0001398344-20-014749.txt : 20200731 0001398344-20-014749.hdr.sgml : 20200731 20200731131015 ACCESSION NUMBER: 0001398344-20-014749 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200731 DATE AS OF CHANGE: 20200731 EFFECTIVENESS DATE: 20200731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 201064975 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 06-30-2020 06-30-2020 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Chris Mills 954-670-8134 /s/ Chris Mills Ft. Lauderdale FL 07-30-2020 0 510 513674 INFORMATION TABLE 2 fp0056048_13fhr-table.xml 13F INFORMATION TABLE 3D PRINTING ETF ETF 00214Q500 226 10679 SH SOLE 0 0 10679 3M ORD ORD 88579Y101 750 4808 SH SOLE 0 0 4808 ABBOTT LABORATORIES ORD ORD 002824100 1339 14642 SH SOLE 0 0 14642 ABBVIE ORD ORD 00287Y109 1699 17306 SH SOLE 0 0 17306 ABERCROMBIE AND FITCH CL A ORD CL A ORD 002896207 688 64625 SH SOLE 0 0 64625 ABERCROMBIE JAN 15, 2021 CALL 20 CL A ORD 002896207 0 10 SH Call SOLE 0 0 10 ACCENTURE CL A ORD CL A ORD G1151C101 797 3714 SH SOLE 0 0 3714 ACELRX PHARMACEUTICALS ORD ORD 00444T100 24 20000 SH SOLE 0 0 20000 ADOBE ORD ORD 00724F101 3875 8901 SH SOLE 0 0 8901 ADVANCED MICRO DEVICES ORD ORD 007903107 373 7084 SH SOLE 0 0 7084 ADVANCED VIRAL RESH CORP COM COM 007928104 0 20000 SH SOLE 0 0 20000 AGNC INVESTMENT REIT ORD REIT ORD 00123Q104 232 17998 SH SOLE 0 0 17998 AGNICO EAGLE ORD ORD 008474108 399 6229 SH SOLE 0 0 6229 ALIBABA GROUP HOLDING ADR REP 8 ORD ORD 01609W102 1035 4800 SH SOLE 0 0 4800 ALPHABET CL A ORD CL A ORD 02079K305 3694 2605 SH SOLE 0 0 2605 ALPHABET CL C ORD CL C ORD 02079K107 3302 2336 SH SOLE 0 0 2336 ALPS ALERIAN MLP ETF MLP ETF 00162Q452 336 13625 SH SOLE 0 0 13625 ALPS EQUAL SECTOR WEIGHT ETF ETF 00162Q205 216 2966 SH SOLE 0 0 2966 ALTERYX CL A ORD CL A ORD 02156B103 567 3450 SH SOLE 0 0 3450 ALTRIA GROUP ORD ORD 02209S103 1020 25986 SH SOLE 0 0 25986 AMARIN ADR REP 1 ORD ORD 023111206 85 12300 SH SOLE 0 0 12300 AMAZON COM ORD ORD 023135106 23262 8432 SH SOLE 0 0 8432 AMERICAN AIRLINE JUL 17, 2020 CALL 11 ORD 02376R102 1 5 SH Call SOLE 0 0 5 AMERICAN AIRLINES GROUP ORD ORD 02376R102 137 10507 SH SOLE 0 0 10507 AMERICAN ELECTRIC POWER ORD ORD 025537101 483 6067 SH SOLE 0 0 6067 AMERICAN EXPRESS ORD ORD 025816109 372 3910 SH SOLE 0 0 3910 AMERICAN FIN CL A ORD CL A ORD 02607T109 114 14392 SH SOLE 0 0 14392 AMERICAN TOWER REIT REIT 03027X100 860 3326 SH SOLE 0 0 3326 AMERICN CENTURY DIVERS MUNC BOND ETF ETF 025072505 492 9315 SH SOLE 0 0 9315 AMGEN ORD ORD 031162100 596 2525 SH SOLE 0 0 2525 ANNALY CAP MNGT CUM RED SRS G PRF PRF 035710862 225 11232 SH SOLE 0 0 11232 ANNALY CAPITAL MANAGEMENT REIT ORD REIT ORD 035710409 732 111553 SH SOLE 0 0 111553 APACHE ORD ORD 037411105 267 19809 SH SOLE 0 0 19809 APOLLO COMM REAL EST FIN REIT ORD REIT ORD 03762U105 296 30171 SH SOLE 0 0 30171 APOLLO GLOBAL MANAGEMENT CL A ORD CL A ORD 03768E105 212 4247 SH SOLE 0 0 4247 APPLE JAN 15, 2021 CALL 310 ORD 037833100 14 2 SH Call SOLE 0 0 2 APPLE JUL 17, 2020 PUT 300 ORD 037833100 8 8 SH Put SOLE 0 0 8 APPLE ORD ORD 037833100 18686 51224 SH SOLE 0 0 51224 ARBOR REALTY REIT ORD REIT ORD 038923108 303 32822 SH SOLE 0 0 32822 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 258 4939 SH SOLE 0 0 4939 AT&T ORD ORD 00206R102 3209 106168 SH SOLE 0 0 106168 ATLASSIAN CL A ORD CL A ORD G06242104 403 2236 SH SOLE 0 0 2236 ATP OIL & GAS CORP COM COM 00208J108 0 76000 SH SOLE 0 0 76000 AXON ENTERPRISE ORD ORD 05464C101 320 3265 SH SOLE 0 0 3265 BANCO SANTANDER ADR REP 1 ORD ORD 05964H105 25 10438 SH SOLE 0 0 10438 BANK OF AMERICA ORD ORD 060505104 813 34249 SH SOLE 0 0 34249 BAOZUN ADR REP 3 ORD ORD 06684L103 218 5670 SH SOLE 0 0 5670 BARINGS CORPORATE INVESTORS CF CF 06759X107 162 12058 SH SOLE 0 0 12058 BECTON DICKINSON ORD ORD 075887109 295 1233 SH SOLE 0 0 1233 BERKSHIRE HATHWAY CL B ORD CL B ORD 084670702 1041 5830 SH SOLE 0 0 5830 BIOTECH MEDICS ORD ORD 090699307 1 80000 SH SOLE 0 0 80000 BLACKROCK CORE BOND CF CF 09249E101 226 14690 SH SOLE 0 0 14690 BLACKROCK CORPORATE HIGH YIELD CF CF 09255P107 148 14560 SH SOLE 0 0 14560 BLACKROCK INCOME CF CF 09247F100 84 13538 SH SOLE 0 0 13538 BLACKROCK MULTI SECTOR INCOME CF CF 09258A107 190 13218 SH SOLE 0 0 13218 BLACKROCK MUNIVEST II CF CF 09253T101 198 14625 SH SOLE 0 0 14625 BLACKROCK ORD ORD 09247X101 628 1155 SH SOLE 0 0 1155 BLACKROCK SCIENCE TECHNOLOGY CF CF 09258G104 727 19234 