0001398344-19-007851.txt : 20190503
0001398344-19-007851.hdr.sgml : 20190503
20190503155126
ACCESSION NUMBER: 0001398344-19-007851
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190503
DATE AS OF CHANGE: 20190503
EFFECTIVENESS DATE: 20190503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kovack Advisors, Inc.
CENTRAL INDEX KEY: 0001728321
IRS NUMBER: 200981614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18240
FILM NUMBER: 19795978
BUSINESS ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
BUSINESS PHONE: 954-670-8134
MAIL ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728321
XXXXXXXX
03-31-2019
03-31-2019
false
Kovack Advisors, Inc.
6451 N. FEDERAL HWY.
STE 1201
FT. LAUDERDALE
FL
33308
13F HOLDINGS REPORT
028-18240
N
Chris Mills
CCO
954-670-8134
/s/ Chris Mills
Ft. Lauderdale
FL
05-03-2019
0
485
401060
INFORMATION TABLE
2
fp0041879_13fhr-table.xml
13F INFORMATION TABLE
APPLE INC COM
COM
037833100
21014
110631
SH
SOLE
0
0
110631
APPLE INC CALL JUN00175000
COM
037833100
113
46
SH
Call
SOLE
0
0
46
APPLE INC PUT JUN00170000
COM
037833100
6
14
SH
Put
SOLE
0
0
14
ABBVIE INC COM
COM
00287Y109
1144
14192
SH
SOLE
0
0
14192
ABBVIE INC CALL AUG00080000
COM
00287Y109
1
2
SH
Call
SOLE
0
0
2
ABBOTT LABS COM
COM
002824100
972
12161
SH
SOLE
0
0
12161
AURORA CANNABIS INC COM
COM
05156X108
162
17858
SH
SOLE
0
0
17858
ACCENTURE PLC IRELAND SHS CLASS A
PLC IRELAND SHS CLASS A
G1151C101
438
2486
SH
SOLE
0
0
2486
ACELRX PHARMACEUTICALS INC COM
COM
00444T100
35
10000
SH
SOLE
0
0
10000
ISHARES TR MSCI ACWI ETF
MSCI ACWI ETF
464288257
419
5805
SH
SOLE
0
0
5805
ADOBE INC COM
COM
00724F101
1044
3919
SH
SOLE
0
0
3919
AUTOMATIC DATA PROCESSING INC COM
COM
053015103
246
1541
SH
SOLE
0
0
1541
AMERICAN ELEC PWR CO INC COM
COM
025537101
540
6449
SH
SOLE
0
0
6449
AMERICAN FIN TR INC COM CLASS A
COM CLASS A
02607T109
262
24221
SH
SOLE
0
0
24221
AFLAC INC COM
COM
001055102
308
6168
SH
SOLE
0
0
6168
ISHARES TR CORE US AGGBD ET
CORE US AGGBD ET
464287226
1601
14678
SH
SOLE
0
0
14678
ALLERGAN PLC SHS
PLC SHS
G0177J108
279
1903
SH
SOLE
0
0
1903
ALLERGAN PLC CALL MAY00145000
PLC SHS
G0177J108
8
15
SH
Call
SOLE
0
0
15
ALLERGAN PLC PUT MAY00150000
PLC SHS
G0177J108
4
5
SH
Put
SOLE
0
0
5
AGNC INVT CORP COM
COM
00123Q104
341
18943
SH
SOLE
0
0
18943
AMGEN INC COM
COM
031162100
931
4900
SH
SOLE
0
0
4900
AMGEN INC CALL JAN00230000
COM
031162100
0
1
SH
Call
SOLE
0
0
1
ALPS ETF TR ALERIAN MLP
ALERIAN MLP
00162Q866
1063
105975
SH
SOLE
0
0
105975
AMAZON COM INC COM
COM
023135106
12469
7002
SH
SOLE
0
0
7002
ARISTA NETWORKS INC COM
COM
040413106
336
1069
SH
SOLE
0
0
1069
ABERCROMBIE & FITCH CO CL A
CL A
002896207
1821
66450
SH
SOLE
0
0
66450
ISHARES TR AGGRES ALLOC ETF
AGGRES ALLOC ETF
464289859
396
7404
SH
SOLE
0
0
7404
ISHARES TR MODERT ALLOC ETF
MODERT ALLOC ETF
464289875
499
13106
SH
SOLE
0
0
13106
ISHARES TR GRWT ALLOCAT ETF
GRWT ALLOCAT ETF
464289867
539
12050
SH
SOLE
0
0
12050
APOLLO GLOBAL MGMT LLC CL A SHS
CL A SHS
037612306
366
12953
SH
SOLE
0
0
12953
PREFERRED APT CMNTYS INC COM
COM
74039L103
439
29597
SH
SOLE
0
0
29597
ARES DYNAMIC CR ALLOCATION FD COM
COM
04014F102
252
17000
SH
SOLE
0
0
17000
ARK ETF TR WEB X.O ETF
WEB X.O ETF
00214Q401
4354
84033
SH
SOLE
0
0
84033
BROADCOM INC COM
COM
11135F101
222
737
SH
SOLE
0
0
737
BROADCOM INC CALL JAN00320000
COM
11135F101
2
1
SH
Call
SOLE
0
0
1
AMERICAN EXPRESS CO COM
COM
025816109
363
3318
SH
SOLE
0
0
3318
BOEING CO COM
COM
097023105
3620
9491
SH
SOLE
0
0
9491
BOEING COMPANY PUT JAN00350000
COM
097023105
7
3
SH
Put
SOLE
0
0
3
BOEING COMPANY CALL MAR00382500
COM
097023105
0
0
SH
Call
SOLE
0
0
0
ALIBABA GROUP HLDG LTD SPONSORED ADS
LTD SPONSORED ADS
01609W102
1349
7392
SH
SOLE
0
0
7392
ALIBABA GROUP HLDG LTD CALL JAN00150000
LTD SPONSORED ADS
01609W102
10
5
SH
Call
SOLE
0
0
5
ALIBABA GROUP HLDG LTD PUT JUN00175000
LTD SPONSORED ADS
01609W102
2
4
SH
Put
SOLE
0
0
4
BANK AMER CORP COM
COM
060505104
749
27165
SH
SOLE
0
0
27165
BB&T CORP COM
COM
054937107
448
9618
SH
SOLE
0
0
9618
VANGUARD BD INDEX FD INC INTERMED TERM
FD INC INTERMED TERM
921937819
621
7399
SH
SOLE
0
0
7399
BOOKING HLDGS INC COM
COM
09857L108
1019
584
SH
SOLE
0
0
584
BLACKROCK INC COM
COM
09247X101
564
1320
SH
SOLE
0
0
1320
BLACKROCK INC CALL JAN00700000
COM
09247X101
0
1
SH
Call
SOLE
0
0
1
BLUEBIRD BIO INC COM
COM
09609G100
208
1325
SH
SOLE
0
0
1325
VANGUARD BD INDEX FD INC LONG TERM BOND
FD INC LONG TERM BOND
921937793
294
3188
SH
SOLE
0
0
3188
BRISTOL MYERS SQUIBB CO COM
COM
110122108
489
10257
SH
SOLE
0
0
10257
BRISTOL-MYERS SQUIBB CALL JAN00045000
COM
110122108
2
4
SH
Call
SOLE
0
0
4
VANGUARD CHARLOTTE FDS INTL BD IDX ETF
INTL BD IDX ETF
92203J407
742
13301
SH
SOLE
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13301
