CCO

0001398344-19-014263.txt : 20190814 0001398344-19-014263.hdr.sgml : 20190814 20190814110443 ACCESSION NUMBER: 0001398344-19-014263 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 191023966 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 06-30-2019 06-30-2019 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Chris Mills CCO 954-670-8134 /s/ Chris Mills Ft. Lauderdale FL 08-13-2019 0 503 437499 INFORMATION TABLE 2 fp0044116_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM COM 037833100 20822 105203 SH SOLE 0 0 105203 APPLE INC CALL JAN00180000 COM 037833100 34 15 SH Call SOLE 0 0 15 AXON ENTERPRISE INC COM COM 05464C101 224 3490 SH SOLE 0 0 3490 ABBVIE INC COM COM 00287Y109 988 13582 SH SOLE 0 0 13582 ABBVIE INC PUT JAN00065000 COM 00287Y109 7 11 SH Put SOLE 0 0 11 ABBOTT LABS COM COM 002824100 1202 14296 SH SOLE 0 0 14296 AURORA CANNABIS INC COM COM 05156X108 176 22535 SH SOLE 0 0 22535 ACCENTURE PLC IRELAND SHS CLASS A PLC IRELAND SHS CLASS A G1151C101 761 4118 SH SOLE 0 0 4118 ISHARES TR MSCI ACWI ETF MSCI ACWI ETF 464288257 446 6052 SH SOLE 0 0 6052 ADOBE INC COM COM 00724F101 1678 5696 SH SOLE 0 0 5696 AUTOMATIC DATA PROCESSING INC COM COM 053015103 235 1422 SH SOLE 0 0 1422 AMERICAN ELEC PWR CO INC COM COM 025537101 575 6539 SH SOLE 0 0 6539 AMERICAN FIN TR INC COM CLASS A TR INC COM CLASS A 02607T109 223 20494 SH SOLE 0 0 20494 AFLAC INC COM COM 001055102 338 6169 SH SOLE 0 0 6169 ISHARES TR CORE US AGGBD ET TR CORE US AGGBD ET 464287226 1745 15670 SH SOLE 0 0 15670 AGNC INVT CORP COM COM 00123Q104 308 18284 SH SOLE 0 0 18284 ALLSTATE CORP COM COM 020002101 209 2053 SH SOLE 0 0 2053 AMGEN INC COM COM 031162100 687 3729 SH SOLE 0 0 3729 AMGEN INC CALL JAN00230000 COM 031162100 0 1 SH Call SOLE 0 0 1 ALPS ETF TR ALERIAN MLP ETF TR ALERIAN MLP 00162Q866 1065 108131 SH SOLE 0 0 108131 AMAZON COM INC COM COM 023135106 14854 7844 SH SOLE 0 0 7844 AMAZON COM INC CALL JAN02000000 COM 023135106 47 3 SH Call SOLE 0 0 3 ABERCROMBIE & FITCH CO CL A CL A 002896207 1050 65450 SH SOLE 0 0 65450 ISHARES TR AGGRES ALLOC ETF AGGRES ALLOC E 464289859 408 7404 SH SOLE 0 0 7404 ISHARES TR MODERT ALLOC ETF MODERT ALLOC ETF 464289875 563 14441 SH SOLE 0 0 14441 ISHARES TR GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 555 12050 SH SOLE 0 0 12050 APOLLO GLOBAL MGMT LLC CL A SHS CL A SHS 037612306 442 12877 SH SOLE 0 0 12877 PREFERRED APT CMNTYS INC COM COM 74039L103 471 31524 SH SOLE 0 0 31524 ARES DYNAMIC CR ALLOCATION FD COM COM 04014F102 257 17000 SH SOLE 0 0 17000 APOLLO COML REAL EST FIN INC COM COM 03762U105 347 18867 SH SOLE 0 0 18867 ARK ETF TR GENOMIC REV ETF GENOMIC REV ETF 00214Q302 238 6914 SH SOLE 0 0 6914 ARK ETF TR WEB X.O ETF WEB X.O ETF 00214Q401 2646 50883 SH SOLE 0 0 50883 AMERICAN EXPRESS CO COM COM 025816109 418 3388 SH SOLE 0 0 3388 AMERICAN EXPRESS CO PUT JAN00110000 COM 025816109 2 6 SH Put SOLE 0 0 6 BOEING CO COM COM 097023105 3164 8692 SH SOLE 0 0 8692 BOEING COMPANY PUT JAN00350000 COM 097023105 7 3 SH Put SOLE 0 0 3 ALIBABA GROUP HLDG LTD SPONSORED ADS LTD SPONSORED ADS 01609W102 1554 9168 SH SOLE 0 0 9168 ALIBABA GROUP HLDG LTD CALL JAN00150000 LTD SPONSORED ADS 01609W102 16 8 SH Call SOLE 0 0 8 BANK AMER CORP COM COM 060505104 706 24348 SH SOLE 0 0 24348 BANK AMER CORP CALL AUG00034000 COM 060505104 0 2 SH Call SOLE 0 0 2 BAYER A G SPONSORED ADR A G SPONSORED ADR 072730302 331 19093 SH SOLE 0 0 19093 BB&T CORP COM COM 054937107 987 20090 SH SOLE 0 0 20090 BUSINESS DEV CORP OF AMER COM COM 12325J101 167 21002 SH SOLE 0 0 21002 BECTON DICKINSON & CO COM COM 075887109 259 1026 SH SOLE 0 0 1026 WILLIAM BLAIR FDS EMGMKT SC GW I FDS EMGMKT SC GW I 969251859 271 17723 SH SOLE 0 0 17723 VANGUARD BD INDEX FD INC INTERMED TERM FD INC INTERMED TERM 921937819 642 7418 SH SOLE 0 0 7418 BOOKING HLDGS INC COM COM 09857L108 1040 555 SH SOLE 0 0 555 BLACKROCK INC COM COM 09247X101 326 694 SH SOLE 0 0 694 BLACKROCK INC CALL JAN00700000 COM 09247X101 0 1 SH Call SOLE 0 0 1 VANGUARD BD INDEX FD INC LONG TERM BOND FD INC LONG TERM BOND 921937793 317 3271 SH SOLE 0 0 3271 BRISTOL MYERS SQUIBB CO COM COM 110122108 769 16959 SH SOLE 0 0 16959 BRISTOL-MYERS SQUIBB CALL JAN00045000 COM 110122108 2 8 SH Call SOLE 0 0 8 BRISTOL-MYERS SQUIBB PUT SEP00046000 COM 110122108 1 5 SH Put SOLE 0 0 5 VANGUARD CHARLOTTE FDS INTL BD IDX ETF FDS INTL BD IDX ETF 92203J407 695 12129 SH SOLE 0 0 12129 BP PLC SPONSORED ADR SPONSORED ADR 055622104 1004 24070 SH SOLE 0 0 24070 BLUEROCK RESIDENTIAL GRW REIT COM CL A COM CL A 09627J102 151 12826 SH SOLE 0 0 12826 INVESCO EXCH TRD SLF IDX FD TR BULSHS 2021 CB SLF IDX FD TR BULSHS 2021 CB 46138J700 385 18147 SH SOLE 0 0 18147 INVESCO EXCH TRD SLF IDX FD TR BULSHS 2019 HY SLF IDX FD TR BULSHS 2019 HY 46138J403 497 20748 SH SOLE 