0001398344-19-004979.txt : 20190315
0001398344-19-004979.hdr.sgml : 20190315
20190315122629
ACCESSION NUMBER: 0001398344-19-004979
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20190315
DATE AS OF CHANGE: 20190315
EFFECTIVENESS DATE: 20190315
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kovack Advisors, Inc.
CENTRAL INDEX KEY: 0001728321
IRS NUMBER: 200981614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18240
FILM NUMBER: 19684107
BUSINESS ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
BUSINESS PHONE: 954-670-8134
MAIL ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728321
XXXXXXXX
12-31-2013
12-31-2013
false
Kovack Advisors, Inc.
6451 N. FEDERAL HWY.
STE 1201
FT. LAUDERDALE
FL
33308
13F HOLDINGS REPORT
028-18240
N
Susanne V. Rosenfeldt
CCO
954-670-8134
/s/ Susanne V. Rosenfeldt
Ft. Lauderdale
FL
03-13-2019
0
77
18400
INFORMATION TABLE
2
fp0040379_13fhr-table.xml
13F INFORMATION TABLE
APPLE INC COM
COM
037833100
2176
3879
SH
SOLE
0
0
3879
APPLE INC PUT FEB00615000
COM
037833100
24
5
SH
Put
SOLE
0
0
5
APPLE INC CALL MAR00450000
COM
037833100
11
1
SH
Call
SOLE
0
0
1
VENAXIS INC COM
COM
92262A107
28
12900
SH
SOLE
0
0
12900
ARMOUR RESIDENTIAL REIT INC COM
COM
042315101
50
12500
SH
SOLE
0
0
12500
ATLANTIC PWR CORP COM NEW
COM
04878Q863
58
16662
SH
SOLE
0
0
16662
BANK AMER CORP COM
COM
060505104
215
13840
SH
SOLE
0
0
13840
BUSINESS DEV CORP OF AMER COM
COM
12325J101
127
11897
SH
SOLE
0
0
11897
BRISTOL MYERS SQUIBB CO COM
COM
110122108
224
4223
SH
SOLE
0
0
4223
BRISTOL-MYERS SQUIBB CALL JAN00057500
COM
110122108
2
6
SH
Call
SOLE
0
0
6
BP PLC SPONSORED ADR
SPONSORED ADR
055622104
395
8127
SH
SOLE
0
0
8127
BROCADE COMMUNICATIONS SYS INC COM NEW
COM
111621306
120
13499
SH
SOLE
0
0
13499
CHINA GERUI ADV MAT GR LTD SHS
MAT GR LTD SHS
G21101103
60
47691
SH
SOLE
0
0
47691
BLACKROCK ENH CAP & INC FD INC COM
COM
09256A109
148
10844
SH
SOLE
0
0
10844
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET
GUG MULTI ASSET
18383M506
281
11325
SH
SOLE
0
0
11325
CARTER VALIDUS MISSION CRITICA COM
COM
146282108
193
19316
SH
SOLE
0
0
19316
SPDR DOW JONES INDL AVRG ETF UT SER 1
ETF UT SER 1
78467X109
1450
8760
SH
SOLE
0
0
8760
ISHARES TR SELECT DIVID ETF
SELECT DIVID ETF
464287168
225
3155
SH
SOLE
0
0
3155
ENTERPRISE PRODS PARTNERS L P COM
COM
293792107
208
3136
SH
SOLE
0
0
3136
EATON CORP PLC SHS
PLC SHS
G29183103
434
5698
SH
SOLE
0
0
5698
EATON CORP PLC CALL APR00075000
PLC SHS
G29183103
9
12
SH
Call
SOLE
0
0
12
FORD MTR CO DEL COM
COM
345370860
302
19566
SH
SOLE
0
0
19566
FORD MOTOR CO CALL JAN00016000
COM
345370860
1
52
SH
Call
SOLE
0
0
52
FACEBOOK INC CL A
CL A
30303M102
312
5715
SH
SOLE
0
0
5715
FACEBOOK INC CALL MAR00040000
CL A
30303M102
1
1
SH
Call
SOLE
0
0
1
ISHARES TR FLTG RATE NT ETF
FLTG RATE NT ETF
46429B655
422
8312
SH
SOLE
0
0
8312
FEDERAL NATL MTG ASSN COM
COM
313586109
36
12000
SH
SOLE
0
0
12000
FIRST TR VALUE LINE DIVID INDX SHS
VALUE LINE DIVID INDX SHS
33734H106
535
24980
SH
SOLE
0
0
24980
GENERAL ELECTRIC CO COM
COM
369604103
325
11592
SH
SOLE
0
0
11592
GENERAL ELECTRIC CO CALL MAR00027000
COM
369604103
0
1
SH
Call
SOLE
0
0
1
GOOGLE INC CL A
CL A
38259P508
257
229
SH
SOLE
0
0
229
GOLDEN PHOENIX MINERALS INC COM
COM
381149103
0
36000
SH
SOLE
0
0
36000
HEALTHCARE TR AMER INC CL A
CL A
42225P105
103
10268
