0001398344-18-014863.txt : 20181012
0001398344-18-014863.hdr.sgml : 20181012
20181012141817
ACCESSION NUMBER: 0001398344-18-014863
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20181012
DATE AS OF CHANGE: 20181012
EFFECTIVENESS DATE: 20181012
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kovack Advisors, Inc.
CENTRAL INDEX KEY: 0001728321
IRS NUMBER: 200981614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18240
FILM NUMBER: 181120010
BUSINESS ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
BUSINESS PHONE: 954-670-8134
MAIL ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728321
XXXXXXXX
03-31-2016
03-31-2016
false
Kovack Advisors, Inc.
6451 N. Federal Hwy.
Ste 1201
Ft. Lauderdale
FL
33308
13F HOLDINGS REPORT
028-18240
N
Susanne V. Rosenfeldt
CCO
954-670-8134
/s/ Susanne V. Rosenfeldt
Ft. Lauderdale
FL
10-12-2018
0
264
159980
INFORMATION TABLE
2
fp0036429_13fhr-table.xml
13F INFORMATION TABLE
3M CO COM
COM
88579Y101
242
1450
SH
SOLE
0
0
1450
8X8 INC NEW COM
COM
282914100
207
20578
SH
SOLE
0
0
20578
ABBVIE INC COM
COM
00287Y109
200
3506
SH
SOLE
0
0
3506
ACCENTURE PLC CALL AUG00115000
PLC SHS CLASS A
G1151C101
1
1
SH
Call
SOLE
0
0
1
ACCENTURE PLC IRELAND SHS CLASS A
PLC SHS CLASS A
G1151C101
616
5334
SH
SOLE
0
0
5334
ACTIVISION BLIZZARD INC COM
COM
00507V109
592
17505
SH
SOLE
0
0
17505
AES CORP COM
COM
00130H105
256
21724
SH
SOLE
0
0
21724
AETNA INC NEW CALL APR00110000
COM
00817Y108
1
5
SH
Call
SOLE
0
0
5
AETNA INC NEW COM
COM
00817Y108
246
2191
SH
SOLE
0
0
2191
AFLAC INC COM
COM
001055102
241
3816
SH
SOLE
0
0
3816
ALLERGAN PLC SHS
PLS SHS
G0177J108
560
2088
SH
SOLE
0
0
2088
ALPHABET INC CAP STK CL A
CL A
02079K305
990
1298
SH
SOLE
0
0
1298
ALPHABET INC CAP STK CL C
CL C
02079K107
603
809
SH
SOLE
0
0
809
ALPS ETF TR ALERIAN MLP
MLP
00162Q866
283
25914
SH
SOLE
0
0
25914
ALTRIA GROUP INC COM
COM
02209S103
820
13093
SH
SOLE
0
0
13093
AMAZON COM INC COM
COM
023135106
1280
2156
SH
SOLE
0
0
2156
AMERICAN CAPITAL AGENCY CORP COM
COM
02503X105
237
12730
SH
SOLE
0
0
12730
AMERICAN EXPRESS CO COM
COM
025816109
249
4056
SH
SOLE
0
0
4056
AMGEN INC COM
COM
031162100
909
6064
SH
SOLE
0
0
6064
ANNALY CAP MGMT INC COM
COM
035710409
242
23550
SH
SOLE
0
0
23550
APOLLO GLOBAL MGMT LLC CL A SHS
CL A SHS
037612306
372
21737
SH
SOLE
0
0
21737
APOLLO INVT CORP COM
COM
03761U106
67
12051
SH
SOLE
0
0
12051
APPLE INC CALL JAN00170000
COM
037833100
0
2
SH
Call
SOLE
0
0
2
APPLE INC COM
COM
037833100
11763
107927
SH
SOLE
0
0
107927
AT&T INC PUT SEP00032000
COM
00206R102
0
2
SH
Put
SOLE
0
0
2
AT&T INC COM
COM