SH SOLE 0 0 19234 BLACKROCK SHORT OBLIGATIONS CL INSTL CL I 091936419 1518 150915 SH SOLE 0 0 150915 BLACKSTONE GROUP CL A ORD CL A ORD 09260D107 2161 38145 SH SOLE 0 0 38145 BLACKSTONE MORTGAGE CL A REIT ORD CL A REIT ORD 09257W100 794 32974 SH SOLE 0 0 32974 BLUEROCK RESIDENTIAL GRWTH CL A REIT CL A REIT 09627J102 227 28145 SH SOLE 0 0 28145 BOEING JAN 21, 2022 CALL 365 ORD 097023105 10 8 SH Call SOLE 0 0 8 BOEING ORD ORD 097023105 2209 12051 SH SOLE 0 0 12051 BP ADR EACH REPSTNG SIX ORD ORD 055622104 392 16795 SH SOLE 0 0 16795 BRISTOL MYERS SQUIBB CONTINGENT RTS RTS 110122157 69 19357 SH SOLE 0 0 19357 BRISTOL MYERS SQUIBB ORD ORD 110122108 1934 32899 SH SOLE 0 0 32899 BRISTOL-MYERS SEP 18, 2020 CALL 60 ORD 110122108 1 3 SH Call SOLE 0 0 3 BROADCOM ORD ORD 11135F101 666 2112 SH SOLE 0 0 2112 BROOKFIELD RENEWABLE PARTNERS UNT UNT G16258108 216 4507 SH SOLE 0 0 4507 CARLYLE GROUP ORD ORD 14316J108 218 7798 SH SOLE 0 0 7798 CARROLS RESTAURANT GROUP ORD ORD 14574X104 123 25415 SH SOLE 0 0 25415 CATERPILLAR JUN 18, 2021 PUT 125 ORD 149123101 18 10 SH Put SOLE 0 0 10 CATERPILLAR ORD ORD 149123101 369 2920 SH SOLE 0 0 2920 CENTURYLINK ORD ORD 156700106 125 12510 SH SOLE 0 0 12510 CHEVRON ORD ORD 166764100 2434 27277 SH SOLE 0 0 27277 CHIMERA INVESTMENT CUM RED SRS C PRF PRF 16934Q505 2797 150803 SH SOLE 0 0 150803 CHIMERA INVESTMENT REIT REIT 16934Q208 337 35093 SH SOLE 0 0 35093 CHIMERA INVESTMENT SRS B CUM RED PRF PRF 16934Q406 397 20437 SH SOLE 0 0 20437 CHIMERA INVT 8.125 CUM RED SRS D PRF PRF 16934Q604 226 11808 SH SOLE 0 0 11808 CHIPOTLE MEXICAN GRILL ORD ORD 169656105 2114 2009 SH SOLE 0 0 2009 CHUBB ORD ORD H1467J104 214 1686 SH SOLE 0 0 1686 CHURCH AND DWIGHT ORD ORD 171340102 411 5322 SH SOLE 0 0 5322 CISCO SYSTEMS ORD ORD 17275R102 3284 70411 SH SOLE 0 0 70411 CITIGROUP ORD ORD 172967424 323 6312 SH SOLE 0 0 6312 CLEVELAND CLIFFS ORD ORD 185899101 60 10900 SH SOLE 0 0 10900 CLOROX ORD ORD 189054109 553 2522 SH SOLE 0 0 2522 CLOUDFLARE CL A ORD CL A ORD 18915M107 273 7590 SH SOLE 0 0 7590 CLOUGH GLOBAL OPPORTUNITIES CF CF 18914E106 87 10000 SH SOLE 0 0 10000 COCA-COLA ORD ORD 191216100 840 18802 SH SOLE 0 0 18802 COHEN AND STEERS INFRASTRUCTURE CF CF 19248A109 293 13292 SH SOLE 0 0 13292 COHEN STEERS TOTAL RETURN REALTY CF CF 19247R103 203 16500 SH SOLE 0 0 16500 COLONY CREDIT REAL ESTATE CL A ORD CL A ORD 19625T101 206 29289 SH SOLE 0 0 29289 COMCAST CL A ORD CL A ORD 20030N101 389 9970 SH SOLE 0 0 9970 COMMUNICAT SVS SLCT SEC SPDR ETF ETF 81369Y852 202 3739 SH SOLE 0 0 3739 CONSTELLATION BRANDS CL A ORD CL A ORD 21036P108 911 5205 SH SOLE 0 0 5205 CORNERSTONE STRATEGIC VALUE CF CF 21924B302 308 30134 SH SOLE 0 0 30134 CORNERSTONE TOTAL RETURN CF CF 21924U300 217 21590 SH SOLE 0 0 21590 CORNING ORD ORD 219350105 262 10100 SH SOLE 0 0 10100 COSTCO WHOLESALE ORD ORD 22160K105 2198 7248 SH SOLE 0 0 7248 CROWN CASTLE INTERNATIONAL REIT ORD REIT ORD 22822V101 277 1654 SH SOLE 0 0 1654 CVS HEALTH NOV 20, 2020 CALL 75 ORD 126650100 0 1 SH Call SOLE 0 0 1 CVS HEALTH ORD ORD 126650100 494 7600 SH SOLE 0 0 7600 DANAHER ORD ORD 235851102 565 3197 SH SOLE 0 0 3197 DASEKE ORD ORD 23753F107 68 17250 SH SOLE 0 0 17250 DATADOG CL A ORD CL A ORD 23804L103 1273 14636 SH SOLE 0 0 14636 DEAN FOODS ORD ORD 242370203 3 35200 SH SOLE 0 0 35200 DELTA AIR JAN 15, 2021 PUT 23 ORD 247361702 3 10 SH Put SOLE 0 0 10 DELTA AIR LINES ORD ORD 247361702 228 8132 SH SOLE 0 0 8132 DEXCOM ORD ORD 252131107 216 534 SH SOLE 0 0 534 DIAGEO ADR REP 4 ORD REP 4 ORD 25243Q205 310 2306 SH SOLE 0 0 2306 DIEBOLD NIXDORF ORD ORD 253651103 280 46158 SH SOLE 0 0 46158 DOCUSIGN ORD ORD 256163106 1190 6911 SH SOLE 0 0 6911 DOMINION ENERGY ORD ORD 25746U109 1027 12652 SH SOLE 0 0 12652 DOMINION US JAN 15, 2021 PUT 75 ORD 25746U109 3 6 SH Put SOLE 0 0 6 DOMINION US JAN 21, 2022 CALL 95 ORD 25746U109 3 16 SH Call SOLE 0 0 16 DOUBLELINE INCOME SOLUTIONS CF CF 258622109 325 21134 SH SOLE 0 0 21134 DOVER ORD ORD 260003108 314 3250 SH SOLE 0 0 3250 DOW ORD ORD 260557103 947 23231 SH SOLE 0 0 23231 DOW SEP 18, 2020 CALL 47.5 ORD 260557103 0 1 SH Call SOLE 0 0 1 DUFF & PHELPS UTILITY & CORP BOND CF CF 26432K108 266 28500 SH SOLE 0 0 28500 DUKE ENERGY ORD ORD 26441C204 346 4336 SH SOLE 0 0 4336 DUPONT DE NEMOURS ORD ORD 26614N102 241 4540 SH SOLE 0 0 4540 EAGLE POINT CREDIT CF CF 269808101 108 15124 SH SOLE 0 0 15124 EATON VANCE TAX ADVANTAGE DIVIDND CF