0001398344-18-014237.txt : 20181001 0001398344-18-014237.hdr.sgml : 20181001 20181001091020 ACCESSION NUMBER: 0001398344-18-014237 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20181001 DATE AS OF CHANGE: 20181001 EFFECTIVENESS DATE: 20181001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 181096018 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 06-30-2016 06-30-2016 false Kovack Advisors, Inc.

6451 N. Federal Hwy. Ste 1201 Ft. Lauderdale FL 33308

13F HOLDINGS REPORT 028-18240 N Susanne V. Rosenfeldt 954-670-8134 /s/ Susanne V. Rosenfeldt Ft. Lauderdale FL 09-28-2018 0 292 188441 INFORMATION TABLE 2 fp0036163_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM COM 88579Y101 234 1338 SH SOLE 0 0 1338 ABBVIE INC CALL AUG00060000 COM 00287Y109 7 19 SH Call SOLE 0 0 19 ABBVIE INC COM COM 00287Y109 519 8387 SH SOLE 0 0 8387 ACCENTURE PLC CALL AUG00115000 PLC SHS CLASS A G1151C101 0 1 SH Call SOLE 0 0 1 ACCENTURE PLC IRELAND SHS CLASS A PLC SHS CLASS A G1151C101 594 5239 SH SOLE 0 0 5239 ACTIVISION BLIZZARD INC COM COM 00507V109 698 17623 SH SOLE 0 0 17623 ADVANCED VIRAL RESH CORP COM COM 007928104 0 20000 SH SOLE 0 0 20000 AES CORP COM COM 00130H105 271 21724 SH SOLE 0 0 21724 AETNA INC NEW CALL JAN00145000 COM 00817Y108 1 3 SH Call SOLE 0 0 3 AETNA INC NEW COM COM 00817Y108 268 2191 SH SOLE 0 0 2191 AFLAC INC COM COM 001055102 276 3819 SH SOLE 0 0 3819 ALLERGAN PLC CALL AUG00230000 PLC SHS G0177J108 3 3 SH Call SOLE 0 0 3 ALLERGAN PLC SHS PLC SHS G0177J108 555 2400 SH SOLE 0 0 2400 ALPHABET INC CAP STK CL A CL A 02079K305 923 1312 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ROYALTY EXPL CORP COM COM 87600U104 24 35000 SH SOLE 0 0 35000 TARGET CORP COM COM 87612E106 355 5080 SH SOLE 0 0 5080 TEMPLETON INST FDS INC FGN SMALLER CO COM 880210877 571 28711 SH SOLE 0 0 28711 TESORO CORP COM COM 881609101 222 2969 SH SOLE 0 0 2969 THERMO FISHER SCIENTIFIC INC COM COM 883556102 231 1561 SH SOLE 0 0 1561 TIME WARNER INC CALL JUL00070000 COM 887317303 2 5 SH Call SOLE 0 0 5 TIME WARNER INC PUT JUL00067500 COM 887317303 0 10 SH Put SOLE 0 0 10 TIME WARNER INC COM NEW COM 887317303 297 4039 SH SOLE 0 0 4039 TITAN INTL INC ILL COM COM 88830M102 65 10498 SH SOLE 0 0 10498 TJX COS INC NEW COM COM 872540109 211 2738 SH SOLE 0 0 2738 TRACTOR SUPPLY CO COM COM 892356106 274 3000 SH SOLE 0 0 3000 TRUST PROFESSIONAL MANAGERS SCHOONER INSTL PROFESSIONAL MANAGERS SCHOONER INSTL 89834E344 744 15918 SH SOLE 0 0 15918 TWITTER INC COM COM 90184L102 205 12141 SH SOLE 0 0 12141 UNITED DEV FDG IV COM COM 910187103 102 31987 SH SOLE 0 0 31987 UNITED HEALTH PRODS INC COM COM 91059D100 1 10049 SH SOLE 0 0 10049 UNITEDHEALTH GROUP INC COM COM 91324P102 228 1615 SH SOLE 0 0 1615 VALLEY NATL BANCORP COM COM 