0001398344-18-018123.txt : 20181218
0001398344-18-018123.hdr.sgml : 20181218
20181218160932
ACCESSION NUMBER: 0001398344-18-018123
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20181218
DATE AS OF CHANGE: 20181218
EFFECTIVENESS DATE: 20181218
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kovack Advisors, Inc.
CENTRAL INDEX KEY: 0001728321
IRS NUMBER: 200981614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18240
FILM NUMBER: 181240626
BUSINESS ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
BUSINESS PHONE: 954-670-8134
MAIL ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728321
XXXXXXXX
06-30-2014
06-30-2014
false
Kovack Advisors, Inc.
6451 N. FEDERAL HWY.
STE 1201
FT. LAUDERDALE
FL
33308
13F HOLDINGS REPORT
028-18240
N
Susanne V. Rosenfeldt
CCO
954-670-8134
/s/ Susanne V. Rosenfeldt
Ft. Lauderdale
FL
12-18-2018
0
123
68937
INFORMATION TABLE
2
fp0037855_13fhr-table.xml
13F INFORMATION TABLE
ALPS ETF TR ALERIAN MLP
ALERIAN MLP
00162Q866
1984
104419
SH
SOLE
0
0
104419
ALTRIA GROUP INC COM
COM
02209S103
302
7196
SH
SOLE
0
0
7196
AMAZON COM INC COM
COM
023135106
221
682
SH
SOLE
0
0
682
AMER RLTY CAP HEALTHCAR TR INC COM
COM
02917R108
180
16544
SH
SOLE
0
0
16544
AMERICAN RLTY CAP PPTY CALL JAN00012500
COM
02917T104
0
2
SH
Call
SOLE
0
0
2
AMERICAN RLTY CAP PPTYS INC COM
COM
02917T104
679
54215
SH
SOLE
0
0
54215
ANNALY CAP MGMT INC COM
COM
035710409
163
14224
SH
SOLE
0
0
14224
APPLE INC PUT JUL00080000
COM
037833100
0
14
SH
Put
SOLE
0
0
14
APPLE INC COM
COM
037833100
8073
86867
SH
SOLE
0
0
86867
ARES CAP CORP COM
COM
04010L103
181
10125
SH
SOLE
0
0
10125
AT&T INC CALL JUL00035000
COM
00206R102
3
19
SH
Call
SOLE
0
0
19
AT&T INC PUT SEP00032000
COM
00206R102
0
2
SH
Put
SOLE
0
0
2
AT&T INC COM
COM
00206R102
769
21747
SH
SOLE
0
0
21747
ATLANTIC PWR CORP COM NEW
COM
04878Q863
79
19318
SH
SOLE
0
0
19318
ATP OIL & GAS CORP COM
COM
00208J108
0
42000
SH
SOLE
0
0
42000
BANK AMER CORP COM
COM
060505104
318
20659
SH
SOLE
0
0
20659
BANK OF AMERICA CORP PUT JAN00022000
COM
060505104
20
30
SH
Put
SOLE
0
0
30
BLACKROCK DEBT STRAT FD INC COM
COM
09255R103
99
24202
SH
SOLE
0
0
24202
BP PLC SPONSORED ADR
PLC SPONSORED ADR
055622104
449
8518
SH
SOLE
0
0
8518
BRISTOL MYERS SQUIBB CO COM
COM
110122108
297
6127
SH
SOLE
0
0
6127
BRISTOL-MYERS SQUIBB CALL DEC00055000
COM
110122108
1
19
SH
Call
SOLE
0
0
19
BROCADE COMMUNICATIONS SYS INC COM NEW
COM
111621306
141
15287
SH
SOLE
0
0
15287
BUSINESS DEV CORP OF AMER COM
COM
12325J101
204
19097
SH
SOLE
0
0
19097
CALAMOS CONV OPP AND INC FD SH BEN INT
