The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ASCENT CAP GROUP INC | COM SER A | 043632108 | 78 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| BAUSCH HEALTH COS INC | COM | 071734107 | 615 | 33,300 | SH | SOLE | 33,300 | 0 | 0 | ||
| BRISTOW GROUP INC | COM | 110394103 | 544 | 223,800 | SH | SOLE | 223,800 | 0 | 0 | ||
| CHENIERE ENERGY INC | COM NEW | 16411R208 | 740 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
| ENCORE CAP GROUP INC | COM | 292554102 | 533 | 22,700 | SH | SOLE | 22,700 | 0 | 0 | ||
| ETSY INC | COM | 29786A106 | 2,949 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
| PENNEY J C INC | COM | 708160106 | 260 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| L BRANDS INC | COM | 501797104 | 257 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| MERITOR INC | COM | 59001K100 | 423 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| PHI INC | COM NON VTG | 69336T205 | 91 | 49,000 | SH | SOLE | 49,000 | 0 | 0 | ||
| PYXUS INTL INC | COM | 74737V106 | 247 | 20,833 | SH | SOLE | 20,833 | 0 | 0 | ||
| RAPID7 INC | COM | 753422104 | 1,035 | 33,200 | SH | SOLE | 33,200 | 0 | 0 | ||
| RH | COM | 74967X103 | 2,336 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
| DONNELLEY R R & SONS CO | COM | 257867200 | 410 | 103,411 | SH | SOLE | 103,411 | 0 | 0 | ||
| SQUARE INC | CL A | 852234103 | 3,236 | 57,700 | SH | SOLE | 57,700 | 0 | 0 | ||
| SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 1,933 | 58,200 | SH | SOLE | 58,200 | 0 | 0 | ||
| TELADOC HEALTH INC | COM | 87918A105 | 1,829 | 36,900 | SH | SOLE | 36,900 | 0 | 0 | ||
| TESLA INC | COM | 88160R101 | 3,494 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
| TILRAY INC | COM CL 2 | 88688T100 | 317 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
| ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 24,338 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 7,599 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
| INSULET CORP | NOTE 1.250% 9/1 | 45784PAF8 | 7,086 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| INTEGRATED DEVICE TECHNOLOGY | NOTE 0.875%11/1 | 458118AC0 | 15,516 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 16,123 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 2.250% 2/1 | 595017AH7 | 19,661 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
| MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 12,777 | 11,500,000 | PRN | SOLE | 11,500,000 | 0 | 0 | ||
| NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 8,228 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
| PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 3,385 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
| REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 12,971 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 17,479 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 3,658 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
| ZILLOW GROUP INC | NOTE 2.000%12/0 | 98954MAB7 | 8,527 | 8,730,000 | PRN | SOLE | 8,730,000 | 0 | 0 | ||
| LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 10,997 | 17,500,000 | SH | SOLE | 17,500,000 | 0 | 0 | ||
| CENTERPOINT ENERGY INC | DEP RP PFD CV B | 15189T503 | 7,052 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||