0001398344-20-001446.txt : 20200129
0001398344-20-001446.hdr.sgml : 20200129
20200129113946
ACCESSION NUMBER: 0001398344-20-001446
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200129
DATE AS OF CHANGE: 20200129
EFFECTIVENESS DATE: 20200129
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kovack Advisors, Inc.
CENTRAL INDEX KEY: 0001728321
IRS NUMBER: 200981614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18240
FILM NUMBER: 20557082
BUSINESS ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
BUSINESS PHONE: 954-670-8134
MAIL ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728321
XXXXXXXX
12-31-2019
12-31-2019
false
Kovack Advisors, Inc.
6451 N. FEDERAL HWY.
STE 1201
FT. LAUDERDALE
FL
33308
13F HOLDINGS REPORT
028-18240
N
Chris Mills
CCO
954-670-8134
/s/ Chris Mills
Ft. Lauderdale
FL
01-29-2020
0
502
559430
INFORMATION TABLE
2
fp0049765_13fhr-table.xml
13F INFORMATION TABLE
APPLE ORD
ORD
037833100
25179
85745
SH
SOLE
0
0
85745
APPLE JAN 17, 2020 CALL 185
ORD
037833100
152
14
SH
SOLE
0
0
14
AXON ENTERPRISE ORD
ORD
05464C101
255
3485
SH
SOLE
0
0
3485
ABBVIE ORD
ORD
00287Y109
2160
24395
SH
SOLE
0
0
24395
ABBVIE JAN 17, 2020 PUT 75
ORD
00287Y109
0
07
SH
SOLE
0
0
7
ARBOR REALTY REIT ORD
REIT ORD
038923108
356
24796
SH
SOLE
0
0
24796
ABBOTT LABORATORIES ORD
ORD
002824100
1290
14850
SH
SOLE
0
0
14850
AMERICAN CAMPUS COMM REIT ORD
REIT ORD
024835100
212
4500
SH
SOLE
0
0
4500
ACCENTURE CL A ORD
CL A ORD
G1151C101
1159
5506
SH
SOLE
0
0
5506
ADOBE ORD
ORD
00724F101
2267
6875
SH
SOLE
0
0
6875
AUTOMATIC DATA PROCESSING ORD
ORD
053015103
212
1245
SH
SOLE
0
0
1245
AMERICAN ELECTRIC POWER ORD
ORD
025537101
590
6241
SH
SOLE
0
0
6241
AMERICAN FIN CL A ORD
CL A ORD
02607T109
291
21929
SH
SOLE
0
0
21929
AFLAC ORD
ORD
001055102
305
5769
SH
SOLE
0
0
5769
ISHARES CORE US AGGREGATE BOND ETF
US AGGREGATE BOND ETF
464287226
2306
20517
SH
SOLE
0
0
20517
AGNC INVESTMENT REIT ORD
REIT ORD
00123Q104
335
18929
SH
SOLE
0
0
18929
ADVANCED MICRO DEVICES ORD
ORD
007903107
264
5764
SH
SOLE
0
0
5764
ALPS ALERIAN MLP ETF
MLP ETF
00162Q866
647
76084
SH
SOLE
0
0
76084
AMERICAN TOWER REIT
REIT
03027X100
672
2924
SH
SOLE
0
0
2924
AMAZON COM ORD
ORD
023135106
15880
8594
SH
SOLE
0
0
8594
AMAZON.COM JAN 17, 2020 CALL 2000
ORD
023135106
16
04
SH
SOLE
0
0
4
ABERCROMBIE AND FITCH CL A ORD
CL A ORD
002896207
1286
74371
SH
SOLE
0
0
74371
ANTHEM ORD
ORD
036752103
201
665
SH
SOLE
0
0
665
ISHARES CORE AGGRESSIVE ALLOCATI ETF
AGGRESSIVE ALLOCATION ETF
464289859
433
7467
SH
SOLE
0
0
7467
ISHARES CORE MODERATE ALLOCATIN ETF
MODERATE ALLOCATION ETF
464289875
831
20700
SH
SOLE
0
0
20700
ISHARES CORE GROWTH ALLOCATION ETF
GROWTH ALLOCATION ETF
464289867
576
12050
SH
SOLE
0
0
12050
AIR PRODUCTS AND CHEMICALS ORD
ORD
009158106
634
2699
SH
SOLE
0
0
2699
APOLLO GLOBAL MANAGEMENT CL A ORD
CL A ORD
03768E105
1085
22751
SH
SOLE
0
0
22751
PREFERRED APARTMENT COMM REIT ORD
REIT ORD
74039L103
391
29345
SH
SOLE
0
0
29345
APOLLO COMM REAL EST FIN REIT ORD
REIT ORD
03762U105
714
39031
SH
SOLE
0
0
39031
ARK GENOMIC REVOLUTION ETF
GENOMIC REVOLUTION ETF
00214Q302
806
24051
SH
SOLE
0
0
24051
BROADCOM ORD
ORD
11135F101
391
1237
SH
SOLE
0
0
1237
AMERICAN EXPRESS ORD
ORD
025816109
457
3673
SH
SOLE
0
0
3673
AMERICAN EXPRESS JAN 17, 2020 PUT 110
ORD
025816109
0
06
SH
SOLE
0
0
6
ALTERYX CL A ORD
CL A ORD
02156B103
219
2185
SH
SOLE
0
0
2185
BOEING ORD
ORD
097023105
3938
12089
SH
SOLE
0
0
12089
ALIBABA GROUP HOLDING ADR REP 8 ORD
ADR REP 8 ORD
01609W102
1166
5498
SH
SOLE
0
0
5498
ALIBABA JAN 17, 2020 CALL 175
ADR REP 8 ORD
01609W102
32
07
SH
SOLE
0
0
7
BANK OF AMERICA ORD
ORD
060505104
1016
28848
SH
SOLE
0
0
28848
BECTON DICKINSON ORD
ORD
075887109
349
1282
SH
SOLE
0
0
1282
BLACKROCK CORE BOND CF
CORE BOND CF
09249E101
214
14690
SH
SOLE
0
0
14690
SPDR BLMBRG BRCLY 1 3 MNTH T ETF
BLMBRG BRCLY 1 3 MNTH T ETF
78468R663
702
7682
SH
SOLE
0
0
7682
VANGUARD INTERMEDIATE TERM BOND ETF
INTERMEDIATE TERM BOND ETF
921937819
395
4528
SH
SOLE
0
0
4528
BANK OF NEW YORK MELLON ORD
ORD
064058100
226
4487
SH
SOLE
0
0
4487
BOOKING HOLDINGS ORD
ORD
09857L108
1070
521
SH
SOLE
0
0
521
BLACKROCK ORD
ORD
09247X101
417
830
SH
SOLE
0
0
830
VANGUARD LONG TERM BOND ETF
LONG TERM BOND ETF
921937793
277
2759
SH
SOLE
0
0
2759
BIOTECH MEDICS ORD
ORD
090699307
0
80000
SH
SOLE
0
0
80000
BRISTOL MYERS SQUIBB ORD
ORD
110122108
1849
28810
SH
SOLE
0
0
28810
BRISTOL-MYERS JAN 17, 2020 CALL 47
ORD
110122108
5
03
SH
SOLE
0
0
3
VANGUARD TOTAL BOND MARKET ETF
TOTAL BOND MARKET ETF
921937835
834
9942
SH
SOLE
0
0
9942
VANGUARD TOTAL INTERNATIONAL BND ETF
TOTAL INTERNATIONAL BND ETF
92203J407
628
11101
SH
SOLE
0
0
11101
BP ADR EACH REPSTNG SIX ORD
ORD
055622104
1236
32761
SH
SOLE
0
0
32761
BERKSHIRE HATHWAY CL B ORD
CL B ORD
084670702
1424
6289
SH
SOLE
0
0
6289
INVSC BULTSH 2020 HG YLD CRP BND ETF
BULTSH 2020 HG YLD CRP BND ETF
46138J601
