0001398344-19-006415.txt : 20190409
0001398344-19-006415.hdr.sgml : 20190409
20190409110130
ACCESSION NUMBER: 0001398344-19-006415
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20190409
DATE AS OF CHANGE: 20190409
EFFECTIVENESS DATE: 20190409
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kovack Advisors, Inc.
CENTRAL INDEX KEY: 0001728321
IRS NUMBER: 200981614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18240
FILM NUMBER: 19738793
BUSINESS ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
BUSINESS PHONE: 954-670-8134
MAIL ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728321
XXXXXXXX
09-30-2013
09-30-2013
false
Kovack Advisors, Inc.
6451 N. FEDERAL HWY.
STE 1201
FT. LAUDERDALE
FL
33308
13F HOLDINGS REPORT
028-18240
N
Susanne V. Rosenfeldt
CCO
954-670-8134
/s/ Susanne V. Rosenfeldt
Ft. Lauderdale
FL
04-08-2019
0
73
19451
INFORMATION TABLE
2
fp0041056_13fhr-table.xml
13F INFORMATION TABLE
ALTRIA GROUP INC COM
COM
02209S103
235
6836
SH
SOLE
0
0
6836
ANNALY CAP MGMT INC COM
COM
035710409
144
12419
SH
SOLE
0
0
12419
APPLE INC CALL DEC00450000
COM
037833100
4
1
SH
Call
SOLE
0
0
1
APPLE INC PUT NOV00530000
COM
037833100
49
6
SH
Put
SOLE
0
0
6
APPLE INC COM
COM
037833100
1825
3828
SH
SOLE
0
0
3828
ARMOUR RESIDENTIAL REIT INC COM
REIT INC COM
042315101
53
12500
SH
SOLE
0
0
12500
AT&T INC CALL JAN00036000
COM
00206R102
0
2
SH
Call
SOLE
0
0
2
AT&T INC PUT SEP00032000
COM
00206R102
0
2
SH
Put
SOLE
0
0
2
AT&T INC COM
COM
00206R102
524
15488
SH
SOLE
0
0
15488
ATLANTIC PWR CORP COM NEW
COM
04878Q863
57
13314
SH
SOLE
0
0
13314
BANK AMER CORP COM
COM
060505104
202
14616
SH
SOLE
0
0
14616
BLACKROCK ENH CAP & INC FD INC COM
COM
09256A109
148
11431
SH
SOLE
0
0
11431
BRISTOL MYERS SQUIBB CO COM
COM
110122108
284
6139
SH
SOLE
0
0
6139
BRISTOL-MYERS SQUIBB CALL JAN00043000
COM
110122108
7
25
SH
Call
SOLE
0
0
25
BROCADE COMMUNICATIONS SYS INC COM NEW
COM
111621306
171
21244
SH
SOLE
0
0
21244
BUSINESS DEV CORP OF AMER COM
COM
12325J101
127
11897
SH
SOLE
0
0
11897
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET
GUG MULTI ASSET
18383M506
269
11325
SH
SOLE
0
0
11325
EATON CORP PLC CALL JAN00052500
PLC SHS
G29183103
13
18
SH
Call
SOLE
0
0
18
EATON CORP PLC SHS
PLC SHS
G29183103
436
6334
SH
SOLE
0
0
6334
EXXON MOBIL CORP CALL JAN00097500
COM
30231G102
0
4
SH
Call
SOLE
0
0
4
EXXON MOBIL CORP COM
COM
30231G102
365
4236
SH
SOLE
0
0
4236
FACEBOOK INC CL A
CL A
30303M102
273
5437
SH
SOLE
0
0
5437
FORD MOTOR CO CALL DEC00013000
COM
345370860
8
64
SH
Call
SOLE
0
0
64
FORD MTR CO DEL COM
COM
345370860
431
25555
SH
SOLE
0
0
25555
GENERAL ELECTRIC CO CALL DEC00024000
COM
369604103
3
48
SH
Call
SOLE
0
0
48
GENERAL ELECTRIC CO COM
COM
369604103
341
14280
SH
SOLE
0
0
14280
GOLDEN PHOENIX MINERALS INC COM
COM
381149103
0
36000
SH
SOLE
0
0
36000
GOOGLE INC PUT DEC00850000
CL A
38259P508
12
3
SH
Put
SOLE
0
0
3
GOOGLE INC CL A
CL A
38259P508
227
259
SH
SOLE
0
0
259
ING PRIME RATE TR SH BEN INT
SH BEN INT
44977W106
61
10000
SH
SOLE
0
0
10000
INTEL CORP CALL APR00026000
COM
458140100
3
79
SH
Call
SOLE
0
0
79
INTEL CORP COM
COM
458140100
412
17980
SH
SOLE
0
0
17980
INTERNATIONAL BUS MACH PUT OCT00195000
