0001398344-18-013192.txt : 20180905 0001398344-18-013192.hdr.sgml : 20180905 20180905142833 ACCESSION NUMBER: 0001398344-18-013192 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20180905 DATE AS OF CHANGE: 20180905 EFFECTIVENESS DATE: 20180905 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 181054877 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 03-31-2017 03-31-2017 false Kovack Advisors, Inc.

6451 N. Federal Hwy. Ste 1201 Ft. Lauderdale FL 33308

13F HOLDINGS REPORT 028-18240 N Susanne V. Rosenfeldt 954-670-8134 /s/ Susanne V. Rosenfeldt Ft. Lauderdale FL 08-29-2018 0 327 256823 INFORMATION TABLE 2 fp0035740_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM COM 88579Y101 448 2341 SH SOLE 0 0 2341 ABBVIE INC COM COM 00287Y109 558 8569 SH SOLE 0 0 8569 ABERCROMBIE & FITCH CO CL A COM CL A 002896207 134 11200 SH SOLE 0 0 11200 ACTIVISION BLIZZARD INC COM COM 00507V109 422 8462 SH SOLE 0 0 8462 ADOBE SYS INC COM COM 00724F101 215 1654 SH SOLE 0 0 1654 ADVISORS INNER CIRCLE FD EDGWD GRW INST FD EDGWD GRW INST 0075W0759 2889 114717 SH SOLE 0 0 114717 AES CORP COM COM 00130H105 221 19725 SH SOLE 0 0 19725 AETNA INC NEW CALL JAN00145000 COM 00817Y108 0 2 SH Call SOLE 0 0 2 AETNA INC NEW COM COM 00817Y108 318 2492 SH SOLE 0 0 2492 AFLAC INC COM COM 001055102 297 4105 SH SOLE 0 0 4105 AGNC INVT CORP COM COM 00123Q104 267 13424 SH SOLE 0 0 13424 AGRITEK HLDGS INC COM COM 00856J103 0 10000 SH SOLE 0 0 10000 ALLERGAN PLC SHS PLC SHS G0177J108 1186 4964 SH SOLE 0 0 4964 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 3282 3872 SH SOLE 0 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81369Y886 0 1 SH Call SOLE 0 0 1 SELECT SECTOR SPDR TR SBI INT-UTILS SPDR TR SBI INT-UTILS 81369Y886 454 8854 SH SOLE 0 0 8854 SELECT SECTOR SPDR TR TECHNOLOGY SPDR TR TECHNOLOGY 81369Y803 909 17049 SH SOLE 0 0 17049 SHERWIN WILLIAMS CO COM COM 824348106 833 2687 SH SOLE 0 0 2687 SHOPIFY INC CL A CL A 82509L107 221 3245 SH SOLE 0 0 3245 SIERRA WIRELESS INC COM COM 826516106 427 16100 SH SOLE 0 0 16100 SKYWORKS SOLUTIONS INC COM COM 83088M102 700 7149 SH SOLE 0 0 7149 SOUTHERN CO COM COM 842587107 949 19059 SH SOLE 0 0 19059 SOUTHERN COMPANY CALL JAN00050000 COM 842587107 0 1 SH Call SOLE 0 0 1 SPDR DOW JONES INDL AVRG ETF UT SER 1 DOW JONES INDL AVRG ETF UT SER 1 78467X109 422 2046 SH SOLE 0 0 2046 SPDR GOLD TRUST GOLD SHS GOLD TRUST GOLD SHS 78463V107 1143 9627 SH SOLE 0 0 9627 SPDR S&P 500 ETF TR TR UNIT S&P 500 ETF TR TR UNIT 78462F103 22212 94224 SH SOLE 0 0 94224 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 201 644 SH SOLE 0 0 644 SPDR SERIES TRUST BLOOMBERG BRCLYS TRUST BLOOMBERG BRCLYS 78464A417 293 7935 SH