411
17186
SH
SOLE
0
0
17186
INVSC BULTSH 2021 HG YLD CRP BND ETF
BULTSH 2021 HG YLD CRP BND ETF
46138J809
202
8198
SH
SOLE
0
0
8198
BLACKROCK SCIENCE TECHNOLOGY CF
SCIENCE TECHNOLOGY CF
09258G104
668
20068
SH
SOLE
0
0
20068
VANGUARD SHORT-TERM BOND ETF
SHORT-TERM BOND ETF
921937827
1582
19621
SH
SOLE
0
0
19621
BOSTON SCIENTIFIC ORD
ORD
101137107
415
9181
SH
SOLE
0
0
9181
ANHEUSER BUSCH ADR REP 1 ORD
ADR REP 1 ORD
03524A108
610
7434
SH
SOLE
0
0
7434
BLACKSTONE GROUP CL A ORD
CL A ORD
09260D107
1881
33618
SH
SOLE
0
0
33618
BLACKSTONE MORTGAGE CL A REIT ORD
CL A REIT ORD
09257W100
1452
39019
SH
SOLE
0
0
39019
BEYOND MEAT ORD
ORD
08862E109
270
3574
SH
SOLE
0
0
3574
CITIGROUP ORD
ORD
172967424
381
4769
SH
SOLE
0
0
4769
CONAGRA BRANDS ORD
ORD
205887102
272
7944
SH
SOLE
0
0
7944
CATERPILLAR ORD
ORD
149123101
789
5345
SH
SOLE
0
0
5345
CHUBB ORD
ORD
H1467J104
403
2590
SH
SOLE
0
0
2590
VCTRYSRS US EQ INCM ENHNCD WTD ETF
US EQ INCM ENHNCD WTD ETF
92647N824
246
5028
SH
SOLE
0
0
5028
CULLEN FROST BANKERS ORD
ORD
229899109
348
3556
SH
SOLE
0
0
3556
CARLYLE GROUP UNT
UNT
14309L102
248
7807
SH
SOLE
0
0
7807
CHURCH AND DWIGHT ORD
ORD
171340102
329
4672
SH
SOLE
0
0
4672
CHIMERA INVESTMENT REIT
REIT
16934Q208
572
27843
SH
SOLE
0
0
27843
CLEVELAND CLIFFS ORD
ORD
185899101
207
24600
SH
SOLE
0
0
24600
CORNERSTONE STRATEGIC VALUE CF
STRATEGIC VALUE CF
21924B302
297
26482
SH
SOLE
0
0
26482
COLONY CREDIT REAL ESTATE CL A ORD
CL A ORD
19625T101
300
22783
SH
SOLE
0
0
22783
CLOROX ORD
ORD
189054109
582
3790
SH
SOLE
0
0
3790
COMCAST CL A ORD
CL A ORD
20030N101
609
13541
SH
SOLE
0
0
13541
CHIPOTLE MEXICAN GRILL ORD
ORD
169656105
827
988
SH
SOLE
0
0
988
COMPASS MINERALS INTERNATIONAL ORD
ORD
20451N101
1106
18148
SH
SOLE
0
0
18148
CONOCOPHILLIPS ORD
ORD
20825C104
430
6619
SH
SOLE
0
0
6619
COSTCO WHOLESALE ORD
ORD
22160K105
1796
6109
SH
SOLE
0
0
6109
CORNERSTONE TOTAL RETURN CF
TOTAL RETURN CF
21924U300
312
28408
SH
SOLE
0
0
28408
SALESFORCE.COM ORD
ORD
79466L302
1365
8393
SH
SOLE
0
0
8393
CISCO SYSTEMS ORD
ORD
17275R102
2982
62171
SH
SOLE
0
0
62171
CINTAS ORD
ORD
172908105
209
778
SH
SOLE
0
0
778
CENTURYLINK ORD
ORD
156700106
243
18365
SH
SOLE
0
0
18365
CVS HEALTH ORD
ORD
126650100
645
8676
SH
SOLE
0
0
8676
CVS HEALTH JAN 17, 2020 CALL 75
ORD
126650100
6
05
SH
SOLE
0
0
5
CHEVRON ORD
ORD
166764100
3021
25066
SH
SOLE
0
0
25066
SPDR BLMBERG BRCLY CONV SECRT ETF
BLMBERG BRCLY CONV SECRT ETF
78464A359
469
8444
SH
SOLE
0
0
8444
DOMINION ENERGY ORD
ORD
25746U109
1523
18395
SH
SOLE
0
0
18395
DOMINION US JAN 17, 2020 PUT 70
ORD
25746U109
0
06
SH
SOLE
0
0
6
DELTA AIR LINES ORD
ORD
247361702
290
4960
SH
SOLE
0
0
4960
DIEBOLD NIXDORF ORD
ORD
253651103
298
28213
SH
SOLE
0
0
28213
DUPONT DE NEMOURS ORD
ORD
26614N102
439
6843
SH
SOLE
0
0
6843
DEERE ORD
ORD
244199105
251
1448
SH
SOLE
0
0
1448
DIAGEO ADR REP 4 ORD
ADR REP 4 ORD
25243Q205
485
2881
SH
SOLE
0
0
2881
ISHARES CORE DIVIDEND GROWTH ETF
CORE DIVIDEND GROWTH ETF
46434V621
14007
332936
SH
SOLE
0
0
332936
WISDOMTREE US QLT DIV GRW ETF
US QLT DIV GRW ETF
97717X669
234
4834
SH
SOLE
0
0
4834
DANAHER ORD
ORD
235851102
590
3843
SH
SOLE
0
0
3843
SPDR DOW JONES INDUSTRIAL AVRG ETF
DJIA ETF
78467X109
3324
11658
SH
SOLE
0
0
11658
WALT DISNEY ORD
ORD
254687106
2938
20313
SH
SOLE
0
0
20313
WISDOMTREE US LARGECAP DIVIDEND ETF
US LARGECAP DIVIDEND ETF
97717W307
2374
22411
SH
SOLE
0
0
22411
WISDOMTREE US MIDCAP DIVIDEND ETF
US MIDCAP DIVIDEND ETF
97717W505
2053
53975
SH
SOLE
0
0
53975
DOVER ORD
ORD
260003108
215
1863
SH
SOLE
0
0
1863
DOW ORD
ORD
260557103
568
10373
SH
SOLE
0
0
10373
DASEKE ORD
ORD
23753F107
127
40250
SH
SOLE
0
0
40250
DUKE ENERGY ORD
ORD
26441C204
354
3879
SH
SOLE
0
0
3879
ISHARES SELECT DIVIDEND ETF
SELECT DIVIDEND ETF
464287168
1899
17972
SH
SOLE
0
0
17972
ELECTRONIC ARTS ORD
ORD
285512109
224
2084
SH
SOLE
0
0
2084
CONSOLIDATED EDISON ORD
ORD
209115104
356
3940
SH
SOLE
0
0
3940
ISHARES MSCI EMERGING MARKETS ETF
MSCI EMERGING MARKETS ETF
464287234
317
7072
SH
SOLE
0
0
7072
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
1511
21766
SH
SOLE
0
0
21766
ISHARES JPMORGAN USD MTS BOND ETF
JPMORGAN USD MTS BOND ETF
464288281
287
2507
SH
SOLE
0
0
2507
WESTERN ASSET EMERGING MRKTS DEBT CF
EMERGING MRKTS DEBT CF
95766A101
602
42185
SH
SOLE
0
0
42185
VANECK VCTR J P MORGN LCL BND ETF
J P MORGN LCL BND ETF
92189H300
383
11259
SH
SOLE
0
0
11259
FIRST TRUST NORTH AMERICAN ENERG ETF
NORTH AMERICAN ENERG ETF
33738D101
800
31390
SH
SOLE
0
0
31390
EMERSON ELECTRIC ORD
ORD
291011104
209
2737
SH
SOLE
0
0
2737
EMERSON ELECTRIC JUN 19, 2020 CALL 75
ORD
291011104
3
04
SH
SOLE
0
0
4
ENBRIDGE ORD
ORD
29250N105
535
13462
SH
SOLE
0
0
13462
EATON VANCE ENHANCED EQTY INCOME CF
ENHANCED EQTY INCOME CF
278274105
880
55335
SH
SOLE
0
0
55335
ENTERPRISE PRODUCTS PARTNERS UNT
UNT
293792107
2013
71484
SH
SOLE
0
0
71484
ENTERPRISE PRODT MAR 20, 2020 PUT 28