BP PLC SPONSORED ADR
PLC SPONSORED ADR
055622104
929
21240
SH
SOLE
0
0
21240
BLUEROCK RESIDENTIAL GRW REIT COM CL A
COM CL A
09627J102
136
12650
SH
SOLE
0
0
12650
BERKSHIRE HATHAWAY INC DEL CL B NEW
DEL CL B NEW
084670702
1391
6922
SH
SOLE
0
0
6922
BERKSHIRE HATHWAY INC CALL JUN00220000
DEL CL B NEW
084670702
0
1
SH
Call
SOLE
0
0
1
INVESCO EXCH TRD SLF IDX FD TR BULSHS 2021 CB
SLF IDX FD TR BULSHS 2021 CB
46138J700
381
18098
SH
SOLE
0
0
18098
INVESCO EXCH TRD SLF IDX FD TR BULSHS 2019 HY
SLF IDX FD TR BULSHS 2019 HY
46138J403
497
20723
SH
SOLE
0
0
20723
INVESCO EXCH TRD SLF IDX FD TR BULSHS 2020 HY
SLF IDX FD TR BULSHS 2020 HY
46138J601
312
12953
SH
SOLE
0
0
12953
INVESCO EXCH TRD SLF IDX FD TR BULSHS 2021 HY
SLF IDX FD TR BULSHS 2021 HY
46138J809
205
8304
SH
SOLE
0
0
8304
VANGUARD BD INDEX FD INC SHORT TRM BOND
SHORT TRM BOND
921937827
2112
26534
SH
SOLE
0
0
26534
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR
SA/NV SPONSORED ADR
03524A108
727
8654
SH
SOLE
0
0
8654
BLACKSTONE GROUP L P COM UNIT LTD
COM UNIT LTD
09253U108
453
12954
SH
SOLE
0
0
12954
BLACKSTONE GROUP L P CALL JAN00032000
COM UNIT LTD
09253U108
2
10
SH
Call
SOLE
0
0
10
BLACKSTONE MTG TR INC COM CL A
COM CL A
09257W100
861
24915
SH
SOLE
0
0
24915
CITIGROUP INC COM NEW
COM
172967424
207
3327
SH
SOLE
0
0
3327
CITIGROUP INC CALL JAN00065000
COM
172967424
1
1
SH
Call
SOLE
0
0
1
CONAGRA BRANDS INC COM
COM
205887102
237
8559
SH
SOLE
0
0
8559
CATERPILLAR INC DEL COM
COM
149123101
772
5697
SH
SOLE
0
0
5697
CATERPILLAR INC CALL JAN00180000
COM
149123101
0
2
SH
Call
SOLE
0
0
2
VICTORY PORTFOLIOS II VCSHS US EQ INCM
VCSHS US EQ INCM
92647N824
299
6719
SH
SOLE
0
0
6719
CELGENE CORP COM
COM
151020104
923
9789
SH
SOLE
0
0
9789
CELGENE CORP CALL OCT00120000
COM
151020104
0
1
SH
Call
SOLE
0
0
1
CANOPY GROWTH CORP COM
COM
138035100
745
17178
SH
SOLE
0
0
17178
CHURCH & DWIGHT INC COM
COM
171340102
274
3853
SH
SOLE
0
0
3853
CALAMOS GBL DYN INCOME FUND COM
COM
12811L107
90
11309
SH
SOLE
0
0
11309
CORNERSTONE STRATEGIC VALUE FD COM
COM
21924B302
283
23275
SH
SOLE
0
0
23275
COLONY CR REAL ESTATE INC COM CL A
COM CL A
19625T101
527
33666
SH
SOLE
0
0
33666
CLOROX CO DEL COM
COM
189054109
337
2102
SH
SOLE
0
0
2102
COMCAST CORP NEW CL A
CL A
20030N101
531
13290
SH
SOLE
0
0
13290
CHIPOTLE MEXICAN GRILL INC COM
COM
169656105
840
1182
SH
SOLE
0
0
1182
COMPASS MINERALS INTL INC COM
COM
20451N101
599
11026
SH
SOLE
0
0
11026
AMERICOLD RLTY TR COM
COM
03064D108
281
9200
SH
SOLE
0
0
9200
CONOCOPHILLIPS COM
COM
20825C104
636
9525
SH
SOLE
0
0
9525
COSTCO WHSL CORP NEW COM
COM
22160K105
1084
4476
SH
SOLE
0
0
4476
CORNERSTONE TOTAL RTRN FD INC COM
COM
21924U300
232
19314
SH
SOLE
0
0
19314
SALESFORCE COM INC COM
COM
79466L302
1887
11918
SH
SOLE
0
0
11918
CRONOS GROUP INC COM
COM
22717L101
249
13524
SH
SOLE
0
0
13524
CISCO SYS INC COM
COM
17275R102
2424
44906
SH
SOLE
0
0
44906
COSTAR GROUP INC COM
COM
22160N109
203
435
SH
SOLE
0
0
435
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT
COM SH BEN INT
128125101
159
12819
SH
SOLE
0
0
12819
CENTURYLINK INC COM
COM
156700106
158
13150
SH
SOLE
0
0
13150
CVS HEALTH CORP COM
COM
126650100
970
17982
SH
SOLE
0
0
17982
CVS CAREMARK CORP CALL AUG00062500
COM
126650100
4
17
SH
Call
SOLE
0
0
17
CHEVRON CORP NEW COM
COM
166764100
2537
20599
SH
SOLE
0
0
20599
SPDR SERIES TRUST BLMBRG BRC CNVRT
BLMBRG BRC CNVRT
78464A359
510
9759
SH
SOLE
0
0
9759
CARTER VALIDUS MISSION CRITICA COM
COM
146282108
384
72086
SH
SOLE
0
0
72086
DOMINION ENERGY INC COM
COM
25746U109
761
9928
SH
SOLE
0
0
9928
DIEBOLD NXDF INC COM
COM
253651103
264
23825
SH
SOLE
0
0
23825
DEERE & CO COM
COM
244199105
262
1637
SH
SOLE
0
0
1637
DECKERS OUTDOOR CORP COM
COM
243537107
251
1711
SH
SOLE
0
0
1711
DIAGEO P L C SPON ADR NEW
P L C SPON ADR NEW
25243Q205
336
2055
SH
SOLE
0
0
2055
DEAN FOODS CO NEW COM NEW
COM NEW
242370203
122
40300
SH
SOLE
0
0
40300
ISHARES TR CORE DIV GRWTH
DIV GRWTH
46434V621
820
22311
SH
SOLE
0
0
22311
WISDOMTREE TR US QTLY DIV GRT
US QTLY DIV GRT
97717X669
844
19604
SH
SOLE
0
0
19604
DANAHER CORPORATION COM
COM
235851102
247
1871
SH
SOLE
0
0
1871
SPDR DOW JONES INDL AVRG ETF UT SER 1
UT SER 1
78467X109
8392
32384
SH
SOLE
0
0
32384
DISNEY WALT CO COM DISNEY
COM
254687106
1958
17631
SH
SOLE
0
0
17631
DISNEY WALT COMPANY CALL JAN00135000
COM
254687106
0
2
SH
Call
SOLE
0
0
2
WISDOMTREE TR US LARGECAP DIVD
US LARGECAP DIVD
97717W307
1626
17259
SH
SOLE
0
0
17259
WISDOMTREE TR US MIDCAP DIVID
US MIDCAP DIVID
97717W505
1835
51276
SH
SOLE
0
0
51276
DASEKE INC COM
COM
23753F107
206
40400
SH
SOLE
0
0
40400
DUKE ENERGY CORP NEW COM NEW
COM
26441C204
230
2554
SH
SOLE
0
0
2554
ISHARES TR SELECT DIVID ETF
SELECT DIVID ETF
464287168
1373
13981
SH
SOLE
0