0 0 20748 INVESCO EXCH TRD SLF IDX FD TR BULSHS 2020 HY SLF IDX FD TR BULSHS 2020 HY 46138J601 328 13627 SH SOLE 0 0 13627 INVESCO EXCH TRD SLF IDX FD TR BULSHS 2021 HY SLF IDX FD TR BULSHS 2021 HY 46138J809 214 8651 SH SOLE 0 0 8651 VANGUARD BD INDEX FD INC SHORT TRM BOND SHORT TRM BOND 921937827 2153 26736 SH SOLE 0 0 26736 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR SA/NV SPONSORED ADR 03524A108 702 7935 SH SOLE 0 0 7935 BLACKSTONE GROUP INC CALL JAN00032000 L P COM UNIT LTD 09253U108 4 8 SH Call SOLE 0 0 8 BLACKSTONE GROUP L P COM UNIT LTD L P COM UNIT LTD 09253U108 943 21231 SH SOLE 0 0 21231 BLACKSTONE MTG TR INC COM CL A COM CL A 09257W100 842 23665 SH SOLE 0 0 23665 BAOZUN INC SPONSORED ADR SPONSORED ADR 06684L103 227 4545 SH SOLE 0 0 4545 CITIGROUP INC COM NEW COM NEW 172967424 275 3933 SH SOLE 0 0 3933 CITIGROUP INC CALL JAN00065000 COM NEW 172967424 1 1 SH Call SOLE 0 0 1 CONAGRA BRANDS INC COM COM 205887102 217 8198 SH SOLE 0 0 8198 CATERPILLAR INC DEL COM COM 149123101 766 5618 SH SOLE 0 0 5618 CATERPILLAR INC CALL JAN00180000 COM 149123101 0 2 SH Call SOLE 0 0 2 CHUBB LIMITED COM COM H1467J104 244 1654 SH SOLE 0 0 1654 VICTORY PORTFOLIOS II VCSHS US EQ INCM VCSHS US EQ INCM 92647N824 306 6719 SH SOLE 0 0 6719 CELGENE CORP COM COM 151020104 1597 17280 SH SOLE 0 0 17280 CELGENE CORP CALL OCT00120000 COM 151020104 0 1 SH Call SOLE 0 0 1 CULLEN FROST BANKERS INC COM COM 229899109 371 3965 SH SOLE 0 0 3965 CANOPY GROWTH CORP COM COM 138035100 984 24410 SH SOLE 0 0 24410 CHURCH & DWIGHT INC COM COM 171340102 399 5466 SH SOLE 0 0 5466 CALAMOS GBL DYN INCOME FUND COM FUND COM 12811L107 92 11386 SH SOLE 0 0 11386 CORNERSTONE STRATEGIC VALUE FD COM 21924B302 296 25468 SH SOLE 0 0 25468 COLONY CR REAL ESTATE INC COM CL A COM CL A 19625T101 522 33666 SH SOLE 0 0 33666 CLOROX CO DEL COM COM 189054109 532 3477 SH SOLE 0 0 3477 COMCAST CORP NEW CL A NEW CL A 20030N101 604 14289 SH SOLE 0 0 14289 CHIPOTLE MEXICAN GRILL INC COM COM 169656105 870 1187 SH SOLE 0 0 1187 COMPASS MINERALS INTL INC COM COM 20451N101 639 11638 SH SOLE 0 0 11638 CONOCOPHILLIPS COM COM 20825C104 456 7471 SH SOLE 0 0 7471 COSTCO WHSL CORP NEW COM NEW COM 22160K105 1197 4532 SH SOLE 0 0 4532 CORNERSTONE TOTAL RTRN FD INC COM COM 21924U300 237 20961 SH SOLE 0 0 20961 SALESFORCE COM INC COM COM 79466L302 1402 9241 SH SOLE 0 0 9241 CISCO SYS INC COM COM 17275R102 2426 44323 SH SOLE 0 0 44323 COSTAR GROUP INC COM COM 22160N109 213 385 SH SOLE 0 0 385 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT COM SH BEN INT 128125101 171 13420 SH SOLE 0 0 13420 CENTURYLINK INC COM COM 156700106 197 16713 SH SOLE 0 0 16713 CVS HEALTH CORP COM COM 126650100 550 10097 SH SOLE 0 0 10097 CVS CAREMARK CORP CALL AUG00105000 COM 126650100 2 12 SH Call SOLE 0 0 12 CHEVRON CORP NEW COM NEW COM 166764100 2603 20916 SH SOLE 0 0 20916 SPDR SERIES TRUST BLMBRG BRC CNVRT BLMBRG BRC CNVRT 78464A359 474 8970 SH SOLE 0 0 8970 DOMINION ENERGY INC COM COM 25746U109 766 9906 SH SOLE 0 0 9906 DIEBOLD NXDF INC COM COM 253651103 263 28760 SH SOLE 0 0 28760 DEERE & CO COM COM 244199105 256 1544 SH SOLE 0 0 1544 DECKERS OUTDOOR CORP COM COM 243537107 301 1711 SH SOLE 0 0 1711 DIAGEO P L C SPON ADR NEW P L C SPON ADR NEW 25243Q205 392 2276 SH SOLE 0 0 2276 DEAN FOODS CO NEW COM NEW COM NEW 242370203 35 37800 SH SOLE 0 0 37800 ISHARES TR CORE DIV GRWTH DIV GRWTH 46434V621 5907 154622 SH SOLE 0 0 154622 WISDOMTREE TR US QTLY DIV GRT US QTLY DIV GRT 97717X669 887 20332 SH SOLE 0 0 20332 DANAHER CORPORATION COM COM 235851102 291 2034 SH SOLE 0 0 2034 SPDR DOW JONES INDL AVRG ETF UT SER 1 UT SER 1 78467X109 8285 31164 SH SOLE 0 0 31164 DISNEY WALT CO COM DISNEY COM 254687106 2037 14588 SH SOLE 0 0 14588 DISNEY WALT COMPANY CALL JAN00135000 COM 254687106 1 2 SH Call SOLE 0 0 2 WISDOMTREE TR US LARGECAP DIVD US LARGECAP DIVD 97717W307 1697 17515 SH SOLE 0 0 17515 WISDOMTREE TR US MIDCAP DIVID US MIDCAP DIVID 97717W505 1872 51712 SH SOLE 0 0 51712 DASEKE INC COM COM 23753F107 124 34400 SH SOLE 0 0 34400 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 219 2479 SH SOLE 0 0 2479 ISHARES TR SELECT DIVID ETF SELECT DIVID ETF 464287168 1563 15702 SH SOLE 0 0 15702 CONSOLIDATED EDISON INC COM COM 209115104 351 4003 SH SOLE 0 0 4003 STONE HBR EMERG MRKTS INC FD COM COM 86164T107 182 13035 SH SOLE 0 0 13035 ISHARES TR MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 295 6885 SH SOLE 0 0 6885 ISHARES TR MSCI EAFE ETF MSCI EAFE ETF 464287465 584 8891 SH SOLE 0 0 8891 WESTERN ASSET EMRG MKT DEBT FD COM EMRG MKT DEBT FD COM 95766A101 892 62320 SH SOLE 0 0 62320 EMERSON ELEC CO COM COM 291011104 251 3766 SH SOLE 0 0 3766 EMERSON ELEC CO CALL DEC00065000 COM 291011104 3 6 SH Call SOLE 0 0 6 ENBRIDGE INC COM COM 29250N105 645 17881 SH SOLE 0 