0001171520-21-000448.txt : 20211104 0001171520-21-000448.hdr.sgml : 20211104 20211104103148 ACCESSION NUMBER: 0001171520-21-000448 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 EFFECTIVENESS DATE: 20211104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aequim Alternative Investments LP CENTRAL INDEX KEY: 0001728201 IRS NUMBER: 823981938 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19295 FILM NUMBER: 211378651 BUSINESS ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 415-477-9077 MAIL ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001728201 XXXXXXXX 09-30-2021 09-30-2021 false Aequim Alternative Investments LP
495 MILLER AVENUE, SUITE 301 MILL VALLEY CA 94941
13F HOLDINGS REPORT 028-19295 N
David Goldstein Chief Operating Officer and Chief Compliance Officer 415-477-9077 David Goldstein, Chief Operating Officer and Chief Compliance Officer MILL VALLEY CA 11-04-2021 0 104 2592105 false
INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR AEQUIM ALTERNATIVE INVESTMENTS LP ADIENT PLC ORD SHS G0084W101 1098 26500 SH SOLE 26500 0 0 AES CORP COM 00130H105 11506 504000 SH SOLE 504000 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 2790 108100 SH SOLE 108100 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 73127 60000000 PRN SOLE 60000000 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 3.500% 6/1 01741RAK8 5358 4000000 PRN SOLE 4000000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 2238 254000 SH SOLE 254000 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 6814 6750000 PRN SOLE 6750000 0 0 APOLLO COML REAL ESTATE FIN NOTE 5.375%10/1 03762UAC9 3036 3000000 PRN SOLE 3000000 0 0 BECTON DICKINSON & CO COM 075887109 8309 33800 SH SOLE 33800 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1082 14000 SH SOLE 14000 0 0 BLACKSTONE MORTGAGE TRUST IN NOTE 4.750% 3/1 09257WAC4 2054 2000000 PRN SOLE 2000000 0 0 BLUEBIRD BIO INC COM 09609G100 243 12735 SH SOLE 12735 0 0 BOOKING HOLDINGS INC COM 09857L108 5199 2190 SH SOLE 2190 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 20457 14800000 PRN SOLE 14800000 0 0 BTRS HOLDINGS INC *W EXP 01/12/202 11778X112 1963 749050 SH SOLE 749050 0 0 BURLINGTON STORES INC COM 122017106 11173 39400 SH SOLE 39400 0 0 BUTTERFLY NETWORK INC *W EXP 02/12/202 124155110 136 49393 SH SOLE 49393 0 0 CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 44 50000 SH SOLE 50000 0 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 7363 1098900 SH SOLE 1098900 0 0 CHENIERE ENERGY INC COM NEW 16411R208 3516 36000 SH SOLE 36000 0 0 CHESAPEAKE ENERGY CORP *W EXP 99/99/999 165167164 31223 862280 SH SOLE 862280 0 0 CHESAPEAKE ENERGY CORP *W EXP 99/99/999 165167172 6031 189247 SH SOLE 189247 0 0 CHESAPEAKE ENERGY CORP *W EXP 09/02/202 165167180 12934 442334 SH SOLE 442334 0 0 CINEMARK HLDGS INC COM 17243V102 17802 926700 SH SOLE 926700 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 1684 85000 SH SOLE 85000 0 0 CLOUDFLARE INC NOTE 0.750% 5/1 18915MAB3 111231 36770000 PRN SOLE 36770000 0 0 CNX RES CORP COM 12653C108 25063 1986000 SH SOLE 1986000 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 8440 37100 SH SOLE 37100 0 0 COUPA SOFTWARE INC NOTE 0.375% 6/1 22266LAF3 12706 11717000 PRN SOLE 11717000 0 0 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 18950 12500000 PRN SOLE 12500000 0 0 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 22617 19000000 PRN SOLE 19000000 0 0 DATADOG INC NOTE 0.125% 6/1 23804LAB9 21196 12800000 PRN SOLE 12800000 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 12404 11904000 PRN SOLE 11904000 0 0 DISH NETWORK CORPORATION NOTE 2.375% 3/1 25470MAD1 3958 4047000 PRN SOLE 4047000 0 0 ECHOSTAR CORP CL A 278768106 765 30000 SH SOLE 30000 0 0 EQT CORP COM 26884L109 22915 1120000 SH SOLE 1120000 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 129925 53500000 PRN SOLE 53500000 0 0 EURONET WORLDWIDE INC COM 298736109 1947 15300 SH SOLE 15300 0 0 EVO ACQUISITION CORP *W EXP 01/04/202 30052G116 80 150000 SH SOLE 150000 0 0 EVO ACQUISITION CORP COM CL A 30052G108 1454 150000 SH SOLE 150000 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 33747 23000000 PRN SOLE 23000000 0 0 EXPEDIA GROUP INC COM NEW 30212P303 1360 8300 SH SOLE 8300 0 0 FARFETCH LTD NOTE 3.750% 5/0 30744WAD9 96775 38530000 PRN SOLE 38530000 0 0 FORD MTR CO DEL COM 345370860 16751 1183000 SH SOLE 1183000 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 387 193290 SH SOLE 193290 0 0 GIGCAPITAL4 INC COM 37518G101 1972 200000 SH SOLE 200000 0 