 20, 2023 CALL 27 ORD 055622104 0 1 SH Call SOLE 0 0 1 BROOKFIE PPTY PRT CL A CUM PRF UNT UNT G16249149 433 22837 SH SOLE 0 0 22837 BLUEROCK RESIDENTIAL GRWTH CL A REIT REIT 09627J102 1167 43638 SH SOLE 0 0 43638 BERKSHIRE HATHAWAY CL B ORD ORD 084670702 4747 17779 SH SOLE 0 0 17779 BLACKROCK SCIENCE TECHNOLOGY CF CF 09258G104 529 18010 SH SOLE 0 0 18010 VANGUARD SHORT-TERM BOND ETF ETF 921937827 1766 23605 SH SOLE 0 0 23605 BRITISH AMERICAN TOBACCO ADR REP ORD ORD 110448107 372 10476 SH SOLE 0 0 10476 FT CBOE VEST FUND OF BUFFER ETF ETF 33740F755 1162 55774 SH SOLE 0 0 55774 BLCKRCK UTLTES INFRA PWR OPRTNTS CF CF 09248D104 341 17000 SH SOLE 0 0 17000 BABCOCK WILCOX ENTERPRISES SRS A PRF PRF 05614L407 226 11781 SH SOLE 0 0 11781 BORGWARNER ORD ORD 099724106 263 8373 SH SOLE 0 0 8373 BLACKSTONE ORD ORD 09260D107 2096 25041 SH SOLE 0 0 25041 BLACKSTONE MORTGAGE CL A REIT ORD ORD 09257W100 352 15087 SH SOLE 0 0 15087 CITIGROUP ORD ORD 172967424 336 8066 SH SOLE 0 0 8066 CITIGROUP OCT 21, 2022 CALL 60 ORD 172967424 0 1 SH Call SOLE 0 0 1 CALAMP ORD ORD 128126109 3017 785650 SH SOLE 0 0 785650 CARRIER GLOBAL ORD ORD 14448C104 230 6475 SH SOLE 0 0 6475 CATERPILLAR ORD ORD 149123101 801 4881 SH SOLE 0 0 4881 CRESCENT CAPITAL BDC ORD ORD 225655109 266 17717 SH SOLE 0 0 17717 CROWN CASTLE ORD ORD 22822V101 255 1765 SH SOLE 0 0 1765 VCTRYSRS US EQ INCM ENHNCD WTD ETF ETF 92647N824 2284 38482 SH SOLE 0 0 38482 CARLYLE GROUP ORD ORD 14316J108 251 9732 SH SOLE 0 0 9732 CHAMPIONX ORD ORD 15872M104 298 15240 SH SOLE 0 0 15240 FIRST TRUST NASDAQ CYBRSCRTY ETF ETF 33734X846 336 8721 SH SOLE 0 0 8721 CHIMERA INVESTMENT REIT REIT 16934Q208 107 20573 SH SOLE 0 0 20573 CLEVELAND CLIFFS ORD ORD 185899101 227 16844 SH SOLE 0 0 16844 CORNERSTONE STRATEGIC VALUE CF CF 21924B302 651 76020 SH SOLE 0 0 76020 CLOROX ORD ORD 189054109 375 2923 SH SOLE 0 0 2923 COMCAST CL A ORD ORD 20030N101 760 25912 SH SOLE 0 0 25912 COMPASS MINERALS INTERNATIONAL ORD ORD 20451N101 508 13186 SH SOLE 0 0 13186 CMS ENRGY DRC REP 1 1000 SRS C PRF PRF 125896837 359 21000 SH SOLE 0 0 21000 COHU ORD ORD 192576106 1623 62950 SH SOLE 0 0 62950 COINBASE GLOBAL CL A ORD ORD 19260Q107 204 3163 SH SOLE 0 0 3163 ISHR ETF GSCI CMD DYN STR ETF ETF 46431W853 228 6381 SH SOLE 0 0 6381 CONOCOPHILLIPS ORD ORD 20825C104 333 3255 SH SOLE 0 0 3255 COSTCO WHOLESALE ORD ORD 22160K105 2147 4546 SH SOLE 0 0 4546 PACER US CASH COWS 100 ETF ETF 69374H881 757 18446 SH SOLE 0 0 18446 CAMPBELL SOUP ORD ORD 134429109 200 4249 SH SOLE 0 0 4249 APOLLO DIVERSIFIED CREDIT CEF CEF 39822Y307 851 41155 SH SOLE 0 0 41155 CORNERSTONE TOTAL RETURN CF CF 21924U300 519 63936 SH SOLE 0 0 63936 SALESFORCE ORD ORD 79466L302 1841 12799 SH SOLE 0 0 12799 CROWDSTRIKE HOLDINGS CL A ORD ORD 22788C105 1654 10038 SH SOLE 0 0 10038 CREDIT SUISSE GRP ADR REPTG ONE ORD ORD 225401108 87 22106 SH SOLE 0 0 22106 CISCO SYSTEMS ORD ORD 17275R102 1394 34861 SH SOLE 0 0 34861 CISCO SYSTEMS JAN 20, 2023 CALL 60 ORD 17275R102 2 21 SH Call SOLE 0 0 21 ISHRS CORE S&P 500 UCITS USD ETF ETF G4955H110 310 835 SH SOLE 0 0 835 CSX ORD ORD 126408103 216 8105 SH SOLE 0 0 8105 3M JAN 19, 2024 PUT 160 ORD 88579Y101 5 1 SH Put SOLE 0 0 1 CARTER VALIDUS MISSIN CRITL CL A ORD ORD 146280102 333 51138 SH SOLE 0 0 51138 CVS HEALTH ORD ORD 126650100 1044 10945 SH SOLE 0 0 10945 CHEVRON ORD ORD 166764100 5370 37378 SH SOLE 0 0 37378 CHEVRON JAN 19, 2024 CALL 165 ORD 166764100 11 10 SH Call SOLE 0 0 10 SPDR BLOOMBERG CONVRTBL SECRS ETF ETF 78464A359 385 6085 SH SOLE 0 0 6085 SPRINKLR CL A ORD ORD 85208T107 431 46792 SH SOLE 0 0 46792 DOMINION ENERGY ORD ORD 25746U109 575 8322 SH SOLE 0 0 8322 DOMINION US JAN 20, 2023 CALL 92.5 ORD 25746U109 0 3 SH Call SOLE 0 0 3 DATA IO ORD ORD 237690102 857 307001 SH SOLE 0 0 307001 DAKTRONICS ORD ORD 234264109 3332 1229600 SH SOLE 0 0 1229600 FT CBOE VEST US EQY DEEP BUFF ETF ETF 33740U802 524 18331 SH SOLE 0 0 18331 DIEBOLD NIXDORF ORD ORD 253651103 64 26046 SH SOLE 0 0 26046 IMGP DBI MANAGED FUTURES STRTGY ETF ETF 53700T827 2321 68389 SH SOLE 0 0 68389 DATADOG CL A ORD ORD 23804L103 811 9132 SH SOLE 0 0 9132 DEERE ORD ORD 244199105 444 1329 SH SOLE 0 0 1329 DIAGEO ADR REP 4 ORD ORD 25243Q205 223 1314 SH SOLE 0 0 1314 DIMENSIONAL U S CORE EQUITY 2 ETF ETF 25434V708 565 25391 SH SOLE 0 0 25391 DIMENSIONAL US CORE EQUITY MARKT ETF ETF 25434V104 215 8539 SH SOLE 0 0 8539 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 15315 344384 SH SOLE 0 0 344384 