UNT
293792107
1
36
SH
SOLE
0
0
36
ALPS EQUAL SECTOR WEIGHT ETF
EQUAL SECTOR WEIGHT ETF
00162Q205
582
7275
SH
SOLE
0
0
7275
ENERGY TRANSFER UNT
UNT
29273V100
379
29556
SH
SOLE
0
0
29556
EATON VANCE TX ADVNT GLBL DVD OPP CF
TX ADVNT GLBL DVD OPP CF
27828U106
247
9515
SH
SOLE
0
0
9515
ENRGY TRNSFR OPERT SRS D CUM RED PRF
SRS D CUM RED PRF
29278N400
573
23076
SH
SOLE
0
0
23076
EATON VANCE TAX ADVANTAGE DIVIDND CF
TAX ADVANTAGE DIVIDND CF
27828G107
375
14711
SH
SOLE
0
0
14711
EDWARDS LIFESCIENCES ORD
ORD
28176E108
450
1929
SH
SOLE
0
0
1929
ISHARES MSCI JAPAN ETF
MSCI JAPAN ETF
46434G822
268
4526
SH
SOLE
0
0
4526
EXACT SCIENCES ORD
ORD
30063P105
244
2635
SH
SOLE
0
0
2635
EXELON ORD
ORD
30161N101
259
5691
SH
SOLE
0
0
5691
FORD MOTOR ORD
ORD
345370860
637
68448
SH
SOLE
0
0
68448
FACEBOOK CL A ORD
CL A ORD
30303M102
3089
15048
SH
SOLE
0
0
15048
FIRST TRUST NYSE ARCA BIOTECH ID ETF
NYSE ARCA BIOTECH ID ETF
33733E203
319
2144
SH
SOLE
0
0
2144
FIRST TRUST MORNINGSTAR DIV LDRS ETF
MORNINGSTAR DIV LDRS ETF
336917109
242
7442
SH
SOLE
0
0
7442
FIDELITY LOW VOLATILITY FACTR ETF
LOW VOLATILITY FACTR ETF
316092824
1281
33088
SH
SOLE
0
0
33088
FIRST TRUST INTERNET INDEX CF ETF
INTERNET INDEX CF ETF
33733E302
1192
8571
SH
SOLE
0
0
8571
FEDEX ORD
ORD
31428X106
209
1385
SH
SOLE
0
0
1385
FRST TRT EMRG MKTS LCL CRNY BND ETF
EMRG MKTS LCL CRNY BND ETF
33739P202
234
5991
SH
SOLE
0
0
5991
FIRST TRUST LRGE CAP CORE APADEX ETF
LRGE CAP CORE APADEX ETF
33734K109
588
9011
SH
SOLE
0
0
9011
FST TST DOW JNS GLBL SEL DVD IDX ETF
DOW JNS GLBL SEL DVD IDX ETF
33734X200
276
11057
SH
SOLE
0
0
11057
FIDELITY MSCI INDUSTRIALS INDX ETF
MSCI INDUSTRIALS INDX ETF
316092709
308
7316
SH
SOLE
0
0
7316
FISERV ORD
ORD
337738108
256
2216
SH
SOLE
0
0
2216
FIRST TRUST ISE WATER INDEX ETF
ISE WATER INDEX ETF
33733B100
418
6975
SH
SOLE
0
0
6975
FIRST TRUST TCW OPPORTUNISTIC FI ETF
TCW OPPORTUNISTIC FI ETF
33740F805
1558
30059
SH
SOLE
0
0
30059
MEEDER MUIRFIELD CL INSTL MF
CL INSTL MF
58510R788
380
47536
SH
SOLE
0
0
47536
VANCK VCTRS INVST GRD FLOTNG ETF
GRD FLOTNG ETF
92189F486
2187
86389
SH
SOLE
0
0
86389
FIRST TRUST MORTGAGE INCOME CF
MORTGAGE INCOME CF
33734E103
350
25000
SH
SOLE
0
0
25000
FIRST TRUST PREFERRED SEC INCOME ETF
PREFERRED SEC INCOME ETF
33739E108
1242
61897
SH
SOLE
0
0
61897
FIRST TRUST US EQUITY OPRTNT ETF
US EQUITY OPRTNT ETF
336920103
636
7918
SH
SOLE
0
0
7918
FIRST TRUST CAPITAL STRENGTH ETF
CAPITAL STRENGTH ETF
33733E104
1095
18143
SH
SOLE
0
0
18143
FLR THLR BHVRL SL CP ET CL INSTL MF
SL CP ET CL INSTL MF
14064D865
1052
38508
SH
SOLE
0
0
38508
FORTINET ORD
ORD
34959E109
436
4080
SH
SOLE
0
0
4080
FIRST TRUST SENIOR LOAN ETF
SENIOR LOAN ETF
33738D309
4567
95306
SH
SOLE
0
0
95306
FIRST TRUST ENHANCED SHORT MTRTY ETF
ENHANCED SHORT MTRTY ETF
33739Q408
699
11628
SH
SOLE
0
0
11628
FIRST TRUST ULTRA SHRT DUR MUNIC ETF
ULTRA SHRT DUR MUNIC ETF
33740J104
905
45000
SH
SOLE
0
0
45000
FIRST DORSEY WRIGHT FOCUS 5 ETF
FOCUS 5 ETF
33738R605
355
11255
SH
SOLE
0
0
11255
FIRST TRUST VALUE DIVIDEND INDEX ETF
VALUE DIVIDEND INDEX ETF
33734H106
5852
162419
SH
SOLE
0
0
162419
FIRST TRUST TECHNOLOGY ALPHADEX ETF
TECHNOLOGY ALPHADEX ETF
33734X176
503
6934
SH
SOLE
0
0
6934
FIRST TRUST FINANCIALS ALPHADEX ETF
FINANCIALS ALPHADEX ETF
33734X135
258
7700
SH
SOLE
0
0
7700
FIRST TRUST UTILITIES ALPHADEX ETF
UTILITIES ALPHADEX ETF
33734X184
216
7385
SH
SOLE
0
0
7385
GENERAL DYNAMICS ORD
ORD
369550108
295
1675
SH
SOLE
0
0
1675
GENERAL ELECTRIC ORD
ORD
369604103
938
84046
SH
SOLE
0
0
84046
GUESS ORD
ORD
401617105
506
22624
SH
SOLE
0
0
22624
GAMCO GLOBAL GOLD NTRL RSRCS INC CF
GLOBAL GOLD NTRL RSRCS INC CF
36465A109
104
23694
SH
SOLE
0
0
23694
GILEAD SCIENCES ORD
ORD
375558103
258
3966
SH
SOLE
0
0
3966
GENERAL MILLS ORD
ORD
370334104
1039
19394
SH
SOLE
0
0
19394
SPDR GOLD SHARES ETF
GOLD SHARES ETF
78463V107
534
3737
SH
SOLE
0
0
3737
CORNING ORD
ORD
219350105
294
10086
SH
SOLE
0
0
10086
ALPHABET CL C ORD
CL C ORD
02079K107
2324
1738
SH
SOLE
0
0
1738
ALPHABET CL A ORD
CL A ORD
02079K305
3807
2843
SH
SOLE
0
0
2843
ISHARES US TREASURY BOND ETF
US TREASURY BOND ETF
46429B267
1795
69208
SH
SOLE
0
0
69208
GRILLED CHEESE TRUCK ORD
ORD
39850T105
17
40000
SH
SOLE
0
0
40000
GOLDMAN SACHS GROUP ORD
ORD
38141G104
419
1824
SH
SOLE
0
0
1824
GOLDMAN SACHS BDC ORD
ORD
38147U107
264
12400
SH
SOLE
0
0
12400
GLAXOSMITHKLINE ADR REP TWO ORD
ORD
37733W105
620
13195
SH
SOLE
0
0
13195
GOLDMAN SACHS ACTVBETA US LRG ETF
ACTVBETA US LRG ETF
381430503
693
10716
SH
SOLE
0
0
10716
GABELLI UTILITY CF
UTILITY CF
36240A101
169
21769
SH
SOLE
0
0
21769
HCA HEALTHCARE ORD
ORD
40412C101
245
1656
SH
SOLE
0
0
1656
HOME DEPOT ORD
ORD
437076102
3585
16416
SH
SOLE
0
0
16416
ISHARES CORE HIGH DIVIDEND ETF
CORE HIGH DIVIDEND ETF
46429B663
485
4944
SH
SOLE
0
0
4944
ISHARES CURRENCY HEDG MSCI EAFE ETF
CURRENCY HEDG MSCI EAFE ETF
46434V803