00206R102
1715
43783
SH
SOLE
0
0
43783
BANK AMER CORP COM
COM
060505104
478
35379
SH
SOLE
0
0
35379
BERKSHIRE HATHAWAY INC DEL CL A
CL A
084670108
213
1
SH
SOLE
0
0
1
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B
084670702
560
3948
SH
SOLE
0
0
3948
BLACKROCK CAPITAL INVESTMENT C COM
COM
092533108
188
19962
SH
SOLE
0
0
19962
BLACKROCK MUNIVEST FD II INC COM
COM
09253T101
207
12120
SH
SOLE
0
0
12120
BLACKSTONE GROUP L P CALL JAN00040000
COM
09253U108
1
8
SH
Call
SOLE
0
0
8
BLACKSTONE GROUP L P COM UNIT LTD
COM
09253U108
459
16352
SH
SOLE
0
0
16352
BOEING CO COM
COM
097023105
916
7216
SH
SOLE
0
0
7216
BP PLC SPONSORED ADR
SPONS ADR
055622104
393
13014
SH
SOLE
0
0
13014
BRISTOL MYERS SQUIBB CO COM
COM
110122108
278
4348
SH
SOLE
0
0
4348
BUSINESS DEV CORP OF AMER COM
COM
12325J101
317
29670
SH
SOLE
0
0
29670
CAMPBELL SOUP CO COM
COM
134429109
299
4690
SH
SOLE
0
0
4690
CARTER VALIDUS MISSION CRITICA COM
COM
146282108
435
43472
SH
SOLE
0
0
43472
CATERPILLAR INC CALL MAY00075000
COM
149123101
4
12
SH
Call
SOLE
0
0
12
CATERPILLAR INC DEL COM
COM
149123101
461
6019
SH
SOLE
0
0
6019
CELGENE CORP CALL JAN00165000
COM
151020104
1
2
SH
Call
SOLE
0
0
2
CELGENE CORP COM
COM
151020104
496
4957
SH
SOLE
0
0
4957
CHEVRON CORP NEW CALL MAY00090000
COM
166764100
3
4
SH
Call
SOLE
0
0
4
CHEVRON CORP NEW COM
COM
166764100
1670
17509
SH
SOLE
0
0
17509
CHIMERA INVT CORP COM NEW
COM
16934Q208
155
11439
SH
SOLE
0
0
11439
CISCO SYS INC COM
COM
17275R102
325
11417
SH
SOLE
0
0
11417
CISCO SYSTEMS INC CALL APR00027000
COM
17275R102
1
6
SH
Call
SOLE
0
0
6
CISCO SYSTEMS INC PUT APR00029000
COM
17275R102
1
6
SH
Put
SOLE
0
0
6
CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY
GUG BLT2018 HY
18383M381
506
20975
SH
SOLE
0
0
20975
CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021
GUGG BULSH 2021
18383M266
625
29605
SH
SOLE
0
0
29605
COCA COLA CO COM
COM
191216100
247
5332
SH
SOLE
0
0
5332
COMCAST CORP NEW CL A
CL A
20030N101
209
3416
SH
SOLE
0
0
3416
CONAGRA BRANDS INC COM
COM
205887102
225
5049
SH
SOLE
0
0
5049
CONSOLIDATED EDISON INC COM
COM
209115104
230
2996
SH
SOLE
0
0
2996
COSTCO WHSL CORP NEW COM
COM
22160K105
311
1974
SH
SOLE
0
0
1974
CVS CAREMARK CORP CALL AUG00105000
COM
126650100
7
10
SH
Call
SOLE
0
0
10
CVS CAREMARK CORP PUT AUG00095000
COM
126650100
1
7
SH
Put
SOLE
0
0
7
CVS HEALTH CORP COM
COM
126650100
694
6692
SH
SOLE
0
0
6692
DIEBOLD NXDF INC COM
COM
253651103
422
14611
SH
SOLE
0
0
14611
DISCOVER FINL SVCS COM
COM
254709108
242
4758
SH
SOLE
0
0
4758
DISNEY WALT CO COM DISNEY
COM
254687106
1284
12930
SH
SOLE
0
0
12930