DANAHER ORD ORD 235851102 438 1697 SH SOLE 0 0 1697 SPDR DOW JONES INDUSTRIAL AVRG ETF ETF 78467X109 691 2405 SH SOLE 0 0 2405 WALT DISNEY ORD ORD 254687106 2128 22562 SH SOLE 0 0 22562 AMPLIFY CWP ENHANCED DIV INM ETF ETF 032108409 4589 143370 SH SOLE 0 0 143370 FT CBOE VEST US EQY DEEP BUFFER ETF ETF 33740F698 356 12000 SH SOLE 0 0 12000 WISDOMTREE US LARGECAP DIVIDEND ETF ETF 97717W307 1757 31799 SH SOLE 0 0 31799 FT CBOE VEST US EQUITY DEEP BUFF ETF ETF 33740F839 211 6500 SH SOLE 0 0 6500 DNP SELECT INCOME CF CF 23325P104 288 27817 SH SOLE 0 0 27817 DOCUSIGN ORD ORD 256163106 681 12733 SH SOLE 0 0 12733 PROSHARES SHORT DOW 30 ETF ETF 74347B235 1436 37170 SH SOLE 0 0 37170 DOVER ORD ORD 260003108 298 2560 SH SOLE 0 0 2560 DOW ORD ORD 260557103 1034 23528 SH SOLE 0 0 23528 COMPUTER TASK GROUP ORD ORD 205477102 173 25800 SH SOLE 0 0 25800 DOW JAN 19, 2024 CALL 65 ORD 260557103 1 25 SH Call SOLE 0 0 25 DURECT ORD ORD 266605104 14 25000 SH SOLE 0 0 25000 FRST TRST ALERN DSP TC RL EST ETF ETF 33736N101 246 6680 SH SOLE 0 0 6680 DUKE ENERGY ORD ORD 26441C204 520 5593 SH SOLE 0 0 5593 DEVON ENERGY ORD ORD 25179M103 707 11752 SH SOLE 0 0 11752 ISHARES SELECT DIVIDEND ETF ETF 464287168 348 3249 SH SOLE 0 0 3249 DZS ORD ORD 268211109 279 24700 SH SOLE 0 0 24700 CONSOLIDATED EDISON ORD ORD 209115104 249 2901 SH SOLE 0 0 2901 CONSOLIDATED EDI JAN 20, 2023 CALL 100 ORD 209115104 1 8 SH Call SOLE 0 0 8 CONSOLIDATED EDI JAN 20, 2023 PUT 100 ORD 209115104 12 8 SH Put SOLE 0 0 8 ISHARES MSCI EAF MIN VOL FCT ETF ETF 46429B689 287 5029 SH SOLE 0 0 5029 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 389 5354 SH SOLE 0 0 5354 ISHARES MSCI EAFE VALUE ETF ETF 464288877 375 9736 SH SOLE 0 0 9736 VAALCO ENERGY ORD ORD 91851C201 1348 309200 SH SOLE 0 0 309200 ELEVANCE HEALTH ORD ORD 036752103 298 656 SH SOLE 0 0 656 EMCORE ORD ORD 290846203 1194 715200 SH SOLE 0 0 715200 FIRST TRUST NORTH AMERICAN ENERG ETF ETF 33738D101 1626 65346 SH SOLE 0 0 65346 ENBRIDGE ORD ORD 29250N105 832 22412 SH SOLE 0 0 22412 ENTERPRISE PRODUCTS PARTNERS UNT UNT 293792107 2201 92549 SH SOLE 0 0 92549 ISHARES ESG AWARE MSCI USA ETF ETF 46435G425 1013 12760 SH SOLE 0 0 12760 ENERGY TRANSFER UNT UNT 29273V100 1369 124138 SH SOLE 0 0 124138 ENTERGY ORD ORD 29364G103 257 2558 SH SOLE 0 0 2558 ETSY ORD ORD 29786A106 417 4165 SH SOLE 0 0 4165 ISHARES MSCI EUROPE FINANCIALS ETF ETF 464289180 348 25000 SH SOLE 0 0 25000 EATON VANCE TAX MAN GL DIV EQ INC CF CF 27829F108 247 34081 SH SOLE 0 0 34081 FORD MOTOR ORD ORD 345370860 659 58884 SH SOLE 0 0 58884 FORD MOTOR JAN 20, 2023 CALL 10 ORD 345370860 2 17 SH Call SOLE 0 0 17 DIAMONDBACK ENERGY ORD ORD 25278X109 451 3746 SH SOLE 0 0 3746 FIRST TRUST NYSE ARCA BIOTECH ID ETF ETF 33733E203 1218 9230 SH SOLE 0 0 9230 FIRST TRUST MORNINGSTAR DIV LDRS ETF ETF 336917109 265 8261 SH SOLE 0 0 8261 FIRST TRUST INTERNET INDEX CF ETF ETF 33733E302 602 4769 SH SOLE 0 0 4769 FEDEX ORD ORD 31428X106 524 3529 SH SOLE 0 0 3529 FIRST TRUST EUROPE ALPHADEX ETF ETF 33737J117 364 13799 SH SOLE 0 0 13799 FERNHILL ORD ORD 315219105 0 71428 SH SOLE 0 0 71428 FST TST DOW JNS GLBL SEL DVD IDX ETF ETF 33734X200 416 22463 SH SOLE 0 0 22463 FISERV ORD ORD 337738108 1122 11986 SH SOLE 0 0 11986 FIRST TRUST ISE WATER INDEX ETF ETF 33733B100 245 3415 SH SOLE 0 0 3415 FIRST TRUST TCW OPPORTUNISTIC FI ETF ETF 33740F805 3051 70070 SH SOLE 0 0 70070 FIDELITY LOW DURATION BOND FACTR ETF ETF 316188408 268 5430 SH SOLE 0 0 5430 VANECK IG FLOATING RATE ETF ETF 92189F486 3828 154110 SH SOLE 0 0 154110 FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 294 6026 SH SOLE 0 0 6026 FT CBOE VEST US EQUITY BUFF ETF ETF 33740F847 269 8167 SH SOLE 0 0 8167 FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 2035 121850 SH SOLE 0 0 121850 FIRST TRUST INSTITL PREF SEC INM ETF ETF 33739P855 587 34233 SH SOLE 0 0 34233 FIRST TRUST US EQUITY OPRTNT ETF ETF 336920103 825 10187 SH SOLE 0 0 10187 FS ENERGY AND POWER CF CF 30264D109 136 50187 SH SOLE 0 0 50187 FS KKR CAPITAL ORD ORD 302635206 721 42515 SH SOLE 0 0 42515 FIRST SOLAR ORD ORD 336433107 272 2060 SH SOLE 0 0 2060 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 687 10338 SH SOLE 0 0 10338 FIRST TRUST GBL TTCL COMDTY STRA ETF ETF 33739H101 1481 58430 SH SOLE 0 0 58430 FIRST TRST HGH YLD OPPRT 2027 NAV CF CF 33741Q107 265 19700 SH SOLE 0 0 19700 FORTINET ORD ORD 34959E109 592 12040 SH SOLE 0 0 12040 FIRST TRUST SENIOR LOAN ETF ETF 33738D309 4761 