SH BEN INT
128117108
291
20756
SH
SOLE
0
0
20756
CARTER VALIDUS MISSION CRITICA COM
COM
146282108
202
20185
SH
SOLE
0
0
20185
CISCO SYS INC COM
COM
17275R102
251
10115
SH
SOLE
0
0
10115
CISCO SYSTEMS INC CALL JUL00023000
COM
17275R102
1
3
SH
Call
SOLE
0
0
3
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET
GUG MULTI ASSET
18383M506
1404
53706
SH
SOLE
0
0
53706
COCA COLA CO COM
COM
191216100
285
6720
SH
SOLE
0
0
6720
COCA-COLA COMPANY CALL AUG00039000
COM
191216100
2
11
SH
Call
SOLE
0
0
11
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD
SPONS ADR NV PFD
204409601
118
14768
SH
SOLE
0
0
14768
CONAGRA BRANDS INC COM
COM
205887102
208
7000
SH
SOLE
0
0
7000
CONAGRA FOODS INC CALL JAN00033000
COM
205887102
6
59
SH
Call
SOLE
0
0
59
CONOCOPHILLIPS COM
COM
20825C104
288
3362
SH
SOLE
0
0
3362
DISNEY WALT CO COM DISNEY
COM
254687106
255
2976
SH
SOLE
0
0
2976
EATON CORP PLC CALL JAN00075000
COM
G29183103
2
10
SH
Call
SOLE
0
0
10
EATON CORP PLC SHS
PLC SHS
G29183103
395
5117
SH
SOLE
0
0
5117
EATON VANCE LTD DUR INCOME FD COM
COM
27828H105
439
28176
SH
SOLE
0
0
28176
ENTERPRISE PRODS PARTNERS L P COM
COM
293792107
254
3246
SH
SOLE
0
0
3246
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF
ROBO GLB ETF
301505707
218
7832
SH
SOLE
0
0
7832
EXXON MOBIL CORP COM
COM
30231G102
484
4811
SH
SOLE
0
0
4811
FACEBOOK INC CL A
CL A
30303M102
365
5430
SH
SOLE
0
0
5430
FIRST TR EXCHANGE TRADED FD II DJ GLBL DIVID
II DJ GLBL DIVID
33734X200
208
7125
SH
SOLE
0
0
7125
FIRST TR VALUE LINE DIVID INDX SHS
DIVID INDX SHS
33734H106
551
24081
SH
SOLE
0
0
24081
FORD MOTOR CO CALL SEP00015000
COM PAR .01
345370860
1
12
SH
Call
SOLE
0
0
12
FORD MTR CO DEL COM PAR $0.01
COM PAR .02
345370860
379
21972
SH
SOLE
0
0
21972
FOREST LABS INC COM
COM
345838106
282
2847
SH
SOLE
0
0
2847
GENERAL ELECTRIC CO CALL DEC00027000
COM
369604103
0
6
SH
Call
SOLE
0
0
6
GENERAL ELECTRIC CO COM
COM
369604103
609
23166
SH
SOLE
0
0
23166
GOOGLE INC PUT DEC00600000
CL A
38259P508
29
9
SH
Put
SOLE
0
0
9
GOOGLE INC CL A
CL A
38259P508
260
445
SH
SOLE
0
0
445
GT ADVANCED TECHNOLOGIES INC COM
COM
36191U106
425
22875
SH
SOLE
0
0
22875
HUMANA INC COM
COM
444859102
242
1894
SH
SOLE
0
0
1894
INTERNATIONAL BUSINESS MACHS COM
COM
459200101
200
1104
SH
SOLE
0
0
1104
INVESCO SR INCOME TR COM
COM
46131H107
83
16487
SH
SOLE
0
0
16487
ISHARES INC MSCI FRNTR100ETF
MSCI FRNTR100ETF
464286145
217
6009
SH
SOLE
0
0
6009
ISHARES TR CORE S&P MCP ETF
CORE S&P MCP ETF
464287507
260
1816
SH
SOLE
0
0
1816
ISHARES TR CORE S&P500 ETF
CORE S&P500 ETF
464287200
771
3914
SH
SOLE