DISNEY WALT COMPANY CALL JAN00140000
COM
254687106
0
2
SH
Call
SOLE
0
0
2
DU PONT E I DE NEMOURS & CO COM
COM
263534109
489
7720
SH
SOLE
0
0
7720
DYNEX CAP INC COM NEW
COM
26817Q506
135
20365
SH
SOLE
0
0
20365
EATON CORP PLC CALL JUL00062500
PLC SHS
G29183103
2
11
SH
Call
SOLE
0
0
11
EATON CORP PLC SHS
PLC SHS
G29183103
250
3992
SH
SOLE
0
0
3992
EATON VANCE LTD DUR INCOME FD COM
COM
27828H105
177
13419
SH
SOLE
0
0
13419
ETF SER SOLUTIONS VIDENT CORE US
CORE US
26922A602
2341
46419
SH
SOLE
0
0
46419
ETF SER SOLUTIONS VIDENT INTL EQ
INTL EQ
26922A404
2932
138577
SH
SOLE
0
0
138577
ETF SER SOLUTIONS VIDENTCORE EQ FD
EQ FD
26922A503
1574
62156
SH
SOLE
0
0
62156
EXPRESS SCRIPTS HLDG CO COM
COM
30219G108
213
3106
SH
SOLE
0
0
3106
EXXON MOBIL CORP CALL JAN00090000
COM
30231G102
0
1
SH
Call
SOLE
0
0
1
EXXON MOBIL CORP COM
COM
30231G102
1325
15854
SH
SOLE
0
0
15854
FACEBOOK INC CALL APR00119000
CL A
30303M102
17
21
SH
Call
SOLE
0
0
21
FACEBOOK INC CL A
CL A
30303M102
1584
13881
SH
SOLE
0
0
13881
FERRARI N V COM
COM
N3167Y103
205
4916
SH
SOLE
0
0
4916
FIDELITY COMWLTH TR NDQ CP IDX TRK
NDQ CP IDX TRK
315912808
3339
17462
SH
SOLE
0
0
17462
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX
DJ INTERNT IDX
33733E302
219
3212
SH
SOLE
0
0
3212
FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING
II CLOUD COMPUTING
33734X192
243
8229
SH
SOLE
0
0
8229
FIRST TR EXCHANGE TRADED FD II CONSUMR DISCRE
II CONSUMR DISCRE
33734X101
542
15394
SH
SOLE
0
0
15394
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE
II CONSUMR STAPLE
33734X119
627
13597
SH
SOLE
0
0
13597
FIRST TR EXCHANGE TRADED FD II UTILITIES ALPH
II UTILITIES ALPH
33734X184
245
9427
SH
SOLE
0
0
9427
FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF
VI DORSEY WRT 5 ETF
33738R605
925
42827
SH
SOLE
0
0
42827
FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DI
VI MULTI ASSET DI
33738R100
240
12913
SH
SOLE
0
0
12913
FIRST TR LRG CP GRWTH ALPHADEX COM SHS
LRG CP GRWTH ALPHADEX COM SHS
33735K108
265
5485
SH
SOLE
0
0
5485
FIRST TR VALUE LINE DIVID INDX SHS
VALUE LINE DIVID INDX SHS
33734H106
1089
42324
SH
SOLE
0
0
42324
FISERV INC COM
COM
337738108
225
2193
SH
SOLE
0
0
2193
FORD MTR CO DEL COM PAR $0.01
COM
345370860
647
47938
SH
SOLE
0
0
47938
FS INVT CORP II COM
COM
35952V105
95
11473
SH
SOLE
0
0
11473
GENERAL DYNAMICS CORP COM
COM
369550108
258
1962
SH
SOLE
0
0
1962
GENERAL ELECTRIC CO CALL JUN00030000
COM
369604103
1
8
SH
Call
SOLE
0
0
8
GENERAL ELECTRIC CO PUT JUN00029000
COM
369604103
0
2
SH
Put
SOLE
0
0
2
GENERAL ELECTRIC CO COM
COM
369604103
1997
62812