108022 SH SOLE 0 0 108022 FIRST TRUST ENHANCED SHORT MTRTY ETF ETF 33739Q408 1566 26403 SH SOLE 0 0 26403 FIRST TRUST ULTRA SHRT DUR MUNIC ETF ETF 33740J104 3508 177000 SH SOLE 0 0 177000 FIRST TRST DORSEY WRIGHT FOCUS 5 ETF ETF 33738R605 527 12852 SH SOLE 0 0 12852 FIRST TRUST VALUE DIVIDEND INDEX ETF ETF 33734H106 3132 87518 SH SOLE 0 0 87518 FIRST TRUST HEALTH CARE ALPHADEX ETF ETF 33734X143 225 2316 SH SOLE 0 0 2316 FIRST TRUST ENERGY ALPHADEX ETF ETF 33734X127 241 15462 SH SOLE 0 0 15462 FIRST TRUST UTILITIES ALPHADEX ETF ETF 33734X184 1028 33657 SH SOLE 0 0 33657 FIRST TRUST MATERIALS ALPHADEX ETF ETF 33734X168 359 6919 SH SOLE 0 0 6919 FIRST TR GLOBAL FDS SML CP CL A ETF ETF G3R761153 245 9700 SH SOLE 0 0 9700 GRIFFIN RLTY TRUST OPF OPF 39818P880 251 42248 SH SOLE 0 0 42248 GENERAL DYNAMICS ORD ORD 369550108 226 1067 SH SOLE 0 0 1067 GENERAL ELECTRIC ORD ORD 369604301 602 9724 SH SOLE 0 0 9724 GAMCO GLOBAL GOLD NTRL RSRCS INC CF CF 36465A109 131 39749 SH SOLE 0 0 39749 GILEAD SCIENCES ORD ORD 375558103 694 11252 SH SOLE 0 0 11252 GILEAD SCIENCES NOV 18, 2022 CALL 70 ORD 375558103 0 1 SH Call SOLE 0 0 1 GENERAL MILLS ORD ORD 370334104 1143 14923 SH SOLE 0 0 14923 GENERAL MILLS JAN 19, 2024 CALL 65 ORD 370334104 10 6 SH Call SOLE 0 0 6 DOW JAN 19, 2024 PUT 65 ORD 260557103 11 5 SH Put SOLE 0 0 5 GLADSTONE CAPITAL ORD ORD 376535100 478 56332 SH SOLE 0 0 56332 SPDR GOLD SHARES ETF ETF 78463V107 2540 16419 SH SOLE 0 0 16419 GENERAL MOTORS ORD ORD 37045V100 488 15195 SH SOLE 0 0 15195 GLOBAL NET LEASE ORD ORD 379378201 405 38032 SH SOLE 0 0 38032 GENERAC HOLDINGS ORD ORD 368736104 260 1459 SH SOLE 0 0 1459 GUGGENHEIM STRATEGIC OPPORTNITIES CF CF 40167F101 536 34868 SH SOLE 0 0 34868 BARRICK GOLD ORD ORD 067901108 380 24508 SH SOLE 0 0 24508 ALPHABET CL C ORD ORD 02079K107 4934 51316 SH SOLE 0 0 51316 ALPHABET CL A ORD ORD 02079K305 5586 58402 SH SOLE 0 0 58402 ISHARES US TREASURY BOND ETF ETF 46429B267 1107 48625 SH SOLE 0 0 48625 APOLLO DIVERSIFIED REAL ESTATE CEF CEF 39822J300 347 11802 SH SOLE 0 0 11802 GRILLED CHEESE TRUCK ORD ORD 39850T105 17 40000 SH SOLE 0 0 40000 GOLDMAN SACHS GROUP ORD ORD 38141G104 884 3018 SH SOLE 0 0 3018 GSK ADR REP 2 ORD ORD 37733W204 225 7652 SH SOLE 0 0 7652 GABELLI UTILITY CF CF 36240A101 219 31800 SH SOLE 0 0 31800 ETFMG Prime Cyber Security ETF ETF 26924G201 904 20838 SH SOLE 0 0 20838 HEALTHIER CHOICES MANAGEMENT ORD ORD 42226N109 0 750000 SH SOLE 0 0 750000 HCM DIVIDEND SECTOR PLUS CL INV INV 66538G627 363 23046 SH SOLE 0 0 23046 HOME DEPOT ORD ORD 437076102 2682 9718 SH SOLE 0 0 9718 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 800 8759 SH SOLE 0 0 8759 HESS MIDSTREAM CL A ORD ORD 428103105 204 8000 SH SOLE 0 0 8000 HIGHLANDS REIT ORD ORD 43110A104 8 46536 SH SOLE 0 0 46536 GRNITSHRS HIPS US HGH INCME ETF ETF 38747R306 335 29108 SH SOLE 0 0 29108 HALEON ADR REP 2 ORD ORD 405552100 148 24346 SH SOLE 0 0 24346 HEALTHCARE ORD ORD 42226B105 186 27742 SH SOLE 0 0 27742 STRATGY SHARS NASDAQ 7HANDL INDX ETF ETF 86280R506 1471 76601 SH SOLE 0 0 76601 HONEYWELL INTERNATIONAL ORD ORD 438516106 788 4717 SH SOLE 0 0 4717 HERCULES CAPITAL ORD ORD 427096508 359 31023 SH SOLE 0 0 31023 HUBSPOT ORD ORD 443573100 300 1112 SH SOLE 0 0 1112 FT HRZN MNGD VLTILTY DMSTC ETF ETF 33739P889 371 12485 SH SOLE 0 0 12485 ISHARES IBOXX HIGH YIELD BOND ETF ETF 464288513 268 3748 SH SOLE 0 0 3748 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 3142 81981 SH SOLE 0 0 81981 PIMCO 0-5 YEAR HIGH YLD BND IDX ETF ETF 72201R783 314 3600 SH SOLE 0 0 3600 CP HIGH YIELD TREND ETF ETF 66538R722 885 42000 SH SOLE 0 0 42000 ISHARES GOLD ETF ETF 464285204 829 26295 SH SOLE 0 0 26295 ISHARES BIOTECHNOLOGY ETF ETF 464287556 367 3135 SH SOLE 0 0 3135 ISHARES IBONDS DEC 2022 TERM ETF ETF 46434VBA7 291 11628 SH SOLE 0 0 11628 INTERNATIONAL BUSINESS MACHINES ORD ORD 459200101 946 7966 SH SOLE 0 0 7966 INTERNATIONAL BANCSHARES ORD ORD 459044103 7641 179794 SH SOLE 0 0 179794 IBIZ TECHNOLOGY CORP COM NEW COM 45103B205 0 200000 SH SOLE 0 0 200000 IDEXX LABORATORIES ORD ORD 45168D104 543 1666 SH SOLE 0 0 1666 ISHARES CORE MSCI EAFE ETF ETF 46432F842 460 8738 SH SOLE 0 0 8738 ISHARES CORE MSCI EMERGING ETF ETF 46434G103 217 5038 SH SOLE 0 0 5038 ISHARES US INFRASTRUCTURE ETF ETF 46435U713 208 6446 SH SOLE 0 0 6446 ISHARES TRT IS 5-10 INV GR CR BD ETF ETF 464288638 201 4162 SH SOLE 0 0 4162 ISHARES TR IS 1-5 YR IN GR CR BD ETF ETF 464288646 1649 33452 SH SOLE 