CF 27828G107 279 14515 SH SOLE 0 0 14515 EATON VANCE TAX MAN GL DIV EQ INC CF CF 27829F108 290 39340 SH SOLE 0 0 39340 EDWARDS LIFESCIENCES ORD ORD 28176E108 466 6746 SH SOLE 0 0 6746 ELI LILLY ORD ORD 532457108 743 4528 SH SOLE 0 0 4528 ENBRIDGE ORD ORD 29250N105 452 14857 SH SOLE 0 0 14857 ENERGY SELECT SECTOR SPDR ETF SPDR ETF 81369Y506 671 17723 SH SOLE 0 0 17723 ENERGY TRANSFER UNT UNT 29273V100 238 33430 SH SOLE 0 0 33430 ENRGY TRNSFR OPERT SRS D CUM RED PRF RED PRF 29278N400 540 27732 SH SOLE 0 0 27732 ENTERPRISE PRODUCTS PARTNERS UNT UNT 293792107 1585 87222 SH SOLE 0 0 87222 ETSY ORD ORD 29786A106 569 5360 SH SOLE 0 0 5360 EXACT SCIENCES ORD ORD 30063P105 229 2635 SH SOLE 0 0 2635 EXXON MOBIL ORD ORD 30231G102 2650 59258 SH SOLE 0 0 59258 FACEBOOK CL A ORD CL A ORD 30303M102 4697 20687 SH SOLE 0 0 20687 FASTLY CL A ORD CL A ORD 31188V100 475 5575 SH SOLE 0 0 5575 FEDERAL NATIONAL MORTGAGE ORD ORD 313586109 46 21300 SH SOLE 0 0 21300 FEDEX ORD ORD 31428X106 280 1996 SH SOLE 0 0 1996 FIDELITY TOTAL BOND ETF ETF 316188309 286 5303 SH SOLE 0 0 5303 FIREEYE ORD ORD 31816Q101 147 12105 SH SOLE 0 0 12105 FIRST DORSEY WRIGHT FOCUS 5 ETF ETF 33738R605 420 13041 SH SOLE 0 0 13041 FIRST TR NAS 100 EQL WEGHTD INDX ETF ETF 337344105 1069 13378 SH SOLE 0 0 13378 FIRST TRST HGH YLD OPPORT 2027 CF CF 33741Q107 617 30500 SH SOLE 0 0 30500 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 1348 23080 SH SOLE 0 0 23080 FIRST TRUST CLOUD COMPUTING ETF ETF 33734X192 384 5152 SH SOLE 0 0 5152 FIRST TRUST ENHANCED SHORT MTRTY ETF ETF 33739Q408 1204 20062 SH SOLE 0 0 20062 FIRST TRUST HEALTH CARE ALPHADEX ETF ETF 33734X143 342 3791 SH SOLE 0 0 3791 FIRST TRUST INTERNET INDEX CF ETF ETF 33733E302 1988 11662 SH SOLE 0 0 11662 FIRST TRUST ISE WATER INDEX ETF ETF 33733B100 699 12539 SH SOLE 0 0 12539 FIRST TRUST LRGE CAP CORE APADEX ETF ETF 33734K109 531 8914 SH SOLE 0 0 8914 FIRST TRUST MORNINGSTAR DIV LDRS ETF ETF 336917109 241 9496 SH SOLE 0 0 9496 FIRST TRUST MORTGAGE INCOME CF CF 33734E103 366 26550 SH SOLE 0 0 26550 FIRST TRUST NORTH AMERICAN ENERG ETF ETF 33738D101 696 34927 SH SOLE 0 0 34927 FIRST TRUST NYSE ARCA BIOTECH ID ETF ETF 33733E203 457 2727 SH SOLE 0 0 2727 FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 1143 62029 SH SOLE 0 0 62029 FIRST TRUST SENIOR LOAN ETF ETF 33738D309 4365 96733 SH SOLE 0 0 96733 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 823 17947 SH SOLE 0 0 17947 FIRST TRUST TCW OPPORTUNISTIC FI ETF ETF 33740F805 1774 32377 SH SOLE 0 0 32377 FIRST TRUST TECHNOLOGY ALPHADEX ETF ETF 33734X176 333 3998 SH SOLE 0 0 3998 FIRST TRUST ULTRA SHRT DUR MUNIC ETF ETF 33740J104 904 45000 SH SOLE 0 0 45000 FIRST TRUST US EQUITY OPRTNT ETF ETF 336920103 1614 19262 SH SOLE 0 0 19262 FIRST TRUST VALUE DIVIDEND INDEX ETF ETF 33734H106 2586 85293 SH SOLE 0 0 85293 FIRST TST NASDAQ 100 TEC ID ETF ETF 337345102 967 8866 SH SOLE 0 0 8866 FISERV ORD ORD 337738108 305 3120 SH SOLE 0 0 3120 FORD MOTOR ORD ORD 345370860 376 61874 SH SOLE 0 0 61874 FORTINET ORD ORD 34959E109 598 4356 SH SOLE 0 0 4356 FRST TRT LOW DRTN OPPRNTS ETF ETF 33739Q200 1962 37966 SH SOLE 0 0 37966 FS ENERGY AND POWER CF CF 30264D109 228 31386 SH SOLE 0 0 31386 FS KKR CAPITAL II ORD ORD 35952V303 165 12813 SH SOLE 0 0 12813 FST TST DOW JNS GLBL SEL DVD IDX ETF ETF 33734X200 196 10919 SH SOLE 0 0 10919 GABELLI UTILITY CF CF 36240A101 86 11902 SH SOLE 0 0 11902 GAMCO GLOBAL GOLD NTRL RSRCS INC CF CF 36465A109 62 17951 SH SOLE 0 0 17951 GE JAN 21, 2022 CALL 15 ORD 369604103 0 1 SH Call SOLE 0 0 1 GENERAL ELECTRIC ORD ORD 369604103 450 65834 SH SOLE 0 0 65834 GENERAL MILLS ORD ORD 370334104 437 7095 SH SOLE 0 0 7095 GILEAD SCIENCES ORD ORD 375558103 1041 13525 SH SOLE 0 0 13525 GOLDMAN SACHS ACTVBETA US LRG ETF ETF 381430503 395 6313 SH SOLE 0 0 6313 GOLDMAN SACHS BDC ORD ORD 38147U107 193 11900 SH SOLE 0 0 11900 GOLDMAN SACHS BK USA NY CD CLL ZRO LKD22 CD 38148DZ23 37 35000 SH SOLE 0 0 35000 GOLDMAN SACHS GROUP ORD ORD 38141G104 539 2728 SH SOLE 0 0 2728 GRILLED CHEESE TRUCK ORD ORD 39850T105 17 40000 SH SOLE 0 0 40000 GUESS ORD ORD 401617105 159 16480 SH SOLE 0 0 16480 GUESS JAN 15, 2021 PUT 20 ORD 401617105 6 6 SH Put SOLE 0 0 6 GUESS SEP 18, 2020 CALL 9 ORD 401617105 3 11 SH Call SOLE 0 0 11 GUGGENHEIM CREDIT ALLOCATION CF CF 40168G108 222 12577 SH SOLE 0 0 12577 GUGGENHEIM STRATEGIC OPPORTNITIES CF CF 40167F101 324 19146 SH SOLE 