SH
SOLE
0
0
62812
GILEAD SCIENCES INC CALL AUG00100000
COM
375558103
1
4
SH
Call
SOLE
0
0
4
GILEAD SCIENCES INC COM
COM
375558103
928
10099
SH
SOLE
0
0
10099
GLAXOSMITHKLINE PLC SPONSORED ADR
PLC SPONSORED ADR
37733W105
926
22829
SH
SOLE
0
0
22829
GOLDEN PHOENIX MINERALS INC COM
COM
381149103
0
26000
SH
SOLE
0
0
26000
GUESS INC CALL SEP00022000
COM
401617105
0
5
SH
Call
SOLE
0
0
5
GUESS INC COM
COM
401617105
271
14446
SH
SOLE
0
0
14446
HARLEY DAVIDSON INC CALL AUG00050000
COM
412822108
9
20
SH
Call
SOLE
0
0
20
HARLEY DAVIDSON INC COM
COM
412822108
236
4600
SH
SOLE
0
0
4600
HCP INC COM
COM
40414L109
678
20796
SH
SOLE
0
0
20796
HOME BANCSHARES INC COM
COM
436893200
250
6112
SH
SOLE
0
0
6112
HOME DEPOT INC COM
COM
437076102
543
4068
SH
SOLE
0
0
4068
HORIZON TECHNOLOGY FIN CORP COM
COM
44045A102
118
10150
SH
SOLE
0
0
10150
HUMANA INC COM
COM
444859102
349
1909
SH
SOLE
0
0
1909
INTEL CORP COM
COM
458140100
275
8491
SH
SOLE
0
0
8491
INTERNATIONAL BUS MACH CALL APR00135000
COM
459200101
18
14
SH
Call
SOLE
0
0
14
INTERNATIONAL BUSINESS MACHS COM
COM
459200101
582
3841
SH
SOLE
0
0
3841
INTUIT COM
COM
461202103
253
2435
SH
SOLE
0
0
2435
INVESCO MUN OPPORTUNITY TR COM
COM
46132C107
145
10356
SH
SOLE
0
0
10356
INVESCO SR INCOME TR COM
COM
46131H107
68
16854
SH
SOLE
0
0
16854
ISHARES GOLD TRUST ISHARES
GOLD TRUST ISHARES
464285105
1048
88207
SH
SOLE
0
0
88207
ISHARES INC MIN VOL GBL ETF
INC MIN VOL GBL ETF
464286525
898
12223
SH
SOLE
0
0
12223
ISHARES SILVER TRUST ISHARES
SILVER TRUST ISHARES
46428Q109
157
10684
SH
SOLE
0
0
10684
ISHARES TR 1 3 YR TREAS BD
1 3 YR TREAS BD
464287457
384
4515
SH
SOLE
0
0
4515
ISHARES TR 20 YR TR BD ETF
20 YR TR BD ETF
464287432
277
2119
SH
SOLE
0
0
2119
ISHARES TR BARCLAYS 7 10 YR
BARCLAYS 7 10 YR
464287440
301
2724
SH
SOLE
0
0
2724
ISHARES TR CORE HIGH DV ETF
CORE HIGH DV ETF
46429B663
293
3751
SH
SOLE
0
0
3751
ISHARES TR CORE S&P TTL STK
CORE S&P TTL STK
464287150
334
3576
SH
SOLE
0
0
3576
ISHARES TR CORE S&P500 ETF
CORE S&P500 ETF
464287200
928
4491
SH
SOLE
0
0
4491
ISHARES TR CORE US AGGBD ET
CORE US AGGBD ET
464287226
1964
17717
SH
SOLE
0
0
17717
ISHARES TR EAFE GRWTH ETF
EAFE GRWTH ETF
464288885
633
9612
SH
SOLE
0
0
9612
ISHARES TR GLOB HLTHCRE ETF
GLOB HLTHCRE ETF
464287325
452
4693
SH
SOLE
0
0
4693
ISHARES TR IBOXX HI YD ETF
IBOXX HI YD ETF
464288513
415
5085
SH
SOLE
0
0
5085
ISHARES TR INTRM TR CRP ETF
INTRM TR CRP ETF
464288638
614
5595
SH
SOLE
0
0
5595
ISHARES TR MRNGSTR LG-CP GR
MRNGSTR LG-CP GR
464287119
1697
14362
SH
SOLE
0
0
14362
ISHARES TR MSCI EAFE ETF
MSCI EAFE ETF
464287465