0 17881 WELLS FARGO GLOBAL DIVIDEND OP COM GBL DV OP COM 94987C103 64 11764 SH SOLE 0 0 11764 EATON VANCE ENHANCED EQ INC FD COM EQ INC FD COM 278274105 1068 71305 SH SOLE 0 0 71305 ENTERPRISE PRODS PARTNERS L P COM L P COM 293792107 431 14940 SH SOLE 0 0 14940 ENTERPRISE PRODS PARTN PUT JAN00027000 L P COM 293792107 2 21 SH Put SOLE 0 0 21 ALPS ETF TR EQUAL SEC ETF SEC ETF 00162Q205 228 3066 SH SOLE 0 0 3066 ENERGY TRANSFER LP COM UT LTD PTN COM UT LTD PTN 29273V100 210 14894 SH SOLE 0 0 14894 EATON VANCE TX ADV GLB DIV OP COM GLB DIV OP COM 27828U106 228 9403 SH SOLE 0 0 9403 EDWARDS LIFESCIENCES CORP COM COM 28176E108 346 1871 SH SOLE 0 0 1871 EXACT SCIENCES CORP COM COM 30063P105 266 2250 SH SOLE 0 0 2250 EXELON CORP COM CIM 30161N101 266 5545 SH SOLE 0 0 5545 EXELON CORP CALL OCT00034000 COM 30161N101 0 3 SH Call SOLE 0 0 3 EATON VANCE TAX MNGD GBL DV EQ COM GBL DV EQ COM 27829F108 93 11205 SH SOLE 0 0 11205 FORD MTR CO DEL COM COM 345370860 663 64838 SH SOLE 0 0 64838 FACEBOOK INC CL A CL A 30303M102 4105 21269 SH SOLE 0 0 21269 FACEBOOK INC CALL JAN00160000 CL A 30303M102 7 12 SH Call SOLE 0 0 12 FIDELITY TOTAL BD ETF BD ETF 316188309 263 5152 SH SOLE 0 0 5152 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH NY ARCA BIOTECH 33733E203 663 4707 SH SOLE 0 0 4707 FIRST TR MORNINGSTAR DIV LEADR SHS DIV LEADR SHS 336917109 274 8942 SH SOLE 0 0 8942 FIDELITY LOW VOLITY ETF LOW VOLITY ETF 316092824 1200 33625 SH SOLE 0 0 33625 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX FD DJ INTERNT IDX 33733E302 1638 11387 SH SOLE 0 0 11387 FEDEX CORP COM COM 31428X106 298 1813 SH SOLE 0 0 1813 FEDEX CORP CALL JAN00195000 COM 31428X106 8 2 SH Call SOLE 0 0 2 FIRST TR LRGE CP CORE ALPHA FD COM SHS ALPHA FD COM SHS 33734K109 483 7894 SH SOLE 0 0 7894 FIDELITY MSCI INDL INDX MSCI INDL INDX 316092709 297 7461 SH SOLE 0 0 7461 MEEDER FUNDS MUIRFIELD INST INST 58510R788 354 46668 SH SOLE 0 0 46668 VANECK VECTORS ETF TR INVT GRADE FLTG INVT GRADE FLTG 92189F486 2211 87763 SH SOLE 0 0 87763 FEDERAL NATL MTG ASSN COM COM 313586109 63 23390 SH SOLE 0 0 23390 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF FD PFD SECS INC ETF 33739E108 331 17095 SH SOLE 0 0 17095 FPA NEW INCOME INC COM COM 302544101 244 24454 SH SOLE 0 0 24454 FS KKR CAPITAL CORP COM COM 302635107 89 14881 SH SOLE 0 0 14881 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF FD CAP STRENGTH ETF 33733E104 900 15947 SH SOLE 0 0 15947 FORTINET INC COM COM 34959E109 461 5999 SH SOLE 0 0 5999 FIRST TR EXCHANGE TRADED FD IV SENIOR LN FD SENIOR LN FD 33738D309 205 4357 SH SOLE 0 0 4357 FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW TR ENH NEW 33739Q408 612 10191 SH SOLE 0 0 10191 FIRST TRUST ETF III ULTRA SHT DUR MU SHT DUR MU 33740J104 502 25000 SH SOLE 0 0 25000 FIRST TR VALUE LINE DIVID INDX SHS DIVID INDX SHS 33734H106 2508 74320 SH SOLE 0 0 74320 FIRST TR EXCHANGE TRADED FD II TECH ALPHADEX II TECH ALPHADEX 33734X176 348 5229 SH SOLE 0 0 5229 FIRST TR EXCHANGE TRADED FD II UTILITIES ALPH II UTILITIES ALPH 33734X184 204 7120 SH SOLE 0 0 7120 GENERAL DYNAMICS CORP COM COM 369550108 451 2483 SH SOLE 0 0 2483 GENERAL ELECTRIC CO COM COM 369604103 918 87458 SH SOLE 0 0 87458 GENERAL ELECTRIC CO CALL SEP00030000 COM 369604103 0 1 SH Call SOLE 0 0 1 GUESS INC COM COM 401617105 529 32766 SH SOLE 0 0 32766 GILEAD SCIENCES INC COM COM 375558103 353 5224 SH SOLE 0 0 5224 GILEAD SCIENCES INC CALL AUG00100000 COM 375558103 0 3 SH Call SOLE 0 0 3 GENERAL MLS INC COM COM 370334104 1097 20884 SH SOLE 0 0 20884 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 569 4272 SH SOLE 0 0 4272 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT FD SH BEN INT 18914E106 94 10000 SH SOLE 0 0 10000 CORNING INC COM COM 219350105 339 10215 SH SOLE 0 0 10215 ALPHABET INC CAP STK CL C STK CL C 02079K107 1892 1750 SH SOLE 0 0 1750 ALPHABET INC CAP STK CL A CL A 02079K305 3723 3439 SH SOLE 0 0 3439 GRANITE PT MTG TR INC COM COM 38741L107 211 11000 SH SOLE 0 0 11000 GRILLED CHEESE TRUCK INC COM COM 39850T105 27 40000 SH SOLE 0 0 40000 GOLDMAN SACHS GROUP INC COM COM 38141G104 455 2224 SH SOLE 0 0 2224 GOLDMAN SACHS BDC INC SHS SHS 38147U107 214 10900 SH SOLE 0 0 10900 GLAXOSMITHKLINE PLC SPONSORED ADR PLC SPONSORED ADR 37733W105 705 17612 SH SOLE 0 0 17612 GOLDMAN SACHS ETF TR EQUITY ETF EQUITY ETF 381430503 650 11064 SH SOLE 0 0 11064 GABELLI UTIL TR COM COM 36240A101 126 18050 SH SOLE 0 0 18050 GENESEE & WYO INC CL A CL A 371559105 300 3000 SH SOLE 0 0 3000 HUNTINGTON BANCSHARES INC COM COM 446150104 168 12134 SH SOLE 0 0 12134 HANESBRANDS INC COM COM 410345102 249 14460 SH SOLE 0 0 14460 HCP INC COM COM 40414L109 323 10094 SH SOLE 0 0 10094 HOME DEPOT INC COM COM 437076102 3025 14544 SH SOLE 0 0 14544 ISHARES TR CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 257 2721 SH SOLE 0 0 2721 HIGHLANDS REIT INC COM COM 43110A104 17 48171 SH SOLE 0 0 48171 HONEYWELL INTL INC COM COM 438516106 1350 7734 SH SOLE 0 0 7734 HELMERICH & PAYNE INC COM COM 423452101 240 4751 SH SOLE 0 0 4751 HORMEL FOODS CORP COM COM 440452100 331 8154 SH SOLE 0 0 8154 HEALTHCARE TR AMER INC CL A NEW CL A NEW 42225P501 457 16662 SH SOLE 0 0 16662 HERCULES CAPITAL INC COM COM 427096508 159 12418 SH SOLE 0 0 12418 HUMANA INC COM COM 444859102 513 1932 SH SOLE 0 0 1932 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 497 5696 SH SOLE 0 0 5696 FIRST TR EXCHANGE TRADED FD IV FIRST TR TA HIYL IV FIRST TR TA HIYL 33738D408 617 12831 SH SOLE 0 0 12831 PIMCO ETF TR 0-5 HIGH YIELD 0-5 HIGH YIELD 72201R783 565 5631 SH SOLE 0 0 5631 BLACKROCK CORPOR HI YLD FD INC COM HI YLD FD INC COM 09255P107 136 12700 SH SOLE 0 0 12700 INVENTRUST PPTYS CORP COM COM 46124J102 152 48471 SH SOLE 0 0 48471 ISHARES GOLD TRUST ISHARES GOLD TRUST ISHARES 464285105 863 63937 SH SOLE 0 0 63937 ISHARES TR NASDAQ BIOTECH NASDAQ BIOTECH 464287556 447 4102 SH SOLE 0 0 4102 ISHARES NASDAQ BIOTECH CALL JAN00110000 NASDAQ BIOTECH 464287556 0 6 SH Call SOLE 0 0 6 INTERNATIONAL BUSINESS MACHS COM COM 459200101 574 4163 SH SOLE 0 0 4163 INTERNATIONAL BUS MACH CALL JAN00190000 COM 459200101 0 5 SH Call SOLE 0 0 5 INTERNATIONAL BUS MACH PUT JAN00130000 COM 459200101 9 14 SH Put SOLE 0 0 14 INTERNATIONAL BANCSHARES CORP COM COM 459044103 7880 208959 SH SOLE 0 0 208959 INVESTMENT CO AMER CL F-2 SHS CL F-2 SHS 461308827 1208 31693 SH SOLE 0 0 31693 IDACORP INC COM COM 451107106 201 2000 SH SOLE 0 0 2000 IDEXX LABS INC COM COM 45168D104 2390 8679 SH SOLE 0 0 8679 ISHARES TR CORE MSCI EAFE CORE MSCI EAFE 46432F842 1109 18058 SH SOLE 0 0 18058 ISHARES INC CORE MSCI EMKT CORE MSCI EMKT 46434G103 1173 22801 SH SOLE 0 0 22801 FIRST TR EXCHANGE TRADED FD VI DORSEY WRIGHT VI DORSEY WRIGHT 33738R886 236 11945 SH SOLE 0 0 11945 VOYA GLBL EQTY DIV & PREM OPP COM COM 92912T100 77 11873 SH SOLE 0 0 11873 ISHARES TR INTRM TR CRP ETF INTRM TR CRP ETF 464288638 534 9385 SH SOLE 0 0 9385 ISHARES TR SH TR CRPORT ETF SH TR CRPORT ETF 464288646 1639 30677 SH SOLE 0 0 30677 ISHARES TR EXPANDED TECH EXPANDED TECH 464287515 260 1192 SH SOLE 0 0 1192 ISHARES TR US HLTHCR PR ETF US HLTHCR PR ETF 464288828 202 1181 SH SOLE 0 0 1181 ISHARES TR U.S. MED DVC ETF U.S. MED DVC ETF 464288810 801 3328 SH SOLE 0 0 3328 INVESCO VALUE MUN INCOME TR COM MUN INCOME TR COM 46132P108 1400 91977 SH SOLE 0 0 91977 ISHARES TR CORE S&P MCP ETF CORE S&P MCP ETF 464287507 1289 6635 SH SOLE 0 0 6635 ISHARES TR CORE S&P SCP ETF CORE S&P SCP ETF 464287804 3748 47878 SH SOLE 0 0 47878 ISHARES TR S&P SML 600 GWT S&P SML 600 GWT 464287887 364 1994 SH SOLE 0 0 1994 INTEL CORP COM COM 458140100 2613 54590 SH SOLE 0 0 54590 INTEL CORP CALL JAN00045000 COM 458140100 4 11 SH Call SOLE 0 0 11 INTUIT COM COM 461202103 639 2445 SH SOLE 0 0 2445 INTERXION HOLDING N.V SHS N.V SHS N47279109 229 3006 SH SOLE 0 0 3006 INTL PAPER CO COM COM 460146103 412 9521 SH SOLE 0 0 9521 IRON MTN INC NEW COM COM 46284V101 541 17274 SH SOLE 0 0 17274 INTUITIVE SURGICAL INC COM NEW COM NEW 46120E602 596 1136 SH SOLE 0 0 1136 ISHARES TR US AER DEF ETF US AER DEF ETF 464288760 3167 14785 SH SOLE 0 0 14785 ISHARES TR CORE S&P TTL STK CORE S&P TTL STK 464287150 684 10258 SH SOLE 0 0 10258 ILLINOIS TOOL WKS INC COM COM 452308109 452 2999 SH SOLE 0 0 2999 ISHARES TR CORE TOTAL USD CORE TOTAL USD 46434V613 351 6795 SH SOLE 0 0 6795 ISHARES TR CORE S&P US GWT CORE S&P US GWT 464287671 285 4547 SH SOLE 0 0 4547 ISHARES TR CORE S&P US VLU CORE S&P US VLU 464287663 427 7539 SH SOLE 0 0 7539 ISHARES TR S&P 500 VAL ETF S&P 500 VAL ETF 464287408 1202 10312 SH SOLE 0 0 10312 ISHARES TR CORE S&P500 ETF CORE S&P500 ETF 464287200 7756 26314 SH SOLE 0 0 26314 ISHARES TR S&P 500 GRWT ETF S&P 500 GRWT ETF 464287309 1564 8727 SH SOLE 0 0 8727 ISHARES TR RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 269 2112 SH SOLE 0 0 2112 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 637 4094 SH SOLE 0 0 4094 ISHARES TR RUS 2000 GRW ETF RUS 2000 GRW ETF 464287648 336 1673 SH SOLE 0 0 1673 ISHARES TR RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 2442 14171 SH SOLE 0 0 14171 ISHARES TR GLOBAL ENERG ETF GLOB HLTHCRE ETF 464287341 810 24957 SH SOLE 0 0 24957 ISHARES TR GLOBAL TECH ETF GLOBAL TECH ETF 464287291 345 1921 SH SOLE 0 0 1921 ISHARES TR U.S. FINLS ETF U.S. FINLS ETF 464287788 2030 16164 SH SOLE 0 0 16164 ISHARES TR US HLTHCARE ETF US HLTHCARE ETF 464287762 200 1025 SH SOLE 0 0 1025 ISHARES TR US INDUSTRIALS US INDUSTRIALS 464287754 338 2134 SH SOLE 0 0 2134 ISHARES TR MRNGSTR INC ETF MRNGSTR INC ETF 46432F875 1326 52765 SH SOLE 0 0 52765 ISHARES TR