0 0 33452 ISHARES US MEDICAL DEVICES ETF ETF 464288810 1140 24168 SH SOLE 0 0 24168 ISHARES CORE S&P MID CAP ETF ETF 464287507 243 1108 SH SOLE 0 0 1108 ISHARES CORE S&P SMALL CAP ETF ETF 464287804 758 8698 SH SOLE 0 0 8698 ISHARES S&P SMLL CAP 600 GRTH ETF ETF 464287887 217 2135 SH SOLE 0 0 2135 ISHARES MORNINGSTAR GROWTH ETF ETF 464287119 1504 31168 SH SOLE 0 0 31168 ISHARES MORGSTAR MID CAP GRO ETF ETF 464288307 572 11358 SH SOLE 0 0 11358 IMAGE INNOVATIONS HLDGS INC COM COM 45248A104 0 74000 SH SOLE 0 0 74000 INFINERA ORD ORD 45667G103 1454 300500 SH SOLE 0 0 300500 INTEL ORD ORD 458140100 1242 48183 SH SOLE 0 0 48183 FIRST TRUST CLOUD COMPUTING ETF ETF 33734X192 930 15398 SH SOLE 0 0 15398 ISHARE ROBOT ARTIF INTEL MULTSEC ETF ETF 46435U556 219 9191 SH SOLE 0 0 9191 ISHARES III CORE MSCI WORLD UCT ETF ETF G4954M409 3886 57760 SH SOLE 0 0 57760 ISHARES ACCUM PTG ETF ETF G49507836 244 9415 SH SOLE 0 0 9415 INTUITIVE SURGICAL ORD ORD 46120E602 254 1357 SH SOLE 0 0 1357 ISHARES V PLC EXCHANGE TRADED ETF ETF G4R54M656 202 23600 SH SOLE 0 0 23600 DLWR IVY SC AN TCH CL I TCH CL I 466001807 584 10362 SH SOLE 0 0 10362 ISHARES EDGE MSCI USA VAL FACTOR ETF ETF G4955M788 709 98500 SH SOLE 0 0 98500 ISHARES TOTAL US STOCK MARKET ETF ETF 464287150 1586 19937 SH SOLE 0 0 19937 ILLINOIS TOOL ORD ORD 452308109 301 1666 SH SOLE 0 0 1666 ISHARES TOTAL USD BOND MARKET ETF ETF 46434V613 511 11489 SH SOLE 0 0 11489 ISHARES CORE S&P US GROWTH ETF ETF 464287671 1458 18188 SH SOLE 0 0 18188 ISHARES IV PLC EDGE MSCI ETF ETF G4955M762 578 71200 SH SOLE 0 0 71200 ISHARES S&P 500 VALUE ETF ETF 464287408 618 4809 SH SOLE 0 0 4809 ISHARES CORE S&P 500 ETF ETF 464287200 52258 145706 SH SOLE 0 0 145706 ISHARES S&P 500 GROWTH ETF ETF 464287309 1280 22131 SH SOLE 0 0 22131 ISHARES RUSSELL 1000 ETF ETF 464287622 1441 7304 SH SOLE 0 0 7304 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 223 1059 SH SOLE 0 0 1059 ISHARES RUSSELL 2000 ETF ETF 464287655 806 4889 SH SOLE 0 0 4889 ISHARES RUS 2000 NOV 18, 2022 CALL 206 ETF 464287655 0 1 SH Call SOLE 0 0 1 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 207 1002 SH SOLE 0 0 1002 ISHARES RUSSELL MID CAP ETF ETF 464287499 394 6347 SH SOLE 0 0 6347 ISHARES RUSSELL 3000 ETF ETF 464287689 676 3263 SH SOLE 0 0 3263 ISHARES GLOBAL TECH ETF ETF 464287291 1085 25722 SH SOLE 0 0 25722 ISHARES US ENERGY ETF ETF 464287796 279 7098 SH SOLE 0 0 7098 ISHARES US FINANCIALS ETF ETF 464287788 2135 31610 SH SOLE 0 0 31610 ISHARES US HEALTHCARE ETF ETF 464287762 1621 6407 SH SOLE 0 0 6407 ISHARES U S CONSUMER STAPLES ETF ETF 464287812 1041 5788 SH SOLE 0 0 5788 ISHARES MORN MLTI ASS INC IND ETF ETF 46432F875 320 17415 SH SOLE 0 0 17415 ISHARES US TRANSPORTATION ETF ETF 464287192 558 2840 SH SOLE 0 0 2840 ISHARES US TECHNOLOGY ETF ETF 464287721 353 4811 SH SOLE 0 0 4811 JAKKS PACIFIC ORD ORD 47012E403 262 13548 SH SOLE 0 0 13548 JPMORGAN EQUITY PREMIUM INCOME ETF ETF 46641Q332 285 5571 SH SOLE 0 0 5571 NUVEEN FLOATING RATE INCOME CF CF 67072T108 313 38600 SH SOLE 0 0 38600 JOHNSON & JOHNSON ORD ORD 478160104 3285 20108 SH SOLE 0 0 20108 JOHNSON&JOHNSON JAN 19, 2024 CALL 165 ORD 478160104 3 2 SH Call SOLE 0 0 2 GENERAL MILLS JAN 19, 2024 PUT 65 ORD 370334104 2 6 SH Put SOLE 0 0 6 JPMORGAN CHASE ORD ORD 46625H100 2755 26366 SH SOLE 0 0 26366 JPMORGAN ULTRA SHORT INCOME ETF ETF 46641Q837 386 7704 SH SOLE 0 0 7704 NUVEEN CREDIT STRATEGIES INCOME CF CF 67073D102 263 51557 SH SOLE 0 0 51557 NUVEEN FLOATG RATE INCM OPPORTNTY CF CF 6706EN100 187 23193 SH SOLE 0 0 23193 KELLOGG ORD ORD 487836108 792 11368 SH SOLE 0 0 11368 KBS REAL ESTATE INVT TR III ORD ORD 48668L105 233 34513 SH SOLE 0 0 34513 KIMBERLY CLARK ORD ORD 494368103 223 1982 SH SOLE 0 0 1982 KINDER MORGAN CL P ORD ORD 49456B101 331 19873 SH SOLE 0 0 19873 KEMPHARM ORD ORD 488445206 680 109054 SH SOLE 0 0 109054 COCA-COLA ORD ORD 191216100 1640 29283 SH SOLE 0 0 29283 KROGER ORD ORD 501044101 377 8609 SH SOLE 0 0 8609 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 675 11458 SH SOLE 0 0 11458 KVH INDUSTRIES ORD ORD 482738101 225 24400 SH SOLE 0 0 24400 L3HARRIS TECHNOLOGIES ORD ORD 502431109 215 1036 SH SOLE 0 0 1036 LI CYCLE HOLDINGS ORD ORD 50202P105 230 43141 SH SOLE 0 0 43141 GLOBAL X LITHIUM BATTERY TECH ETF ETF 37954Y855 422 6389 SH SOLE 0 0 6389 LUMENTUM HOLDINGS ORD ORD 55024U109 227 3317 SH SOLE 0 0 3317 ELI LILLY ORD ORD 532457108 952 2945 SH SOLE 0 0 2945 FRST TRT LOW DRTN OPPRNTS ETF ETF 