268
4683
SH
SOLE
0
0
4683
ISHARES TR NASDAQ BIOTECH
NASDAQ BIOTECH
464287556
305
1170
SH
SOLE
0
0
1170
ISHARES TR NATIONAL MUN ETF
NATIONAL MUN ETF
464288414
389
3480
SH
SOLE
0
0
3480
ISHARES TR RUS 2000 GRW ETF
RUS 2000 GRW ETF
464287648
224
1690
SH
SOLE
0
0
1690
ISHARES TR RUSSELL 3000 ETF
RUSSELL 3000 ETF
464287689
284
2354
SH
SOLE
0
0
2354
ISHARES TR S&P US PFD STK
S&P US PFD STK
464288687
372
9529
SH
SOLE
0
0
9529
ISHARES TR SELECT DIVID ETF
SELECT DIVID ETF
464287168
664
8131
SH
SOLE
0
0
8131
ISHARES TR SH TR CRPORT ETF
CRPORT ETF
464288646
2470
23434
SH
SOLE
0
0
23434
ISHARES TR TRANS AVG ETF
TRANS AVG ETF
464287192
661
4643
SH
SOLE
0
0
4643
ISHARES TR U.S. FINLS ETF
U.S. FINLS ETF
464287788
1480
17489
SH
SOLE
0
0
17489
ISHARES TR U.S. TECH ETF
U.S. TECH ETF
464287721
553
5098
SH
SOLE
0
0
5098
JOHNSON & JOHNSON COM
COM
478160104
1446
13367
SH
SOLE
0
0
13367
JPMORGAN CHASE & CO CALL JAN00090000
COM
46625H100
0
1
SH
Call
SOLE
0
0
1
JPMORGAN CHASE & CO PUT AUG00043000
COM
46625H100
0
6
SH
Put
SOLE
0
0
6
JPMORGAN CHASE & CO COM
COM
46625H100
437
7372
SH
SOLE
0
0
7372
KIMBERLY CLARK CORP COM
COM
494368103
201
1495
SH
SOLE
0
0
1495
KINDER MORGAN INC DEL COM
COM
49456B101
254
14223
SH
SOLE
0
0
14223
KRAFT HEINZ CO COM
COM
500754106
204
2594
SH
SOLE
0
0
2594
KRAIG BIOCRAFT LABORATORIES IN COM
COM
50075W104
1
23500
SH
SOLE
0
0
23500
KROGER CO COM
COM
501044101
223
5832
SH
SOLE
0
0
5832
LULULEMON ATHLETICA INC COM
COM
550021109
275
4056
SH
SOLE
0
0
4056
MANAGED HIGH YIELD PLUS FD INC COM
COM
561911108
54
30500
SH
SOLE
0
0
30500
MANNING & NAPIER INC CL A
CL A
56382Q102
286
35488
SH
SOLE
0
0
35488
MARKET VECTORS ETF TR AMT FREE LNG ETF
AMT FREE LNG ETF
57060U886
270
13304
SH
SOLE
0
0
13304
MATTEL INC CALL APR00032000
COM
577081102
25
140
SH
Call
SOLE
0
0
140
MATTEL INC COM
COM
577081102
822
24438
SH
SOLE
0
0
24438
MCDONALDS CORP COM
COM
580135101
565
4497
SH
SOLE
0
0
4497
MCEWEN MNG INC COM
COM
58039P107
599
318409
SH
SOLE
0
0
318409
MEDLEY CAP CORP COM
COM
58503F106
76
11470
SH
SOLE
0
0
11470
MERCK & CO INC COM
COM
58933Y105
309
5840
SH
SOLE
0
0
5840
MICROSOFT CORP CALL APR00054500
COM
594918104
1
6
SH
Call
SOLE
0
0
6
MICROSOFT CORP COM
COM
594918104
625
11310
SH
SOLE
0
0
11310
NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD
UNIT LTD
Y62134104
119
11948
SH
SOLE
0
0
11948
NETFLIX INC COM
COM
64110L106
843
8249
SH
SOLE
0
0
8249
NORTHERN LTS FD TR SIERRA TACTICL R
SIERRA TACTICL R
66537Y488
764
37254
SH
SOLE
0
0
37254
NVIDIA CORP COM
COM
67066G104
218
6120
SH
SOLE
0
0
6120
O REILLY AUTOMOTIVE INC NEW COM
COM