0 0 19146 GULFSLOPE ENERGY ORD ORD 40273W105 0 10000 SH SOLE 0 0 10000 HEALTHCAR TRST OF AM CL A REIT ORD CL A REIT ORD 42225P501 347 13081 SH SOLE 0 0 13081 HELMERICH AND PAYNE ORD ORD 423452101 230 11791 SH SOLE 0 0 11791 HERCULES CAPITAL ORD ORD 427096508 191 18215 SH SOLE 0 0 18215 HIGHLANDS REIT ORD ORD 43110A104 0 50482 SH SOLE 0 0 50482 HINES GLOBAL REIT INC COM INC COM 433240108 97 10743 SH SOLE 0 0 10743 HOME DEPOT ORD ORD 437076102 4233 16898 SH SOLE 0 0 16898 HONEYWELL INTERNATIONAL ORD ORD 438516106 1075 7437 SH SOLE 0 0 7437 HORMEL FOODS ORD ORD 440452100 415 8598 SH SOLE 0 0 8598 HOSPITALITY INVESTORS TRUST INC INC PER440200 433 20165 SH SOLE 0 0 20165 HUBSPOT ORD ORD 443573100 275 1225 SH SOLE 0 0 1225 HUNTINGTON BANC JAN 15, 2021 PUT 15 ORD 446150104 24 37 SH Put SOLE 0 0 37 HUNTINGTON BANCSHARES ORD ORD 446150104 235 26020 SH SOLE 0 0 26020 IBIZ TECHNOLOGY CORP COM NEW COM 45103B205 0 200000 SH SOLE 0 0 200000 IDEXX LABORATORIES ORD ORD 45168D104 2814 8524 SH SOLE 0 0 8524 ILLINOIS TOOL ORD ORD 452308109 468 2679 SH SOLE 0 0 2679 INNOVATOR S P 500 ULTRA BUFFR ETF ETF 45782C821 700 28109 SH SOLE 0 0 28109 INTEL ORD ORD 458140100 2668 44594 SH SOLE 0 0 44594 INTERNATIONAL BANCSHARES ORD ORD 459044103 7049 220150 SH SOLE 0 0 220150 INTERNATIONAL BUSINESS MACHINES ORD ORD 459200101 395 3269 SH SOLE 0 0 3269 INVENTRUST PPTYS REIT ORD REIT ORD 46124J102 55 49670 SH SOLE 0 0 49670 INVESCO CREDIT DYNAMIC OPP CF CF 46132R104 192 21522 SH SOLE 0 0 21522 INVESCO VALUE MUNICIPAL INCOME CF CF 46132P108 968 67012 SH SOLE 0 0 67012 INVSC 1 30 LADDERED TRSURY ETF ETF 46138E107 354 9000 SH SOLE 0 0 9000 INVSC AEROSPACE DEFENSE ETF ETF 46137V100 381 6870 SH SOLE 0 0 6870 INVSC DIVIDEND ACHIEVERS ETF ETF 46137V506 292 10364 SH SOLE 0 0 10364 INVSC NASDAQ INTERNET ETF ETF 46137V530 714 4026 SH SOLE 0 0 4026 INVSC PREFERRED ETF ETF 46138E511 831 58821 SH SOLE 0 0 58821 INVSC QQQ TRUST SRS 1 ETF ETF 46090E103 5049 20393 SH SOLE 0 0 20393 INVSC RAYMOND JAMES SB 1 EQUITY ETF ETF 46137V522 222 5695 SH SOLE 0 0 5695 INVSC S P 500 EQUAL WEIGHT ETF ETF 46137V357 1132 11126 SH SOLE 0 0 11126 INVSC S P 500 HIGH DIV LW VLTLTY ETF ETF 46138E362 446 13557 SH SOLE 0 0 13557 INVSC S P 500 LOW VOLATILITY ETF ETF 46138E354 1139 22919 SH SOLE 0 0 22919 INVSC S P 500 PURE GROWTH ETF ETF 46137V266 977 7547 SH SOLE 0 0 7547 INVSC S P 500 QUALITY ETF ETF 46137V241 1269 35835 SH SOLE 0 0 35835 INVSC S P 500 TOP 50 ETF ETF 46137V233 2052 8626 SH SOLE 0 0 8626 INVSC SP 500 EQL WGHT CNSMR STPL ETF ETF 46137V373 6846 50495 SH SOLE 0 0 50495 INVSC SP 500 EQL WGHT HLTH CARE ETF ETF 46137V332 349 1572 SH SOLE 0 0 1572 INVSC SP 500 EQUAL WEIGHT TECH ETF ETF 46137V282 436 2189 SH SOLE 0 0 2189 INVSC VARIABLE RATE PREFERRED ETF ETF 46138G870 396 16920 SH SOLE 0 0 16920 INVSC VARIABLE RT INVSTMNT ETF ETF 46090A879 2139 86915 SH SOLE 0 0 86915 ISHARE EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 281 4249 SH SOLE 0 0 4249 ISHARES 1-3 YEAR TREASRY BOND ETF ETF 464287457 630 7269 SH SOLE 0 0 7269 ISHARES 7-10 YEAR TRSURY BOND ETF ETF 464287440 286 2349 SH SOLE 0 0 2349 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 18064 480413 SH SOLE 0 0 480413 ISHARES CORE GROWTH ALLOCATION ETF ETF 464289867 244 5270 SH SOLE 0 0 5270 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 431 5310 SH SOLE 0 0 5310 ISHARES CORE MODERATE ALLOCATIN ETF ETF 464289875 350 8781 SH SOLE 0 0 8781 ISHARES CORE MSCI EAFE ETF ETF 46432F842 1534 26840 SH SOLE 0 0 26840 ISHARES CORE MSCI EMERGING ETF ETF 46434G103 370 7782 SH SOLE 0 0 7782 ISHARES CORE S&P 500 ETF ETF 464287200 6138 19820 SH SOLE 0 0 19820 ISHARES CORE S&P MID CAP ETF ETF 464287507 1330 7481 SH SOLE 0 0 7481 ISHARES CORE S&P SMALL CAP ETF ETF 464287804 1444 21147 SH SOLE 0 0 21147 ISHARES CORE S&P US GROWTH ETF ETF 464287671 292 4069 SH SOLE 0 0 4069 ISHARES CORE US AGGREGATE BOND ETF ETF 464287226 2433 20579 SH SOLE 0 0 20579 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 3919 64632 SH SOLE 0 0 64632 ISHARES EDGE MSCI USA MOMNTM ETF ETF 46432F396 539 4113 SH SOLE 0 0 4113 ISHARES ESG MSCI EM ETF ETF 46434G863 402 12524 SH SOLE 0 0 12524 ISHARES ESG MSCI USA ETF ETF 46435G425 822 11738 SH SOLE 0 0 11738 ISHARES EXPANDED TECH SECTOR ETF ETF 464287549 898 3216 SH SOLE 0 0 3216 ISHARES EXPANDED TECH STW SCTR ETF ETF 464287515 679 2390 SH SOLE 0 0 2390 ISHARES GLOBAL TECH ETF ETF 464287291 