0
0
3914
ISHARES TR CORE US AGGBD ET
CORE US AGGBD ET
464287226
419
3826
SH
SOLE
0
0
3826
ISHARES TR RUS 1000 GRW ETF
RUS 1000 GRW ETF
464287614
241
2651
SH
SOLE
0
0
2651
ISHARES TR RUS MDCP VAL ETF
RUS MDCP VAL ETF
464287473
924
12724
SH
SOLE
0
0
12724
ISHARES TR S&P 100 ETF
S&P 100 ETF
464287101
1372
15851
SH
SOLE
0
0
15851
ISHARES TR S&P 500 VAL ETF
S&P 500 VAL ETF
464287408
225
2492
SH
SOLE
0
0
2492
ISHARES TR S&P MC 400GR ETF
S&P MC 400GR ETF
464287606
411
2618
SH
SOLE
0
0
2618
ISHARES TR S&P MC 400VL ETF
S&P MC 400VL ETF
464287705
229
1807
SH
SOLE
0
0
1807
ISHARES TR S&P US PFD STK
S&P US PFD STK
464288687
206
5153
SH
SOLE
0
0
5153
ISHARES TR SELECT DIVID ETF
SELECT DIVID ETF
464287168
452
5876
SH
SOLE
0
0
5876
ISHARES TR SP SMCP600VL ETF
SP SMCP600VL ETF
464287879
268
2319
SH
SOLE
0
0
2319
ISHARES TR U.S. FINLS ETF
U.S. FINLS ETF
464287788
1447
17405
SH
SOLE
0
0
17405
ISHARES TR U.S. REAL ES ETF
U.S. REAL ES ETF
464287739
235
3277
SH
SOLE
0
0
3277
JOHNSON & JOHNSON COM
COM
478160104
232
2222
SH
SOLE
0
0
2222
KOMATSU MNG CORP COM
COM
481165108
209
3396
SH
SOLE
0
0
3396
KRAIG BIOCRAFT LABORATORIES IN COM
COM
50075W104
1
23500
SH
SOLE
0
0
23500
MIDWAY GOLD CORP COM
COM
598153104
23
25275
SH
SOLE
0
0
25275
NEW YORK REIT INC COM
COM
64976L109
477
43106
SH
SOLE
0
0
43106
ORGANOVO HLDGS INC COM
COM
68620A104
85
10127
SH
SOLE
0
0
10127
POWERSHARES ETF TRUST DWA MOMENTUM PTF
TRUST DWA MOMENTUM PTF
73935X153
212
5425
SH
SOLE
0
0
5425
POWERSHARES ETF TRUST S&P 500 QLTY PRT
TRUST S&P 500 QLTY PRT
73935X682
493
23000
SH
SOLE
0
0
23000
POWERSHARES QQQ TRUST UNIT SER 1
TRUST UNIT SER 1
73935A104
311
3313
SH
SOLE
0
0
3313
PROCTER & GAMBLE CO CALL JAN00092500
COM
742718109
0
1
SH
Call
SOLE
0
0
1
PROCTER AND GAMBLE CO COM
COM
742718109
881
11204
SH
SOLE
0
0
11204
PROSHARES TR PSHS ULT S&P 500
PSHS ULT S&P 500
74347R107
235
2030
SH
SOLE
0
0
2030
PROSHARES TR SHRT 20 YR TRE
SHRT 20+YR TRE
74347X849
2512
87235
SH
SOLE
0
0
87235
REYNOLDS AMERICAN INC COM
COM
761713106
357
5913
SH
SOLE
0
0
5913
RF MICRODEVICES INC COM
COM
749941100
194
20196
SH
SOLE
0
0
20196
ROYAL DUTCH SHELL PLC SPONS ADR A
PLC SPONS ADR A
780259206
300
3645
SH
SOLE
0
0
3645
RYDEX ETF TRUST GUG S&P MC400 PG
GUG S&P MC400 PG
78355W601
293
2336
SH
SOLE
0
0
2336
RYDEX ETF TRUST GUG S&P SC600 PV
GUG S&P SC600 PV
78355W700
314
4928
SH
SOLE
0
0
4928
RYDEX ETF TRUST GUG S&P500 EQ WT
GUG S&P500 EQ WT
78355W106
1443
18807
SH
SOLE
0
0
18807
RYDEX ETF TRUST GUG S&P500 PU GR
GUG S&P500 PU GR
78355W403
252
3263
SH
SOLE
0
0
3263
RYDEX ETF TRUST GUG S&P500 PU VA