0
13981
DOWDUPONT INC COM
COM
26078J100
433
8129
SH
SOLE
0
0
8129
CONSOLIDATED EDISON INC COM
COM
209115104
341
4025
SH
SOLE
0
0
4025
STONE HBR EMERG MRKTS INC FD COM
COM
86164T107
158
12087
SH
SOLE
0
0
12087
ISHARES TR MSCI EMG MKT ETF
MSCI EMG MKT ETF
464287234
295
6877
SH
SOLE
0
0
6877
ISHARES TR MSCI EAFE ETF
MSCI EAFE ETF
464287465
225
3472
SH
SOLE
0
0
3472
WESTERN ASSET EMRG MKT DEBT FD COM
EMRG MKT DEBT FD COM
95766A101
843
61820
SH
SOLE
0
0
61820
EMERSON ELEC CO COM
COM
291011104
278
4060
SH
SOLE
0
0
4060
EMERSON ELEC CO CALL JAN00062500
COM
291011104
6
10
SH
Call
SOLE
0
0
10
ENBRIDGE INC COM
COM
29250N105
573
15810
SH
SOLE
0
0
15810
EATON VANCE ENHANCED EQ INC FD COM
COM
278274105
1020
71005
SH
SOLE
0
0
71005
ENTERPRISE PRODS PARTNERS L P COM
COM
293792107
411
14118
SH
SOLE
0
0
14118
ENERGY TRANSFER LP COM UT LTD PTN
COM UT LTD PTN
29273V100
217
14097
SH
SOLE
0
0
14097
EATON VANCE TX ADV GLB DIV OP COM
COM
27828U106
225
9374
SH
SOLE
0
0
9374
ETSY INC COM
COM
29786A106
202
3000
SH
SOLE
0
0
3000
EDWARDS LIFESCIENCES CORP COM
COM
28176E108
332
1733
SH
SOLE
0
0
1733
EXACT SCIENCES CORP COM
COM
30063P105
277
3200
SH
SOLE
0
0
3200
EXELON CORP COM
COM
30161N101
301
6014
SH
SOLE
0
0
6014
EXELON CORP CALL OCT00034000
COM
30161N101
0
3
SH
Call
SOLE
0
0
3
EATON VANCE TAX MNGD GBL DV EQ COM
GBL DV EQ COM
27829F108
91
11168
SH
SOLE
0
0
11168
ISHARES INC MSCI EURZONE ETF
MSCI EURZONE ETF
464286608
207
5374
SH
SOLE
0
0
5374
FORD MTR CO DEL COM
COM
345370860
513
58485
SH
SOLE
0
0
58485
FACEBOOK INC CL A
CL A
30303M102
3656
21933
SH
SOLE
0
0
21933
FACEBOOK INC PUT JAN00150000
CL A
30303M102
1
1
SH
Put
SOLE
0
0
1
FACEBOOK INC CALL JAN00160000
CL A
30303M102
7
12
SH
Call
SOLE
0
0
12
FIDELITY TOTAL BD ETF
TOTAL BD ETF
316188309
312
6242
SH
SOLE
0
0
6242
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH
NY ARCA BIOTECH
33733E203
749
4963
SH
SOLE
0
0
4963
FIRST TR MORNINGSTAR DIV LEADR SHS
DIV LEADR SHS
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270
8942
SH
SOLE
0
0
8942
FIDELITY LOW VOLITY ETF
LOW VOLITY ETF
316092824
1087
31933
SH
SOLE
0
0
31933
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX
FD DJ INTERNT IDX
33733E302
1624
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SH
SOLE
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0
11695
FIDELITY HIGH DIVID ETF
HIGH DIVID ETF
316092840
1022
34106
SH
SOLE
0
0
34106
FEDEX CORP COM
COM
31428X106
469
2588
SH
SOLE
0
0
2588
FEDEX CORP CALL JAN00195000
COM
31428X106
8
2
SH
Call
SOLE
0
0
2
FIRST TR LRGE CP CORE ALPHA FD COM SHS
COM SHS
33734K109
418
7024
SH
SOLE
0
0
7024
FIDELITY MSCI HLTH CARE I
MSCI HLTH CARE I
316092600
598
13441
SH
SOLE
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13441
FIDELITY MSCI INDL INDX
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316092709
310
8117
SH
SOLE
0
0
8117
FEDERATED INCOME SECS TR INTR CORPBD IS
INTR CORPBD IS
31420C407
597
66152
SH
SOLE
0
0
66152
VANECK VECTORS ETF TR INVT GRADE FLTG
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83125
SH
SOLE
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0
83125
FEDERAL NATL MTG ASSN COM
COM
313586109
65
23390
SH
SOLE
0
0
23390
FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF
PFD SECS INC ETF
33739E108
295
15452
SH
SOLE
0
0
15452
FS KKR CAPITAL CORP COM
COM
302635107
91
15121
SH
SOLE
0
0
15121
FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF
FD CAP STRENGTH ETF
33733E104
800
14803
SH
SOLE
0
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14803
FORTINET INC COM
COM
34959E109
559
6661
SH
SOLE
0
0
6661
FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW
IV FIRST TR ENH NEW
33739Q408
391
6520
SH
SOLE
0
0
6520
FIRST TR VALUE LINE DIVID INDX SHS
DIVID INDX SHS
33734H106
2294
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SH
SOLE
0
0
70642
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH
II HLTH CARE ALPH
33734X143
369
4826
SH
SOLE
0
0
4826
FIRST TR EXCHANGE TRADED FD II TECH ALPHADEX
II TECH ALPHADEX
33734X176
366
5726
SH
SOLE
0
0
5726
GENERAL DYNAMICS CORP COM
COM
369550108
423
2497
SH
SOLE
0
0
2497
GENERAL ELECTRIC CO COM
COM
369604103
870
87114
SH
SOLE
0
0
87114
GENERAL ELECTRIC CO CALL SEP00030000
COM
369604103
0
1
SH
Call
SOLE
0
0
1
GUESS INC COM
COM
401617105
674
34366
SH
SOLE
0
0
34366
GILEAD SCIENCES INC COM
COM
375558103
350
5378
SH
SOLE
0
0
5378
GILEAD SCIENCES INC CALL AUG00100000
COM
375558103
0
3
SH
Call
SOLE
0
0
3
GENERAL MLS INC COM
COM
370334104
1123
21694
SH
SOLE
0
0
21694
SPDR GOLD TRUST GOLD SHS
GOLD SHS
78463V107
1103
9042
SH
SOLE
0
0
9042
CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT
FD SH BEN INT
18914E106
97
10000
SH
SOLE
0
0
10000
CORNING INC COM
COM
219350105
301
9107
SH
SOLE
0
0