67103H107
443
1617
SH
SOLE
0
0
1617
OLD REP INTL CORP COM
COM
680223104
303
16566
SH
SOLE
0
0
16566
OMEGA HEALTHCARE INVS INC COM
COM
681936100
840
23785
SH
SOLE
0
0
23785
ORACLE CORP CALL JUN00038000
COM
68389X105
2
9
SH
Call
SOLE
0
0
9
ORACLE CORP COM
COM
68389X105
409
9994
SH
SOLE
0
0
9994
PALO ALTO NETWORKS INC COM
COM
697435105
316
1937
SH
SOLE
0
0
1937
PATTERSON COMPANIES INC COM
COM
703395103
439
9431
SH
SOLE
0
0
9431
PEPSICO INC COM
COM
713448108
341
3327
SH
SOLE
0
0
3327
PFIZER INC PUT AUG00027000
COM
717081103
0
3
SH
Put
SOLE
0
0
3
PFIZER INC COM
COM
717081103
277
9349
SH
SOLE
0
0
9349
PHILIP MORRIS INTL INC COM
COM
718172109
381
3880
SH
SOLE
0
0
3880
PHILLIPS 66 CALL MAY00090000
COM
718546104
1
2
SH
Call
SOLE
0
0
2
PHILLIPS 66 COM
COM
718546104
231
2667
SH
SOLE
0
0
2667
PIMCO ETF TR 0-5 HIGH YIELD
0-5 HIGH YIELD
72201R783
1015
10915
SH
SOLE
0
0
10915
PIMCO INCOME STRATEGY FUND II COM
NCOME STRATEGY FUND II COM
72201J104
291
33248
SH
SOLE
0
0
33248
PIMCO STRATEGIC INCOME FD INC COM
COM
72200X104
149
16316
SH
SOLE
0
0
16316
POWERSHARES ETF TR II PFD PORTFOLIO
II PFD PORTFOLIO
73936T565
730
48926
SH
SOLE
0
0
48926
POWERSHARES ETF TR II PWRSHS SP500 LOW
II PWRSHS SP500 LOW
73937B654
5463
147158
SH
SOLE
0
0
147158
POWERSHARES ETF TR II S&P500 LOW VOL
II S&P500 LOW VOL
73937B779
1110
27512
SH
SOLE
0
0
27512
POWERSHARES ETF TRUST DWA MOMENTUM PTF
DWA MOMENTUM PTF
73935X153
352
8625
SH
SOLE
0
0
8625
POWERSHARES ETF TRUST S&P 500 QLTY PRT
S&P 500 QLTY PRT
73935X682
818
33268
SH
SOLE
0
0
33268
POWERSHARES QQQ TRUST UNIT SER 1
QQQ TRUST UNIT SER 1
73935A104
2616
23953
SH
SOLE
0
0
23953
PROCTER & GAMBLE CO CALL JAN00092500
COM
742718109
0
1
SH
Call
SOLE
0
0
1
PROCTER AND GAMBLE CO COM
COM
742718109
2223
27005
SH
SOLE
0
0
27005
PROGRESSIVE CORP OHIO COM
COM
743315103
241
6849
SH
SOLE
0
0
6849
PROSHARES TR II ULT BLMBG CD OIL
II ULT BLMBG CD OIL
74347W320
318
35675
SH
SOLE
0
0
35675
PROSHARES TR PSHS ULT S&P 500
PSHS ULT S&P 500
74347R107
445
6970
SH
SOLE
0
0
6970
PROSHARES TR PSHS ULTRUSS2000
PSHS ULTRUSS2000
74347R842
376
4975
SH
SOLE
0
0
4975
PROSHARES TR RUSS 2000 DIVD
RUSS 2000 DIVD
74347B698
219
5031
SH
SOLE
0
0
5031
PROSPECT CAPITAL CORPORATION COM
COM
74348T102
267
36749
SH
SOLE
0
0
36749
RAVEN INDS INC COM
COM
754212108
176
11005
SH
SOLE
0
0
11005
REYNOLDS AMERICAN INC COM
COM
761713106
530
10531
SH
SOLE
0
0
10531
ROSS STORES INC COM
COM
778296103
263
4546
SH
SOLE
0
0
4546
ROYAL DUTCH SHELL PLC SPONS ADR A
PLC SPONS ADR A
780259206
723
14916
SH
SOLE
0
0
14916
RYDEX ETF TRUST GUG S&P MC400 PG
GUG S&P MC400 PG