919794107 141 15515 SH SOLE 0 0 15515 VANECK VECTORS ETF TR AMT FREE LONG MU TR AMT FREE LONG MU 92189F536 281 13316 SH SOLE 0 0 13316 VANGUARD BD INDEX FD INC INTERMED TERM INC INTERMED TERM 921937819 334 3788 SH SOLE 0 0 3788 VANGUARD BD INDEX FD INC SHORT TRM BOND INC SHORT TRM BOND 921937827 1345 16597 SH SOLE 0 0 16597 VANGUARD BD INDEX FD INC TOTAL BND MRKT INC TOTAL BND MRKT 921937835 320 3795 SH SOLE 0 0 3795 VANGUARD GROUP DIV APP ETF DIV APP ETF 921908844 2676 32148 SH SOLE 0 0 32148 VANGUARD INDEX FDS GROWTH ETF INDEX FDS GROWTH ETF 922908736 1538 14347 SH SOLE 0 0 14347 VANGUARD INDEX FDS MCAP VL IDXVIP INDEX FDS MCAP VL IDXVIP 922908512 245 2748 SH SOLE 0 0 2748 VANGUARD INDEX FDS MID CAP ETF INDEX FDS MID CAP ETF 922908629 650 5254 SH SOLE 0 0 5254 VANGUARD INDEX FDS SM CP VAL ETF INDEX FDS SM CP VAL ETF 922908611 210 1992 SH SOLE 0 0 1992 VANGUARD INDEX FDS SMALL CP ETF INDEX FDS SMALL CP ETF 922908751 701 6062 SH SOLE 0 0 6062 VANGUARD INDEX FDS SML CP GRW ETF INDEX FDS SML CP GRW ETF 922908595 306 2466 SH SOLE 0 0 2466 VANGUARD INDEX FDS TOTAL STK MKT INDEX FDS TOTAL STK MKT 922908769 1955 18245 SH SOLE 0 0 18245 VANGUARD INDEX FDS VALUE ETF INDEX FDS VALUE ETF 922908744 290 3413 SH SOLE 0 0 3413 VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF INTL EQUITY INDEX FD TT WRLD ST ETF 922042742 229 3939 SH SOLE 0 0 3939 VANGUARD SCOTTSDALE FDS LG-TERM COR BD SCOTTSDALE FDS LG-TERM COR BD 92206C813 406 4294 SH SOLE 0 0 4294 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4632 57297 SH SOLE 0 0 57297 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF INTL FD FTSE DEV MKT ETF 921943858 318 9005 SH SOLE 0 0 9005 VANGUARD WORLD FDS ENERGY ETF FDS ENERGY ETF 92204A306 452 4748 SH SOLE 0 0 4748 VERIZON COMMUNICATIONS INC COM COM 92343V104 1776 31812 SH SOLE 0 0 31812 VISA INC CALL DEC00077500 COM 92826C839 0 1 SH Call SOLE 0 0 1 VISA INC COM CL A COM 92826C839 958 12920 SH SOLE 0 0 12920 WADDELL & REED FINL INC CL A CL A 930059100 452 26247 SH SOLE 0 0 26247 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 508 6105 SH SOLE 0 0 6105 WALMART INC COM COM 931142103 2234 30591 SH SOLE 0 0 30591 WELLS FARGO CO NEW COM COM 949746101 501 10585 SH SOLE 0 0 10585 WESTPAC BKG CORP SPONSORED ADR ADR 961214301 471 21338 SH SOLE 0 0 21338 WISDOMTREE TR EUROPE HEDGED EQ TR EUROPE HEDGED EQ 97717X701 258 5102 SH SOLE 0 0 5102 WISDOMTREE TR US LARGECAP DIVD TR US LARGECAP DIVD 97717W307 865 11424 SH SOLE 0 0 11424 WISDOMTREE TR US MIDCAP DIVID TR US MIDCAP DIVID 97717W505 492 5492 SH SOLE 0 0 5492 WISDOMTREE TR US QTLY DIV GRT TR US QTLY DIV GRT 97717X669 886 28053 SH SOLE 0 0 28053 WOODWARD INC COM COM 980745103 346 6000 SH SOLE 0 0 6000 YUM BRANDS INC COM COM 988498101 255 3070 SH SOLE 0 0 3070