33739Q200 1422 30038 SH SOLE 0 0 30038 LOCKHEED MARTIN ORD ORD 539830109 1096 2838 SH SOLE 0 0 2838 LOWE'S COMPANIES ORD ORD 548661107 688 3662 SH SOLE 0 0 3662 LAM RESEARCH ORD ORD 512807108 391 1069 SH SOLE 0 0 1069 LSI INDUSTRIES ORD ORD 50216C108 193 25100 SH SOLE 0 0 25100 MASTERCARD CL A ORD ORD 57636Q104 861 3028 SH SOLE 0 0 3028 MATTEL ORD ORD 577081102 276 14598 SH SOLE 0 0 14598 MATTEL JAN 20, 2023 CALL 30 ORD 577081102 0 17 SH Call SOLE 0 0 17 MAX SOUND ORD ORD 57776X109 0 300000 SH SOLE 0 0 300000 MCDONALD'S ORD ORD 580135101 926 4014 SH SOLE 0 0 4014 MONGODB CL A ORD ORD 60937P106 425 2139 SH SOLE 0 0 2139 MEDTRONIC ORD ORD G5960L103 490 6070 SH SOLE 0 0 6070 MERCADOLIBRE ORD ORD 58733R102 1400 1691 SH SOLE 0 0 1691 META PLATFORMS CL A ORD ORD 30303M102 2784 20520 SH SOLE 0 0 20520 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 597 3427 SH SOLE 0 0 3427 MITEK SYSTEMS ORD ORD 606710200 274 29900 SH SOLE 0 0 29900 FT MULTI MANAGER LARGE GRW ETF ETF 33740F789 830 51000 SH SOLE 0 0 51000 3M ORD ORD 88579Y101 776 7024 SH SOLE 0 0 7024 3M JAN 19, 2024 CALL 175 ORD 88579Y101 0 1 SH Call SOLE 0 0 1 INTEL JAN 19, 2024 PUT 40 ORD 458140100 1 1 SH Put SOLE 0 0 1 ALTRIA GROUP ORD ORD 02209S103 936 23190 SH SOLE 0 0 23190 VANECK MORNINGSTAR WIDE MOAT ETF ETF 92189F643 401 6688 SH SOLE 0 0 6688 MORGAN STANLEY BK N A CD ZERO LKD 23 ETF 61765QHH5 38 36000 SH SOLE 0 0 36000 MARATHON PETROLEUM ORD ORD 56585A102 383 3857 SH SOLE 0 0 3857 MPLX COM UNT UNT 55336V100 419 13961 SH SOLE 0 0 13961 MEDICAL PROPERTIES REIT ORD ORD 58463J304 222 18682 SH SOLE 0 0 18682 MERCK & CO ORD ORD 58933Y105 1843 21396 SH SOLE 0 0 21396 MODERNA ORD ORD 60770K107 646 5465 SH SOLE 0 0 5465 MARVELL TECHNOLOGY ORD ORD 573874104 236 5507 SH SOLE 0 0 5507 MORGAN STANLEY ORD ORD 617446448 617 7806 SH SOLE 0 0 7806 MICROSOFT ORD ORD 594918104 13506 57989 SH SOLE 0 0 57989 VAIL RESORTS ORD ORD 91879Q109 234 1086 SH SOLE 0 0 1086 ISHARES MSCI USA MOMNTUM FCT ETF ETF 46432F396 1073 8183 SH SOLE 0 0 8183 MICRON TECHNOLOGY ORD ORD 595112103 312 6226 SH SOLE 0 0 6226 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 224 2183 SH SOLE 0 0 2183 SPDR S&P NRTH AMRCN NTRL RSRC ETF ETF 78463X152 731 15329 SH SOLE 0 0 15329 NATIONAL CINEMEDIA ORD ORD 635309107 111 170396 SH SOLE 0 0 170396 BLACKROCK SHORT MATURITY BOND ETF ETF 46431W507 817 16592 SH SOLE 0 0 16592 NEXTERA ENERGY ORD ORD 65339F101 1445 18432 SH SOLE 0 0 18432 NEWMONT ORD ORD 651639106 352 8379 SH SOLE 0 0 8379 NEXTERA ENERGY PARTNERS UNT UNT 65341B106 218 3015 SH SOLE 0 0 3015 CLOUDFLARE CL A ORD ORD 18915M107 335 6053 SH SOLE 0 0 6053 NETFLIX ORD ORD 64110L106 522 2219 SH SOLE 0 0 2219 ANNALY CAPITAL MANAGEMENT REIT ORD ORD 035710839 479 27899 SH SOLE 0 0 27899 PROSHARES S&P 500 DIV ARISTOCRAT ETF ETF 74348A467 3569 44636 SH SOLE 0 0 44636 NORTHROP GRUMMAN ORD ORD 666807102 476 1013 SH SOLE 0 0 1013 NOKIA ADR REPSG 1 SER A ORD ORD 654902204 1254 293564 SH SOLE 0 0 293564 SERVICENOW ORD ORD 81762P102 2458 6509 SH SOLE 0 0 6509 NORFOLK SOUTHERN ORD ORD 655844108 259 1238 SH SOLE 0 0 1238 NUCOR ORD ORD 670346105 217 2031 SH SOLE 0 0 2031 NVIDIA ORD ORD 67066G104 2736 22537 SH SOLE 0 0 22537 FIRST TRUST NASDAQ SMART ID ETF ETF 33737K205 488 8771 SH SOLE 0 0 8771 REALTY INCOME REIT ORD ORD 756109104 340 5838 SH SOLE 0 0 5838 OLD DOMINION FREIGHT LINE ORD ORD 679580100 262 1052 SH SOLE 0 0 1052 OGE ENERGY ORD ORD 670837103 717 19674 SH SOLE 0 0 19674 OMEGA HEALTHCARE REIT ORD ORD 681936100 264 8966 SH SOLE 0 0 8966 ONEOK ORD ORD 682680103 484 9445 SH SOLE 0 0 9445 OKTA CL A ORD ORD 679295105 260 4578 SH SOLE 0 0 4578 OLD NATIONAL BANCORP ORD ORD 680033107 736 44681 SH SOLE 0 0 44681 FIDELITY NASDAQ COMPOSITE INDX ETF ETF 315912808 1584 38220 SH SOLE 0 0 38220 OWL ROCK CAPITAL ORD ORD 69121K104 261 25153 SH SOLE 0 0 25153 ORACLE ORD ORD 68389X105 617 10106 SH SOLE 0 0 10106 OCCIDENTAL PETROLEUM ORD ORD 674599105 492 8011 SH SOLE 0 0 8011 PALO ALTO NETWORKS ORD ORD 697435105 3012 18390 SH SOLE 0 0 18390 PARAMOUNT GLOBAL CL B ORD ORD 92556H206 223 11706 SH SOLE 0 0 11706 PAYCOM SOFTWARE ORD ORD 70432V102 403 1220 SH SOLE 0 0 1220 PIMCO DYNAMIC INCOME CF CF 72201Y101 343 17702 SH SOLE 0 0 17702 PHILLIPS EDISON AND COMPANY ORD ORD 71844V201 783 27911 SH SOLE 0 0 27911 ADAMS NATURAL RESOURCES CF CF 00548F105 569 29255 SH SOLE 0 0 29255 PEPSICO ORD ORD 713448108 1857 11375 SH SOLE 0 0 11375 PFIZER ORD ORD 717081103 4257 97283 SH SOLE 0 0 