6-K 1 nt10015946x6_6k.htm FORM 6-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________________

FORM 6-K
_______________________

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16
OF THE SECURITIES EXCHANGE ACT OF 1934

For the month of October, 2020

Commission File Number: 001-38427
_______________________

Piedmont Lithium Limited
(Translation of registrant’s name into English)
_______________________

Level 9, BGC Centre, 28 The Esplanade
Perth, WA, 6000 Australia
(Address of principal executive offices)
_______________________

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40‑F.

Form 20-F  ☒    Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐


Exhibits 1.1 and 5.1 to this Report on Form 6-K are hereby incorporated by reference into Piedmont Lithium Limited’s Registration Statements on Form F-3 (File Nos. 333-234445), to the extent not superseded by documents or reports subsequently filed by us under the U.S. Securities Act of 1933 or the U.S. Securities Exchange Act of 1934, in each case as amended.

Piedmont Lithium Limited Announces Notice of Greenshoe Exercise

On October 22, 2020, Piedmont Lithium Limited received a notice from the underwriters of its previously announced offering of 2,000,000 American Depositary Shares (“ADSs”), each representing 100 ordinary shares, indicating that they have exercised their option to purchase an additional 300,000 ADSs, at the public offering price of US$25.00 per ADS less the underwriting discount, to close simultaneously with the 2,000,000 ADSs on October 23, 2020.

EXHIBIT INDEX

The following exhibits are filed as part of this Form 6-K:

Exhibit
 
Description
 
Underwriting Agreement, dated October 21, 2020, between Piedmont Lithium Limited and Evercore Group L.L.C., as representative of the several underwriters named therein
 
Opinion of DLA Piper Australia on matters of Australian law to Piedmont Lithium Limited, dated October 23, 2020
 
Press Release


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


 
Piedmont Lithium Limited
 
(registrant)
     
Date: October 23, 2020
By:
/s/ Keith Phillips
 
Name:
 Keith Phillips
 
Title:
President and Chief Executive Officer