1252
41044
SH
SOLE
0
0
41044
HIGHLANDS REIT ORD
REIT ORD
43110A104
0
52417
SH
SOLE
0
0
52417
HONEYWELL INTERNATIONAL ORD
ORD
438516106
1644
9286
SH
SOLE
0
0
9286
HELMERICH AND PAYNE ORD
ORD
423452101
611
13458
SH
SOLE
0
0
13458
HORMEL FOODS ORD
ORD
440452100
641
14218
SH
SOLE
0
0
14218
HEALTHCAR TRST OF AM CL A REIT ORD
CL A REIT ORD
42225P501
388
12830
SH
SOLE
0
0
12830
HERCULES CAPITAL ORD
ORD
427096508
233
16617
SH
SOLE
0
0
16617
ISHARES IBOXX HIGH YIELD BOND ETF
IBOXX HIGH YIELD BOND ETF
464288513
396
4500
SH
SOLE
0
0
4500
FIRST TRUST TACTICAL HIGH YIELD ETF
TACTICAL HIGH YIELD ETF
33738D408
642
13164
SH
SOLE
0
0
13164
SPDR NUVEEN BLMBRG BRCLYS HG ETF
BLMBRG BRCLYS HG ETF
78464A284
230
3895
SH
SOLE
0
0
3895
PIMCO 0-5 YEAR HIGH YLD BND IDX ETF
0-5 YEAR HIGH YLD BND IDX ETF
72201R783
577
5783
SH
SOLE
0
0
5783
INVENTRUST PPTYS REIT ORD
REIT ORD
46124J102
80
51605
SH
SOLE
0
0
51605
ISHARES GOLD ETF
GOLD ETF
464285105
843
58121
SH
SOLE
0
0
58121
ISHARES NASDAQ BIOTECHNOLOGY ETF
NASDAQ BIOTECHNOLOGY ETF
464287556
293
2430
SH
SOLE
0
0
2430
ISHARES IBONDS DEC 2020 TRM ETF
IBONDS DEC 2020 TRM ETF
46434VAQ3
236
9328
SH
SOLE
0
0
9328
ISHARES IBONDS DEC 2021 TERM ETF
IBONDS DEC 2021 TERM ETF
46434VBK5
222
8882
SH
SOLE
0
0
8882
ISHARES IBONDS DEC 2022 TERM ETF
IBONDS DEC 2022 TERM ETF
46434VBA7
215
8500
SH
SOLE
0
0
8500
INTERNATIONAL BUSINESS MACHINES ORD
ORD
459200101
520
3881
SH
SOLE
0
0
3881
IBM JUN 19, 2020 PUT 130
ORD
459200101
7
11
SH
SOLE
0
0
11
INTERNATIONAL BANCSHARES ORD
ORD
459044103
8998
208908
SH
SOLE
0
0
208908
INTERCONTINENTAL EXCHANGE ORD
ORD
45866F104
309
3337
SH
SOLE
0
0
3337
ISHARES US UTILITIES ETF
US UTILITIES ETF
464287697
281
1735
SH
SOLE
0
0
1735
IDEXX LABORATORIES ORD
ORD
45168D104
2368
9068
SH
SOLE
0
0
9068
ISHARES 7-10 YEAR TRSURY BOND ETF
7-10 YEAR TRSURY BOND ETF
464287440
462
4191
SH
SOLE
0
0
4191
ISHARES CORE MSCI EAFE ETF
MSCI EAFE ETF
46432F842
2816
43166
SH
SOLE
0
0
43166
ISHARES CORE MSCI EMERGING ETF
MSCI EMERGING ETF
46434G103
3270
60832
SH
SOLE
0
0
60832
FST TRT DSY WRGHT INTRNL FOCS 5 ETF
INTRNL FOCS 5 ETF
33738R886
343
16095
SH
SOLE
0
0
16095
ISHARES INTERMEDT TERM CORP BOND ETF
CORP BOND ETF
464288638
751
12957
SH
SOLE
0
0
12957
ISHARES SHORT TERM CORPORAT BD ETF
SHORT TERM CORPORAT BD ETF
464288646
1660
30950
SH
SOLE
0
0
30950
ISHARES EXPANDED TECH STW SCTR ETF
EXPANDED TECH STW SCTR ETF
464287515
343
1471
SH
SOLE
0
0
1471
ISHARES US MEDICAL DEVICES ETF
US MEDICAL DEVICES ETF
464288810
956
3616
SH
SOLE
0
0
3616
INVESCO VALUE MUNICIPAL INCOME CF
VALUE MUNICIPAL INCOME CF
46132P108
1670
108982
SH
SOLE
0
0
108982
ISHARES CORE S&P MID CAP ETF
CORE S&P MID CAP ETF
464287507
1048
5093
SH
SOLE
0
0
5093
ISHARES CORE S&P SMALL CAP ETF
CORE S&P SMALL CAP ETF
464287804
1409
16799
SH
SOLE
0
0
16799
INTEL ORD
ORD
458140100
3411
56993
SH
SOLE
0
0
56993
INTEL JAN 17, 2020 CALL 57.5
ORD
458140100
7
07
SH
SOLE
0
0
7
IRON MOUNTAIN ORD
ORD
46284V101
524
16442
SH
SOLE
0
0
16442
INTUITIVE SURGICAL ORD
ORD
46120E602
364
617
SH
SOLE
0
0
617
ISHARES IV PLC USD ULTRASH BD ETF
IV PLC USD ULTRASH BD ETF
G4955M341
315
3150
SH
SOLE
0
0
3150
ISHARES US AEROSPACE DEFENSE ETF
US AEROSPACE DEFENSE ETF
464288760
3243
14605
SH
SOLE
0
0
14605
ISHARES TOTAL US STOCK MARKET ETF
TOTAL US STOCK MARKET ETF
464287150
1140
15681
SH
SOLE
0
0
15681
ILLINOIS TOOL ORD
ORD
452308109
491
2736
SH
SOLE
0
0
2736
ISHARES TOTAL USD BOND MARKET ETF
USD BOND MARKET ETF
46434V613
567
10879
SH
SOLE
0
0
10879
ISHARES CORE S&P US GROWTH ETF
CORE S&P US GROWTH ETF
464287671
350
5180
SH
SOLE
0
0
5180
ISHARES CORE S&P US VALUE ETF
CORE S&P US VALUE ETF
464287663
563
8926
SH
SOLE
0
0
8926
ISHARES S&P 500 VALUE ETF
S&P 500 VALUE ETF
464287408
1266
9729
SH
SOLE
0
0
9729
ISHARES CORE S&P 500 ETF
CORE S&P 500 ETF
464287200
7854
24298
SH
SOLE
0
0
24298
ISHARES S&P 500 GROWTH ETF
S&P 500 GROWTH ETF
464287309
1567
8095
SH
SOLE
0
0
8095
ISHARES RUSSELL 1000 VALUE ETF
RUSSELL 1000 VALUE ETF
464287598
239
1752
SH
SOLE
0
0
1752
ISHARES RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
605
3652
SH
SOLE
0
0
3652
ISHARES RUSSELL 2000 GROWTH ETF
RUSSELL 2000 GROWTH ETF
464287648
294
1374
SH
SOLE
0
0
1374
ISHARES RUSSELL 3000 ETF
RUSSELL 3000 ETF
464287689
2665
14138
SH
SOLE
0
0
14138
ISHARES GLOBAL TECH ETF
GLOBAL TECH ETF
464287291
883
4196
SH
SOLE
0
0
4196
ISHARES US FINANCIALS ETF
US FINANCIALS ETF
464287788
2304
16719
SH
SOLE
0
0
16719
ISHARES US INDUSTRIALS ETF
US INDUSTRIALS ETF
464287754
469
2799
SH
SOLE
0
0
2799
ISHARES MORN MLTI ASS INC IND ETF
MORN MLTI ASS INC IND ETF
46432F875
1704
66697
SH
SOLE
0
0
66697
ISHARES US TECHNOLOGY ETF
US TECHNOLOGY ETF
464287721
532
2288
SH
SOLE
0
0
2288
JD.COM ADR REP 2 CL A ORD
ADR REP 2 CL A ORD
47215P106
273
7745
SH
SOLE
0
0
7745
ISHARES MRNSTAR LRG CAP GRW ETF
LRG CAP GRW ETF
464287119
1278
6085
SH
SOLE
0
0
6085
JOHNSON & JOHNSON ORD