78355W601
264
2184
SH
SOLE
0
0
2184
RYDEX ETF TRUST GUG S&P SC600 PV
GUG S&P SC600 PV
78355W700
307
5328
SH
SOLE
0
0
5328
RYDEX ETF TRUST GUG S&P500 EQ WT
GUG S&P500 EQ WT
78355W106
2773
35311
SH
SOLE
0
0
35311
RYDEX ETF TRUST GUG S&P500 PU GR
GUG S&P500 PU GR
78355W403
589
7413
SH
SOLE
0
0
7413
RYDEX ETF TRUST GUG S&P500 PU VA
GUG S&P500 PU VA
78355W304
333
6584
SH
SOLE
0
0
6584
SECTOR SPDR-UTILITIES CALL JAN00041000
SBI INT-UTILS
81369Y886
0
1
SH
Call
SOLE
0
0
1
SELECT SECTOR SPDR TR SBI CONS DISCR
SBI CONS DISCR
81369Y407
1161
14678
SH
SOLE
0
0
14678
SELECT SECTOR SPDR TR SBI CONS STPLS
SBI CONS STPLS
81369Y308
301
5675
SH
SOLE
0
0
5675
SELECT SECTOR SPDR TR SBI HEALTHCARE
SBI HEALTHCARE
81369Y209
1178
17379
SH
SOLE
0
0
17379
SELECT SECTOR SPDR TR SBI INT-FINL
SBI INT-FINL
81369Y605
349
15515
SH
SOLE
0
0
15515
SELECT SECTOR SPDR TR SBI INT-UTILS
SBI INT-UTILS
81369Y886
592
11922
SH
SOLE
0
0
11922
SELECT SECTOR SPDR TR TECHNOLOGY
TECHNOLOGY
81369Y803
487
10975
SH
SOLE
0
0
10975
SHERWIN WILLIAMS CO COM
COM
824348106
723
2541
SH
SOLE
0
0
2541
SKYWORKS SOLUTIONS INC COM
COM
83088M102
487
6249
SH
SOLE
0
0
6249
SOUTHERN CO COM
COM
842587107
503
9733
SH
SOLE
0
0
9733
SOUTHERN COMPANY CALL JAN00050000
COM
842587107
0
1
SH
Call
SOLE
0
0
1
SPDR DOW JONES INDL AVRG ETF UT SER 1
DOW JONES INDL AVRG ETF UT SER 1
78467X109
623
3527
SH
SOLE
0
0
3527
SPDR GOLD TRUST GOLD SHS
GOLD SHS
78463V107
446
3791
SH
SOLE
0
0
3791
SPDR S&P 500 ETF TR TR UNIT
S&P 500 ETF TR TR UNIT
78462F103
7907
38472
SH
SOLE
0
0
38472
SPDR SERIES TRUST BLOOMBERG BRCLYS
BLOOMBERG BRCLYS
78464A417
256
7467
SH
SOLE
0
0
7467
SPDR SERIES TRUST S&P DIVID ETF
S&P DIVID ETF
78464A763
630
7882
SH
SOLE
0
0
7882
SSGA ACTIVE ETF TR BLKSTN GSOSRLN
BLKSTN GSOSRLN
78467V608
787
16933
SH
SOLE
0
0
16933
STARBUCKS CORP CALL JAN00070000
COM
855244109
0
1
SH
Call
SOLE
0
0
1
STARBUCKS CORP COM
COM
855244109
609
10209
SH
SOLE
0
0
10209
STARWOOD PPTY TR INC COM
COM
85571B105
296
15626
SH
SOLE
0
0
15626
STEMCELLS INC COM NEW
COM
85857R204
35
135170
SH
SOLE
0
0
135170
TARGET CORP COM
COM
87612E106
237
2879
SH
SOLE
0
0
2879
THERMO FISHER SCIENTIFIC INC COM
COM
883556102
201
1417
SH
SOLE
0
0
1417
TIME WARNER INC CALL JUL00070000
COM
887317303
3
5
SH
Call
SOLE
0
0
5
TIME WARNER INC PUT JUL00067500
COM
887317303
2
10
SH
Put
SOLE
0
0
10
TIME WARNER INC COM NEW
COM
887317303
293
4032
SH
SOLE
0
0
4032
TRACTOR SUPPLY CO COM
COM
892356106
262
2900
SH
SOLE
0
0
2900
TWITTER INC CALL JUN00022000
COM
90184L102
0
10
SH
Call
SOLE
0
0
10
TWITTER INC COM
COM
90184L102
194
11741
SH
SOLE
0
0