SH
SOLE
0
0
10268
INTERNATIONAL BUSINESS MACHS COM
COM
459200101
236
1260
SH
SOLE
0
0
1260
INTERNATIONAL BUS MACH PUT JAN00190000
COM
459200101
2
5
SH
Put
SOLE
0
0
5
ISHARES TR S&P MC 400GR ETF
S&P MC 400GR ETF
464287606
305
2029
SH
SOLE
0
0
2029
ISHARES TR CORE S&P SCP ETF
CORE S&P SCP ETF
464287804
309
2835
SH
SOLE
0
0
2835
ISHARES TR SP SMCP600VL ETF
SP SMCP600VL ETF
464287879
361
3246
SH
SOLE
0
0
3246
ISHARES TR S&P SML 600 GWT
S&P SML 600 GWT
464287887
311
2621
SH
SOLE
0
0
2621
ISHARES TR CORE S&P500 ETF
CORE S&P500 ETF
464287200
452
2435
SH
SOLE
0
0
2435
ISHARES TR MICRO-CAP ETF
MICRO-CAP ETF
464288869
317
4215
SH
SOLE
0
0
4215
JOHNSON & JOHNSON COM
COM
478160104
219
2389
SH
SOLE
0
0
2389
KRAIG BIOCRAFT LABORATORIES IN COM
COM
50075W104
1
23500
SH
SOLE
0
0
23500
ALTRIA GROUP INC COM
COM
02209S103
263
6850
SH
SOLE
0
0
6850
ALTRIA GROUP INC CALL JAN00039000
COM
02209S103
0
2
SH
Call
SOLE
0
0
2
MERCK & CO INC COM
COM
58933Y105
241
4817
SH
SOLE
0
0
4817
MERCK & CO INC CALL JAN00049000
COM
58933Y105
1
5
SH
Call
SOLE
0
0
5
MICROSOFT CORP COM
COM
594918104
336
8971
SH
SOLE
0
0
8971
MICROSOFT CORP CALL APR00034000
COM
594918104
6
20
SH
Call
SOLE
0
0
20
ANNALY CAP MGMT INC COM
COM
035710409
113
11343
SH
SOLE
0
0
11343
NORTHWEST BIOTHERAPEUTICS INC COM PAR
COM PAR
66737P600
45
11978
SH
SOLE
0
0
11978
PROCTER AND GAMBLE CO COM
COM
742718109
842
10348
SH
SOLE
0
0
10348
ING PRIME RATE TR SH BEN INT
TR SH BEN INT
44977W106
58
10000
SH
SOLE
0
0
10000
POWERSHARES QQQ TRUST UNIT SER 1
UNIT SER 1
73935A104
240
2731
SH
SOLE
0
0
2731
REYNOLDS AMERICAN INC COM
COM
761713106
231
4614
SH
SOLE
0
0
4614
ROYAL DUTCH SHELL PLC SPONS ADR A
PLC SPONS ADR
780259206
261
3665
SH
SOLE
0
0
3665
RYDEX ETF TRUST GUG S&P MC400 PG
GUG S&P MC400 PG
78355W601
269
2186
SH
SOLE
0
0
2186
RYDEX ETF TRUST GUG S&P MC400 PV
GUG S&P MC400 PV
78355W502
209
4119
SH
SOLE
0
0
4119
RYDEX ETF TRUST GUG S&P500 PU GR
GUG S&P500 PU GR
78355W403
211
3007
SH
SOLE
0
0
3007
RYDEX ETF TRUST GUG S&P500 PU VA
GUG S&P500 PU VA
78355W304
214
4299
SH
SOLE
0
0
4299
RYDEX ETF TRUST GUG S&P SC600 PG
GUG S&P SC600 PG
78355W809
212
2656
SH
SOLE
0
0
2656
RYDEX ETF TRUST GUG S&P SC600 PV
GUG S&P SC600 PV
78355W700
213
3422
SH
SOLE
0
0
3422
ISHARES TR EAFE SML CP ETF
EAFE SML CP ETF
464288273
304
5960
SH
SOLE
0
0
5960
SPDR SERIES TRUST S&P DIVID ETF
S&P DIVID ETF
78464A763
375
5159
SH
SOLE
0
0
5159
ISHARES TR 1 3 YR TREAS BD
1 3 YR TREAS BD
464287457
232
2749
SH
SOLE
0
0
2749
AT&T INC COM
COM
00206R102
562
15975
SH
SOLE
0
0
15975
AT&T INC CALL APR00035000
COM
00206R102
0
3
SH
Call
SOLE
0
0
3
AT&T INC PUT SEP00032000
COM
00206R102
0
2
SH
Put
SOLE
0
0
2
UNITED HEALTH PRODS INC COM
COM
91059D100
2
10049
SH
SOLE
0
0
10049
VODAFONE GROUP PLC NEW SPONS ADR NEW
PLC NEW SPONS ADR NEW
92857W209
210
5330
SH
SOLE
0
0
5330
INVESCO SR INCOME TR COM
COM
46131H107
86
16987
SH
SOLE
0
0
16987
VERIZON COMMUNICATIONS INC COM
COM
92343V104
226
4608
SH
SOLE
0
0
4608
WILLIAMS COS INC DEL COM
COM
969457100
547
14172
SH
SOLE
0
0
14172
WILLIAMS COS INC DEL CALL FEB00039000
COM
969457100
10
64
SH
Call
SOLE
0
0
64
SELECT SECTOR SPDR TR SBI INT-FINL
SBI INT-FINL
81369Y605
249
11372
SH
SOLE
0
0
11372
EXXON MOBIL CORP COM
COM
30231G102
388
3831
SH
SOLE
0
0
3831
EXXON MOBIL CORP CALL JAN00097500
COM
30231G102
2
4
SH
Call
SOLE
0
0
4