0001387131-19-008571.txt : 20191113 0001387131-19-008571.hdr.sgml : 20191113 20191112180752 ACCESSION NUMBER: 0001387131-19-008571 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aequim Alternative Investments LP CENTRAL INDEX KEY: 0001728201 IRS NUMBER: 823981938 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19295 FILM NUMBER: 191211169 BUSINESS ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 415-477-9077 MAIL ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001728201 XXXXXXXX 06-30-2019 06-30-2019 true 1 RESTATEMENT false Aequim Alternative Investments LP

495 Miller Avenue, Suite 301 Mill Valley CA 94941

13F HOLDINGS REPORT 028-19295 N David Goldstein 415-477-9075 /s/ David Goldstein Mill Valley CA 11-12-2019 0 47 354060 INFORMATION TABLE 2 infotable.xml ATLASSIAN CORP PLC CL A G06242104 6817 52100 SH SOLE 52100 0 0 CLARIVATE ANALYTICS PLC *W EXP 11/09/201 G21810117 3563 750000 SH SOLE 750000 0 0 INTELSAT S A COM L5140P101 14232 731700 SH SOLE 731700 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 38781 10000000 PRN SOLE 10000000 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 1320 54100 SH SOLE 54100 0 0 ASCENT CAP GROUP INC COM SER A 043632108 465 430984 SH SOLE 430984 0 0 BAUSCH HEALTH COS INC COM 071734107 840 33300 SH SOLE 33300 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 942 11000 SH SOLE 11000 0 0 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 10044 200000 SH SOLE 200000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 856 12500 SH SOLE 12500 0 0 CLEVELAND CLIFFS INC COM 185899101 2973 278600 SH SOLE 278600 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 9522 75000 SH SOLE 75000 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 436 88500 SH SOLE 88500 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 8404 5000000 PRN SOLE 5000000 0 0 DANAHER CORPORATION 4.75 MND CV PFD 235851300 8285 7500 SH SOLE 7500 0 0 DONNELLEY R R & SONS CO COM 257867200 202 102500 SH SOLE 102500 0 0 ECHOSTAR CORP CL A 278768106 3085 69600 SH SOLE 69600 0 0 ENCORE CAP GROUP INC COM 292554102 2564 75700 SH SOLE 75700 0 0 ETSY INC COM 29786A106 3805 62000 SH SOLE 62000 0 0 EURONET WORLDWIDE INC COM 298736109 1514 9000 SH SOLE 9000 0 0 FIREEYE INC COM 31816Q101 1103 74500 SH SOLE 74500 0 0 INSULET CORP NOTE 1.250% 9/1 45784PAF8 15384 7500000 PRN SOLE 7500000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 22340 16000000 PRN SOLE 16000000 0 0 L BRANDS INC COM 501797104 261 10000 SH SOLE 10000 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 24472 27500000 SH SOLE 27500000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 1683 25400 SH SOLE 25400 0 0 MERITOR INC COM 59001K100 606 25000 SH SOLE 25000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 8837 5000000 PRN SOLE 5000000 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 32453 27500000 PRN SOLE 27500000 0 0 MONGODB INC CL A 60937P106 10038 66000 SH SOLE 66000 0 0 NIO INC SPON ADS 62914V106 332 130300 SH SOLE 130300 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 11939 7000000 PRN SOLE 7000000 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 2462 2000000 PRN SOLE 2000000 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 4675 5000000 PRN SOLE 5000000 0 0 PENNEY J C CORP INC COM 708160106 456 400000 SH SOLE 400000 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 3577 2500000 PRN SOLE 2500000 0 0 RH COM 74967X103 3006 26000 SH SOLE 26000 0 0 RAPID7 INC COM 753422104 2111 36500 SH SOLE 36500 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 30036 20000000 PRN SOLE 20000000 0 0 SERVICENOW INC NOTE 6/0 81762PAC6 31137 15000000 PRN SOLE 15000000 0 0 SQUARE INC CL A 852234103 5795 79900 SH SOLE 79900 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 3845 116200 SH SOLE 116200 0 0 TELADOC HEALTH INC COM 87918A105 6761 101800 SH SOLE 101800 0 0 TESLA INC COM 88160R101 4112 18400 SH SOLE 18400 0 0 TILRAY INC COM CL 2 88688T100 442 9500 SH SOLE 9500 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 3838 4000000 PRN SOLE 4000000 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 3709 2500000 PRN SOLE 2500000 0 0