Assistant Secretary

0001728194-23-000008.txt : 20230516 0001728194-23-000008.hdr.sgml : 20230516 20230516105256 ACCESSION NUMBER: 0001728194-23-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 EFFECTIVENESS DATE: 20230516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CVI Holdings, LLC CENTRAL INDEX KEY: 0001728194 IRS NUMBER: 510395476 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18767 FILM NUMBER: 23926029 BUSINESS ADDRESS: STREET 1: ONE COMMERCE CENTER STREET 2: 1201 N. ORANGE STREET, SUITE 715 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 6106172600 MAIL ADDRESS: STREET 1: ONE COMMERCE CENTER STREET 2: 1201 N. ORANGE STREET, SUITE 715 CITY: WILMINGTON STATE: DE ZIP: 19801 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001728194 XXXXXXXX 03-31-2023 03-31-2023 CVI Holdings, LLC

ONE COMMERCE CENTER 1201 N. ORANGE STREET, SUITE 715 WILMINGTON DE 19801

13F HOLDINGS REPORT 028-18767 N Brian Sopinsky Assistant Secretary 610-617-2600 Brian Sopinsky BALA CYNWYD PA 05-16-2023 2 413 265618955 false 8 0001081698 028-13218 HEIGHTS CAPITAL MANAGEMENT, INC 12 0001649553 028-17822 CVI Investments, Inc. INFORMATION TABLE 2 file.XML DESCRIPTION FOR THE INFORMATION TABLE 7GC & CO HOLDINGS INC COM CL A 81786A107 517000 50000 SH DFND 12,8 50000 0 0 7GC & CO HOLDINGS INC *W EXP 12/28/202 81786A115 18159 181594 SH DFND 12,8 181594 0 0 A SPAC I ACQUISITION CORP RIGHT 12/09/2026 G0542S114 37000 200000 SH DFND 12,8 200000 0 0 A SPAC I ACQUISITION CORP *W EXP 05/21/202 G0542S130 7210 120171 SH DFND 12,8 120171 0 0 A SPAC II ACQUISITION CORP ORD SHS CL A G0543H109 2812854 270727 SH DFND 12,8 270727 0 0 A SPAC II ACQUISITION CORP *W EXP 10/15/202 G0543H117 5610 150000 SH DFND 12,8 150000 0 0 A SPAC II ACQUISITION CORP RIGHT 10/15/2026 G0543H133 29250 300000 SH DFND 12,8 300000 0 0 ABRI SPAC I INC *W EXP 09/18/202 00085X113 13903 168722 SH DFND 12,8 168722 0 0 ACCRETION ACQUISITION CORP COM 00438Y107 1693830 164290 SH DFND 12,8 164290 0 0 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 2404 68696 SH DFND 12,8 68696 0 0 ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 17547 186675 SH DFND 12,8 186675 0 0 ACE GLOBAL BUSINESS ACQU LTD *W EXP 02/20/202 G0083E110 5100 120000 SH DFND 12,8 120000 0 0 ACHARI VENTURES HLDGS CORP I *W EXP 01/01/202 00444X119 9136 214468 SH DFND 12,8 214468 0 0 ACROPOLIS INFRASTRUCTURE ACQ CL A 005029103 5039776 497510 SH DFND 12,8 497510 0 0 ACROPOLIS INFRASTRUCTURE ACQ *W EXP 03/30/202 005029111 7753 45337 SH DFND 12,8 45337 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 9400 117500 SH DFND 12,8 117500 0 0 ADTHEORENT HOLDING COMPANY *W EXP 12/26/202 00739D117 19492 162431 SH DFND 12,8 162431 0 0 AERWINS TECHNOLOGIES INC *W EXP 02/03/202 00810J116 6266 109550 SH DFND 12,8 109550 0 0 AEYE INC *W EXP 09/30/202 008183113 10204 198142 SH DFND 