949 4030 SH SOLE 0 0 4030 ISHARES GOLD ETF ETF 464285105 727 42805 SH SOLE 0 0 42805 ISHARES IBONDS DEC 2020 TRM ETF ETF 46434VAQ3 274 10828 SH SOLE 0 0 10828 ISHARES IBONDS DEC 2021 TERM ETF ETF 46434VBK5 249 9882 SH SOLE 0 0 9882 ISHARES IBONDS DEC 2022 TERM ETF ETF 46434VBA7 244 9500 SH SOLE 0 0 9500 ISHARES IBOXX HIGH YIELD BOND ETF ETF 464288513 557 6826 SH SOLE 0 0 6826 ISHARES IBOXX INVT GRADE BOND ETF ETF 464287242 1269 9433 SH SOLE 0 0 9433 ISHARES INTERMEDT TERM CORP BOND ETF ETF 464288638 527 8725 SH SOLE 0 0 8725 ISHARES IV PLC USD ULTRASH BD ETF ETF G4955M341 316 3150 SH SOLE 0 0 3150 ISHARES MBS ETF ETF 464288588 322 2913 SH SOLE 0 0 2913 ISHARES MORGSTAR MID CAP GRO ETF ETF 464288307 1017 3468 SH SOLE 0 0 3468 ISHARES MORN MLTI ASS INC IND ETF ETF 46432F875 1258 56670 SH SOLE 0 0 56670 ISHARES MRNSTAR LRG CAP GRW ETF ETF 464287119 2215 9446 SH SOLE 0 0 9446 ISHARES MSCI EAFE ETF ETF 464287465 324 5328 SH SOLE 0 0 5328 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 483 5806 SH SOLE 0 0 5806 ISHARES MSCI GLO GOLD MINERS ETF ETF 46434G855 327 10842 SH SOLE 0 0 10842 ISHARES NASDAQ BIOTECHNOLOGY ETF ETF 464287556 350 2559 SH SOLE 0 0 2559 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 220 1905 SH SOLE 0 0 1905 ISHARES PHLX SEMICONDUCTOR ETF ETF 464287523 2082 7686 SH SOLE 0 0 7686 ISHARES PREFERRED INCOME SEC ETF ETF 464288687 671 19382 SH SOLE 0 0 19382 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 222 1158 SH SOLE 0 0 1158 ISHARES RUSSELL 2000 ETF ETF 464287655 1043 7288 SH SOLE 0 0 7288 ISHARES RUSSELL 3000 ETF ETF 464287689 1511 8390 SH SOLE 0 0 8390 ISHARES S&P 500 GROWTH ETF ETF 464287309 1712 8251 SH SOLE 0 0 8251 ISHARES S&P 500 VALUE ETF ETF 464287408 676 6245 SH SOLE 0 0 6245 ISHARES SELECT DIVIDEND ETF ETF 464287168 581 7195 SH SOLE 0 0 7195 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 2294 45875 SH SOLE 0 0 45875 ISHARES SHORT TERM CORPORAT BD ETF ETF 464288646 1964 35906 SH SOLE 0 0 35906 ISHARES SHORT TERM NTNL MUN BND ETF ETF 464288158 445 4122 SH SOLE 0 0 4122 ISHARES SILVER TRUST ETF ETF 46428Q109 359 21126 SH SOLE 0 0 21126 ISHARES TIPS BOND ETF ETF 464287176 2020 16421 SH SOLE 0 0 16421 ISHARES TOTAL US STOCK MARKET ETF ETF 464287150 1392 20052 SH SOLE 0 0 20052 ISHARES TOTAL USD BOND MARKET ETF ETF 46434V613 206 3786 SH SOLE 0 0 3786 ISHARES US AEROSPACE DEFENSE ETF ETF 464288760 241 1465 SH SOLE 0 0 1465 ISHARES US FINANCIALS ETF ETF 464287788 1900 17253 SH SOLE 0 0 17253 ISHARES US HEALTHCARE ETF ETF 464287762 410 1901 SH SOLE 0 0 1901 ISHARES US MEDICAL DEVICES ETF ETF 464288810 5513 20821 SH SOLE 0 0 20821 ISHARES US TECHNOLOGY ETF ETF 464287721 548 2029 SH SOLE 0 0 2029 ISHARES US TREASURY BOND ETF ETF 46429B267 2273 81220 SH SOLE 0 0 81220 ISHARES V PLC EXCHANGE TRADED ETF ETF G4R54M656 63 10100 SH SOLE 0 0 10100 ISHARS EDG MSCI USA QLTY FCTR ETF ETF 46432F339 632 6592 SH SOLE 0 0 6592 ISHR V PLC S AND P ENRG SEC UCIT ETF ETF G4R54M599 56 16000 SH SOLE 0 0 16000 JAKKS PACIFIC ORD ORD 47012E106 9 11500 SH SOLE 0 0 11500 JANUS HENDERSON SHRT DRTN INM ETF ETF 47103U886 266 5300 SH SOLE 0 0 5300 JOHNSON & JOHNSON ORD ORD 478160104 3289 23388 SH SOLE 0 0 23388 JOHNSON&JOHNSON JAN 15, 2021 PUT 145 ORD 478160104 1 1 SH Put SOLE 0 0 1 JOHNSON&JOHNSON JAN 21, 2022 CALL 160 ORD 478160104 1 1 SH Call SOLE 0 0 1 JPMORGAN CHASE ORD ORD 46625H100 2108 22410 SH SOLE 0 0 22410 KIMBERLY CLARK ORD ORD 494368103 387 2738 SH SOLE 0 0 2738 KINDER MORGAN CL P ORD CL P ORD 49456B101 235 15472 SH SOLE 0 0 15472 L3HARRIS TECHNOLOGIES ORD ORD 502431109 552 3251 SH SOLE 0 0 3251 LAM RESEARCH ORD ORD 512807108 318 983 SH SOLE 0 0 983 LOCKHEED MARTIN ORD ORD 539830109 2497 6842 SH SOLE 0 0 6842 LOWE'S COMPANIES ORD ORD 548661107 620 4587 SH SOLE 0 0 4587 LTC PROPERTIES REIT ORD REIT ORD 502175102 320 8500 SH SOLE 0 0 8500 MACQUARIE INFRASTRUCTURE ORD ORD 55608B105 327 10665 SH SOLE 0 0 10665 MAGELLAN MIDSTREAM PARTNERS UNT UNT 559080106 659 15275 SH SOLE 0 0 15275 MANNING AND NAPIER CL A ORD CL A ORD 56382Q102 72 25104 SH SOLE 0 0 25104 MARKETAXESS HOLDINGS ORD ORD 57060D108 673 1344 SH SOLE 0 0 1344 MASTERCARD CL A ORD CL A ORD 57636Q104 1448 4898 SH SOLE 0 0 4898 MATTEL ORD ORD 577081102 288 29807 SH SOLE 0 0 29807 MCCORMICK ORD ORD 579780206 533 2972 SH SOLE 0 0 2972 MCDONALD'S CORP JAN 15, 2021 PUT 210 ORD 580135101 3 1 SH SOLE 0 0 1 MCDONALD'S CORP JAN 21, 