U.S. TECH ETF U.S. TECH ETF 464287721 456 2305 SH SOLE 0 0 2305 ISHARES TR MRNGSTR LG-CP GR MRNGSTR LG-CP GR 464287119 1550 8081 SH SOLE 0 0 8081 JOHNSON & JOHNSON COM COM 478160104 3733 26805 SH SOLE 0 0 26805 JOHNSON & JOHNSON PUT JAN00130000 COM 478160104 1 3 SH Put SOLE 0 0 3 SPDR SERIES TRUST BLOOMBERG BRCLYS BLOOMBERG BRCLYS 78468R622 314 2880 SH SOLE 0 0 2880 NUVEEN PFD & INCM OPPORTNYS FD COM COM 67073B106 99 10000 SH SOLE 0 0 10000 JPMORGAN CHASE & CO COM COM 46625H100 1755 15699 SH SOLE 0 0 15699 JPMORGAN CHASE & CO PUT AUG00043000 COM 46625H100 0 6 SH Put SOLE 0 0 6 JPMORGAN CHASE & CO CALL JAN00090000 COM 46625H100 2 1 SH Call SOLE 0 0 1 NUVEEN PFD & INCM SECURTIES FD COM COM 67072C105 4469 470373 SH SOLE 0 0 470373 NUVEEN FLTNG RTE INCM OPP FD COM SHS FD COM SHS 6706EN100 1396 143375 SH SOLE 0 0 143375 KRAIG BIOCRAFT LABORATORIES IN COM COM 50075W104 10 23500 SH SOLE 0 0 23500 KIRKLAND LAKE GOLD LTD COM COM 49741E100 264 6148 SH SOLE 0 0 6148 KIMBERLY CLARK CORP COM COM 494368103 643 4821 SH SOLE 0 0 4821 KINDER MORGAN INC DEL COM COM 49456B101 240 11487 SH SOLE 0 0 11487 COCA COLA CO COM COM 191216100 723 14196 SH SOLE 0 0 14196 COCA-COLA COMPANY CALL JAN00050000 COM 191216100 0 1 SH Call SOLE 0 0 1 SPDR SERIES TRUST S&P REGL BKG S&P REGL BKG 78464A698 476 8902 SH SOLE 0 0 8902 KRANESHARES TR CSI CHI INTERNET CSI CHI INTERNET 500767306 619 14077 SH SOLE 0 0 14077 LILLY ELI & CO COM COM 532457108 467 4212 SH SOLE 0 0 4212 FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT IV FST LOW OPPT EFT 33739Q200 354 6843 SH SOLE 0 0 6843 LOCKHEED MARTIN CORP COM COM 539830109 2244 6171 SH SOLE 0 0 6171 LOCKHEED MARTIN CORP CALL JAN00400000 COM 539830109 1 1 SH Call SOLE 0 0 1 LOWES COS INC COM COM 548661107 236 2336 SH SOLE 0 0 2336 ISHARES TR IBOXX INV CP ETF IBOXX INV CP ETF 464287242 438 3521 SH SOLE 0 0 3521 SOUTHWEST AIRLS CO COM COM 844741108 255 5024 SH SOLE 0 0 5024 LAMB WESTON HLDGS INC COM COM 513272104 275 4338 SH SOLE 0 0 4338 MASTERCARD INC CL A CL A 57636Q104 1481 5600 SH SOLE 0 0 5600 MATTEL INC COM COM 577081102 332 29619 SH SOLE 0 0 29619 MOBILE TELESYSTEMS PJSC SPONSORED ADR PJSC SPONSORED ADR 607409109 320 34425 SH SOLE 0 0 34425 MCDONALDS CORP COM COM 580135101 1654 7963 SH SOLE 0 0 7963 BARINGS CORPORATE INVS COM COM 06759X107 342 21825 SH SOLE 0 0 21825 MONGODB INC CL A CL A 60937P106 278 1825 SH SOLE 0 0 1825 MONDELEZ INTL INC CL A CL A 609207105 326 6041 SH SOLE 0 0 6041 MEDTRONIC PLC SHS PLC SHS G5960L103 613 6297 SH SOLE 0 0 6297 MERCADOLIBRE INC COM COM 58733R102 713 1166 SH SOLE 0 0 1166 VANGUARD WORLD FD MEGA GRWTH IND MEGA GRWTH IND 921910816 363 2804 SH SOLE 0 0 2804 MACQUARIE INFRASTRUCTURE CORP COM COM 55608B105 1113 27460 SH SOLE 0 0 27460 ETF MANAGERS TR ETFMG ALTR HRVST ETFMG ALTR HRVST 26924G508 631 19916 SH SOLE 0 0 19916 MCCORMICK & CO INC COM NON VTG COM NON VTG 579780206 348 2248 SH SOLE 0 0 2248 3M CO COM COM 88579Y101 684 3947 SH SOLE 0 0 3947 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP COM UNIT RP LP 559080106 227 3546 SH SOLE 0 0 3546 MANNING & NAPIER INC CL A CL A 56382Q102 55 31604 SH SOLE 0 0 31604 ALTRIA GROUP INC COM COM 02209S103 785 16587 SH SOLE 0 0 16587 MARATHON PETE CORP COM COM 56585A102 517 9256 SH SOLE 0 0 9256 MEDICAL PPTYS TRUST INC COM COM 58463J304 351 20125 SH SOLE 0 0 20125 MERCK & CO INC COM COM 58933Y105 1500 17887 SH SOLE 0 0 17887 MERCK & CO INC CALL JAN00087500 COM 58933Y105 0 1 SH Call SOLE 0 0 1 MORGAN STANLEY COM NEW COM 617446448 280 6396 SH SOLE 0 0 6396 MORGAN STANLEY CALL JAN00042000 COM 617446448 2 1 SH Call SOLE 0 0 1 MICROSOFT CORP COM COM 594918104 6022 44952 SH SOLE 0 0 44952 MICROSOFT CORP CALL JAN00100000 COM 594918104 3 1 SH Call SOLE 0 0 1 ISHARES TR USA MOMENTUM FCT MOMENTUM FCT 46432F396 578 4876 SH SOLE 0 0 4876 ISHARES TR NATIONAL MUN ETF NATIONAL MUN ETF 464288414 379 3347 SH SOLE 0 0 3347 BLACKROCK MUNIVEST FD II INC COM COM 09253T101 222 14620 SH SOLE 0 0 14620 ALLIANZGI CONV INCOME FD II COM COM 018825109 58 11416 SH SOLE 0 0 11416 ISHARES US ETF TR SHT MAT BD ETF SHT MAT BD ETF 46431W507 3290 65372 SH SOLE 0 0 65372 NEXTERA ENERGY INC COM COM 65339F101 1099 5363 SH SOLE 0 0 5363 NETFLIX INC COM COM 64110L106 1879 5116 SH SOLE 0 0 5116 NIKE INC CL B CL B 654106103 215 2563 SH SOLE 0 0 2563 ANNALY CAP MGMT INC COM COM 035710409 323 35351 SH SOLE 0 0 35351 PROSHARES TR S&P 500 DV ARIST S&P 500 DV ARIST 74348A467 297 4284 SH SOLE 0 0 4284 NORTHROP GRUMMAN CORP COM COM 666807102 401 1241 SH SOLE 0 0 1241 NOKIA CORP SPONSORED ADR SPONSORED ADR 654902204 78 15630 SH SOLE 0 0 15630 SERVICENOW INC COM COM 81762P102 1476 5374 SH SOLE 0 0 5374 SERVICENOW INC PUT JAN00240000 COM 81762P102 6 4 SH Put SOLE 0 0 4 NUSTAR ENERGY LP UNIT COM LP UNIT COM 67058H102 270 9940 SH SOLE 0 