SOLE 0 0 7935 SPDR SERIES TRUST S&P DIVID ETF TRUST S&P DIVID ETF 78464A763 673 7638 SH SOLE 0 0 7638 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF TR BLKSTN GSOSRLN 78467V608 2414 50786 SH SOLE 0 0 50786 STARBUCKS CORP CALL JAN00070000 COM 855244109 0 1 SH Call SOLE 0 0 1 STARBUCKS CORP COM COM 855244109 1544 26446 SH SOLE 0 0 26446 STARWOOD PPTY TR INC COM COM 85571B105 320 14165 SH SOLE 0 0 14165 STMICROELECTRONICS N V NY REGISTRY N V NY REGISTRY 861012102 407 26342 SH SOLE 0 0 26342 TAKE-TWO INTERACTIVE SOFTWARE COM COM 874054109 254 4279 SH SOLE 0 0 4279 TARGET CORP COM COM 87612E106 567 10280 SH SOLE 0 0 10280 TERNIUM SA SPON ADR SPON ADR 880890108 235 9000 SH SOLE 0 0 9000 TESLA INC COM COM 88160R101 431 1549 SH SOLE 0 0 1549 TESLA MOTORS INC PUT SEP00050000 COM 88160R101 0 1 SH Put SOLE 0 0 1 THERMO FISHER SCIENTIFIC INC COM COM 883556102 241 1568 SH SOLE 0 0 1568 TRACTOR SUPPLY CO COM COM 892356106 242 3516 SH SOLE 0 0 3516 UBS AG LONDON BRH ETRACS MTH2XRE LONDON BRH ETRACS MTH2XRE 90269A302 233 13125 SH SOLE 0 0 13125 ULTA BEAUTY INC COM COM 90384S303 1098 3850 SH SOLE 0 0 3850 UNDER ARMOR INC CALL JAN00140000 CL C 904311206 1 6 SH Call SOLE 0 0 6 UNDER ARMOUR INC CL A CL A 904311107 227 11464 SH SOLE 0 0 11464 UNDER ARMOUR INC CL C CL C 904311206 222 12139 SH SOLE 0 0 12139 UNITED DEV FDG IV COM COM 910187103 53 27720 SH SOLE 0 0 27720 UNITED HEALTH PRODS INC COM COM 91059D100 1 10049 SH SOLE 0 0 10049 UNITED PARCEL SERVICE INC CL B CL B 911312106 237 2206 SH SOLE 0 0 2206 UNITED STS BRENT OIL FD LP UNIT BRENT OIL FD LP UNIT 91167Q100 225 15510 SH SOLE 0 0 15510 UNITED TECHNOLOGIES CORP COM COM 913017109 228 2030 SH SOLE 0 0 2030 UNITEDHEALTH GROUP INC COM COM 91324P102 618 3765 SH SOLE 0 0 3765 VALLEY NATL BANCORP COM COM 919794107 189 16039 SH SOLE 0 0 16039 VANECK VECTORS ETF TR CALL APR00024500 ETF TR GOLD MINERS ETF 92189F106 0 69 SH Call SOLE 0 0 69 VANECK VECTORS ETF TR GOLD MINERS ETF ETF TR GOLD MINERS ETF 92189F106 212 9316 SH SOLE 0 0 9316 VANECK VECTORS ETF TR CALL APR00038000 ETF TR JR GOLD MINERS E 92189F791 1 110 SH Call SOLE 0 0 110 VANECK VECTORS ETF TR JR GOLD MINERS E ETF TR JR GOLD MINERS E 92189F791 891 24766 SH SOLE 0 0 24766 VANGUARD BD INDEX FD INC INTERMED TERM BD INDEX FD INC INTERMED TERM 921937819 369 4410 SH SOLE 0 0 4410 VANGUARD BD INDEX FD INC SHORT TRM BOND BD INDEX FD INC SHORT TRM BOND 921937827 1428 17907 SH SOLE 0 0 17907 VANGUARD BD INDEX FD INC TOTAL BND MRKT BD INDEX FD INC TOTAL BND MRKT 921937835 430 5306 SH SOLE 0 0 5306 VANGUARD CHARLOTTE FDS INTL BD IDX ETF CHARLOTTE FDS INTL BD IDX ETF 92203J407 267 4924 SH SOLE 0 0 4924 VANGUARD GROUP DIV APP ETF DIV APP ETF 