11741
UNITED DEV FDG IV COM
COM
910187103
105
32744
SH
SOLE
0
0
32744
UNITED HEALTH PRODS INC COM
COM
91059D100
1
10049
SH
SOLE
0
0
10049
VALLEY NATL BANCORP COM
COM
919794107
146
15335
SH
SOLE
0
0
15335
VANGUARD BD INDEX FD INC INTERMED TERM
INTERMED TERM
921937819
295
3416
SH
SOLE
0
0
3416
VANGUARD BD INDEX FD INC SHORT TRM BOND
SHORT TRM BOND
921937827
1296
16075
SH
SOLE
0
0
16075
VANGUARD BD INDEX FD INC TOTAL BND MRKT
TOTAL BND MRKT
921937835
257
3101
SH
SOLE
0
0
3101
VANGUARD GROUP DIV APP ETF
DIV APP ETF
921908844
2605
32056
SH
SOLE
0
0
32056
VANGUARD INDEX FDS GROWTH ETF
GROWTH ETF
922908736
1507
14154
SH
SOLE
0
0
14154
VANGUARD INDEX FDS MCAP VL IDXVIP
MCAP VL IDXVIP
922908512
243
2790
SH
SOLE
0
0
2790
VANGUARD INDEX FDS MID CAP ETF
MID CAP ETF
922908629
726
5986
SH
SOLE
0
0
5986
VANGUARD INDEX FDS SM CP VAL ETF
SM CP VAL ETF
922908611
209
2047
SH
SOLE
0
0
2047
VANGUARD INDEX FDS SMALL CP ETF
SMALL CP ETF
922908751
850
7622
SH
SOLE
0
0
7622
VANGUARD INDEX FDS SML CP GRW ETF
SML CP GRW ETF
922908595
293
2466
SH
SOLE
0
0
2466
VANGUARD INDEX FDS TOTAL STK MKT
TOTAL STK MKT
922908769
1574
15012
SH
SOLE
0
0
15012
VANGUARD INDEX FDS VALUE ETF
VALUE ETF
922908744
265
3219
SH
SOLE
0
0
3219
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF
TT WRLD ST ETF
922042742
226
3911
SH
SOLE
0
0
3911
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD
SHRT TRM CORP BD
92206C409
4404
55030
SH
SOLE
0
0
55030
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF
FTSE DEV MKT ETF
921943858
226
6298
SH
SOLE
0
0
6298
VANGUARD WORLD FDS ENERGY ETF
WORLD FDS ENERGY ETF
92204A306
472
5495
SH
SOLE
0
0
5495
VERIZON COMMUNICATIONS INC COM
COM
92343V104
1753
32424
SH
SOLE
0
0
32424
VISA INC COM CL A
CL A
92826C839
988
12924
SH
SOLE
0
0
12924
WALGREENS BOOTS ALLIANCE INC COM
COM
931427108
465
5518
SH
SOLE
0
0
5518
WALMART INC COM
COM
931142103
2088
30487
SH
SOLE
0
0
30487
WELLS FARGO & CO NEW CALL JUL00050000
COM
949746101
0
1
SH
Call
SOLE
0
0
1
WELLS FARGO CO NEW COM
COM
949746101
452
9347
SH
SOLE
0
0
9347
WESTPAC BKG CORP SPONSORED ADR
SPONS ADR
961214301
495
21273
SH
SOLE
0
0
21273
WEYERHAEUSER CO COM
COM
962166104
393
12701
SH
SOLE
0
0
12701
WISDOMTREE TR EUROPE HEDGED EQ
EUROPE HEDGED EQ
97717X701
323
6226
SH
SOLE
0
0
6226
WISDOMTREE TR US LARGECAP DIVD
US LARGECAP DIVD
97717W307
725
9873
SH
SOLE
0
0
9873
WISDOMTREE TR US MIDCAP DIVID
US MIDCAP DIVID
97717W505
266
3091
SH
SOLE
0
0
3091
WISDOMTREE TR US QTLY DIV GRT
US QTLY DIV GRT
97717X669
873
27923
SH
SOLE
0
0
27923
YUM BRANDS INC COM
COM
988498101
241
2939
SH
SOLE
0
0
2939