9107
ALPHABET INC CAP STK CL C
CL C
02079K107
1771
1509
SH
SOLE
0
0
1509
ALPHABET INC CAP STK CL A
CL A
02079K305
4249
3611
SH
SOLE
0
0
3611
GRANITE PT MTG TR INC COM
COM
38741L107
195
10500
SH
SOLE
0
0
10500
GRILLED CHEESE TRUCK INC COM
COM
39850T105
26
40000
SH
SOLE
0
0
40000
GOLDMAN SACHS GROUP INC COM
COM
38141G104
353
1838
SH
SOLE
0
0
1838
GLAXOSMITHKLINE PLC SPONSORED ADR
PLC SPONSORED ADR
37733W105
807
19319
SH
SOLE
0
0
19319
GOLDMAN SACHS ETF TR EQUITY ETF
EQUITY ETF
381430503
627
11038
SH
SOLE
0
0
11038
GABELLI UTIL TR COM
COM
36240A101
124
17835
SH
SOLE
0
0
17835
GENESEE & WYO INC CL A
CL A
371559105
261
3000
SH
SOLE
0
0
3000
HUNTINGTON BANCSHARES INC COM
COM
446150104
154
12134
SH
SOLE
0
0
12134
HANESBRANDS INC COM
COM
410345102
259
14504
SH
SOLE
0
0
14504
HCP INC COM
COM
40414L109
326
10409
SH
SOLE
0
0
10409
HOME DEPOT INC COM
COM
437076102
2942
15330
SH
SOLE
0
0
15330
HEMP INC COM NEW
COM
423703206
5
200300
SH
SOLE
0
0
200300
HIGHLANDS REIT INC COM
COM
43110A104
0
48171
SH
SOLE
0
0
48171
HONEYWELL INTL INC COM
COM
438516106
1119
7042
SH
SOLE
0
0
7042
HELMERICH & PAYNE INC COM
COM
423452101
264
4750
SH
SOLE
0
0
4750
HORMEL FOODS CORP COM
COM
440452100
369
8237
SH
SOLE
0
0
8237
HEALTHCARE TR AMER INC CL A NEW
CL A NEW
42225P501
441
15412
SH
SOLE
0
0
15412
HERCULES CAPITAL INC COM
COM
427096508
127
10057
SH
SOLE
0
0
10057
HUMANA INC COM
COM
444859102
534
2009
SH
SOLE
0
0
2009
ISHARES TR IBOXX HI YD ETF
IBOXX HI YD ETF
464288513
427
4933
SH
SOLE
0
0
4933
FIRST TR EXCHANGE TRADED FD IV FIRST TR TA HIYL
IV FIRST TR TA HIYL
33738D408
560
11709
SH
SOLE
0
0
11709
PIMCO ETF TR 0-5 HIGH YIELD
0-5 HIGH YIELD
72201R783
409
4084
SH
SOLE
0
0
4084
BLACKROCK CORPOR HI YLD FD INC COM
HI YLD FD INC COM
09255P107
130
12700
SH
SOLE
0
0
12700
INVENTRUST PPTYS CORP COM
COM
46124J102
75
48471
SH
SOLE
0
0
48471
ISHARES GOLD TRUST ISHARES
GOLD TRUST ISHARES
464285105
768
62008
SH
SOLE
0
0
62008
ISHARES TR NASDAQ BIOTECH
NASDAQ BIOTECH
464287556
515
4609
SH
SOLE
0
0
4609
ISHARES NASDAQ BIOTECH CALL JAN00110000
NASDAQ BIOTECH
464287556
0
6
SH
Call
SOLE
0
0
6
INTERNATIONAL BUSINESS MACHS COM
COM
459200101
654
4634
SH
SOLE
0
0
4634
INTERNATIONAL BUS MACH CALL APR00130000
COM
459200101
7
11
SH
Call
SOLE
0
0
11
INTERNATIONAL BUS MACH PUT APR00130000
COM
459200101
2
16
SH
Put
SOLE
0
0
16
INTERNATIONAL BANCSHARES CORP COM
COM
459044103
487
12800
SH
SOLE
0
0
12800
ISHARES TR CORE MSCI EAFE
CORE MSCI EAFE
46432F842
485
7983
SH
SOLE
0
0
7983
FIRST TR EXCHANGE TRADED FD VI DORSEY WRIGHT
VI DORSEY WRIGHT
33738R886
228
11945
SH
SOLE
0
0
11945
ISHARES TR SH TR CRPORT ETF
SH TR CRPORT ETF
464288646
1639
31021
SH
SOLE
0
0
31021
ISHARES TR EXPANDED TECH
EXPANDED TECH
464287515
286
1355
SH
SOLE
0
0
1355
ISHARES TR US HLTHCR PR ETF
US HLTHCR PR ETF
464288828
204
1217
SH
SOLE
0
0
1217
ISHARES TR U.S. MED DVC ETF
U.S. MED DVC ETF
464288810
793
3425
SH
SOLE
0
0
3425
INVESCO VALUE MUN INCOME TR COM
MUN INCOME TR COM
46132P108
1017
70502
SH
SOLE
0
0
70502
ISHARES TR CORE S&P MCP ETF
CORE S&P MCP ETF
464287507
991
5234
SH
SOLE
0
0
5234
ISHARES TR CORE S&P SCP ETF
CORE S&P SCP ETF
464287804
3494
45293
SH
SOLE
0
0
45293
ISHARES TR S&P SML 600 GWT
S&P SML 600 GWT
464287887
537
3011
SH
SOLE
0
0
3011
INTEL CORP COM
COM
458140100
2277
42397
SH
SOLE
0
0
42397
INTEL CORP CALL APR00048000
COM
458140100
14
20
SH
Call
SOLE
0
0
20
INTUIT COM
COM
461202103
639
2445
SH
SOLE
0
0
2445
INTERXION HOLDING N.V SHS
N.V SHS
N47279109
234
3501
SH
SOLE
0
0
3501
INTL PAPER CO COM
COM
460146103
251
5424
SH
SOLE
0
0
5424
IRON MTN INC NEW COM
COM
46284V101
603
16996
SH
SOLE
0
0
16996
INTUITIVE SURGICAL INC COM NEW
COM NEW
46120E602
952
1669
SH
SOLE
0
0
1669
IVY FDS INC SCI & TECHNO I
SCI & TECHNO I
466001807
985
13584
SH
SOLE
0
0
13584
ISHARES TR US AER DEF ETF
US AER DEF ETF
464288760
3346
16764
SH
SOLE
0
0
16764
ITERIS INC COM
COM
46564T107
53
12675
SH
SOLE
0
0
12675
ISHARES TR CORE S&P TTL STK
CORE S&P TTL STK
464287150
205
3189
SH
SOLE
0
0
3189
ILLINOIS TOOL WKS INC COM
COM
452308109
437
3046
SH
SOLE
0
0
3046
ISHARES TR CORE TOTAL USD
CORE TOTAL USD
46434V613
344
6791
SH
SOLE
0
0
6791
ISHARES TR CORE S&P US GWT
CORE S&P US GWT
464287671
237
3932
SH
SOLE
0
0
3932
ISHARES TR CORE S&P US VLU
CORE S&P US VLU
464287663
405
7388
SH
SOLE
0
0
7388
ISHARES TR S&P 500 VAL ETF
S&P 500 VAL ETF
464287408
1021
9052
SH
SOLE
0
0
9052
ISHARES TR CORE S&P500 ETF
CORE S&P500 ETF
464287200
6841
24042
SH
SOLE
0
0
24042
ISHARES TR S&P 500 GRWT ETF
S&P 500 GRWT ETF
464287309
1687
9790
SH
SOLE
0
0
9790
ISHARES TR RUS 1000 VAL ETF
RUS 1000 VAL ETF
464287598
273
2211
SH
SOLE
0
0
2211
ISHARES TR RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
675
4410
SH
SOLE
0
0
4410
ISHARES TR RUS 2000 GRW ETF