0 9940 NESTLE S A SPONSORED ADR SPONSORED ADR 641069406 203 1955 SH SOLE 0 0 1955 NVIDIA CORP COM COM 67066G104 1190 7247 SH SOLE 0 0 7247 ONEOK INC NEW COM NEW COM 682680103 280 4075 SH SOLE 0 0 4075 OKTA INC CL A CL A 679295105 879 7120 SH SOLE 0 0 7120 OPKO HEALTH INC COM COM 68375N103 54 22201 SH SOLE 0 0 22201 ORACLE CORP COM COM 68389X105 511 8975 SH SOLE 0 0 8975 ORACLE CORP CALL JAN00047000 COM 68389X105 1 2 SH Call SOLE 0 0 2 O REILLY AUTOMOTIVE INC NEW COM COM 67103H107 439 1189 SH SOLE 0 0 1189 OCCIDENTAL PETE CORP COM COM 674599105 748 14872 SH SOLE 0 0 14872 OCCIDENTAL PETE CORP CALL AUG00067500 COM 674599105 0 2 SH Call SOLE 0 0 2 PALO ALTO NETWORKS INC COM COM 697435105 1674 8217 SH SOLE 0 0 8217 PAYCOM SOFTWARE INC COM COM 70432V102 338 1493 SH SOLE 0 0 1493 PAYCHEX INC COM COM 704326107 215 2611 SH SOLE 0 0 2611 PAYCHEX INC CALL JAN00075000 COM 704326107 2 2 SH Call SOLE 0 0 2 PAYCHEX INC PUT JAN00077500 COM 704326107 1 4 SH Put SOLE 0 0 4 PITNEY BOWES INC COM COM 724479100 135 31509 SH SOLE 0 0 31509 PERMIAN BASIN RTY TR UNIT BEN INT UNIT BEN INT 714236106 122 20000 SH SOLE 0 0 20000 PIMCO DYNMIC CREDIT AND MRT IN COM SHS COM SHS 72202D106 632 26445 SH SOLE 0 0 26445 PIMCO CORPORATE INCOME STRATEG COM COM 72200U100 206 12023 SH SOLE 0 0 12023 PEPSICO INC COM COM 713448108 1996 15220 SH SOLE 0 0 15220 PFIZER INC COM COM 717081103 2439 56294 SH SOLE 0 0 56294 PFIZER INC PUT AUG00027000 COM 717081103 0 3 SH Put SOLE 0 0 3 ISHARES TR PFD AND INCM SEC PFD AND INCM SEC 464288687 633 17179 SH SOLE 0 0 17179 PROCTER AND GAMBLE CO COM COM 742718109 2350 21429 SH SOLE 0 0 21429 PROCTER & GAMBLE CO CALL JAN00092500 COM 742718109 0 1 SH Call SOLE 0 0 1 INVESCO EXCHNG TRADED FD TR II PFD ETF PFD ETF 46138E511 922 62991 SH SOLE 0 0 62991 POLYMET MINING CORP COM COM 731916102 13 30000 SH SOLE 0 0 30000 PHILIP MORRIS INTL INC COM COM 718172109 922 11745 SH SOLE 0 0 11745 INVESCO EXCHANGE TRADED FD TR NASDAQ INTERNT NASDAQ INTERNT 46137V530 429 3136 SH SOLE 0 0 3136 PINNACLE WEST CAP CORP COM COM 723484101 223 2365 SH SOLE 0 0 2365 INVESCO EXCHANGE TRADED FD TR AEROSPACE DEFN AEROSPACE DEFN 46137V100 267 4108 SH SOLE 0 0 4108 ARK ETF TR 3D PRINTING ETF 3D PRINTING ETF 00214Q500 233 9817 SH SOLE 0 0 9817 SPDR SERIES TRUST WELLS FG PFD ETF WELLS FG PFD ETF 78464A292 239 5535 SH SOLE 0 0 5535 PHILLIPS 66 COM COM 718546104 360 3849 SH SOLE 0 0 3849 PAYPAL HLDGS INC COM COM 70450Y103 1234 10778 SH SOLE 0 0 10778 QUALCOMM INC COM COM 747525103 452 5944 SH SOLE 0 0 5944 QUALCOMM INC CALL AUG00080000 COM 747525103 2 2 SH Call SOLE 0 0 2 INVESCO QQQ TR UNIT SER 1 UNIT SER 1 46090E103 3123 16722 SH SOLE 0 0 16722 FIRST TR NASDAQ100 TECH INDEX SHS TECH INDEX SHS 337345102 362 4234 SH SOLE 0 0 4234 ISHARES TR USA QUALITY FCTR USA QUALITY FCTR 46432F339 900 9842 SH SOLE 0 0 9842 FERRARI N V COM COM N3167Y103 416 2575 SH SOLE 0 0 2575 REYNOLDS AMERICAN INC COM COM 761713106 236 3613 SH SOLE 0 0 3613 RCM TECHNOLOGIES INC COM NEW COM NEW 749360400 49 12339 SH SOLE 0 0 12339 PIMCO STRATEGIC INCOME FD INC COM COM 72200X104 153 15758 SH SOLE 0 0 15758 ROYAL DUTCH SHELL PLC SPONS ADR A SPONS ADR A 780259206 781 12009 SH SOLE 0 0 12009 ROYAL DUTCH SHELL PLC SPON ADR B SPONS ADR B 780259107 448 6816 SH SOLE 0 0 6816 FIRST TR EXCHANGE TRADED FD VI RISNG DIVD ACHIV RISNG DIVD ACHIV 33738R506 5522 177788 SH SOLE 0 0 177788 ROYAL GOLD INC COM COM 780287108 758 7400 SH SOLE 0 0 7400 RIO TINTO PLC SPONSORED ADR PLC SPONSORED ADR 767204100 349 5605 SH SOLE 0 0 5605 FIRST TR EXCHANGE TRADED FD VI NASDQ ARTFCIAL VI NASDQ ARTFCIAL 33738R720 326 9841 SH SOLE 0 0 9841 ROSS STORES INC COM COM 778296103 269 2711 SH SOLE 0 0 2711 INVESCO EXCHANGE TRADED FD TR S&P500 PUR GWT S&P500 PUR GWT 46137V266 1137 9519 SH SOLE 0 0 9519 REPUBLIC SVCS INC COM COM 760759100 262 3023 SH SOLE 0 0 3023 INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT S&P500 EQL WGT 46137V357 610 5660 SH SOLE 0 0 5660 RAYTHEON CO COM NEW COM NEW 755111507 753 4333 SH SOLE 0 0 4333 INVESCO EXCHANGE TRADED FD TR S&P500 EQL HLT S&P500 EQL HLT 46137V332 237 1171 SH SOLE 0 0 1171 INVESCO EXCHANGE TRADED FD TR RYMND JMS SB 1 RYMND JMS SB 1 46137V522 332 7395 SH SOLE 0 0 7395 INVESCO EXCHANGE TRADED FD TR S&P500 EQL TEC S&P500 EQL TEC 46137V282 277 1564 SH SOLE 0 0 1564 BANCO SANTANDER SA ADR SA ADR 05964H105 71 15437 SH SOLE 0 0 15437 STARBUCKS CORP COM COM 855244109 1070 12766 SH SOLE 0 0 12766 STARBUCKS CORP CALL JAN00070000 COM 855244109 0 1 SH Call SOLE 0 0 1 SCHWAB STRATEGIC TR US DIVIDEND EQ US DIVIDEND EQ 808524797 685 12903 SH SOLE 0 0 12903 SCHWAB STRATEGIC TR US LRG CAP ETF US LRG CAP ETF 808524201 210 2998 SH SOLE 0 0 2998 SANDRIDGE MISSISSIPPIAN TR II SH BEN INT II SH BEN INT 80007V106 8 12000 SH SOLE 0 0 12000 