ORD
478160104
3805
26083
SH
SOLE
0
0
26083
JOHNSON&JOHNSON JAN 17, 2020 PUT 130
ORD
478160104
0
03
SH
SOLE
0
0
3
SPDR BLMBRG BRCLY HGH YLD BND ETF
HGH YLD BND ETF
78468R622
403
3682
SH
SOLE
0
0
3682
NUVEEN PREFERRED AND INCM OPP CF
PREFERRED AND INCM OPP CF
67073B106
283
27052
SH
SOLE
0
0
27052
JPMORGAN CHASE ORD
ORD
46625H100
2817
20207
SH
SOLE
0
0
20207
NUVEEN PREF AND INCM SECURITIES CF
PREF AND INCM SECURITIES CF
67072C105
4704
469000
SH
SOLE
0
0
469000
NUVEEN CREDIT STRATEGIES INCOME CF
CREDIT STRATEGIES INCOME CF
67073D102
176
22935
SH
SOLE
0
0
22935
NUVEEN FLOATG RATE INCM OPPORTNTY CF
FLOATG RATE INCM OPPORTNTY CF
6706EN100
1331
133231
SH
SOLE
0
0
133231
KIRKLAND LAKE GOLD ORD
GOLD ORD
49741E100
213
4837
SH
SOLE
0
0
4837
KIMBERLY CLARK ORD
ORD
494368103
630
4581
SH
SOLE
0
0
4581
COCA-COLA ORD
ORD
191216100
1075
19414
SH
SOLE
0
0
19414
COCA-COLA JAN 17, 2020 PUT 52.5
ORD
191216100
0
02
SH
SOLE
0
0
2
KRANESHARES CSI CHINA INTERNET ETF
CSI CHINA INTERNET ETF
500767306
772
15862
SH
SOLE
0
0
15862
L3HARRIS TECHNOLOGIES ORD
ORD
502431109
214
1081
SH
SOLE
0
0
1081
LINDE ORD
ORD
G5494J103
212
995
SH
SOLE
0
0
995
ELI LILLY ORD
ORD
532457108
507
3858
SH
SOLE
0
0
3858
FRST TRT LOW DRTN OPPRNTS ETF
LOW DRTN OPPRNTS ETF
33739Q200
1977
38161
SH
SOLE
0
0
38161
LOCKHEED MARTIN ORD
ORD
539830109
3223
8277
SH
SOLE
0
0
8277
LOWE'S COMPANIES ORD
ORD
548661107
397
3319
SH
SOLE
0
0
3319
ISHARES IBOXX INVT GRADE BOND ETF
INVT GRADE BOND ETF
464287242
1674
13080
SH
SOLE
0
0
13080
LTC PROPERTIES REIT ORD
REIT ORD
502175102
532
11881
SH
SOLE
0
0
11881
LAMB WESTON HOLDINGS ORD
WESTON HOLDINGS ORD
513272104
379
4402
SH
SOLE
0
0
4402
LEXINGTON REALTY REIT ORD
REIT ORD
529043101
266
25000
SH
SOLE
0
0
25000
LLOYDS BANKING GROUP ADR 4 ORD
ADR 4 ORD
539439109
69
20970
SH
SOLE
0
0
20970
MACYS ORD
ORD
55616P104
214
12614
SH
SOLE
0
0
12614
MASTERCARD CL A ORD
CL A ORD
57636Q104
1661
5563
SH
SOLE
0
0
5563
MATTEL ORD
ORD
577081102
467
34492
SH
SOLE
0
0
34492
ISHARES MBS ETF
MBS ETF
464288588
252
2332
SH
SOLE
0
0
2332
MCDONALD'S ORD
ORD
580135101
2472
12511
SH
SOLE
0
0
12511
BARINGS CORPORATE INVESTORS CF
CORPORATE INVESTORS CF
06759X107
364
21554
SH
SOLE
0
0
21554
MONGODB CL A ORD
CL A ORD
60937P106
269
2045
SH
SOLE
0
0
2045
MONDELEZ INTERNATIONAL CL A ORD
CL A ORD
609207105
397
7205
SH
SOLE
0
0
7205
MEDTRONIC ORD
ORD
G5960L103
1158
10210
SH
SOLE
0
0
10210
MERCADOLIBRE ORD
ORD
58733R102
721
1261
SH
SOLE
0
0
1261
VANGUARD MEGA CAP GROWTH ETF
MEGA CAP GROWTH ETF
921910816
862
5921
SH
SOLE
0
0
5921
MACQUARIE INFRASTRUCTURE ORD
ORD
55608B105
1365
31855
SH
SOLE
0
0
31855
PIMCO ENHANCED SHRT MATURTY ACTV ETF
SHRT MATURTY ACTV ETF
72201R833
934
9198
SH
SOLE
0
0
9198
MCCORMICK ORD
ORD
579780206
413
2434
SH
SOLE
0
0
2434
MARKETAXESS HOLDINGS ORD
ORD
57060D108
252
664
SH
SOLE
0
0
664
3M ORD
ORD
88579Y101
741
4202
SH
SOLE
0
0
4202
MAGELLAN MIDSTREAM PARTNERS UNT
UNT
559080106
965
15346
SH
SOLE
0
0
15346
MANNING AND NAPIER CL A ORD
CL A ORD
56382Q102
54
30915
SH
SOLE
0
0
30915
ALTRIA GROUP ORD
ORD
02209S103
1369
27431
SH
SOLE
0
0
27431
MARATHON PETROLEUM ORD
ORD
56585A102
234
3876
SH
SOLE
0
0
3876
MEDICAL PROPERTIES REIT ORD
REIT ORD
58463J304
414
19625
SH
SOLE
0
0
19625
MERCK & CO ORD
ORD
58933Y105
1814
19947
SH
SOLE
0
0
19947
MERCK & CO JAN 17, 2020 CALL 87.5
ORD
58933Y105
0
01
SH
SOLE
0
0
1
MORGAN STANLEY ORD
ORD
617446448
259
5074
SH
SOLE
0
0
5074
MICROSOFT ORD
ORD
594918104
8892
56384
SH
SOLE
0
0
56384
ISHARES EDGE MSCI USA MOMNTM ETF
MSCI USA MOMNTM ETF
46432F396
745
5932
SH
SOLE
0
0
5932
ISHARES NATIONAL MUNI BOND ETF
MUNI BOND ETF
464288414
488
4286
SH
SOLE
0
0
4286
BLACKROCK MUNIVEST II CF
MUNIVEST II CF
09253T101
216
14620
SH
SOLE
0
0
14620
ISHARES SHORT MATURITY BOND ETF
SHORT MATURITY BOND ETF
46431W507
3486
69373
SH
SOLE
0
0
69373
NEXTERA ENERGY ORD
ORD
65339F101
2959
12219
SH
SOLE
0
0
12219
NETFLIX ORD
ORD
64110L106
377
1164
SH
SOLE
0
0
1164
NIKE CL B ORD
CL B ORD
654106103
267
2631
SH
SOLE
0
0
2631
ANNALY CAPITAL MANAGEMENT REIT ORD
REIT ORD
035710409
882
93680
SH
SOLE
0
0
93680
NEW MOUNTAIN FINANCE NTS
NTS
647551209
382
14500
SH
SOLE
0
0
14500
PROSHARES S&P 500 DIV ARISTOCRAT ETF
S&P 500 DIV ARISTOCRAT ETF
74348A467
2467
32639
SH
SOLE
0
0
32639
NORTHROP GRUMMAN ORD
ORD
666807102
555
1613
SH
SOLE
0
0
1613
NOKIA ADR REPSG 1 SER A ORD
ADR REPSG 1 SER A ORD
654902204
125
33617
SH
SOLE
0
0
33617
SERVICENOW ORD
ORD
81762P102
1580
5598
SH
SOLE
0
0
5598
SERVICENOW JAN 17, 2020 PUT 240
ORD
81762P102
0
04
SH
SOLE
0
0
4
NEW RESIDENTIAL INVESTMENT REIT ORD
REIT ORD
64828T201
297
18466
SH
SOLE
0
0
18466
NORFOLK SOUTHERN ORD
ORD
655844108
250
1287
SH
SOLE
0
0
1287
NOVOCURE ORD
ORD
G6674U108
233
2768
SH
SOLE
0
0
2768
NVIDIA ORD
ORD
67066G104
1416
6020
SH
SOLE
0
0
6020
REALTY INCOME REIT ORD
REIT ORD
756109104
463
6282
SH
SOLE
0
0
6282
ONEOK ORD
ORD
682680103
331
4371