RUS 2000 GRW ETF
464287648
248
1261
SH
SOLE
0
0
1261
ISHARES TR RUSSELL 3000 ETF
RUSSELL 3000 ETF
464287689
2392
14348
SH
SOLE
0
0
14348
ISHARES TR GLOB HLTHCRE ETF
GLOB HLTHCRE ETF
464287325
607
9927
SH
SOLE
0
0
9927
ISHARES TR U.S. FINLS ETF
U.S. FINLS ETF
464287788
1235
10457
SH
SOLE
0
0
10457
ISHARES TR US INDUSTRIALS
US INDUSTRIALS
464287754
324
2134
SH
SOLE
0
0
2134
ISHARES TR MRNGSTR INC ETF
MRNGSTR INC ETF
46432F875
1228
49665
SH
SOLE
0
0
49665
ISHARES TR U.S. TECH ETF
U.S. TECH ETF
464287721
432
2265
SH
SOLE
0
0
2265
ISHARES TR MRNGSTR LG-CP GR
MRNGSTR LG-CP GR
464287119
1617
8847
SH
SOLE
0
0
8847
JOHNSON & JOHNSON COM
COM
478160104
3852
27558
SH
SOLE
0
0
27558
JOHNSON & JOHNSON CALL JUN00135000
COM
478160104
1
1
SH
Call
SOLE
0
0
1
SPDR SERIES TRUST BLOOMBERG BRCLYS
BLOOMBERG BRCLYS
78464A417
310
8630
SH
SOLE
0
0
8630
NUVEEN PFD & INCM OPPORTNYS FD COM
COM
67073B106
95
10000
SH
SOLE
0
0
10000
JPMORGAN CHASE & CO COM
COM
46625H100
1571
15515
SH
SOLE
0
0
15515
JPMORGAN CHASE & CO PUT AUG00043000
COM
46625H100
0
6
SH
Put
SOLE
0
0
6
JPMORGAN CHASE & CO CALL JAN00090000
COM
46625H100
2
1
SH
Call
SOLE
0
0
1
NUVEEN PFD & INCM SECURTIES FD COM
COM
67072C105
4339
482103
SH
SOLE
0
0
482103
NUVEEN FLTNG RTE INCM OPP FD COM SHS
FD COM SHS
6706EN100
1358
141631
SH
SOLE
0
0
141631
KRAIG BIOCRAFT LABORATORIES IN COM
COM
50075W104
2
23500
SH
SOLE
0
0
23500
KRAFT HEINZ CO COM
COM
500754106
240
7362
SH
SOLE
0
0
7362
KRAFT HEINZ CO CALL JUL00032500
COM
500754106
0
1
SH
Call
SOLE
0
0
1
KIMBERLY CLARK CORP COM
COM
494368103
664
5362
SH
SOLE
0
0
5362
KINDER MORGAN INC DEL COM
COM
49456B101
231
11562
SH
SOLE
0
0
11562
COCA COLA CO COM
COM
191216100
627
13373
SH
SOLE
0
0
13373
COCA-COLA COMPANY CALL JAN00050000
COM
191216100
0
1
SH
Call
SOLE
0
0
1
SPDR SERIES TRUST S&P REGL BKG
S&P REGL BKG
78464A698
472
9203
SH
SOLE
0
0
9203
KRANESHARES TR CSI CHI INTERNET
CSI CHI INTERNET
500767306
518
10997
SH
SOLE
0
0
10997
LILLY ELI & CO COM
COM
532457108
595
4583
SH
SOLE
0
0
4583
LOCKHEED MARTIN CORP COM
COM
539830109
1853
6174
SH
SOLE
0
0
6174
LOCKHEED MARTIN CORP CALL JAN00400000
COM
539830109
0
1
SH
Call
SOLE
0
0
1
LOWES COS INC COM
COM
548661107
316
2887
SH
SOLE
0
0
2887
ISHARES TR IBOXX INV CP ETF
IBOXX INV CP ETF
464287242
231
1940
SH
SOLE
0
0
1940
LAMB WESTON HLDGS INC COM
COM
513272104
325
4336
SH
SOLE
0
0
4336
MASTERCARD INC CL A
CL A
57636Q104
1749
7427
SH
SOLE
0
0
7427
MATTEL INC COM
COM
577081102
391
30097
SH
SOLE
0
0
30097
MOBILE TELESYSTEMS PJSC SPONSORED ADR
SPONSORED ADR
607409109
279
36875
SH
SOLE
0
0
36875
MCDONALDS CORP COM
COM
580135101
1341
7059
SH
SOLE
0
0
7059
BARINGS CORPORATE INVS COM
COM
06759X107
351
22700
SH
SOLE
0
0
22700
MONDELEZ INTL INC CL A
CL A
609207105
295
5917
SH
SOLE
0
0
5917
MEDTRONIC PLC SHS
PLC SHS
G5960L103
520
5709
SH
SOLE
0
0
5709
MERCADOLIBRE INC COM
COM
58733R102
418
824
SH
SOLE
0
0
824
VANGUARD WORLD FD MEGA GRWTH IND
MEGA GRWTH IND
921910816
325
2616
SH
SOLE
0
0
2616
MACQUARIE INFRASTRUCTURE CORP COM
COM
55608B105
1082
26260
SH
SOLE
0
0
26260
ETF MANAGERS TR ETFMG ALTR HRVST
ETFMG ALTR HRVST
26924G508
999
27469
SH
SOLE
0
0
27469
3M CO COM
COM
88579Y101
1180
5680
SH
SOLE
0
0
5680
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP
COM UNIT RP LP
559080106
215
3546
SH
SOLE
0
0
3546
MANNING & NAPIER INC CL A
CL A
56382Q102
72
34104
SH
SOLE
0
0
34104
ALTRIA GROUP INC COM
COM
02209S103
980
17064
SH
SOLE
0
0
17064
MARATHON PETE CORP COM
COM
56585A102
511
8546
SH
SOLE
0
0
8546
MARATHON PETROLEUM CALL JUL00060000
COM
56585A102
0
2
SH
Call
SOLE
0
0
2
MEDICAL PPTYS TRUST INC COM
COM
58463J304
326
17625
SH
SOLE
0
0
17625
MERCK & CO INC COM
COM
58933Y105
1454
17487
SH
SOLE
0
0
17487
MORGAN STANLEY COM NEW
COM
617446448
283
6715
SH
SOLE
0
0
6715
MORGAN STANLEY CALL JAN00042000
COM
617446448
2
1
SH
Call
SOLE
0
0
1
MICROSOFT CORP COM
COM
594918104
4740
40189
SH
SOLE
0
0
40189
MICROSOFT CORP CALL JAN00100000
COM
594918104
2
1
SH
Call
SOLE
0
0
1
ISHARES TR USA MOMENTUM FCT
MOMENTUM FCT
46432F396
338
3010
SH
SOLE
0
0
3010
BLACKROCK MUNIVEST FD II INC COM
COM
09253T101
214
14620
SH
SOLE
0
0
14620
ALLIANZGI CONV INCOME FD II COM
COM
018825109
76
13277
SH
SOLE
0
0
13277
ISHARES US ETF TR SHT MAT BD ETF
SHT MAT BD ETF
46431W507
1778
35389
SH
SOLE
0
0
35389
NEXTERA ENERGY INC COM
COM
65339F101
608
3147
SH
SOLE
0
0
3147
NETFLIX INC COM
COM
64110L106
1695
4755
SH
SOLE
0
0
4755
NIKE INC CL B
CL B
654106103
221
2624
SH
SOLE
0
0
2624
ANNALY CAP MGMT INC COM
COM
035710409
318
31861
SH
SOLE
0
0
31861
NEW MTN FIN CORP 5.75 NT SR 23
CORP 5.75 NT SR 23
647551209
226
9000
SH
SOLE
0
0
9000
PROSHARES TR S&P 500 DV ARIST
S&P 500 DV ARIST
74348A467
274
4035
SH
SOLE
0
0
4035
NORTHROP GRUMMAN CORP COM
COM
666807102