97283 PFIZER JUN 16, 2023 CALL 80 ORD 717081103 0 10 SH Call SOLE 0 0 10 ISHARES PREFERRED INCOME SEC ETF ETF 464288687 954 30116 SH SOLE 0 0 30116 SIMPLIFY INTEREST RATE HEDGE ETF ETF 82889N855 264 3871 SH SOLE 0 0 3871 VANECK PREFERRED SECURT EX FNCL ETF ETF 92189F429 465 27044 SH SOLE 0 0 27044 PROCTER & GAMBLE ORD ORD 742718109 2066 16363 SH SOLE 0 0 16363 JOHNSON&JOHNSON JAN 19, 2024 PUT 180 ORD 478160104 3 2 SH Put SOLE 0 0 2 PROGRESSIVE ORD ORD 743315103 386 3320 SH SOLE 0 0 3320 INVSC PREFERRED ETF ETF 46138E511 253 21283 SH SOLE 0 0 21283 INVSC S P 500 DOWNSIDE HEDGED ETF ETF 46090A705 2436 71658 SH SOLE 0 0 71658 PINTEREST CL A ORD ORD 72352L106 431 18480 SH SOLE 0 0 18480 PHOTRONICS ORD ORD 719405102 324 22150 SH SOLE 0 0 22150 PALANTIR TECHNOLOGIES CL A ORD ORD 69608A108 192 23606 SH SOLE 0 0 23606 PHILIP MORRIS INTERNATIONAL ORD ORD 718172109 234 2816 SH SOLE 0 0 2816 PENNANTPARK INVESTMENT ORD ORD 708062104 150 27500 SH SOLE 0 0 27500 INVSC NASDAQ INTERNET ETF ETF 46137V530 421 3700 SH SOLE 0 0 3700 PPJ HEALTHCARE ENTERPRISES ORD ORD 69353D505 0 500000 SH SOLE 0 0 500000 PRIORITY TECHNOLOGY HOLDINGS ORD ORD 74275G107 185 41000 SH SOLE 0 0 41000 PRUDENTIAL FINANCIAL ORD ORD 744320102 261 3040 SH SOLE 0 0 3040 PUBLIC STORAGE REIT ORD ORD 74460D109 307 1050 SH SOLE 0 0 1050 PROSPECT CAPITAL ORD ORD 74348T102 407 65636 SH SOLE 0 0 65636 PURESAFE WATER SYSTEMS ORD ORD 74624H103 0 77550 SH SOLE 0 0 77550 PHILLIPS 66 ORD ORD 718546104 410 5076 SH SOLE 0 0 5076 PIONEER NATURAL RESOURCE ORD ORD 723787107 228 1055 SH SOLE 0 0 1055 INVSC DYNAMC ENRG EXPLRTN PRDCTN ETF ETF 46137V761 1286 46690 SH SOLE 0 0 46690 PAYPAL HOLDINGS ORD ORD 70450Y103 1252 14550 SH SOLE 0 0 14550 FIRST TST NASDAQ CLEAN ED ID ETF ETF 33733E500 440 7716 SH SOLE 0 0 7716 QUALCOMM ORD ORD 747525103 2299 20349 SH SOLE 0 0 20349 FT CBOE VEST NASDAQ 100 BUFFER ETF ETF 33740F649 210 11541 SH SOLE 0 0 11541 QUANTUM ORD ORD 747906501 255 235923 SH SOLE 0 0 235923 FIRST TR NAS 100 EQL WEGHTD INDX ETF ETF 337344105 565 6753 SH SOLE 0 0 6753 INVSC QQQ TRUST SRS 1 ETF ETF 46090E103 19223 71926 SH SOLE 0 0 71926 INVESCO QQQ TRUST 1 DEC 16, 2022 CALL 332 ETF 46090E103 0 1 SH Call SOLE 0 0 1 FIRST TST NASDAQ 100 TEC ID ETF ETF 75513E101 246 2349 SH SOLE 0 0 2349 ISHARES MSCI USA QLTY FACT ETF ETF 46432F339 860 8278 SH SOLE 0 0 8278 GLOBAL X FUND GLB X NSDQ 100 CVD ETF ETF 37954Y483 889 56766 SH SOLE 0 0 56766 ALTERNATIVE CREDIT INCOME CL I CEF CL I CEF 02156N404 871 86224 SH SOLE 0 0 86224 PIMCO STRATEGIC INCOME CF CF 72200X104 121 25530 SH SOLE 0 0 25530 FT RISING DIVIDEND ACHIEVERS ETF ETF 33738R506 2578 66306 SH SOLE 0 0 66306 REGENERON PHARMACEUTICALS ORD ORD 75886F107 231 335 SH SOLE 0 0 335 ROYAL GOLD ORD ORD 780287108 746 7950 SH SOLE 0 0 7950 ROCHE HOLDINGS ADR ADR 771195104 321 7908 SH SOLE 0 0 7908 INVSC SP 500 EQL WGHT CNSMR STPL ETF ETF 46137V373 312 2032 SH SOLE 0 0 2032 RIO TINTO ADR REP ONE ORD ORD 767204100 518 9416 SH SOLE 0 0 9416 RITHM CAPITAL ORD ORD 64828T201 381 52056 SH SOLE 0 0 52056 RIVIAN AUTOMOTIVE CL A ORD ORD 76954A103 262 7959 SH SOLE 0 0 7959 INVSC S P 500 PURE GROWTH ETF ETF 46137V266 1447 10009 SH SOLE 0 0 10009 INVSC S P 500 EQUAL WEIGHT ETF ETF 46137V357 1211 9518 SH SOLE 0 0 9518 NECESSITY RETAIL REIT CL A ORD ORD 02607T109 460 78238 SH SOLE 0 0 78238 RAYTHEON TECHNOLOGIES ORD ORD 75513E101 613 7490 SH SOLE 0 0 7490 PROSHARES SHORT RUSSELL 2000 ETF ETF 74348A210 5575 211500 SH SOLE 0 0 211500 INVSC SP 500 EQL WGHT HLTH CARE ETF ETF 46137V332 427 1699 SH SOLE 0 0 1699 GLOBAL X RUSSELL 2000 CVRED CALL ETF ETF 37954Y459 354 19193 SH Call SOLE 0 0 19193 INVSC SP 500 EQUAL WEIGHT TECH ETF ETF 46137V282 449 1985 SH SOLE 0 0 1985 SINCLAIR BROADCAST GROUP CL A ORD ORD 829226109 416 23010 SH SOLE 0 0 23010 STARBUCKS ORD ORD 855244109 861 10220 SH SOLE 0 0 10220 SOUTHERN COPPER ORD ORD 84265V105 226 5050 SH SOLE 0 0 5050 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 12333 185657 SH SOLE 0 0 185657 SCHWAB US LARGE CAP GROWTH ETF ETF 808524300 488 8738 SH SOLE 0 0 8738 SCHWAB US LARGE CAP VALUE ETF ETF 808524409 535 9147 SH SOLE 0 0 9147 SPDR S&P DIVIDEND ETF ETF 78464A763 607 5446 SH SOLE 0 0 5446 SPROTT GOLD MINERS ETF ETF 85210B102 600 28120 SH SOLE 0 0 28120 PROSHARES SHORT S&P 500 ETF ETF 74347B425 467 27005 SH SOLE 0 0 27005 SHELL ADR EACH REP 2 ORD ORD 780259305 657 13201 SH SOLE 0 0 13201 SHELL JAN 20, 2023 CALL 55 ORD 780259305 1 4 SH Call SOLE 0 0 4 SHOPIFY