SH
SOLE
0
0
4371
ONEOK JAN 17, 2020 PUT 70
ORD
682680103
0
03
SH
SOLE
0
0
3
OKTA CL A ORD
CL A ORD
679295105
839
7275
SH
SOLE
0
0
7275
OMNICOM GROUP ORD
ORD
681919106
205
2527
SH
SOLE
0
0
2527
FIDELITY NASDAQ COMPOSITE INDX ETF
COMPOSITE INDX ETF
315912808
2255
6452
SH
SOLE
0
0
6452
OPKO HEALTH ORD
ORD
68375N103
31
21151
SH
SOLE
0
0
21151
ORBCOMM ORD
ORD
68555P100
134
31865
SH
SOLE
0
0
31865
OWL ROCK CAPITAL ORD
ORD
69121K104
444
24800
SH
SOLE
0
0
24800
ORACLE ORD
ORD
68389X105
480
9051
SH
SOLE
0
0
9051
ORACLE JAN 17, 2020 CALL 47
ORD
68389X105
1
01
SH
SOLE
0
0
1
OCCIDENTAL PETROLEUM ORD
ORD
674599105
657
15939
SH
SOLE
0
0
15939
PLAINS ALL AMERICAN PIPELINE UNT
UNT
726503105
370
20108
SH
SOLE
0
0
20108
PLAINS GP HOLDINGS CL A ORD
CL A ORD
72651A207
237
12500
SH
SOLE
0
0
12500
WESTERN ASSET INVSTMNT GRADE INCM CF
INVSTMNT GRADE INCM CF
95766T100
270
17400
SH
SOLE
0
0
17400
PALO ALTO NETWORKS ORD
ORD
697435105
1583
6845
SH
SOLE
0
0
6845
PAYCOM SOFTWARE ORD
ORD
70432V102
441
1666
SH
SOLE
0
0
1666
PAYCHEX ORD
ORD
704326107
215
2527
SH
SOLE
0
0
2527
PAYCHEX JAN 17, 2020 PUT 77.5
ORD
704326107
0
04
SH
SOLE
0
0
4
PITNEY BOWES ORD
ORD
724479100
133
32922
SH
SOLE
0
0
32922
PERMIAN BASIN ROYALTY UNT
UNT
714236106
94
24250
SH
SOLE
0
0
24250
PIMCO DYNMC CRDT AND MRTG INCM CF
CRDT AND MRTG INCM CF
72202D106
714
28337
SH
SOLE
0
0
28337
PEPSICO ORD
ORD
713448108
2320
16974
SH
SOLE
0
0
16974
PFIZER ORD
ORD
717081103
2812
71762
SH
SOLE
0
0
71762
ISHARES PREFERRED INCOME SEC ETF
PREFERRED INCOME SEC ETF
464288687
1182
31434
SH
SOLE
0
0
31434
PROCTER & GAMBLE ORD
ORD
742718109
2862
22916
SH
SOLE
0
0
22916
PROCTER GAMBLE JAN 15, 2021 PUT 155
ORD
742718109
7
02
SH
SOLE
0
0
2
INVSC PREFERRED ETF
PREFERRED ETF
46138E511
996
66378
SH
SOLE
0
0
66378
POLYMET MINING ORD
ORD
731916102
13
50000
SH
SOLE
0
0
50000
PHILIP MORRIS INTERNATIONAL ORD
ORD
718172109
988
11609
SH
SOLE
0
0
11609
PENNYMAC MORTGAGE INVEST REIT ORD
REIT ORD
70931T103
280
12580
SH
SOLE
0
0
12580
INVSC NASDAQ INTERNET ETF
INTERNET ETF
46137V530
422
2986
SH
SOLE
0
0
2986
PINNACLE WEST ORD
ORD
723484101
213
2365
SH
SOLE
0
0
2365
INVSC AEROSPACE DEFENSE ETF
DEFENSE ETF
46137V100
266
3891
SH
SOLE
0
0
3891
3D PRINTING ETF
ETF
00214Q500
608
27077
SH
SOLE
0
0
27077
SPDR WELLS FARGO PREFERRED STOCK ETF
PREFERRED STOCK ETF
78464A292
213
4845
SH
SOLE
0
0
4845
PHILLIPS 66 ORD
ORD
718546104
516
4630
SH
SOLE
0
0
4630
PAYPAL HOLDINGS ORD
ORD
70450Y103
736
6804
SH
SOLE
0
0
6804
INVSC NATIONAL AMTFREE MNCPL BND ETF
MNCPL BND ETF
46138E537
268
10115
SH
SOLE
0
0
10115
QUALCOMM ORD
COMM ORD
747525103
556
6307
SH
SOLE
0
0
6307
FIRST TR NAS 100 EQL WEGHTD INDX ETF
NAS 100 EQL WEGHTD INDX ETF
337344105
817
11075
SH
SOLE
0
0
11075
INVSC QQQ TRUST SRS 1 ETF
QQQ TRUST SRS 1 ETF
46090E103
5431
25545
SH
SOLE
0
0
25545
FIRST TST NASDAQ 100 TEC ID ETF
NASDAQ 100 TEC ID ETF
337345102
603
6023
SH
SOLE
0
0
6023
ISHARS EDG MSCI USA QLTY FCTR ETF
EDG MSCI USA QLTY FCTR ETF
46432F339
1064
10530
SH
SOLE
0
0
10530
PIMCO STRATEGIC INCOME CF
STRATEGIC INCOME CF
72200X104
194
21303
SH
SOLE
0
0
21303
FT RISING DIVIDEND ACHIEVERS ETF
RISING DIVIDEND ACHIEVERS ETF
33738R506
7039
196173
SH
SOLE
0
0
196173
ROYAL GOLD ORD
ORD
780287108
1076
8802
SH
SOLE
0
0
8802
RIO TINTO ADR REP ONE ORD
ADR REP ONE ORD
767204100
380
6400
SH
SOLE
0
0
6400
COHEN STEERS REIT PREFER INCOME CF
REIT PREFER INCOME CF
19247X100
202
8500
SH
SOLE
0
0
8500
ROSS STORES ORD
ORD
778296103
431
3698
SH
SOLE
0
0
3698
INVSC S P 500 PURE GROWTH ETF
500 PURE GROWTH ETF
46137V266
1041
8211
SH
SOLE
0
0
8211
REPUBLIC SERVICES ORD
ORD
760759100
524
5843
SH
SOLE
0
0
5843
INVSC S P 500 EQUAL WEIGHT ETF
S P 500 EQUAL WEIGHT ETF
46137V357
614
5310
SH
SOLE
0
0
5310
RAYTHEON ORD
ORD
755111507
1258
5727
SH
SOLE
0
0
5727
REDWOOD REIT ORD
REIT ORD
758075402
214
12915
SH
SOLE
0
0
12915
INVSC SP 500 EQL WGHT HLTH CARE ETF
SP 500 EQL WGHT HLTH CARE ETF
46137V332
269
1216
SH
SOLE
0
0
1216
INVSC RAYMOND JAMES SB 1 EQUITY ETF
RAYMOND JAMES SB 1 EQUITY ETF
46137V522
356
7395
SH
SOLE
0
0
7395
INVSC SP 500 EQUAL WEIGHT TECH ETF
SP 500 EQUAL WEIGHT TECH ETF
46137V282
328
1656
SH
SOLE
0
0
1656
BANCO SANTANDER ADR REP 1 ORD
ADR REP 1 ORD
05964H105
132
31933
SH
SOLE
0
0
31933
STARBUCKS ORD
ORD
855244109
1309
14891
SH
SOLE
0
0
14891
SCHWAB US DIVIDEND EQUITY ETF
US DIVIDEND EQUITY ETF
808524797
3285
56721
SH
SOLE
0
0
56721
SCHWAB US TIPS ETF
US TIPS ETF
808524870
358
6325
SH
SOLE
0
0
6325
SCHWAB US LARGE CAP ETF
US LARGE CAP ETF
808524201
230
2998
SH
SOLE
0
0
2998
SPDR S&P DIVIDEND ETF
S&P DIVIDEND ETF
78464A763
955
8877
SH
SOLE
0
0
8877
PROSHARES SHORT S&P 500 ETF
SHORT S&P 500 ETF
74347B425
1645
68521
SH
SOLE
0
0
68521
SHOPIFY CL A SUB VTG ORD
CL A SUB VTG ORD
82509L107
2107
5299
SH
SOLE
0
0
5299
SHERWIN WILLIAMS ORD
ORD
824348106
379
649
SH
SOLE
0
0
649
ISHARES 1-3 YEAR TREASRY BOND ETF