460
1707
SH
SOLE
0
0
1707
SERVICENOW INC COM
COM
81762P102
1178
4781
SH
SOLE
0
0
4781
NUSTAR ENERGY LP UNIT COM
LP UNIT COM
67058H102
269
9990
SH
SOLE
0
0
9990
NVIDIA CORP COM
COM
67066G104
1408
7842
SH
SOLE
0
0
7842
NEW YORK MTG TR INC COM PAR $.02
COM PAR $.02
649604501
84
13862
SH
SOLE
0
0
13862
OKTA INC CL A
CL A
679295105
555
6712
SH
SOLE
0
0
6712
FIDELITY COMWLTH TR NDQ CP IDX TRK
NDQ CP IDX TRK
315912808
3211
10609
SH
SOLE
0
0
10609
OPKO HEALTH INC COM
COM
68375N103
50
19086
SH
SOLE
0
0
19086
ORACLE CORP COM
COM
68389X105
552
10273
SH
SOLE
0
0
10273
ORACLE CORP CALL JAN00047000
COM
68389X105
2
4
SH
Call
SOLE
0
0
4
O REILLY AUTOMOTIVE INC NEW COM
COM
67103H107
437
1125
SH
SOLE
0
0
1125
OCCIDENTAL PETE CORP COM
COM
674599105
673
10170
SH
SOLE
0
0
10170
OCCIDENTAL PETE CORP CALL AUG00067500
COM
674599105
2
4
SH
Call
SOLE
0
0
4
PALO ALTO NETWORKS INC COM
COM
697435105
2002
8242
SH
SOLE
0
0
8242
PAYCOM SOFTWARE INC COM
COM
70432V102
283
1495
SH
SOLE
0
0
1495
PITNEY BOWES INC COM
COM
724479100
222
32259
SH
SOLE
0
0
32259
PERMIAN BASIN RTY TR UNIT BEN INT
UNIT BEN INT
714236106
162
21500
SH
SOLE
0
0
21500
PIMCO DYNMIC CREDIT AND MRT IN COM SHS
COM SHS
72202D106
666
28435
SH
SOLE
0
0
28435
PIMCO CORPORATE INCOME STRATEG COM
COM
72200U100
207
12023
SH
SOLE
0
0
12023
PUBLIC SVC ENTERPRISE GRP INC COM
COM
744573106
308
5179
SH
SOLE
0
0
5179
ADAM NAT RES FD INC COM
COM
00548F105
403
24014
SH
SOLE
0
0
24014
PEPSICO INC COM
COM
713448108
1705
13916
SH
SOLE
0
0
13916
PFIZER INC COM
COM
717081103
2483
58469
SH
SOLE
0
0
58469
PFIZER INC PUT AUG00027000
COM
717081103
0
3
SH
Put
SOLE
0
0
3
ISHARES TR PFD AND INCM SEC
PFD AND INCM SEC
464288687
587
16064
SH
SOLE
0
0
16064
PROCTER AND GAMBLE CO COM
COM
742718109
2267
21789
SH
SOLE
0
0
21789
PROCTER & GAMBLE CO CALL JAN00092500
COM
742718109
0
1
SH
Call
SOLE
0
0
1
POLYMET MINING CORP COM
COM
731916102
7
10000
SH
SOLE
0
0
10000
PHILIP MORRIS INTL INC COM
COM
718172109
914
10340
SH
SOLE
0
0
10340
INVESCO EXCHANGE TRADED FD TR NASDAQ INTERNT
NASDAQ INTERNT
46137V530
398
2956
SH
SOLE
0
0
2956
PINNACLE WEST CAP CORP COM
COM
723484101
226
2369
SH
SOLE
0
0
2369
INVESCO EXCHANGE TRADED FD TR AEROSPACE DEFN
AEROSPACE DEFN
46137V100
218
3756
SH
SOLE
0
0
3756
SPDR SERIES TRUST WELLS FG PFD ETF
WELLS FG PFD ETF
78464A292
236
5535
SH
SOLE
0
0
5535
PHILLIPS 66 COM
COM
718546104
441
4631
SH
SOLE
0
0
4631
PACER FDS TR TRENDP US LAR CP
TRENDP US LAR CP
69374H105
367
12500
SH
SOLE
0
0
12500
PVH CORP COM
COM
693656100
207
1698
SH
SOLE
0
0
1698
PAYPAL HLDGS INC COM
COM
70450Y103
1107
10660
SH
SOLE
0
0
10660
FIRST TR NASDAQ ABA CMNTY BK I UT COM SHS ETF
I UT COM SHS ETF
33736Q104
218
4720
SH
SOLE
0
0
4720
INVESCO QQQ TR UNIT SER 1
UNIT SER 1
46090E103
2877
16015
SH
SOLE
0
0
16015
FIRST TR NASDAQ100 TECH INDEX SHS
TECH INDEX SHS
337345102
378
4591
SH
SOLE
0
0
4591
ISHARES TR USA QUALITY FCTR
USA QUALITY FCTR
46432F339
724
8175
SH
SOLE
0
0
8175
FERRARI N V COM
COM
N3167Y103
350
2615
SH
SOLE
0
0
2615
RCM TECHNOLOGIES INC COM NEW
COM NEW
749360400
49
12339
SH
SOLE
0
0
12339
PIMCO STRATEGIC INCOME FD INC COM
COM
72200X104
160
15183
SH
SOLE
0
0
15183
ROYAL DUTCH SHELL PLC SPONS ADR A
PLC SPONSORED ADR
780259206
908
14501
SH
SOLE
0
0
14501
ROYAL DUTCH SHELL PLC SPON ADR B
PLC SPON ADR B
780259107
381
5953
SH
SOLE
0
0
5953
REGENERON PHARMACEUTICALS COM
COM
75886F107
228
556
SH
SOLE
0
0
556
ROYAL GOLD INC COM
COM
780287108
732
8045
SH
SOLE
0
0
8045
RED HAT INC COM
COM
756577102
254
1391
SH
SOLE
0
0
1391
RIO TINTO PLC SPONSORED ADR
PLC SPONSORED ADR
767204100
330
5605
SH
SOLE
0
0
5605
FIRST TR EXCHANGE TRADED FD VI NASDQ ARTFCIAL
VI NASDQ ARTFCIAL
33738R720
266
8341
SH
SOLE
0
0
8341
INVESCO EXCHANGE TRADED FD TR S&P500 PUR GWT
S&P500 PUR GWT
46137V266
2223
19213
SH
SOLE
0
0
19213
REPUBLIC SVCS INC COM
COM
760759100
223
2769
SH
SOLE
0
0
2769
INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT
S&P500 EQL WGT
46137V357
590
5653
SH
SOLE
0
0
5653
RAYTHEON CO COM NEW
COM NEW
755111507
981
5390
SH
SOLE
0
0
5390
INVESCO EXCHANGE TRADED FD TR S&P500 EQL HLT
S&P500 EQL HLT
46137V332
224
1133
SH
SOLE
0
0
1133
INVESCO EXCHANGE TRADED FD TR RYMND JMS SB 1
RYMND JMS SB 1
46137V522
317
7250
SH
SOLE
0
0
7250
INVESCO EXCHANGE TRADED FD TR S&P500 EQL TEC
S&P500 EQL TEC
46137V282
261
1534
SH
SOLE
0
0
1534
BANCO SANTANDER SA ADR
SA ADR
05964H105
64
13818
SH
SOLE
0
0
13818
STARBUCKS CORP COM
COM
855244109
1411
18985
SH
SOLE
0
0
18985
STARBUCKS CORP CALL JAN00070000
COM
855244109
0
1
SH
Call
SOLE
0
0
1
SCHWAB STRATEGIC TR US DIVIDEND EQ
US DIVIDEND EQ
808524797
479
9168
SH
SOLE
0
0
9168
SCHWAB STRATEGIC TR US REIT ETF
US REIT ETF
808524847
468
10526
SH
SOLE
0
0
10526
THE CHARLES SCHWAB CORPORATION COM
COM
808513105