COM
459200101
4
4
SH
Put
SOLE
0
0
4
INTERNATIONAL BUSINESS MACHS COM
COM
459200101
228
1229
SH
SOLE
0
0
1229
INVESCO SR INCOME TR COM
COM
46131H107
89
16987
SH
SOLE
0
0
16987
ISHARES SILVER TRUST ISHARES
SILVER TRUST ISHARES
46428Q109
864
41333
SH
SOLE
0
0
41333
ISHARES TR 1 3 YR TREAS BD
1 3 YR TREAS BD
464287457
252
2985
SH
SOLE
0
0
2985
ISHARES TR CORE S&P TTL STK
CORE S&P TTL STK
464287150
812
10535
SH
SOLE
0
0
10535
ISHARES TR CORE S&P500 ETF
CORE S&P500 ETF
464287200
414
2449
SH
SOLE
0
0
2449
ISHARES TR FLTG RATE NT ETF
FLTG RATE NT ETF
46429B655
387
7646
SH
SOLE
0
0
7646
ISHARES TR MICRO-CAP ETF
MICRO-CAP ETF
464288869
817
11923
SH
SOLE
0
0
11923
JOHNSON & JOHNSON COM
COM
478160104
208
2400
SH
SOLE
0
0
2400
KINDER MORGAN INC DEL COM
COM
49456B101
209
5870
SH
SOLE
0
0
5870
KRAIG BIOCRAFT LABORATORIES IN COM
COM
50075W104
1
23500
SH
SOLE
0
0
23500
LORILLARD INC CALL DEC00045000
COM
544147101
2
18
SH
Call
SOLE
0
0
18
LORILLARD INC COM
COM
544147101
210
4700
SH
SOLE
0
0
4700
MERCK & CO INC CALL JAN00049000
COM
58933Y105
1
7
SH
Call
SOLE
0
0
7
MERCK & CO INC COM
COM
58933Y105
239
5012
SH
SOLE
0
0
5012
NORTHWEST BIOTHERAPEUTICS INC COM PAR
COM
66737P600
43
12716
SH
SOLE
0
0
12716
OCCIDENTAL PETE CORP CALL JAN00087500
COM
674599105
14
23
SH
Call
SOLE
0
0
23
OCCIDENTAL PETE CORP COM
COM
674599105
308
3292
SH
SOLE
0
0
3292
POWERSHARES ETF TR II S&P500 LOW VOL
II S&P500 LOW VOL
73937B779
537
17204
SH
SOLE
0
0
17204
POWERSHARES QQQ TRUST UNIT SER 1
QQQ TRUST UNIT SER 1
73935A104
204
2583
SH
SOLE
0
0
2583
PROCTER AND GAMBLE CO COM
COM
742718109
789
10442
SH
SOLE
0
0
10442
PROSHARES TR PSHS SHRT S&P500
TR PSHS SHRT S&P500
74347R503
546
19480
SH
SOLE
0
0
19480
PROSHARES TR SHRT 20 YR TRE
TR SHRT 20 YR TRE
74347X849
224
6991
SH
SOLE
0
0
6991
RF MICRODEVICES INC COM
COM
749941100
122
21692
SH
SOLE
0
0
21692
ROYAL DUTCH SHELL PLC SPONS ADR A
PLC SPONS ADR A
780259206
227
3463
SH
SOLE
0
0
3463
RYDEX ETF TRUST GUG S&P MC400 PG
GUG S&P MC400 PG
78355W601
261
2348
SH
SOLE
0
0
2348
RYDEX ETF TRUST GUG S&P SC600 PG
GUG S&P SC600 PG
78355W809
212
2951
SH
SOLE
0
0
2951
RYDEX ETF TRUST GUG S&P SC600 PV
GUG S&P SC600 PV
78355W700
209
3759
SH
SOLE
0
0
3759
RYDEX ETF TRUST GUG S&P500 PU GR
GUG S&P500 PU GR
78355W403
208
3273
SH
SOLE
0
0
3273
RYDEX ETF TRUST GUG S&P500 PU VA
GUG S&P500 PU VA
78355W304
204
4656
SH
SOLE
0
0
4656
SELECT SECTOR SPDR TR SBI INT-FINL
SBI INT-FINL
81369Y605
226
11362
SH
SOLE
0
0
11362
SELECT SECTOR SPDR TR SBI INT-UTILS
SBI INT-UTILS
81369Y886
329
8812
SH
SOLE
0
0
8812
SECTOR SPDR-UTILITIES CALL JAN00041000
SBI INT-UTILS
81369Y886
0
32
SH
Call
SOLE
0
0
32
SPDR DOW JONES INDL AVRG ETF UT SER 1
UT SER 1
78467X109
2216
14679
SH
SOLE
0
0
14679
SPDR SERIES TRUST S&P DIVID ETF
S&P DIVID ETF
78464A763
355
5142
SH
SOLE
0
0
5142
UNITED HEALTH PRODS INC COM
COM
91059D100
1
10049
SH
SOLE
0
0
10049
URANIUM ENERGY CORP COM
COM
916896103
39
17500
SH
SOLE
0
0
17500
VERIZON COMMUNICATIONS INC COM
COM
92343V104
215
4596
SH
SOLE
0
0
4596
WILLIAMS COS INC DEL CALL FEB00039000
COM
969457100
11
84
SH
Call
SOLE
0
0
84
WILLIAMS COS INC DEL COM
COM
969457100
530
14569
SH
SOLE
0
0
14569