1-3 YEAR TREASRY BOND ETF
464287457
617
7291
SH
SOLE
0
0
7291
FIRST TRUST CLOUD COMPUTING ETF
CLOUD COMPUTING ETF
33734X192
450
7450
SH
SOLE
0
0
7450
ISHARES SILVER TRUST ETF
SILVER TRUST ETF
46428Q109
388
23267
SH
SOLE
0
0
23267
SPDR S&P 600 SMALL CAP ETF
S&P 600 SMALL CAP ETF
78464A813
416
5742
SH
SOLE
0
0
5742
SPDR SSGA US SL CP LW VLT INX ETF
SSGA US SL CP LW VLT INX ETF
78468R887
972
9716
SH
SOLE
0
0
9716
SONY ADR REP 1 ORD
ADR REP 1 ORD
835699307
279
4100
SH
SOLE
0
0
4100
SOUTHERN ORD
ORD
842587107
999
15690
SH
SOLE
0
0
15690
ISHARES PHLX SEMICONDUCTOR ETF
PHLX SEMICONDUCTOR ETF
464287523
335
1332
SH
SOLE
0
0
1332
SIMON PROP GRP REIT ORD
REIT ORD
828806109
321
2158
SH
SOLE
0
0
2158
INVSC S P 500 HIGH DIV LW VLTLTY ETF
S P 500 HIGH DIV LW VLTLTY ETF
46138E362
982
22307
SH
SOLE
0
0
22307
INVSC S P 500 QUALITY ETF
S P 500 QUALITY ETF
46137V241
902
24668
SH
SOLE
0
0
24668
INVSC S P 500 LOW VOLATILITY ETF
S P 500 LOW VOLATILITY ETF
46138E354
1189
20383
SH
SOLE
0
0
20383
SPDR S&P 500 ETF
S&P 500 ETF
78462F103
30405
94468
SH
SOLE
0
0
94468
SPDR S&P 500 GROWTH ETF
S&P 500 GROWTH ETF
78464A409
322
7681
SH
SOLE
0
0
7681
SQUARE CL A ORD
CL A ORD
852234103
880
14059
SH
SOLE
0
0
14059
SPDR BLACKSTONE GSO SENIOR LOAN ETF
BLACKSTONE GSO SENIOR LOAN ETF
78467V608
456
9779
SH
SOLE
0
0
9779
PROSHARES ULTRA S&P 500 ETF
ULTRA S&P 500 ETF
74347R107
331
2193
SH
SOLE
0
0
2193
STAG INDUSTRIAL REIT ORD
REIT ORD
85254J102
404
12783
SH
SOLE
0
0
12783
STARWOOD PROPERTY REIT
REIT
85571B105
2164
87065
SH
SOLE
0
0
87065
SEAGATE TECHNOLOGY ORD
ORD
G7945M107
448
7528
SH
SOLE
0
0
7528
CONSTELLATION BRANDS CL A ORD
CL A ORD
21036P108
1265
6666
SH
SOLE
0
0
6666
ISHARES SHORT TERM NTNL MUN BND ETF
SHORT TERM NTNL MUN BND ETF
464288158
531
4970
SH
SOLE
0
0
4970
SERVICE PROPERTIES TRUST ORD
ORD
81761L102
413
16974
SH
SOLE
0
0
16974
STRYKER ORD
ORD
863667101
547
2606
SH
SOLE
0
0
2606
SYSCO ORD
ORD
871829107
790
9241
SH
SOLE
0
0
9241
AT&T ORD
ORD
00206R102
4067
104076
SH
SOLE
0
0
104076
CARROLS RESTAURANT GROUP ORD
ORD
14574X104
255
36215
SH
SOLE
0
0
36215
TORONTO DOMINION ORD
ORD
891160509
399
7112
SH
SOLE
0
0
7112
TELEDYNE TECH ORD
ORD
879360105
458
1321
SH
SOLE
0
0
1321
ATLASSIAN CL A ORD
CL A ORD
G06242104
268
2231
SH
SOLE
0
0
2231
TRUIST FINANCIAL ORD
ORD
89832Q109
1305
23167
SH
SOLE
0
0
23167
TALLGRASS ENERGY CL A ORD
CL A ORD
874696107
327
14800
SH
SOLE
0
0
14800
TARGET ORD
ORD
87612E106
366
2856
SH
SOLE
0
0
2856
ISHARES TIPS BOND ETF
TIPS BOND ETF
464287176
1779
15262
SH
SOLE
0
0
15262
TJX ORD
ORD
872540109
719
11780
SH
SOLE
0
0
11780
ISHARES 20 PLS YEAR TREASURY BND ETF
20 PLS YEAR TREASURY BND ETF
464287432
493
3635
SH
SOLE
0
0
3635
THERMO FISHER SCIENTIFIC ORD
ORD
883556102
953
2934
SH
SOLE
0
0
2934
TANDEM DIABETES CARE ORD
ORD
875372203
246
4130
SH
SOLE
0
0
4130
TOTAL ADR REP 1 ORD
ADR REP 1 ORD
89151E109
267
4831
SH
SOLE
0
0
4831
SPDR DOUBLELINE TTL RTRN TTCL ETF
TTL RTRN TTCL ETF
78467V848
2820
57560
SH
SOLE
0
0
57560
TRIPLEPOINT VNTR GRTH BDC 5.75 NTS
VNTR GRTH BDC 5.75 NTS
89677Y308
445
17500
SH
SOLE
0
0
17500
TESLA ORD
ORD
88160R101
1097
2622
SH
SOLE
0
0
2622
TWILIO CL A ORD
CL A ORD
90138F102
646
6571
SH
SOLE
0
0
6571
TWITTER ORD
ORD
90184L102
218
6813
SH
SOLE
0
0
6813
TEXAS INSTRUMENTS ORD
ORD
882508104
546
4257
SH
SOLE
0
0
4257
TRI CONTINENTAL CF
CF
895436103
276
9780
SH
SOLE
0
0
9780
UBER TECHNOLOGIES ORD
ORD
90353T100
344
11555
SH
SOLE
0
0
11555
ULTA BEAUTY ORD
ORD
90384S303
1084
4282
SH
SOLE
0
0
4282
UNITEDHEALTH GRP ORD
ORD
91324P102
1325
4508
SH
SOLE
0
0
4508
UNION PACIFIC ORD
ORD
907818108
562
3109
SH
SOLE
0
0
3109
INNOVATOR S P 500 ULTRA BUFFR ETF
S P 500 ULTRA BUFFR ETF
45782C821
1059
42451
SH
SOLE
0
0
42451
UNITED PARCEL SERVICE CL B ORD
CL B ORD
911312106
706
6034
SH
SOLE
0
0
6034
UPS JUN 19, 2020 CALL 115
CL B ORD
911312106
1
01
SH
SOLE
0
0
1
US BANCORP ORD
ORD
902973304
766
12914
SH
SOLE
0
0
12914
ISHARES EDGE MSCI MIN VOL USA ETF
MSCI MIN VOL USA ETF
46429B697
6336
96581
SH
SOLE
0
0
96581
COHEN AND STEERS INFRASTRUCTURE CF
INFRASTRUCTURE CF
19248A109
269
10274
SH
SOLE
0
0
10274
UNITED TECHNOLOGIES ORD
ORD
913017109
1062
7089
SH
SOLE
0
0
7089
PROSHARES ULTRA RUSSELL 2000 ETF
ULTRA RUSSELL 2000 ETF
74347R842
220
2860
SH
SOLE
0
0
2860
VISA CL A ORD
CL A ORD
92826C839
3468
18456
SH
SOLE
0
0
18456
VANGUARD SMALL CAP ETF
SMALL CAP ETF
922908751
716
4320
SH
SOLE
0
0
4320
INVESCO BOND CF
CF
46132L107
383
18400
SH
SOLE
0
0
18400
VANGUARD SMALL CAP VALUE ETF
SMALL CAP VALUE ETF
922908611
411
2996
SH
SOLE
0
0
2996
VANGUARD INTERMEDIATE TERM COR ETF
INTERMEDIATE TERM COR ETF
92206C870
277
3034
SH
SOLE
0
0
3034
VANGUARD SHORT TERM COR BD ETF
SHORT TERM COR BD ETF
92206C409
2805
34613
SH
SOLE
0
0
34613
VANGUARD CONSUMER STAPLES ETF
CONSUMER STAPLES ETF
92204A207
862
5347
SH
SOLE
0
0
5347
VANGUARD FTSE DEVELOPED MARKETS ETF
FTSE DEVELOPED MARKETS ETF
921943858