0 GLAUKOS CORP NOTE 2.750% 6/1 377322AB8 23938 20000000 PRN SOLE 20000000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 28785 23900000 PRN SOLE 23900000 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 11145 3740000 SH SOLE 3740000 0 0 IMMATICS N.V *W EXP 07/01/202 N44445117 804 190899 SH SOLE 190899 0 0 INSMED INC NOTE 0.750% 6/0 457669AB5 3294 3000000 PRN SOLE 3000000 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 14897 13500000 PRN SOLE 13500000 0 0 J2 GLOBAL INC COM 48123V102 7364 53900 SH SOLE 53900 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 859 6600 SH SOLE 6600 0 0 KATAPULT HOLDINGS INC *W EXP 06/09/202 485859110 152 100000 SH SOLE 100000 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 10476 10000000 PRN SOLE 10000000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 110000 80500000 PRN SOLE 80500000 0 0 LIBERTY MEDIA CORP DEL DEB 3.500% 1/1 530715AN1 52322 42500000 PRN SOLE 42500000 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 31190 20000000 PRN SOLE 20000000 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 113322 29612000 PRN SOLE 29612000 0 0 MP MATERIALS CORP COM CL A 553368101 3094 96000 SH SOLE 96000 0 0 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 9860 7300000 PRN SOLE 7300000 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 14653 250000 SH SOLE 250000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 126341 37050000 PRN SOLE 37050000 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 25036 11000000 PRN SOLE 11000000 0 0 O-I GLASS INC COM 67098H104 285 20000 SH SOLE 20000 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 1156 97553 SH SOLE 97553 0 0 OKTA INC NOTE 0.375% 6/1 679295AF2 35553 29000000 PRN SOLE 29000000 0 0 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 19997 12500000 PRN SOLE 12500000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 120113 66000000 PRN SOLE 66000000 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 54185 48000000 PRN SOLE 48000000 0 0 PG&E CORP UNIT 99/99/9999 69331C140 130982 1370100 SH SOLE 1370100 0 0 PINDUODUO INC NOTE 12/0 722304AC6 26782 29000000 PRN SOLE 29000000 0 0 POST HLDGS INC COM 737446104 3029 27500 SH SOLE 27500 0 0 POST HOLDINGS PARTNERING COR COM SER A 737465104 964 100000 SH SOLE 100000 0 0 PROS HOLDINGS INC NOTE 1.000% 5/1 74346YAH6 9594 10200000 PRN SOLE 10200000 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 2095 2000000 PRN SOLE 2000000 0 0 RAPID7 INC NOTE 2.250% 5/0 753422AD6 11681 6000000 PRN SOLE 6000000 0 0 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 3142 3065000 PRN SOLE 3065000 0 0 REPAY HLDGS CORP COM CL A 76029L100 2130 92500 SH SOLE 92500 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 82352 32500000 PRN SOLE 32500000 0 0 RWT HLDGS INC NOTE 5.750%10/0 749772AD1 2050 2000000 PRN SOLE 2000000 0 0 SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 48375 30000000 PRN SOLE 30000000 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 2899 1957000 PRN SOLE 1957000 0 0 SHOPIFY INC CL A 82509L107 16066 11850 SH SOLE 11850 0 0 SNAP INC NOTE 0.250% 5/0 83304AAD8 236640 69329000 PRN SOLE 69329000 0 0 SOUTH JERSEY INDS INC UNIT 04/01/2024 838518306 19372 400000 SH SOLE 400000 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 98835 66000000 PRN SOLE 66000000 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 32278 27500000 PRN SOLE 27500000 0 0 STANLEY BLACK & DECKER INC COM 854502101 13236 75500 SH SOLE 75500 0 0 TELADOC HEALTH INC COM 87918A105 12174 96000 SH SOLE 96000 0 0 TENNECO INC CL A VTG COM STK 880349105 656 46000 SH SOLE 46000 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 12909 13920000 PRN SOLE 13920000 0 0 TPG SPECIALTY LENDING INC NOTE 4.500% 8/0 87265KAD4 2426 2100000 PRN SOLE 2100000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 47942 38000000 PRN SOLE 38000000 0 0 UBER TECHNOLOGIES INC COM 90353T100 3871 86400 SH SOLE 86400 0 0 UGI CORP NEW UNIT 99/99/9999 902681113 26331 262000 SH SOLE 262000 0 0 UNITED STATES STL CORP NOTE 5.000%11/0 912909AT5 47363 25000000 PRN SOLE 25000000 0 0 VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 41070 20000000 PRN SOLE 20000000 0 0 VIACOMCBS INC CL B 92556H206 6519 165000 SH SOLE 165000 0 0 WIX COM LTD NOTE 7/0 92940WAB5 14875 10000000 PRN SOLE 10000000 0 0 WORKDAY INC CL A 98138H101 12095 48400 SH SOLE 48400 0 0 YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 113 121580 SH SOLE 121580 0 0 ZILLOW GROUP INC NOTE 0.750% 9/0 98954MAE1 20615 10000000 PRN SOLE 10000000 0 0