0001171520-21-000448.txt : 20211104
0001171520-21-000448.hdr.sgml : 20211104
20211104103148
ACCESSION NUMBER: 0001171520-21-000448
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211104
DATE AS OF CHANGE: 20211104
EFFECTIVENESS DATE: 20211104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aequim Alternative Investments LP
CENTRAL INDEX KEY: 0001728201
IRS NUMBER: 823981938
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19295
FILM NUMBER: 211378651
BUSINESS ADDRESS:
STREET 1: 495 MILLER AVENUE, SUITE 301
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 415-477-9077
MAIL ADDRESS:
STREET 1: 495 MILLER AVENUE, SUITE 301
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001728201
XXXXXXXX
09-30-2021
09-30-2021
false
Aequim Alternative Investments LP
495 MILLER AVENUE, SUITE 301
MILL VALLEY
CA
94941
13F HOLDINGS REPORT
028-19295
N
David Goldstein
Chief Operating Officer and Chief Compliance Officer
415-477-9077
David Goldstein, Chief Operating Officer and Chief Compliance Officer
MILL VALLEY
CA
11-04-2021
0
104
2592105
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR AEQUIM ALTERNATIVE INVESTMENTS LP
ADIENT PLC
ORD SHS
G0084W101
1098
26500
SH
SOLE
26500
0
0
AES CORP
COM
00130H105
11506
504000
SH
SOLE
504000
0
0
AIR TRANSPORT SERVICES GRP I
COM
00922R105
2790
108100
SH
SOLE
108100
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
73127
60000000
PRN
SOLE
60000000
0
0
ALLEGHENY TECHNOLOGIES INC
NOTE 3.500% 6/1
01741RAK8
5358
4000000
PRN
SOLE
4000000
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
2238
254000
SH
SOLE
254000
0
0
APOLLO COML REAL EST FIN INC
NOTE 4.750% 8/2
03762UAB1
6814
6750000
PRN
SOLE
6750000
0
0
APOLLO COML REAL ESTATE FIN
NOTE 5.375%10/1
03762UAC9
3036
3000000
PRN
SOLE
3000000
0
0
BECTON DICKINSON & CO
COM
075887109
8309
33800
SH
SOLE
33800
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1082
14000
SH
SOLE
14000
0
0
BLACKSTONE MORTGAGE TRUST IN
NOTE 4.750% 3/1
09257WAC4
2054
2000000
PRN
SOLE
2000000
0
0
BLUEBIRD BIO INC
COM
09609G100
243
12735
SH
SOLE
12735
0
0
BOOKING HOLDINGS INC
COM
09857L108
5199
2190
SH
SOLE
2190
0
0
BRIDGEBIO PHARMA INC
NOTE 2.500% 3/1
10806XAB8
20457
14800000
PRN
SOLE
14800000
0
0
BTRS HOLDINGS INC
*W EXP 01/12/202
11778X112
1963
749050
SH
SOLE
749050
0
0
BURLINGTON STORES INC
COM
122017106
11173
39400
SH
SOLE
39400
0
0
BUTTERFLY NETWORK INC
*W EXP 02/12/202
124155110
136
49393
SH
SOLE
49393
0
0
CAPSTAR SPL PURP ACQUISITION
*W EXP 99/99/999
14070Y119
44
50000
SH
SOLE
50000
0
0
CENTENNIAL RESOURCE DEV INC
CL A
15136A102
7363
1098900
SH
SOLE
1098900
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
3516
36000
SH
SOLE
36000
0
0
CHESAPEAKE ENERGY CORP
*W EXP 99/99/999
165167164
31223
862280
SH
SOLE
862280
0
0
CHESAPEAKE ENERGY CORP
*W EXP 99/99/999
165167172
6031
189247
SH
SOLE
189247
0
0
CHESAPEAKE ENERGY CORP
*W EXP 09/02/202
165167180
12934
442334
SH
SOLE
442334
0
0
CINEMARK HLDGS INC
COM
17243V102
17802
926700
SH
SOLE
926700
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