895
20303
SH
SOLE
0
0
20303
VF ORD
ORD
918204108
286
2870
SH
SOLE
0
0
2870
VANGUARD INTRMDIAT TRM TRSRY ETF
INTRMDIAT TRM TRSRY ETF
92206C706
1086
16485
SH
SOLE
0
0
16485
VANGUARD FTSE EUROPE ETF
FTSE EUROPE ETF
922042874
665
11351
SH
SOLE
0
0
11351
VANGUARD SHORT TERM TREASURY ETF
SHORT TERM TREASURY ETF
92206C102
4185
68793
SH
SOLE
0
0
68793
VANGUARD INFORMATION TECHNOLOGY ETF
INFORMATION TECHNOLOGY ETF
92204A702
275
1125
SH
SOLE
0
0
1125
VANGUARD HEALTH CARE ETF
HEALTH CARE ETF
92204A504
421
2194
SH
SOLE
0
0
2194
VIACOMCBS CL B ORD
CL B ORD
92556H206
200
4772
SH
SOLE
0
0
4772
VANGUARD DIVIDEND APPRECIATION ETF
DIVIDEND APPRECIATION ETF
921908844
7282
58413
SH
SOLE
0
0
58413
VANGUARD INDUSTRIALS ETF
INDUSTRIALS ETF
92204A603
204
1329
SH
SOLE
0
0
1329
VALERO ENERGY ORD
ORD
91913Y100
219
2340
SH
SOLE
0
0
2340
VALLEY NATIONAL ORD
ORD
919794107
205
17896
SH
SOLE
0
0
17896
VANGUARD MORTGAGE BACKED SEC ETF
MORTGAGE BACKED SEC ETF
92206C771
489
9196
SH
SOLE
0
0
9196
VMWARE CL A ORD
CL A ORD
928563402
231
1520
SH
SOLE
0
0
1520
JANUS HENDERSON SHRT DRTN INM ETF
SHRT DRTN INM ETF
47103U886
223
4503
SH
SOLE
0
0
4503
VANGUARD REAL ESTATE ETF
REAL ESTATE ETF
922908553
2422
26098
SH
SOLE
0
0
26098
VANGUARD MID CAP ETF
MID CAP ETF
922908629
2538
14244
SH
SOLE
0
0
14244
VANGUARD MID CAP VALUE ETF
MID CAP VALUE ETF
922908512
595
4995
SH
SOLE
0
0
4995
VANGUARD S&P 500 ETF
S&P 500 ETF
922908363
1991
6732
SH
SOLE
0
0
6732
INVSC VARIABLE RT INVSTMNT ETF
VARIABLE RT INVSTMNT ETF
46090A879
2586
103590
SH
SOLE
0
0
103590
INVSC VARIABLE RATE PREFERRED ETF
VARIABLE RATE PREFERRED ETF
46138G870
564
21850
SH
SOLE
0
0
21850
VANGUARD TOTAL WORLD STOCK ETF
TOTAL WORLD STOCK ETF
922042742
250
3092
SH
SOLE
0
0
3092
INVESCO CREDIT DYNAMIC OPP CF
CREDIT DYNAMIC OPP CF
46132R104
220
19385
SH
SOLE
0
0
19385
VANGUARD TOTAL STOCK MARKET ETF
TOTAL STOCK MARKET ETF
922908769
7711
47125
SH
SOLE
0
0
47125
VANGUARD SHRT INF PROT SEC INDEX ETF
SHRT INF PROT SEC INDEX ETF
922020805
536
10877
SH
SOLE
0
0
10877
VENTAS REIT ORD
REIT ORD
92276F100
221
3833
SH
SOLE
0
0
3833
VANGUARD VALUE ETF
VALUE ETF
922908744
5071
42313
SH
SOLE
0
0
42313
VANGUARD GROWTH ETF
GROWTH ETF
922908736
3717
20403
SH
SOLE
0
0
20403
VIDENT CORE US EQUITY ETF
US EQUITY ETF
26922A503
1671
50385
SH
SOLE
0
0
50385
VANGUARD LARGE CAP ETF
LARGE CAP ETF
922908637
390
2636
SH
SOLE
0
0
2636
VANGUARD FTSE EMERGING MARKETS ETF
FTSE EMERGING MARKETS ETF
922042858
613
13778
SH
SOLE
0
0
13778
VANGUARD EXTENDED MARKET ETF
EXTENDED MARKET ETF
922908652
423
3358
SH
SOLE
0
0
3358
VANGUARD TOTAL INTERNATIONAL STK ETF
TOTAL INTERNATIONAL STK ETF
921909768
248
4444
SH
SOLE
0
0
4444
VANGUARD HIGH DIVIDEND YIELD ETF
HIGH DIVIDEND YIELD ETF
921946406
977
10430
SH
SOLE
0
0
10430
VERIZON COMMUNICATIONS ORD
ORD
92343V104
2980
48540
SH
SOLE
0
0
48540
WALGREEN BOOTS ALLIANCE ORD
ORD
931427108
203
3449
SH
SOLE
0
0
3449
WESTPAC BANKING ADR REP 1 ORD
ADR REP 1 ORD
961214301
429
25265
SH
SOLE
0
0
25265
WORKDAY CL A ORD
CL A ORD
98138H101
486
2957
SH
SOLE
0
0
2957
WADDELL REED FINANCIAL CL A ORD
CL A ORD
930059100
311
18620
SH
SOLE
0
0
18620
WEC ENERGY GROUP ORD
ORD
92939U106
389
4220
SH
SOLE
0
0
4220
WESTERN MIDSTREAM PARTNERS COM UNT
COM UNT
958669103
240
12200
SH
SOLE
0
0
12200
WELLS FARGO ORD
ORD
949746101
374
6943
SH
SOLE
0
0
6943
WASTE MANAGEMENT ORD
ORD
94106L109
1943
17051
SH
SOLE
0
0
17051
WALMART ORD
ORD
931142103
2370
19942
SH
SOLE
0
0
19942
WALMART JAN 17, 2020 PUT 105
ORD
931142103
0
02
SH
SOLE
0
0
2
W P CAREY REIT ORD
REIT ORD
92936U109
710
8866
SH
SOLE
0
0
8866
AQUA AMERICA ORD
ORD
03836W103
410
8740
SH
SOLE
0
0
8740
SPDR S&P AEROSPACE DEFENSE ETF
AEROSPACE DEFENSE ETF
78464A631
2634
24138
SH
SOLE
0
0
24138
SPDR S&P HEALTH CARE EQUIPMENT ETF
HEALTH CARE EQUIPMENT ETF
78464A581
3700
43204
SH
SOLE
0
0
43204
ENERGY SELECT SECTOR SPDR ETF
SECTOR SPDR ETF
81369Y506
305
5072
SH
SOLE
0
0
5072
SELECT STR FINANCIAL SELECT SPDR ETF
FINANCIAL SELECT SPDR ETF
81369Y605
1118
36338
SH
SOLE
0
0
36338
SELECT SECTOR INDUSTRIAL SPDR ETF
INDUSTRIAL SPDR ETF
81369Y704
412
5062
SH
SOLE
0
0
5062
TECHNOLOGY SELECT SECTOR SPDR ETF
TECHNOLOGY SPDR ETF
81369Y803
3255
35510
SH
SOLE
0
0
35510
SPDR FUND CONSUMER STAPLES ETF
CONSUMER STAPLES ETF
81369Y308
596
9466
SH
SOLE
0
0
9466
SELECT SECTOR UTI SELECT SPDR ETF
UTI SELECT SPDR ETF
81369Y886
652
10091
SH
SOLE
0
0
10091
SELECT SECTOR HEALTH CARE SPDR ETF
HEALTH CARE SPDR ETF
81369Y209
993
9751
SH
SOLE
0
0
9751
SPDR FUND CONSUMER DISCRE SELECT ETF
CONSUMER DISCRE SELECT ETF
81369Y407
1168
9309
SH
SOLE
0
0
9309
EXXON MOBIL ORD
ORD
30231G102
2644
37895
SH
SOLE
0
0
37895
YUM BRANDS ORD
ORD
988498101
430
4265
SH
SOLE
0
0
4265
YUM CHINA ORD
ORD
98850P109
207
4307
SH
SOLE
0
0
4307
ZEBRA TECHNOLOGIES CL A ORD
CL A ORD
989207105
216
847
SH
SOLE
0
0
847
ZOETIS CL A ORD
CL A ORD
98978V103
250
1888
SH
SOLE
0
0
1888