255
5952
SH
SOLE
0
0
5952
SCHWAB STRATEGIC TR US LRG CAP ETF
US LRG CAP ETF
808524201
225
3323
SH
SOLE
0
0
3323
SANDRIDGE MISSISSIPPIAN TR II SH BEN INT
II SH BEN INT
80007V106
12
12000
SH
SOLE
0
0
12000
SPDR SERIES TRUST S&P DIVID ETF
S&P DIVID ETF
78464A763
632
6360
SH
SOLE
0
0
6360
SHOPIFY INC CL A
CL A
82509L107
692
3349
SH
SOLE
0
0
3349
ISHARES TR SHORT TREAS BD
SHORT TREAS BD
464288679
1171
10587
SH
SOLE
0
0
10587
SHERWIN WILLIAMS CO COM
COM
824348106
237
550
SH
SOLE
0
0
550
SAN JUAN BASIN RTY TR UNIT BEN INT
UNIT BEN INT
798241105
95
17700
SH
SOLE
0
0
17700
FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING
II CLOUD COMPUTING
33734X192
413
7176
SH
SOLE
0
0
7176
ISHARES SILVER TRUST ISHARES
SILVER TRUST ISHARES
46428Q109
180
12677
SH
SOLE
0
0
12677
SPDR SERIES TRUST S&P 600 SML CAP
S&P 600 SML CAP
78464A813
289
4331
SH
SOLE
0
0
4331
SOUTHERN CO COM
COM
842587107
743
14378
SH
SOLE
0
0
14378
SOUTHERN COMPANY CALL AUG00046000
COM
842587107
1
1
SH
SOLE
0
0
1
ISHARES TR PHLX SEMICND ETF
PHLX SEMICND ETF
464287523
236
1248
SH
SOLE
0
0
1248
INVESCO EXCHNG TRADED FD TR II S&P500 HDL VOL
II S&P500 HDL VOL
46138E362
663
15611
SH
SOLE
0
0
15611
INVESCO EXCHANGE TRADED FD TR S&P500 QUALITY
S&P500 QUALITY
46137V241
924
28738
SH
SOLE
0
0
28738
INVESCO EXCHNG TRADED FD TR II S&P500 LOW VOL
S&P500 LOW VOL
46138E354
1551
29465
SH
SOLE
0
0
29465
SPDR S&P 500 ETF TR TR UNIT
TR TR UNIT
78462F103
19635
69508
SH
SOLE
0
0
69508
SPDR SERIES TRUST PRTFLO S&P500 GW
PRTFLO S&P500 GW
78464A409
266
7146
SH
SOLE
0
0
7146
SQUARE INC CL A
CL A
852234103
1405
18756
SH
SOLE
0
0
18756
SSGA ACTIVE ETF TR BLKSTN GSOSRLN
BLKSTN GSOSRLN
78467V608
3488
75748
SH
SOLE
0
0
75748
SS&C TECHNOLOGIES HLDGS INC COM
COM
78467J100
207
3255
SH
SOLE
0
0
3255
PROSHARES TR PSHS ULT S&P 500
PSHS ULT S&P 500
74347R107
577
4897
SH
SOLE
0
0
4897
STARWOOD PPTY TR INC COM
COM
85571B105
1206
53966
SH
SOLE
0
0
53966
SEAGATE TECHNOLOGY PLC SHS
PLC SHS
G7945M107
491
10245
SH
SOLE
0
0
10245
SEAGATE TECHNOLOGY PUT JUN00045000
PLC SHS
G7945M107
1
4
SH
Put
SOLE
0
0
4
CONSTELLATION BRANDS INC CL A
CL A
21036P108
755
4304
SH
SOLE
0
0
4304
SYSCO CORP COM
COM
871829107
349
5223
SH
SOLE
0
0
5223
AT&T INC COM
COM
00206R102
4319
137726
SH
SOLE
0
0
137726
AT&T INC PUT SEP00032000
COM
00206R102
0
2
SH
Put
SOLE
0
0
2
CARROLS RESTAURANT GROUP INC COM
COM
14574X104
325
32615
SH
SOLE
0
0
32615
LIBERTY TAX INC CL A
CL A
53128T102
454
45900
SH
SOLE
0
0
45900
TORONTO DOMINION BK ONT COM NEW
COM NEW
891160509
340
6250
SH
SOLE
0
0
6250
TELEDYNE TECHNOLOGIES INC COM
COM
879360105
346
1461
SH
SOLE
0
0
1461
TFS FINL CORP COM
COM
87240R107
404
24550
SH
SOLE
0
0
24550
TARGET CORP COM
COM
87612E106
232
2895
SH
SOLE
0
0
2895
THORNBURG INVT TR INV INCM BLD I
INV INCM BLD I
885215467
546
25468
SH
SOLE
0
0
25468
ISHARES TR TIPS BD ETF
TIPS BD ETF
464287176
253
2234
SH
SOLE
0
0
2234
TJX COS INC NEW COM
COM
872540109
525
9866
SH
SOLE
0
0
9866
THERMO FISHER SCIENTIFIC INC COM
COM
883556102
709
2590
SH
SOLE
0
0
2590
SSGA ACTIVE ETF TR SPDR TR TACTIC
SPDR TR TACTIC
78467V848
205
4245
SH
SOLE
0
0
4245
TRIPLEPOINT VENTURE GROWTH BDC 5.75 NT 22
VENTURE GROWTH BDC 5.75 NT 22
89677Y308
256
10000
SH
SOLE
0
0
10000
TREVENA INC COM
COM
89532E109
24
15300
SH
SOLE
0
0
15300
TRACTOR SUPPLY CO COM
COM
892356106
216
2208
SH
SOLE
0
0
2208
TESLA INC COM
COM
88160R101
758
2710
SH
SOLE
0
0
2710
TESLA MOTORS INC PUT SEP00050000
COM
88160R101
0
1
SH
Put
SOLE
0
0
1
THL CR SR LN FD COM
COM
87244R103
155
10121
SH
SOLE
0
0
10121
TWILIO INC CL A
CL A
90138F102
1040
8053
SH
SOLE
0
0
8053
TWITTER INC COM
COM
90184L102
392
11923
SH
SOLE
0
0
11923
TEXAS INSTRS INC COM
COM
882508104
229
2154
SH
SOLE
0
0
2154
UNITED DEV FDG IV COM
COM
910187103
131
24539
SH
SOLE
0
0
24539
UNITED HEALTH PRODS INC COM
COM
91059D100
9
10049
SH
SOLE
0
0
10049
UNILEVER PLC SPON ADR NEW
PLC SPON ADR NEW
904767704
201
3478
SH
SOLE
0
0
3478
ULTA BEAUTY INC COM
COM
90384S303
1194
3425
SH
SOLE
0
0
3425
UNITEDHEALTH GROUP INC COM
COM
91324P102
910
3681
SH
SOLE
0
0
3681
UNITEDHEALTH GROUP INC CALL JAN00300000
COM
91324P102
1
2
SH
Call
SOLE
0
0
2
UNION PACIFIC CORP COM
COM
907818108
490
2930
SH
SOLE
0
0
2930
PROSHARES TR ULTRPRO S&P500
ULTRPRO S&P500
74347X864
317
6440
SH
SOLE
0
0
6440
UNITED PARCEL SERVICE INC CL B
INC CL B
911312106
542
4849
SH
SOLE
0
0
4849
US BANCORP DEL COM NEW
COM NEW
902973304
285
5916
SH
SOLE
0
0
5916
ISHARES TR MIN VOL USA ETF
MIN VOL USA ETF
46429B697
4685
79680
SH
SOLE
0
0
79680
COHEN & STEERS INFRASTRUCTURE COM
COM
19248A109
234
9524
SH
SOLE
0
0
9524
UNITED TECHNOLOGIES CORP COM
COM
913017109
569
4416
SH
SOLE
0
0
4416
UNITED TECHNOLOGIES CALL JAN00160000
COM
913017109
0
1
SH
SOLE
0
0
1
PROSHARES TR PSHS ULTRUSS2000