1684
85000
SH
SOLE
85000
0
0
CLOUDFLARE INC
NOTE 0.750% 5/1
18915MAB3
111231
36770000
PRN
SOLE
36770000
0
0
CNX RES CORP
COM
12653C108
25063
1986000
SH
SOLE
1986000
0
0
COINBASE GLOBAL INC
COM CL A
19260Q107
8440
37100
SH
SOLE
37100
0
0
COUPA SOFTWARE INC
NOTE 0.375% 6/1
22266LAF3
12706
11717000
PRN
SOLE
11717000
0
0
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
18950
12500000
PRN
SOLE
12500000
0
0
CYBERARK SOFTWARE LTD
NOTE 11/1
23248VAB1
22617
19000000
PRN
SOLE
19000000
0
0
DATADOG INC
NOTE 0.125% 6/1
23804LAB9
21196
12800000
PRN
SOLE
12800000
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
12404
11904000
PRN
SOLE
11904000
0
0
DISH NETWORK CORPORATION
NOTE 2.375% 3/1
25470MAD1
3958
4047000
PRN
SOLE
4047000
0
0
ECHOSTAR CORP
CL A
278768106
765
30000
SH
SOLE
30000
0
0
EQT CORP
COM
26884L109
22915
1120000
SH
SOLE
1120000
0
0
ETSY INC
NOTE 0.125%10/0
29786AAJ5
129925
53500000
PRN
SOLE
53500000
0
0
EURONET WORLDWIDE INC
COM
298736109
1947
15300
SH
SOLE
15300
0
0
EVO ACQUISITION CORP
*W EXP 01/04/202
30052G116
80
150000
SH
SOLE
150000
0
0
EVO ACQUISITION CORP
COM CL A
30052G108
1454
150000
SH
SOLE
150000
0
0
EXACT SCIENCES CORP
NOTE 1.000% 1/1
30063PAA3
33747
23000000
PRN
SOLE
23000000
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
1360
8300
SH
SOLE
8300
0
0
FARFETCH LTD
NOTE 3.750% 5/0
30744WAD9
96775
38530000
PRN
SOLE
38530000
0
0
FORD MTR CO DEL
COM
345370860
16751
1183000
SH
SOLE
1183000
0
0
GCM GROSVENOR INC
*W EXP 11/17/202
36831E116
387
193290
SH
SOLE
193290
0
0
GIGCAPITAL4 INC
COM
37518G101
1972
200000
SH
SOLE
200000
0
0
GLAUKOS CORP
NOTE 2.750% 6/1
377322AB8
23938
20000000
PRN
SOLE
20000000
0
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
28785
23900000
PRN
SOLE
23900000
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
11145
3740000
SH
SOLE
3740000
0
0
IMMATICS N.V
*W EXP 07/01/202
N44445117
804
190899
SH
SOLE
190899
0
0
INSMED INC
NOTE 0.750% 6/0
457669AB5
3294
3000000
PRN
SOLE
3000000
0
0
INTEGRA LIFESCIENCES HLDGS C
NOTE 0.500% 8/1
457985AM1
14897
13500000
PRN
SOLE
13500000
0
0
J2 GLOBAL INC
COM
48123V102
7364
53900
SH
SOLE
53900
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
859
6600
SH
SOLE
6600
0
0
KATAPULT HOLDINGS INC
*W EXP 06/09/202
485859110
152
100000
SH
SOLE
100000
0
0
KNOWLES CORP
NOTE 3.250%11/0
49926DAB5
10476
10000000
PRN
SOLE
10000000
0
0
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
110000
80500000
PRN
SOLE
80500000
0
0
LIBERTY MEDIA CORP DEL
DEB 3.500% 1/1
530715AN1
52322
42500000
PRN
SOLE
42500000
0
0
LYFT INC
NOTE 1.500% 5/1
55087PAB0
31190
20000000
PRN
SOLE
20000000
0
0
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
113322
29612000
PRN
SOLE
29612000
0
0
MP MATERIALS CORP
COM CL A
553368101
3094
96000
SH
SOLE
96000
0
0
NEVRO CORP
NOTE 2.750% 4/0
64157FAC7
9860
7300000
PRN
SOLE
7300000
0
0
NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
14653
250000
SH
SOLE
250000
0
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
126341
37050000
PRN
SOLE
37050000
0
0
NUANCE COMMUNICATIONS INC