CL A SUB VTG ORD ORD 82509L107 1933 71748 SH SOLE 0 0 71748 SHERWIN WILLIAMS ORD ORD 824348106 414 2023 SH SOLE 0 0 2023 ISHARES 1-3 YEAR TREASRY BOND ETF ETF 464287457 248 3050 SH SOLE 0 0 3050 BEAUTY HEALTH COMPANY CL A ORD ORD 88331L108 437 37100 SH SOLE 0 0 37100 PROCTER GAMBLE JAN 19, 2024 PUT 145 ORD 742718109 2 1 SH Put SOLE 0 0 1 SCHLUMBERGER ORD ORD 806857108 249 6925 SH SOLE 0 0 6925 ISHARES SILVER TRUST ETF ETF 46428Q109 629 35931 SH SOLE 0 0 35931 SPDR S&P 600 SMALL CAP ETF ETF 78464A813 242 3200 SH SOLE 0 0 3200 SNOWFLAKE CL A ORD ORD 833445109 782 4599 SH SOLE 0 0 4599 SYNOPSYS ORD ORD 871607107 230 752 SH SOLE 0 0 752 SOUTHERN ORD ORD 842587107 589 8663 SH SOLE 0 0 8663 SOFI TECHNOLOGIES ORD ORD 83406F102 232 47521 SH SOLE 0 0 47521 ISHARES SEMICONDUCTOR ETF ETF 464287523 1419 4451 SH SOLE 0 0 4451 DIREXION DAILY S&P 500 BEAR ETF ETF 25460E869 1426 79760 SH SOLE 0 0 79760 INVSC S P 500 HIGH DIV LW VLTLTY ETF ETF 46138E362 395 10100 SH SOLE 0 0 10100 INVSC S P 500 QUALITY ETF ETF 46137V241 1461 36761 SH SOLE 0 0 36761 INVSC S P 500 LOW VOLATILITY ETF ETF 46138E354 1266 21896 SH SOLE 0 0 21896 SPDR S&P 500 ETF ETF 78462F103 15245 42682 SH SOLE 0 0 42682 SPDR S&P 500 ETF OCT 21, 2022 CALL 435 ETF 78462F103 0 1 SH Call SOLE 0 0 1 SPDR S&P 500 HIGH DIVIDEND ETF ETF 78468R788 814 22960 SH SOLE 0 0 22960 SPDR S&P 500 VALUE ETF ETF 78464A508 256 7410 SH SOLE 0 0 7410 BLOCK CL A ORD ORD 852234103 766 13934 SH SOLE 0 0 13934 SPDR BLACKSTONE SENIOR LOAN ETF ETF 78467V608 301 7362 SH SOLE 0 0 7362 SMARTSTOP SELF STORAGE REIT CL A ORD ORD 83192D105 262 19184 SH SOLE 0 0 19184 STARWOOD PROPERTY REIT REIT 85571B105 969 53169 SH SOLE 0 0 53169 STEREOTAXIS ORD ORD 85916J409 122 67933 SH SOLE 0 0 67933 CONSTELLATION BRANDS CL A ORD ORD 21036P108 363 1579 SH SOLE 0 0 1579 ISHARES SHORT TERM NTNL MUN BND ETF ETF 464288158 432 4210 SH SOLE 0 0 4210 SHOCKWAVE MEDICAL ORD ORD 82489T104 435 1565 SH SOLE 0 0 1565 STRYKER ORD ORD 863667101 208 1025 SH SOLE 0 0 1025 AT&T ORD ORD 00206R102 2204 143687 SH SOLE 0 0 143687 PROSHARE SHORT 20 YEAR TREASURY ETF ETF 74347X849 1220 54693 SH SOLE 0 0 54693 PROSHARES SHORT 7-10 YEAR TREASU ETF ETF 74348A608 467 16300 SH SOLE 0 0 16300 FLEXSHARES IBOXX 3 YR TIPS IDX ETF ETF 33939L506 620 26500 SH SOLE 0 0 26500 TELEDYNE TECH ORD ORD 879360105 275 816 SH SOLE 0 0 816 ATLASSIAN CL A ORD ORD G06242104 428 2032 SH SOLE 0 0 2032 TRUIST FINANCIAL ORD ORD 89832Q109 399 9169 SH SOLE 0 0 9169 TFS FINANCIAL ORD ORD 87240R107 261 20089 SH SOLE 0 0 20089 TARGET ORD ORD 87612E106 708 4770 SH SOLE 0 0 4770 ISHARES TIPS BOND ETF ETF 464287176 3744 35691 SH SOLE 0 0 35691 TJX ORD ORD 872540109 252 4051 SH SOLE 0 0 4051 THERMO FISHER SCIENTIFIC ORD ORD 883556102 920 1814 SH SOLE 0 0 1814 TRIPLEPOINT VENTURE GROWTH BDC ORD ORD 89677Y100 249 22900 SH SOLE 0 0 22900 TRINITY CAPITAL ORD ORD 896442308 407 32520 SH SOLE 0 0 32520 TESLA ORD ORD 88160R101 6829 25747 SH SOLE 0 0 25747 TOTALENERGIES ADR REP ONE ORD ORD 89151E109 671 14419 SH SOLE 0 0 14419 TWILIO CL A ORD ORD 90138F102 441 6381 SH SOLE 0 0 6381 TWITTER ORD ORD 90184L102 425 9703 SH SOLE 0 0 9703 TEXAS INSTRUMENTS ORD ORD 882508104 259 1676 SH SOLE 0 0 1676 TRI CONTINENTAL CF CF 895436103 296 11577 SH SOLE 0 0 11577 UNITY SOFTWARE ORD ORD 91332U101 821 25776 SH SOLE 0 0 25776 UBER TECHNOLOGIES ORD ORD 90353T100 601 22674 SH SOLE 0 0 22674 UNISYS ORD ORD 909214306 1883 249350 SH SOLE 0 0 249350 UNILEVER ADR REP 1 ORD ORD 904767704 505 11529 SH SOLE 0 0 11529 UNITEDHEALTH GRP ORD ORD 91324P102 2286 4527 SH SOLE 0 0 4527 UNION PACIFIC ORD ORD 907818108 303 1555 SH SOLE 0 0 1555 UNITED PARCEL SERVICE CL B ORD ORD 911312106 759 4696 SH SOLE 0 0 4696 LIBERTY ALL STAR EQUITY CF CF 530158104 153 27589 SH SOLE 0 0 27589 WISDOMTREE BLOMBRG US DOL BUL ETF ETF 97717W471 786 26386 SH SOLE 0 0 26386 ISHARES MSCI USA MIN VOL FCTR ETF ETF 46429B697 1819 27521 SH SOLE 0 0 27521 COHEN AND STEERS INFRASTRUCTURE CF CF 19248A109 381 16416 SH SOLE 0 0 16416 REAVES UTILITY INCOME CF CF 756158101 670 24607 SH SOLE 0 0 24607 INVSC DB US DOLLAR INDEX BULLISH ETF ETF 46141D203 297 9843 SH SOLE 0 0 9843 VISA CL A ORD ORD 92826C839 1889 10634 SH SOLE 0 0 10634 VANGUARD SMALL CAP ETF ETF 922908751 460 2690 SH SOLE 0 0 2690 VANGUARD SMALL CAP GROWTH ETF ETF 922908595 256 1310 SH SOLE 0 0 1310 VANGUARD SMALL CAP VALUE ETF ETF 922908611 679 4737 SH SOLE 0 0 4737 VANGUARD INTERMEDIATE TERM COR ETF ETF 92206C870 311 4104 SH SOLE 