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 835 8278 SH SOLE 0 0 8278 SHOPIFY INC CL A CL A 82509L107 1449 4827 SH SOLE 0 0 4827 SAN JUAN BASIN RTY TR UNIT BEN INT UNIT BEN INT 798241105 68 17700 SH SOLE 0 0 17700 FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING II CLOUD COMPUTING 33734X192 423 7325 SH SOLE 0 0 7325 ISHARES SILVER TRUST ISHARES SILVER TRUST ISHARES 46428Q109 160 11177 SH SOLE 0 0 11177 SPDR SERIES TRUST S&P 600 SML CAP S&P 600 SML CAP 78464A813 294 4342 SH SOLE 0 0 4342 SOUTHERN CO COM COM 842587107 1040 18809 SH SOLE 0 0 18809 ISHARES TR PHLX SEMICND ETF PHLX SEMICND ETF 464287523 283 1428 SH SOLE 0 0 1428 INVESCO EXCHNG TRADED FD TR II S&P500 HDL VOL II S&P500 HDL VOL 46138E362 683 16227 SH SOLE 0 0 16227 INVESCO EXCHANGE TRADED FD TR S&P500 QUALITY S&P500 QUALITY 46137V241 727 21955 SH SOLE 0 0 21955 INVESCO EXCHNG TRADED FD TR II S&P500 LOW VOL S&P500 LOW VOL 46138E354 840 15260 SH SOLE 0 0 15260 SPDR S&P 500 ETF TR TR UNIT TR TR UNIT 78462F103 19395 66193 SH SOLE 0 0 66193 SPDR SERIES TRUST PRTFLO S&P500 GW PRTFLO S&P500 GW 78464A409 307 7931 SH SOLE 0 0 7931 SQUARE INC CL A CL A 852234103 1159 15978 SH SOLE 0 0 15978 SSGA ACTIVE ETF TR BLKSTN GSOSRLN BLKSTN GSOSRLN 78467V608 3589 77652 SH SOLE 0 0 77652 PROSHARES TR PSHS ULT S&P 500 PSHS ULT S&P 500 74347R107 420 3332 SH SOLE 0 0 3332 STARWOOD PPTY TR INC COM COM 85571B105 1356 59672 SH SOLE 0 0 59672 SEAGATE TECHNOLOGY PLC SHS PLC SHS G7945M107 472 10013 SH SOLE 0 0 10013 SEAGATE TECHNOLOGY PUT JAN00045000 PLC SHS G7945M107 2 4 SH Put SOLE 0 0 4 CONSTELLATION BRANDS INC CL A CLA 21036P108 1025 5204 SH SOLE 0 0 5204 STRYKER CORP COM COM 863667101 559 2718 SH SOLE 0 0 2718 SYSCO CORP COM COM 871829107 549 7769 SH SOLE 0 0 7769 AT&T INC COM COM 00206R102 4397 131224 SH SOLE 0 0 131224 AT&T INC PUT SEP00032000 COM 00206R102 0 2 SH Put SOLE 0 0 2 CARROLS RESTAURANT GROUP INC COM COM 14574X104 322 35665 SH SOLE 0 0 35665 LIBERTY TAX INC CL A CL A 53128T102 410 42700 SH SOLE 0 0 42700 TORONTO DOMINION BK ONT COM NEW COM 891160509 361 6182 SH SOLE 0 0 6182 TELEDYNE TECHNOLOGIES INC COM CL A 879360105 400 1461 SH SOLE 0 0 1461 ATLASSIAN CORP PLC CL A COM G06242104 296 2261 SH SOLE 0 0 2261 TFS FINL CORP COM COM 87240R107 397 21950 SH SOLE 0 0 21950 TARGET CORP COM COM 87612E106 250 2889 SH SOLE 0 0 2889 TARGET CORP CALL JUL00090000 COM 87612E106 0 2 SH Call SOLE 0 0 2 ISHARES TR TIPS BD ETF TIPS BD ETF 464287176 874 7567 SH SOLE 0 0 7567 TJX COS INC NEW COM COM 872540109 562 10630 SH SOLE 0 0 10630 ISHARES TR 20 YR TR BD ETF 20 YR TR BD ETF 464287432 682 5136 SH SOLE 0 0 5136 THERMO FISHER SCIENTIFIC INC COM COM 883556102 1099 3743 SH SOLE 0 0 3743 TANDEM DIABETES CARE INC COM NEW COM NEW 875372203 235 3636 SH SOLE 0 0 3636 SSGA ACTIVE ETF TR SPDR TR TACTIC SPDR TR TACTIC 78467V848 208 4245 SH SOLE 0 0 4245 TREVENA INC COM COM 89532E109 14 13300 SH SOLE 0 0 13300 TESLA INC COM COM 88160R101 605 2708 SH SOLE 0 0 2708 TESLA MOTORS INC PUT SEP00050000 COM 88160R101 0 1 SH Put SOLE 0 0 1 THL CR SR LN FD COM COM 87244R103 154 10123 SH SOLE 0 0 10123 TWILIO INC CL A CLA 90138F102 1110 8141 SH SOLE 0 0 8141 TWITTER INC COM COM 90184L102 369 10580 SH SOLE 0 0 10580 TEXAS INSTRS INC COM COM 882508104 267 2324 SH SOLE 0 0 2324 UNITED DEV FDG IV COM COM 910187103 97 23539 SH SOLE 0 0 23539 UNITED HEALTH PRODS INC COM COM 91059D100 9 10049 SH SOLE 0 0 10049 UNILEVER PLC SPON ADR NEW SPON ADR NEW 904767704 216 3483 SH SOLE 0 0 3483 ULTA BEAUTY INC COM COM 90384S303 1427 4115 SH SOLE 0 0 4115 UNITEDHEALTH GROUP INC COM COM 91324P102 1001 4103 SH SOLE 0 0 4103 UNITEDHEALTH GROUP INC CALL JAN00300000 COM 91324P102 0 2 SH Call SOLE 0 0 2 UNION PACIFIC CORP COM COM 907818108 492 2907 SH SOLE 0 0 2907 INNOVATOR ETFS TR S&P 500 ULTRA S&P 500 ULTRA 45782C821 556 22437 SH SOLE 0 0 22437 UNITED PARCEL SERVICE INC CL B CL B 911312106 566 5483 SH SOLE 0 0 5483 UNITED PARCEL SERVICE CALL JUN00115000 CL B 911312106 0 1 SH Call SOLE 0 0 1 US BANCORP DEL COM NEW COM NEW 902973304 739 14096 SH SOLE 0 0 14096 ISHARES TR MIN VOL USA ETF MIN VOL USA ETF 46429B697 5235 84807 SH SOLE 0 0 84807 COHEN & STEERS INFRASTRUCTURE COM COM 19248A109 263 10124 SH SOLE 0 0 10124 UNITED TECHNOLOGIES CORP COM COM 913017109 654 5027 SH SOLE 0 0 5027 UNITED TECHNOLOGIES CALL JAN00160000 COM 913017109 0 1 SH Call SOLE 0 0 1 VISA INC COM CL A CL A 92826C839 2881 16601 SH SOLE 0 0 16601 VISA INC CALL JAN00140000 CL A 92826C839 3 1 SH Call SOLE 0 0 1 VANGUARD INDEX FDS SMALL CP ETF SMALL CP ETF 922908751 744 4751 SH SOLE 0 0 4751 VANGUARD INDEX FDS SM CP VAL ETF SM CP VAL ETF 922908611 423 3243 SH SOLE 0 0 3243 VANGUARD WORLD FDS CONSUM STP ETF CONSUM STP ETF 92204A207 371 2492 SH SOLE 0 0 2492 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 1413 33888 SH