PSHS ULTRUSS2000
74347R842
351
5210
SH
SOLE
0
0
5210
VISA INC COM CL A
COM CL A
92826C839
2454
15709
SH
SOLE
0
0
15709
VISA INC CALL JAN00140000
COM CL A
92826C839
2
1
SH
Call
SOLE
0
0
1
VANGUARD INDEX FDS SMALL CP ETF
SMALL CP ETF
922908751
774
5064
SH
SOLE
0
0
5064
VANGUARD INDEX FDS SM CP VAL ETF
SM CP VAL ETF
922908611
410
3182
SH
SOLE
0
0
3182
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD
SHRT TRM CORP BD
92206C409
1797
22531
SH
SOLE
0
0
22531
VANGUARD WORLD FDS CONSUM STP ETF
CONSUM STP ETF
92204A207
314
2161
SH
SOLE
0
0
2161
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF
FTSE DEV MKT ETF
921943858
1321
32325
SH
SOLE
0
0
32325
VEREIT INC COM
COM
92339V100
179
21342
SH
SOLE
0
0
21342
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF
FTSE EUROPE ETF
922042874
871
16249
SH
SOLE
0
0
16249
VANGUARD GROUP DIV APP ETF
DIV APP ETF
921908844
3993
36421
SH
SOLE
0
0
36421
VALERO ENERGY CORP NEW COM
COM
91913Y100
301
3547
SH
SOLE
0
0
3547
VALERO ENERGY CORP CALL JAN00085000
COM
91913Y100
1
4
SH
Call
SOLE
0
0
4
VALLEY NATL BANCORP COM
COM
919794107
166
17332
SH
SOLE
0
0
17332
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC
MORTG-BACK SEC
92206C771
361
6898
SH
SOLE
0
0
6898
VANGUARD INDEX FDS REAL ESTATE ETF
REAL ESTATE ETF
922908553
2089
24032
SH
SOLE
0
0
24032
VANGUARD INDEX FDS MID CAP ETF
MID CAP ETF
922908629
865
5380
SH
SOLE
0
0
5380
VANGUARD INDEX FDS MCAP VL IDXVIP
MCAP VL IDXVIP
922908512
545
5055
SH
SOLE
0
0
5055
VANGUARD INDEX FDS S&P 500 ETF SHS
S&P 500 ETF SHS
922908363
1994
7683
SH
SOLE
0
0
7683
INVESCO ACTIVELY MANAGD ETF TR VAR RATE INVT
VAR RATE INVT
46090A879
2118
85134
SH
SOLE
0
0
85134
INVESCO EXCHNG TRADED FD TR II VAR RATE PFD
VAR RATE PFD
46138G870
381
15505
SH
SOLE
0
0
15505
VERTEX PHARMACEUTICALS INC COM
COM
92532F100
260
1413
SH
SOLE
0
0
1413
VANGUARD INDEX FDS TOTAL STK MKT
TOTAL STK MKT
922908769
6714
46399
SH
SOLE
0
0
46399
VENTAS INC COM
COM
92276F100
203
3181
SH
SOLE
0
0
3181
VANGUARD INDEX FDS VALUE ETF
VALUE ETF
922908744
4097
38067
SH
SOLE
0
0
38067
VANGUARD INDEX FDS GROWTH ETF
GROWTH ETF
922908736
2037
13021
SH
SOLE
0
0
13021
ETF SER SOLUTIONS VIDENTCORE EQ FD
VIDENTCORE EQ FD
26922A503
1937
62528
SH
SOLE
0
0
62528
INVESCO SR INCOME TR COM
COM
46131H107
88
21036
SH
SOLE
0
0
21036
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF
FTSE EMR MKT ETF
922042858
633
14886
SH
SOLE
0
0
14886
VANGUARD INDEX FDS EXTEND MKT ETF
EXTEND MKT ETF
922908652
288
2494
SH
SOLE
0
0
2494
VANGUARD STAR FD VG TL INTL STK F
VG TL INTL STK F
921909768
248
4786
SH
SOLE
0
0
4786
VANGUARD WHITEHALL FDS INC HIGH DIV YLD
HIGH DIV YLD
921946406
506
5910
SH
SOLE
0
0
5910
VERIZON COMMUNICATIONS INC COM
COM
92343V104
2404
40658
SH
SOLE
0
0
40658
WALGREENS BOOTS ALLIANCE INC COM
COM
931427108
222
3508
SH
SOLE
0
0
3508
WALGREENS BOOTS ALLIAN CALL JAN00080000
COM
931427108
0
2
SH
Call
SOLE
0
0
2
WESTPAC BKG CORP SPONSORED ADR
SPONSORED ADR
961214301
530
28675
SH
SOLE
0
0
28675
WORKDAY INC CL A
CL A
98138H101
555
2879
SH
SOLE
0
0
2879
WADDELL & REED FINL INC CL A
CL A
930059100
406
23506
SH
SOLE
0
0
23506
WELLS FARGO CO NEW COM
COM
949746101
416
8609
SH
SOLE
0
0
8609
WELLS FARGO & CO NEW CALL JAN00070000
COM
949746101
0
1
SH
Call
SOLE
0
0
1
WASTE MGMT INC DEL COM
COM
94106L109
1630
15685
SH
SOLE
0
0
15685
WALMART INC COM
COM
931142103
1330
13638
SH
SOLE
0
0
13638
W P CAREY INC COM
COM
92936U109
667
8515
SH
SOLE
0
0
8515
SPDR SERIES TRUST AEROSPACE DEF
AEROSPACE DEF
78464A631
2734
29779
SH
SOLE
0
0
29779
SPDR SERIES TRUST HLTH CR EQUIP
HLTH CR EQUIP
78464A581
3760
46792
SH
SOLE
0
0
46792
SELECT SECTOR SPDR TR ENERGY
ENERGY
81369Y506
429
6485
SH
SOLE
0
0
6485
SELECT SECTOR SPDR TR SBI INT-FINL
SBI INT-FINL
81369Y605
1085
42200
SH
SOLE
0
0
42200
SELECT SECTOR SPDR TR SBI INT-INDS
SBI INT-INDS
81369Y704
549
7321
SH
SOLE
0
0
7321
SELECT SECTOR SPDR TR TECHNOLOGY
TECHNOLOGY
81369Y803
2860
38645
SH
SOLE
0
0
38645
SECTOR-SPDR-TECHNOLOGY CALL JAN00055000
TECHNOLOGY
81369Y803
1
1
SH
Call
SOLE
0
0
1
SELECT SECTOR SPDR TR SBI CONS STPLS
SBI CONS STPLS
81369Y308
342
6098
SH
SOLE
0
0
6098
SELECT SECTOR SPDR TR SBI INT-UTILS
SBI INT-UTILS
81369Y886
1229
21133
SH
SOLE
0
0
21133
SECTOR SPDR-UTILITIES CALL JAN00041000
SBI INT-UTILS
81369Y886
0
1
SH
Call
SOLE
0
0
1
SELECT SECTOR SPDR TR SBI HEALTHCARE
SBI HEALTHCARE
81369Y209
1288
14039
SH
SOLE
0
0
14039
SELECT SECTOR SPDR TR SBI CONS DISCR
SBI CONS DISCR
81369Y407
950
8341
SH
SOLE
0
0
8341
SECTOR SPDR-CONSUMER CALL JAN00095000
SBI CONS DISCR
81369Y407
1
1
SH
Call
SOLE
0
0
1
EXXON MOBIL CORP COM
COM
30231G102
2516
31144
SH
SOLE
0
0
31144
YUM BRANDS INC COM
COM
988498101
700
7011
SH
SOLE
0
0
7011
YUM CHINA HLDGS INC COM
COM
98850P109
309
6876
SH
SOLE
0
0
6876