0 0 4104 VANGUARD SHORT TERM COR BD ETF ETF 92206C409 2097 28234 SH SOLE 0 0 28234 VANGUARD CONSUMER STAPLES ETF ETF 92204A207 734 4270 SH SOLE 0 0 4270 VANGUARD ENERGY ETF ETF 92204A306 302 2974 SH SOLE 0 0 2974 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1616 44445 SH SOLE 0 0 44445 VEECO INSTRUMENTS ORD ORD 922417100 441 24075 SH SOLE 0 0 24075 VANGUARD FTSE ALL WORLD EX US ETF ETF 922042775 526 11855 SH SOLE 0 0 11855 VANGUARD INTRMDIAT TRM TRSRY ETF ETF 92206C706 1941 33286 SH SOLE 0 0 33286 VANGUARD SHORT TERM TREASURY ETF ETF 92206C102 3692 63891 SH SOLE 0 0 63891 VANGUARD INFORMATION TECHNOLOGY ETF ETF 92204A702 930 3026 SH SOLE 0 0 3026 VANGUARD HEALTH CARE ETF ETF 92204A504 1615 7220 SH SOLE 0 0 7220 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 4426 32748 SH SOLE 0 0 32748 VANGUARD MORTGAGE BACKED SEC ETF ETF 92206C771 676 14982 SH SOLE 0 0 14982 JANUS HENDERSON SHRT DRTN INM ETF ETF 47103U886 258 5320 SH SOLE 0 0 5320 VANGUARD REAL ESTATE ETF ETF 922908553 784 9781 SH SOLE 0 0 9781 VANGUARD MID CAP VALUE ETF ETF 922908512 1262 10365 SH SOLE 0 0 10365 VANGUARD S&P 500 ETF ETF 922908363 5252 15998 SH SOLE 0 0 15998 VANGUARD UTILITIES ETF ETF 92204A876 373 2623 SH SOLE 0 0 2623 INVSC VARIABLE RT INVSTMNT ETF ETF 46090A879 3999 162447 SH SOLE 0 0 162447 INVSC VARIABLE RATE PREFERRED ETF ETF 46138G870 374 17060 SH SOLE 0 0 17060 VERTEX PHARMACEUTICALS ORD ORD 92532F100 250 863 SH SOLE 0 0 863 VISHAY INTERTECH ORD ORD 928298108 1239 69651 SH SOLE 0 0 69651 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 4336 54971 SH SOLE 0 0 54971 VANGUARD TOTAL CORPORATE BOND ETF ETF 92206C573 689 9500 SH SOLE 0 0 9500 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 6158 34313 SH SOLE 0 0 34313 VANGUARD SHRT INF PROT SEC INDEX ETF ETF 922020805 3807 79132 SH SOLE 0 0 79132 VANGUARD VALUE ETF ETF 922908744 4458 36100 SH SOLE 0 0 36100 VANGUARD GROWTH ETF ETF 922908736 4070 19024 SH SOLE 0 0 19024 INVESCO SNR INCOME CF CF 46131H107 398 107009 SH SOLE 0 0 107009 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 640 17526 SH SOLE 0 0 17526 VANGUARD EXTENDED MARKET ETF ETF 922908652 669 5267 SH SOLE 0 0 5267 VANGUARD TOTAL INTERNATIONAL STK ETF ETF 921909768 393 8594 SH SOLE 0 0 8594 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 1312 13829 SH SOLE 0 0 13829 VERIZON COMMUNICATIONS ORD ORD 92343V104 2362 62195 SH SOLE 0 0 62195 WALGREEN BOOTS ALLIANCE ORD ORD 931427108 275 8761 SH SOLE 0 0 8761 WARNER BROS. DISCOVERY SRS A ORD ORD 934423104 493 42828 SH SOLE 0 0 42828 WORKDAY CL A ORD ORD 98138H101 215 1413 SH SOLE 0 0 1413 WESTERN DIGITAL ORD ORD 958102105 676 20780 SH SOLE 0 0 20780 WESTERN MIDSTREAM PARTNERS COM UNT UNT 958669103 317 12600 SH SOLE 0 0 12600 WELLS FARGO ORD ORD 949746101 574 14280 SH SOLE 0 0 14280 WASTE MANAGEMENT ORD ORD 94106L109 932 5818 SH SOLE 0 0 5818 ADVANCED DRAINAGE SYSTEMS ORD ORD 00790R104 406 3265 SH SOLE 0 0 3265 WALMART ORD ORD 931142103 2736 21095 SH SOLE 0 0 21095 WALMART JAN 19, 2024 CALL 165 ORD 931142103 0 1 SH Call SOLE 0 0 1 W P CAREY REIT ORD ORD 92936U109 600 8590 SH SOLE 0 0 8590 SPDR FUND MATERIALS SELECT SECTR ETF ETF 81369Y100 263 3869 SH SOLE 0 0 3869 COMMUNICAT SVS SLCT SEC SPDR ETF ETF 81369Y852 218 4550 SH SOLE 0 0 4550 ENERGY SELECT SECTOR SPDR ETF ETF 81369Y506 2704 37545 SH SOLE 0 0 37545 SELECT STR FINANCIAL SELECT SPDR ETF ETF 81369Y605 1642 54090 SH SOLE 0 0 54090 SELECT SECTOR INDUSTRIAL SPDR ETF ETF 81369Y704 667 8053 SH SOLE 0 0 8053 TECHNOLOGY SELECT SECTOR SPDR ETF ETF 81369Y803 4135 34815 SH SOLE 0 0 34815 SPDR FUND CONSUMER STAPLES ETF ETF 81369Y308 1522 22813 SH SOLE 0 0 22813 SELECT SECTOR UTI SELECT SPDR ETF ETF 81369Y886 1678 25619 SH SOLE 0 0 25619 SELECT SECTOR HEALTH CARE SPDR ETF ETF 81369Y209 2896 23915 SH SOLE 0 0 23915 SPDR FUND CONSUMER DISCRE SELECT ETF ETF 81369Y407 1074 7540 SH SOLE 0 0 7540 EXXON MOBIL ORD ORD 30231G102 6031 69077 SH SOLE 0 0 69077 EXXON MOBIL JAN 20, 2023 CALL 100 ORD 30231G102 3 15 SH Call SOLE 0 0 15 XEROX HOLDINGS ORD ORD 98421M106 364 27831 SH SOLE 0 0 27831 INVESCO S AND P SMLCP VL WITH ETF ETF 46137V480 792 19215 SH SOLE 0 0 19215 ISHARES EXPONENTIAL TECHNOLOGIES ETF ETF 46434V381 741 16623 SH SOLE 0 0 16623 YUM BRANDS ORD ORD 988498101 361 3396 SH SOLE 0 0 3396 ZIMMER BIOMET HOLDINGS ORD ORD 98956P102 455 4357 SH SOLE 0 0 4357 ZSCALER ORD ORD 98980G102 553 3362 SH SOLE 0 0 3362 ZOETIS CL A ORD ORD 98978V103 304 2047 SH SOLE 0 0 2047