SOLE 0 0 33888 VEEVA SYS INC CL A COM CL A COM 922475108 314 1939 SH SOLE 0 0 1939 VEREIT INC COM COM 92339V100 207 22946 SH SOLE 0 0 22946 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF FTSE EUROPE ETF 922042874 899 16382 SH SOLE 0 0 16382 VANGUARD GROUP DIV APP ETF DIV APP ETF 921908844 4464 38762 SH SOLE 0 0 38762 VALERO ENERGY CORP NEW COM COM 91913Y100 244 2848 SH SOLE 0 0 2848 VALERO ENERGY CORP CALL JAN00085000 COM 91913Y100 0 4 SH Call SOLE 0 0 4 VALLEY NATL BANCORP COM COM 919794107 189 17529 SH SOLE 0 0 17529 VANGUARD INDEX FDS REAL ESTATE ETF REAL ESTATE ETF 922908553 2197 25134 SH SOLE 0 0 25134 VANGUARD INDEX FDS MID CAP ETF MID CAP ETF 922908629 1353 8092 SH SOLE 0 0 8092 VANGUARD INDEX FDS MCAP VL IDXVIP MCAP VL IDXVIP 922908512 553 4963 SH SOLE 0 0 4963 VANGUARD INDEX FDS S&P 500 ETF SHS S&P 500 ETF SHS 922908363 2153 8000 SH SOLE 0 0 8000 INVESCO ACTIVELY MANAGD ETF TR VAR RATE INVT VAR RATE INVT 46090A879 2541 102180 SH SOLE 0 0 102180 INVESCO EXCHNG TRADED FD TR II VAR RATE PFD VAR RATE PFD 46138G870 435 17460 SH SOLE 0 0 17460 VERTEX PHARMACEUTICALS INC COM COM 92532F100 212 1157 SH SOLE 0 0 1157 VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF TT WRLD ST ETF 922042742 230 3062 SH SOLE 0 0 3062 VANGUARD INDEX FDS TOTAL STK MKT TOTAL STK MKT 922908769 5967 39759 SH SOLE 0 0 39759 VANGUARD INDEX FDS VALUE ETF VALUE ETF 922908744 4252 38335 SH SOLE 0 0 38335 VANGUARD INDEX FDS GROWTH ETF GROWTH ETF 922908736 2576 15763 SH SOLE 0 0 15763 ETF SER SOLUTIONS VIDENTCORE EQ FD VIDENTCORE EQ FD 26922A503 1835 58471 SH SOLE 0 0 58471 INVESCO SR INCOME TR COM COM 46131H107 80 18536 SH SOLE 0 0 18536 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 635 14919 SH SOLE 0 0 14919 VANGUARD INDEX FDS EXTEND MKT ETF EXTEND MKT ETF 922908652 293 2471 SH SOLE 0 0 2471 VANGUARD WHITEHALL FDS INC HIGH DIV YLD HIGH DIV YLD 921946406 755 8644 SH SOLE 0 0 8644 VERIZON COMMUNICATIONS INC COM COM 92343V104 2468 43202 SH SOLE 0 0 43202 WESTPAC BKG CORP SPONSORED ADR SPONSORED ADR 961214301 534 26775 SH SOLE 0 0 26775 WORKDAY INC CL A CL A 98138H101 647 3149 SH SOLE 0 0 3149 WADDELL & REED FINL INC CL A CL A 930059100 356 21356 SH SOLE 0 0 21356 WEC ENERGY GROUP INC COM COM 92939U106 307 3687 SH SOLE 0 0 3687 WELLTOWER INC COM COM 95040Q104 207 2543 SH SOLE 0 0 2543 WELLS FARGO CO NEW COM NEW COM 949746101 355 7510 SH SOLE 0 0 7510 WELLS FARGO & CO NEW CALL JAN00070000 NEW COM 949746101 0 1 SH Call SOLE 0 0 1 WASTE MGMT INC DEL COM COM 94106L109 2139 18541 SH SOLE 0 0 18541 WALMART INC COM COM 931142103 1959 17733 SH SOLE 0 0 17733 W P CAREY INC COM COM 92936U109 704 8666 SH SOLE 0 0 8666 AQUA AMERICA INC COM COM 03836W103 308 7437 SH SOLE 0 0 7437 WOODWARD INC COM COM 980745103 204 1800 SH SOLE 0 0 1800 SPDR SERIES TRUST AEROSPACE DEF AEROSPACE DEF 78464A631 2536 24407 SH SOLE 0 0 24407 SPDR SERIES TRUST HLTH CR EQUIP HLTH CR EQUIP 78464A581 3543 43298 SH SOLE 0 0 43298 SELECT SECTOR SPDR TR SBI MATERIALS SBI MATERIALS 81369Y100 209 3575 SH SOLE 0 0 3575 SELECT SECTOR SPDR TR ENERGY ENERGY 81369Y506 436 6848 SH SOLE 0 0 6848 SELECT SECTOR SPDR TR SBI INT-FINL SBI INT-FINL 81369Y605 964 34922 SH SOLE 0 0 34922 SELECT SECTOR SPDR TR SBI INT-INDS SBI INT-INDS 81369Y704 577 7447 SH SOLE 0 0 7447 SELECT SECTOR SPDR TR TECHNOLOGY TECHNOLOGY 81369Y803 3032 38857 SH SOLE 0 0 38857 SECTOR-SPDR-TECHNOLOGY CALL JAN00055000 TECHNOLOGY 81369Y803 1 1 SH Call SOLE 0 0 1 SELECT SECTOR SPDR TR SBI CONS STPLS SBI CONS STPLS 81369Y308 378 6507 SH SOLE 0 0 6507 SELECT SECTOR SPDR TR SBI INT-UTILS SBI INT-UTILS 81369Y886 617 10346 SH SOLE 0 0 10346 SECTOR SPDR-UTILITIES CALL JAN00041000 SBI INT-UTILS 81369Y886 0 1 SH Call SOLE 0 0 1 SELECT SECTOR SPDR TR SBI HEALTHCARE SBI HEALTHCARE 81369Y209 1107 11947 SH SOLE 0 0 11947 SELECT SECTOR SPDR TR SBI CONS DISCR SBI CONS DISCR 81369Y407 987 8282 SH SOLE 0 0 8282 SECTOR SPDR-CONSUMER CALL JAN00095000 SBI CONS DISCR 81369Y407 1 1 SH Call SOLE 0 0 1 EXXON MOBIL CORP COM COM 30231G102 2381 31065 SH SOLE 0 0 31065 YUM BRANDS INC COM COM 988498101 526 4753 SH SOLE 0 0 4753 YUM CHINA HLDGS INC COM COM 98850P109 242 5228 SH SOLE 0 0 5228 GRIFFIN CAP ESSNTL AST REIT II COM CL E COM CLE 39818P880 124 13008 SH SOLE 0 0 13008 HINES GLOBAL INCOME TRUST INC SHS CL D SHS CL D 433243409 228 22519 SH SOLE 0 0 22519 NEW MTN FIN CORP 5.75 NT SR 23 CORP 5.75 NT SR 23 647551209 226 9000 SH SOLE 0 0 9000 TJX COS INC NEW COM COM 872540109 562 10630 SH SOLE 0 0 10630 TRIPLEPOINT VENTURE GROWTH BDC 5.75 NT 22 VENTURE GROWTH BDC 5.75 NT 22 89677Y308 321 12500 SH SOLE 0 0 12500 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC MORTG-BACK SEC 92206C771 368 6969 SH SOLE 0 0 6969 VANGUARD STAR FD VG TL INTL STK F VG TL INTL STK F 921909768 225 4265 SH SOLE 0 0 4265