2022 CALL 200 ORD 580135101 2 1 SH Put SOLE 0 0 1 MCDONALD'S ORD ORD 580135101 1435 7779 SH Call SOLE 0 0 7779 MEDTRONIC ORD ORD G5960L103 895 9758 SH SOLE 0 0 9758 MERCADOLIBRE ORD ORD 58733R102 1214 1232 SH SOLE 0 0 1232 MERCK & CO JUL 17, 2020 PUT 77.5 ORD 58933Y105 1 4 SH Put SOLE 0 0 4 MERCK & CO ORD ORD 58933Y105 1265 16360 SH SOLE 0 0 16360 MICROSOFT ORD ORD 594918104 13120 64467 SH SOLE 0 0 64467 MODERNA ORD ORD 60770K107 236 3671 SH SOLE 0 0 3671 MONDELEZ INTERNATIONAL CL A ORD CL A ORD 609207105 207 4050 SH SOLE 0 0 4050 MONGODB CL A ORD CL A ORD 60937P106 457 2020 SH SOLE 0 0 2020 NAVIENT ORD ORD 63938C108 73 10450 SH SOLE 0 0 10450 NETFLIX ORD ORD 64110L106 581 1276 SH SOLE 0 0 1276 NEW MOUNTAIN FINANCE NTS NTS 647551209 391 16300 SH SOLE 0 0 16300 NEW RESIDENTIAL INVESTMENT REIT ORD REIT ORD 64828T201 107 14341 SH SOLE 0 0 14341 NEW YORK MORTGAGE REIT ORD REIT ORD 649604501 30 11373 SH SOLE 0 0 11373 NEWMONT ORD ORD 651639106 262 4252 SH SOLE 0 0 4252 NEXTERA ENERGY JAN 15, 2021 CALL 250 ORD 65339F101 11 10 SH Call SOLE 0 0 10 NEXTERA ENERGY ORD ORD 65339F101 2733 11378 SH SOLE 0 0 11378 NIKE CL B ORD CL B ORD 654106103 331 3373 SH SOLE 0 0 3373 NOKIA ADR REPSG 1 SER A ORD SER A ORD 654902204 99 22392 SH SOLE 0 0 22392 NORFOLK SOUTHERN ORD ORD 655844108 218 1244 SH SOLE 0 0 1244 NORTHROP GRUMMAN ORD ORD 666807102 357 1160 SH SOLE 0 0 1160 NORTHSTAR HEALTHCARE INCM INC COM COM 66705T105 166 16230 SH SOLE 0 0 16230 NORTONLIFELOCK ORD ORD 668771108 205 10334 SH SOLE 0 0 10334 NOVARTIS ADR REPSG 1 ORD ORD 66987V109 306 3507 SH SOLE 0 0 3507 NUVEEN CREDIT STRATEGIES INCOME CF CF 67073D102 132 22530 SH SOLE 0 0 22530 NUVEEN FLOATG RATE INCM OPPORTNTY CF CF 6706EN100 612 77995 SH SOLE 0 0 77995 NUVEEN PNSYLVANIA QLTY MNCPL INCM CF CF 670972108 541 39899 SH SOLE 0 0 39899 NUVEEN PREF AND INCM SECURITIES CF CF 67072C105 1297 153520 SH SOLE 0 0 153520 NUVEEN PREFERRED AND INCM OPP CF CF 67073B106 284 34567 SH SOLE 0 0 34567 NVIDIA ORD ORD 67066G104 2894 7618 SH SOLE 0 0 7618 OCCIDENTAL PETROLEUM ORD ORD 674599105 204 11125 SH SOLE 0 0 11125 OKTA CL A ORD ORD 679295105 1453 7259 SH SOLE 0 0 7259 OLD NATIONAL BANCORP ORD ORD 680033107 608 44210 SH SOLE 0 0 44210 OPKO HEALTH JUL 17, 2020 CALL 3 ORD 68375N103 8 139 SH Call SOLE 0 0 139 OPKO HEALTH ORD ORD 68375N103 540 158427 SH SOLE 0 0 158427 ORACLE ORD ORD 68389X105 368 6659 SH SOLE 0 0 6659 ORBCOMM ORD ORD 68555P100 65 17000 SH SOLE 0 0 17000 ORCHID ISLAND CAPITAL ORD ORD 68571X103 63 13298 SH SOLE 0 0 13298 OWL ROCK CAPITAL ORD ORD 69121K104 403 32700 SH SOLE 0 0 32700 PALO ALTO NETWORKS ORD ORD 697435105 1328 5784 SH SOLE 0 0 5784 PAYCOM SOFTWARE ORD ORD 70432V102 438 1413 SH SOLE 0 0 1413 PAYPAL HOLDINGS ORD ORD 70450Y103 622 3569 SH SOLE 0 0 3569 PEPSICO ORD ORD 713448108 1903 14385 SH SOLE 0 0 14385 PERMIAN BASIN ROYALTY UNT UNT 714236106 80 24250 SH SOLE 0 0 24250 PFIZER ORD ORD 717081103 2112 64602 SH SOLE 0 0 64602 PHILIP MORRIS INTERNATIONAL ORD ORD 718172109 607 8671 SH SOLE 0 0 8671 PHILLIPS 66 ORD ORD 718546104 294 4090 SH SOLE 0 0 4090 PHILLIPS EDISON GRO REIT I INC COM COM 71844V102 103 10302 SH SOLE 0 0 10302 PIMCO 0-5 YEAR HIGH YLD BND IDX ETF ETF 72201R783 482 5278 SH SOLE 0 0 5278 PIMCO CORP INCOME CF CF 72200U100 160 10084 SH SOLE 0 0 10084 PIMCO DYNMC CRDT AND MRTG INCM CF CF 72202D106 514 27892 SH SOLE 0 0 27892 PIMCO STRATEGIC INCOME CF CF 72200X104 132 20692 SH SOLE 0 0 20692 PIONEER DIVERSIFIED HIGH INCM CF CF 723653101 207 17233 SH SOLE 0 0 17233 PITNEY BOWES ORD ORD 724479100 71 27322 SH SOLE 0 0 27322 PLAINS ALL AMERICAN PIPELINE UNT UNT 726503105 179 20302 SH SOLE 0 0 20302 PLAINS GP HOLDINGS CL A ORD CL A ORD 72651A207 134 15000 SH SOLE 0 0 15000 PREFERRED APARTMENT COMM REIT ORD REIT ORD 74039L103 425 55867 SH SOLE 0 0 55867 PROCTER & GAMBLE ORD ORD 742718109 1812 15155 SH SOLE 0 0 15155 PROCTER GAMBLE JAN 15, 2021 PUT 155 PUT 742718109 7 2 SH Put SOLE 0 0 2 PROGRESSIVE ORD ORD 743315103 300 3742 SH SOLE 0 0 3742 PROLOGIS REIT REIT 74340W103 288 3082 SH SOLE 0 0 3082 PROSHARES S&P 500 DIV ARISTOCRAT ETF ETF 74348A467 2703 40126 SH SOLE 0 0 40126 PROSHARES SHORT QQQ ETF ETF 74347B714 190 10000 SH SOLE 0 0 10000 PROSHARES SHORT S&P 500 ETF ETF 74347B425 4198 187741 SH SOLE 0 0 187741 QORVO ORD ORD 74736K101 247 2235 SH SOLE 0 0 2235 QUALCOMM ORD ORD 747525103 811 8887 SH SOLE 0 0 8887 RAYTHEON TECHNOLOGIES ORD ORD 75513E101 