DBCV 1.000%12/1
67020YAK6
25036
11000000
PRN
SOLE
11000000
0
0
O-I GLASS INC
COM
67098H104
285
20000
SH
SOLE
20000
0
0
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
1156
97553
SH
SOLE
97553
0
0
OKTA INC
NOTE 0.375% 6/1
679295AF2
35553
29000000
PRN
SOLE
29000000
0
0
OMNICELL COM
NOTE 0.250% 9/1
68213NAD1
19997
12500000
PRN
SOLE
12500000
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
120113
66000000
PRN
SOLE
66000000
0
0
PEGASYSTEMS INC
NOTE 0.750% 3/0
705573AB9
54185
48000000
PRN
SOLE
48000000
0
0
PG&E CORP
UNIT 99/99/9999
69331C140
130982
1370100
SH
SOLE
1370100
0
0
PINDUODUO INC
NOTE 12/0
722304AC6
26782
29000000
PRN
SOLE
29000000
0
0
POST HLDGS INC
COM
737446104
3029
27500
SH
SOLE
27500
0
0
POST HOLDINGS PARTNERING COR
COM SER A
737465104
964
100000
SH
SOLE
100000
0
0
PROS HOLDINGS INC
NOTE 1.000% 5/1
74346YAH6
9594
10200000
PRN
SOLE
10200000
0
0
PTC THERAPEUTICS INC
NOTE 3.000% 8/1
69366JAB7
2095
2000000
PRN
SOLE
2000000
0
0
RAPID7 INC
NOTE 2.250% 5/0
753422AD6
11681
6000000
PRN
SOLE
6000000
0
0
REDWOOD TR INC
NOTE 4.750% 8/1
758075AC9
3142
3065000
PRN
SOLE
3065000
0
0
REPAY HLDGS CORP
COM CL A
76029L100
2130
92500
SH
SOLE
92500
0
0
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
82352
32500000
PRN
SOLE
32500000
0
0
RWT HLDGS INC
NOTE 5.750%10/0
749772AD1
2050
2000000
PRN
SOLE
2000000
0
0
SAILPOINT TECHNOLOGIES HLDGS
NOTE 0.125% 9/1
78781PAB1
48375
30000000
PRN
SOLE
30000000
0
0
SAREPTA THERAPEUTICS INC
DBCV 1.500%11/1
803607AB6
2899
1957000
PRN
SOLE
1957000
0
0
SHOPIFY INC
CL A
82509L107
16066
11850
SH
SOLE
11850
0
0
SNAP INC
NOTE 0.250% 5/0
83304AAD8
236640
69329000
PRN
SOLE
69329000
0
0
SOUTH JERSEY INDS INC
UNIT 04/01/2024
838518306
19372
400000
SH
SOLE
400000
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
98835
66000000
PRN
SOLE
66000000
0
0
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
32278
27500000
PRN
SOLE
27500000
0
0
STANLEY BLACK & DECKER INC
COM
854502101
13236
75500
SH
SOLE
75500
0
0
TELADOC HEALTH INC
COM
87918A105
12174
96000
SH
SOLE
96000
0
0
TENNECO INC
CL A VTG COM STK
880349105
656
46000
SH
SOLE
46000
0
0
THERAVANCE BIOPHARMA INC
NOTE 3.250%11/0
88339KAA0
12909
13920000
PRN
SOLE
13920000
0
0
TPG SPECIALTY LENDING INC
NOTE 4.500% 8/0
87265KAD4
2426
2100000
PRN
SOLE
2100000
0
0
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
47942
38000000
PRN
SOLE
38000000
0
0
UBER TECHNOLOGIES INC
COM
90353T100
3871
86400
SH
SOLE
86400
0
0
UGI CORP NEW
UNIT 99/99/9999
902681113
26331
262000
SH
SOLE
262000
0
0
UNITED STATES STL CORP
NOTE 5.000%11/0
912909AT5
47363
25000000
PRN
SOLE
25000000
0
0
VARONIS SYS INC
NOTE 1.250% 8/1
922280AB8
41070
20000000
PRN
SOLE
20000000
0
0
VIACOMCBS INC
CL B
92556H206
6519
165000
SH
SOLE
165000
0
0
WIX COM LTD
NOTE 7/0
92940WAB5
14875
10000000
PRN
SOLE
10000000
0
0
WORKDAY INC
CL A
98138H101
12095
48400
SH
SOLE
48400
0
0
YELLOWSTONE ACQUISITION CO
*W EXP 10/21/202
98566K113
113
121580
SH
SOLE
121580
0
0
ZILLOW GROUP INC
NOTE 0.750% 9/0
98954MAE1
20615
10000000
PRN
SOLE
10000000
0
0