921908844 4454 49526 SH SOLE 0 0 49526 VANGUARD INDEX FDS EXTEND MKT ETF EXTEND MKT ETF 922908652 232 2320 SH SOLE 0 0 2320 VANGUARD INDEX FDS GROWTH ETF GROWTH ETF 922908736 1026 8431 SH SOLE 0 0 8431 VANGUARD INDEX FDS MCAP VL IDXVIP MCAP VL IDXVIP 922908512 399 3910 SH SOLE 0 0 3910 VANGUARD INDEX FDS MID CAP ETF MID CAP ETF 922908629 709 5089 SH SOLE 0 0 5089 VANGUARD INDEX FDS REAL ESTATE ETF REAL ESTATE ETF 922908553 1426 17269 SH SOLE 0 0 17269 VANGUARD INDEX FDS SM CP VAL ETF SM CP VAL ETF 922908611 281 2290 SH SOLE 0 0 2290 VANGUARD INDEX FDS SMALL CP ETF SMALL CP ETF 922908751 1102 8270 SH SOLE 0 0 8270 VANGUARD INDEX FDS TOTAL STK MKT TOTAL STK MKT 922908769 3697 30470 SH SOLE 0 0 30470 VANGUARD INDEX FDS VALUE ETF VALUE ETF 922908744 1509 15821 SH SOLE 0 0 15821 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF INTL EQUITY INDEX FD FTSE EMR MKT ETF 922042858 779 19605 SH SOLE 0 0 19605 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF INTL EQUITY INDEX FD FTSE EUROPE ETF 922042874 303 5871 SH SOLE 0 0 5871 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4417 55387 SH SOLE 0 0 55387 VANGUARD STAR FD VG TL INTL STK F STAR FD VG TL INTL STK F 921909768 789 15886 SH SOLE 0 0 15886 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 517 13159 SH SOLE 0 0 13159 VANGUARD WHITEHALL FDS INC HIGH DIV YLD WHITEHALL FDS INC HIGH DIV YLD 921946406 805 10367 SH SOLE 0 0 10367 VANGUARD WORLD FDS ENERGY ETF WORLD FDS ENERGY ETF 92204A306 404 4176 SH SOLE 0 0 4176 VEREIT INC COM COM 92339V100 105 12330 SH SOLE 0 0 12330 VERIZON COMM CALL APR00047500 COM 92343V104 0 13 SH Call SOLE 0 0 13 VERIZON COMMUNICATIONS INC COM COM 92343V104 2437 49990 SH SOLE 0 0 49990 VISA INC COM CL A CL A 92826C839 1200 13503 SH SOLE 0 0 13503 WADDELL & REED FINL INC CL A CL A 930059100 440 25909 SH SOLE 0 0 25909 WALMART INC COM COM 931142103 1507 20901 SH SOLE 0 0 20901 WASTE MGMT INC DEL COM COM 94106L109 1039 14247 SH SOLE 0 0 14247 WELLS FARGO CO NEW COM COM 949746101 429 7713 SH SOLE 0 0 7713 WESTERN ASSET EMRG MKT DEBT FD COM COM 95766A101 825 53215 SH SOLE 0 0 53215 WESTPAC BKG CORP SPONSORED ADR SPONSORED ADR 961214301 539 20163 SH SOLE 0 0 20163 WILLIAMS SONOMA INC COM COM 969904101 393 7322 SH SOLE 0 0 7322 WISDOMTREE TR US LARGECAP DIVD US LARGECAP DIVD 97717W307 1479 17831 SH SOLE 0 0 17831 WISDOMTREE TR US MIDCAP DIVID US MIDCAP DIVID 97717W505 1755 17995 SH SOLE 0 0 17995 WISDOMTREE TR US QTLY DIV GRT US QTLY DIV GRT 97717X669 696 19629 SH SOLE 0 0 19629 WOODWARD INC COM COM 980745103 333 4900 SH SOLE 0 0 4900 WORKDAY INC CL A CL A 98138H101 255 3060 SH SOLE 0 0 3060 YUM BRANDS INC COM COM 988498101 284 4449 SH SOLE 0 0 4449