576 9355 SH SOLE 0 0 9355 RCM TECHNOLOGIES ORD ORD 749360400 17 12339 SH SOLE 0 0 12339 REALTY INCOME REIT ORD REIT ORD 756109104 429 7205 SH SOLE 0 0 7205 REGENERON PHARMACEUTICALS ORD ORD 75886F107 228 365 SH SOLE 0 0 365 REPUBLIC SERVICES ORD ORD 760759100 319 3883 SH SOLE 0 0 3883 RIO TINTO ADR REP ONE ORD ORD 767204100 449 8000 SH SOLE 0 0 8000 ROSS STORES ORD ORD 778296103 393 4608 SH SOLE 0 0 4608 ROYAL DUTCH SHELL ADR REP 2 CL A ORD CL A ORD 780259206 333 10196 SH SOLE 0 0 10196 ROYAL GOLD ORD ORD 780287108 1374 11050 SH SOLE 0 0 11050 SALESFORCE.COM ORD ORD 79466L302 1901 10149 SH SOLE 0 0 10149 SAN JUAN BASIN UNT UNT 798241105 34 15000 SH SOLE 0 0 15000 SCEPTER HOLDINGS ORD ORD 80622F106 0 10000 SH SOLE 0 0 10000 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 547 10562 SH SOLE 0 0 10562 SCHWAB US TIPS ETF ETF 808524870 366 6095 SH SOLE 0 0 6095 SEA ADS REP CL A ORD CL A ORD 81141R100 228 2125 SH SOLE 0 0 2125 SEAGATE TECHNOLOGY ORD ORD G7945M107 353 7298 SH SOLE 0 0 7298 SELECT SECTOR HEALTH CARE SPDR ETF ETF 81369Y209 900 8994 SH SOLE 0 0 8994 SELECT SECTOR UTI SELECT SPDR ETF ETF 81369Y886 3285 58214 SH SOLE 0 0 58214 SELECT STR FINANCIAL SELECT SPDR ETF ETF 81369Y605 847 36598 SH SOLE 0 0 36598 SERVICE PROPERTIES TRUST ORD ORD 81761L102 140 19728 SH SOLE 0 0 19728 SERVICENOW ORD ORD 81762P102 2904 7169 SH SOLE 0 0 7169 SHERWIN WILLIAMS ORD ORD 824348106 331 573 SH SOLE 0 0 573 SHOPIFY CL A SUB VTG ORD ORD 82509L107 6396 6738 SH SOLE 0 0 6738 SNAP CL A ORD ORD 83304A106 232 9885 SH SOLE 0 0 9885 SOUTHERN CO NOV 20, 2020 CALL 57.5 ORD 842587107 0 1 SH Call SOLE 0 0 1 SOUTHERN ORD ORD 842587107 645 12431 SH SOLE 0 0 12431 SPDR BLACKSTONE GSO SENIOR LOAN ETF ETF 78467V608 416 9600 SH SOLE 0 0 9600 SPDR BLMBERG BRCLY CONV SECRT ETF ETF 78464A359 457 7548 SH SOLE 0 0 7548 SPDR BLMBRG BRCLY SHT TRM HGH ETF ETF 78468R408 206 8183 SH SOLE 0 0 8183 SPDR DOUBLELINE TTL RTRN TTCL ETF ETF 78467V848 2921 58960 SH SOLE 0 0 58960 SPDR DOW JONES INDUSTRIAL AVRG ETF ETF 78467X109 3538 13722 SH SOLE 0 0 13722 SPDR FUND CONSUMER DISCRE SELECT ETF ETF 81369Y407 1064 8331 SH SOLE 0 0 8331 SPDR FUND CONSUMER STAPLES ETF ETF 81369Y308 2469 42111 SH SOLE 0 0 42111 SPDR GOLD SHARES ETF ETF 78463V107 697 4167 SH SOLE 0 0 4167 SPDR NUVEEN BLMBRG BRCLYS HG ETF ETF 78464A284 220 3901 SH SOLE 0 0 3901 SPDR S&P 500 ETF ETF 78462F103 17841 57859 SH SOLE 0 0 57859 SPDR S&P AEROSPACE DEFENSE ETF ETF 78464A631 3278 37383 SH SOLE 0 0 37383 SPDR S&P DIVIDEND ETF ETF 78464A763 517 5672 SH SOLE 0 0 5672 SPROTT GOLD MINERS ETF ETF 85210B102 724 22900 SH SOLE 0 0 22900 SQUARE CL A ORD CL A ORD 852234103 1344 12808 SH SOLE 0 0 12808 STAG INDUSTRIAL REIT ORD REIT ORD 85254J102 425 14500 SH SOLE 0 0 14500 STARBUCKS ORD ORD 855244109 1115 15152 SH SOLE 0 0 15152 STARWOOD PROPERTY REIT REIT 85571B105 1520 101616 SH SOLE 0 0 101616 STONE HARBOR EMERGING MARKETS CF CF 86164T107 105 14917 SH SOLE 0 0 14917 STRYKER ORD ORD 863667101 791 4390 SH SOLE 0 0 4390 SYSCO NOV 20, 2020 CALL 55 ORD 871829107 1 1 SH Call SOLE 0 0 1 SYSCO ORD ORD 871829107 358 6551 SH SOLE 0 0 6551 TANDEM DIABETES CARE ORD ORD 875372203 398 4020 SH SOLE 0 0 4020 TARGET JAN 15, 2021 PUT 75 ORD 87612E106 1 10 SH Put SOLE 0 0 10 TARGET ORD ORD 87612E106 327 2724 SH SOLE 0 0 2724 TECHNOLOGY SELECT SECTOR SPDR ETF ETF 81369Y803 4162 39832 SH SOLE 0 0 39832 TELADOC HEALTH ORD ORD 87918A105 578 3029 SH SOLE 0 0 3029 TELEDYNE TECH ORD ORD 879360105 411 1321 SH SOLE 0 0 1321 TELLURIAN ORD ORD 87968A104 14 12450 SH SOLE 0 0 12450 TENCENT HOLDINGS ADR ADR 88032Q109 200 3130 SH SOLE 0 0 3130 TESLA ORD ORD 88160R101 2984 2763 SH SOLE 0 0 2763 THERMO FISHER SCIENTIFIC ORD ORD 883556102 1072 2959 SH SOLE 0 0 2959 TJX ORD ORD 872540109 385 7617 SH SOLE 0 0 7617 TRACTOR SUPPLY ORD ORD 892356106 245 1862 SH SOLE 0 0 1862 TRADE DESK CL A ORD CL A ORD 88339J105 1474 3626 SH SOLE 0 0 3626 TRANSOCEAN ORD ORD H8817H100 34 18409 SH SOLE 0 0 18409 TRI CONTINENTAL CF CF 895436103 426 17248 SH SOLE 0 0 17248 TWILIO CL A ORD CL A ORD 90138F102 1311 5973 SH SOLE 0 0 5973 UNION PACIFIC ORD ORD 907818108 415 2452 SH SOLE 0 0 2452 UNITED DEV FDG IV ORD ORD 910187103 19 11762 SH SOLE 0 0 11762 UNITED HEALTH PRODUCTS ORD ORD 91059D100 7 10049 SH SOLE 0 0 10049 UNITED PARCEL SERVICE CL B ORD CL B ORD 911312106 654 5886 SH SOLE 0 0 5886 UNITEDHEALTH GRP ORD ORD 91324P102 1228 4163 SH SOLE 0 0 4163 