GUG S&P500 PU VA
78355W304
336
6183
SH
SOLE
0
0
6183
SELECT SECTOR SPDR TR SBI CONS STPLS
SBI CONS STPLS
81369Y308
1359
30467
SH
SOLE
0
0
30467
SELECT SECTOR SPDR TR SBI HEALTHCARE
SBI HEALTHCARE
81369Y209
346
5692
SH
SOLE
0
0
5692
SELECT SECTOR SPDR TR SBI INT-FINL
SBI INT-FINL
81369Y605
234
10287
SH
SOLE
0
0
10287
SELECT SECTOR SPDR TR TECHNOLOGY
TECHNOLOGY
81369Y803
318
8292
SH
SOLE
0
0
8292
SIGMA LABS INC COM
COM
826598104
5
43000
SH
SOLE
0
0
43000
SOLARCITY CORP COM
COM
83416T100
326
4618
SH
SOLE
0
0
4618
SPDR DOW JONES INDL AVRG ETF UT SER 1
UT SER 1
78467X109
301
1794
SH
SOLE
0
0
1794
SPDR GOLD TRUST GOLD SHS
GOLD SHS
78463V107
218
1702
SH
SOLE
0
0
1702
SPDR S&P 500 ETF TR TR UNIT
TR UNIT
78462F103
9361
47830
SH
SOLE
0
0
47830
SPDR SER TR BLOOMBERG SRT TR
BLOOMBERG SRT TR
78468R408
3489
112692
SH
SOLE
0
0
112692
SPDR SERIES TRUST BLOOMBERG BRCLYS
BLOOMBERG BRCLYS
78464A417
357
8564
SH
SOLE
0
0
8564
SPDR SERIES TRUST S&P DIVID ETF
S&P DIVID ETF
78464A763
2733
35679
SH
SOLE
0
0
35679
TIME WARNER INC COM NEW
COM
887317303
543
7735
SH
SOLE
0
0
7735
UNITED HEALTH PRODS INC COM
COM
91059D100
1
10049
SH
SOLE
0
0
10049
UR ENERGY INC COM
COM
91688R108
30
26495
SH
SOLE
0
0
26495
URANERZ ENERGY CORP COM
COM
91688T104
27
17919
SH
SOLE
0
0
17919
URBAN OUTFITTERS INC COM
COM
917047102
215
6346
SH
SOLE
0
0
6346
USA TECHNOLOGIES INC COM NO PAR
COM NO PAR
90328S500
48
22939
SH
SOLE
0
0
22939
VANGUARD BD INDEX FD INC INTERMED TERM
FD INC INTERMED TERM
921937819
217
2563
SH
SOLE
0
0
2563
VANGUARD GROUP DIV APP ETF
DIV APP ETF
921908844
2657
34082
SH
SOLE
0
0
34082
VANGUARD INDEX FDS TOTAL STK MKT
TOTAL STK MKT
922908769
1025
10070
SH
SOLE
0
0
10070
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD
SHRT TRM CORP BD
92206C409
3191
39706
SH
SOLE
0
0
39706
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF
FTSE DEV MKT ETF
921943858
684
16057
SH
SOLE
0
0
16057
VERIZON COMMUNICATIONS INC COM
CON
92343V104
303
6183
SH
SOLE
0
0
6183
VODAFONE GROUP PLC NEW CALL OCT00036000
SPONS ADR
92857W308
1
28
SH
Call
SOLE
0
0
28
VODAFONE GROUP PLC NEW PUT JUL00034000
SPONS ADR
92857W308
1
14
SH
Put
SOLE
0
0
14
VODAFONE GROUP PLC NEW SPONSORED ADR
SPONS ADR
92857W308
286
8578
SH
SOLE
0
0
8578
WALMART INC COM
COM
931142103
275
3667
SH
SOLE
0
0
3667
WAL-MART STORES INC CALL DEC00080000
COM
931142103
1
12
SH
Call
SOLE
0
0
12
WILLIAMS COS INC DEL CALL JAN00060000
COM
969457100
4
8
SH
Call
SOLE
0
0
8
WILLIAMS COS INC DEL COM
COM
969457100
395
6778
SH
SOLE
0
0
6778
YUM BRANDS INC COM
COM
988498101
246
3032
SH
SOLE
0
0
3032