VANCK VCTRS INVST GRD FLOTNG ETF ETF 92189F486 1848 73832 SH SOLE 0 0 73832 VANECK VCTR MORNGSTR WD MOAT ETF ETF 92189F643 7267 139128 SH SOLE 0 0 139128 VANGUARD CONSUMER STAPLES ETF ETF 92204A207 758 5069 SH SOLE 0 0 5069 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 6004 51234 SH SOLE 0 0 51234 VANGUARD EXTENDED MARKET ETF ETF 922908652 364 3080 SH SOLE 0 0 3080 VANGUARD FTSE ALL WORLD EX US ETF ETF 922042775 1204 25279 SH SOLE 0 0 25279 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 960 24738 SH SOLE 0 0 24738 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 342 8633 SH SOLE 0 0 8633 VANGUARD GROWTH ETF ETF 922908736 2310 11432 SH SOLE 0 0 11432 VANGUARD HEALTH CARE ETF ETF 92204A504 672 3486 SH SOLE 0 0 3486 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 574 7292 SH SOLE 0 0 7292 VANGUARD INFORMATION TECHNOLOGY ETF ETF 92204A702 981 3518 SH SOLE 0 0 3518 VANGUARD INTERMEDIATE TERM BOND ETF ETF 921937819 445 4777 SH SOLE 0 0 4777 VANGUARD INTERMEDIATE TERM COR ETF ETF 92206C870 671 7049 SH SOLE 0 0 7049 VANGUARD INTRMDIAT TRM TRSRY ETF ETF 92206C706 1464 20739 SH SOLE 0 0 20739 VANGUARD LONG TERM BOND ETF ETF 921937793 328 2940 SH SOLE 0 0 2940 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 967 5911 SH SOLE 0 0 5911 VANGUARD MID CAP ETF ETF 922908629 363 2213 SH SOLE 0 0 2213 VANGUARD MID CAP VALUE ETF ETF 922908512 589 6159 SH SOLE 0 0 6159 VANGUARD MORTGAGE BACKED SEC ETF ETF 92206C771 377 6926 SH SOLE 0 0 6926 VANGUARD MUNI BND TAX EXEMPT ETF ETF 922907746 225 4160 SH SOLE 0 0 4160 VANGUARD REAL ESTATE ETF ETF 922908553 1061 13506 SH SOLE 0 0 13506 VANGUARD S&P 500 ETF ETF 922908363 5424 19139 SH SOLE 0 0 19139 VANGUARD SHORT TERM COR BD ETF ETF 92206C409 2916 35282 SH SOLE 0 0 35282 VANGUARD SHORT TERM TREASURY ETF ETF 92206C102 4224 67913 SH SOLE 0 0 67913 VANGUARD SHORT-TERM BOND ETF ETF 921937827 1425 17148 SH SOLE 0 0 17148 VANGUARD SHRT INF PROT SEC INDEX ETF ETF 922020805 486 9683 SH SOLE 0 0 9683 VANGUARD SMALL CAP ETF ETF 922908751 211 1445 SH SOLE 0 0 1445 VANGUARD SMALL CAP VALUE ETF ETF 922908611 322 3007 SH SOLE 0 0 3007 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 1236 13988 SH SOLE 0 0 13988 VANGUARD TOTAL CORPORATE BOND ETF ETF 92206C573 246 2678 SH SOLE 0 0 2678 VANGUARD TOTAL INTERNATIONAL BND ETF ETF 92203J407 687 11894 SH SOLE 0 0 11894 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 4243 27105 SH SOLE 0 0 27105 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 264 3526 SH SOLE 0 0 3526 VANGUARD VALUE ETF ETF 922908744 2478 24885 SH SOLE 0 0 24885 VCTRYSRS US EQ INCM ENHNCD WTD ETF ETF 92647N824 235 5045 SH SOLE 0 0 5045 VEEVA SYSTEMS ORD ORD 922475108 304 1296 SH SOLE 0 0 1296 VEREIT ORD ORD 92339V100 193 30052 SH SOLE 0 0 30052 VERIZON COMMUNICATIONS ORD ORD 92343V104 2867 51996 SH SOLE 0 0 51996 VERTEX PHARMACEUTICALS ORD ORD 92532F100 429 1478 SH SOLE 0 0 1478 VIRTUS TOTAL RETURN CF CF 92835W107 89 10890 SH SOLE 0 0 10890 VISA CL A ORD CF 92826C839 3005 15558 SH SOLE 0 0 15558 W P CAREY REIT ORD REIT ORD 92936U109 541 8003 SH SOLE 0 0 8003 WADDELL REED FIN SEP 18, 2020 CALL 15 CL A ORD 930059100 1 6 SH Call SOLE 0 0 6 WADDELL REED FINANCIAL CL A ORD CL A ORD 930059100 223 14355 SH SOLE 0 0 14355 WALGREEN BOOTS ALLIANCE ORD ORD 931427108 206 4871 SH SOLE 0 0 4871 WALMART ORD ORD 931142103 1788 14926 SH SOLE 0 0 14926 WALT DISNEY ORD ORD 254687106 2126 19068 SH SOLE 0 0 19068 WASTE MANAGEMENT ORD ORD 94106L109 1568 14802 SH SOLE 0 0 14802 WEC ENERGY GROUP ORD ORD 92939U106 414 4723 SH SOLE 0 0 4723 WELLS FARGO ORD ORD 949746101 293 11431 SH SOLE 0 0 11431 WENDYS ORD ORD 95058W100 212 9717 SH SOLE 0 0 9717 WESTERN ASSET INVSTMNT GRADE INCM CF CF 95766T100 157 10500 SH SOLE 0 0 10500 WESTERN MIDSTREAM PARTNERS COM UNT COM UNT 958669103 122 12200 SH SOLE 0 0 12200 WESTPAC BANKING ADR REP 1 ORD ORD 961214301 312 24950 SH SOLE 0 0 24950 WISDOMTREE US LARGECAP DIVIDEND ETF ETF 97717W307 1183 12738 SH SOLE 0 0 12738 WORKDAY CL A ORD CL A ORD 98138H101 645 3440 SH SOLE 0 0 3440 YUM BRANDS ORD ORD 988498101 329 3791 SH SOLE 0 0 3791 YUM CHINA ORD ORD 98850P109 216 4490 SH SOLE 0 0 4490 ZENDESK ORD ORD 98936J101 200 2260 SH SOLE 0 0 2260 ZOETIS CL A ORD CL A ORD 98978V103 399 2912 SH SOLE 0 0 2912 ZOOM VIDEO COMMUNICATIONS CL A ORD CL A ORD 98980L101 230 909 SH SOLE 0 0 909 ZYNGA CL A ORD CL A ORD 98986T108 270 28260 SH SOLE 0 0 28260