12,8 198142 0 0 AIB ACQUISITION CORPORATION RIGHT 10/31/2028 G0R45S117 52500 350000 SH DFND 12,8 350000 0 0 AIMFINITY INVESTMENT CORP I *W EXP 04/21/202 G0135E126 3600 50000 SH DFND 12,8 50000 0 0 AIMFINITY INVESTMENT CORP I UNIT 04/21/2027 G0135E142 490490 49000 SH DFND 12,8 49000 0 0 AINOS INC *W EXP 07/29/202 00902F113 24998 82500 SH DFND 12,8 82500 0 0 ALPHA HEALTHCARE ACQU CORP I CLASS A COM 02073F104 530236 52240 SH DFND 12,8 52240 0 0 ALPHA PARTNERS TECH MERGR CO CLASS A ORD SHS G63290111 138240 13500 SH DFND 12,8 13500 0 0 ALPINE ACQUISITION CORPORATI *W EXP 05/01/202 02083L117 137 137449 SH DFND 12,8 137449 0 0 ALSET CAPITAL ACQUISITION CO CLASS A COM 02115M109 377060 36679 SH DFND 12,8 36679 0 0 ALSET CAPITAL ACQUISITION CO *W EXP 01/31/202 02115M117 916 20000 SH DFND 12,8 20000 0 0 ALSET CAPITAL ACQUISITION CO RIGHT 01/31/2027 02115M125 9200 40000 SH DFND 12,8 40000 0 0 ALTC ACQUISITION CORP COM CL A 02156V109 4809080 473801 SH DFND 12,8 473801 0 0 ALTENERGY ACQUISITION CORP COM CL A 02157M108 752706 72550 SH DFND 12,8 72550 0 0 AMERICAN ACQUISITION OPPT IN *W EXP 05/28/202 02369M110 14250 475000 SH DFND 12,8 475000 0 0 AMPLITECH GROUP INC *W EXP 02/26/202 03211Q119 19183 48564 SH DFND 12,8 48564 0 0 ANDRETTI ACQUISITION CORP CL A ORD SHS G26735103 410867 39093 SH DFND 12,8 39093 0 0 ANDRETTI ACQUISITION CORP *W EXP 99/99/999 G26735129 2391 33297 SH DFND 12,8 33297 0 0 ANTHEMIS DIGITAL ACQUISITION CLASS A ORD G03959106 2372495 227033 SH DFND 12,8 227033 0 0 ANTHEMIS DIGITAL ACQUISITION *W EXP 11/01/202 G03959114 1709 42715 SH DFND 12,8 42715 0 0 APEXIGEN INC COM 03759B102 75000 150000 SH DFND 12,8 150000 0 0 APOLLOMICS INC *W EXP 04/01/202 G0411D115 9071 85902 SH DFND 12,8 85902 0 0 AQUARON ACQUISITION CORP COMMON STOCK 03842W105 1976860 194000 SH DFND 12,8 194000 0 0 AQUARON ACQUISITION CORP RIGHT 07/15/2026 03842W113 62487 194000 SH DFND 12,8 194000 0 0 ARBE ROBOTICS LTD *W EXP 10/07/202 M1R95N118 26760 74291 SH DFND 12,8 74291 0 0 ARCHER AVIATION INC *W EXP 09/16/202 03945R110 462591 1081579 SH DFND 12,8 1081579 0 0 ARIES I ACQUISITION CORP *W EXP 03/18/202 G0542N123 2221 44511 SH DFND 12,8 44511 0 0 ARISZ ACQUISITION CORP COMMON STOCK 040450108 410002 39806 SH DFND 12,8 39806 0 0 ARISZ ACQUISITION CORP *W EXP 11/16/202 040450116 2208 62556 SH DFND 12,8 62556 0 0 ARISZ ACQUISITION CORP RIGHT 99/99/9999 040450124 5436 62556 SH DFND 12,8 62556 0 0 AROGO CAPITAL ACQUISITION CO *W EXP 03/23/202 042644112 17754 295897 SH DFND 12,8 295897 0 0 ATLANTIC COASTAL AQSTN CORP CLASS A COM 04845A108 2570486 247400 SH DFND 12,8 247400 0 0 ATLANTIC COASTAL AQSTN CORP *W EXP 01/13/202 04845A116 5739 82226 SH DFND 12,8 82226 0 0 ATYR PHARMA INC COM NEW 002120202 1235999 588571 SH DFND 12,8 588571 0 0 AULT DISRUPTIVE TECHS CORP COM 05150A104 3628023 346516 SH DFND 12,8 346516 0 0 AURA FAT PROJS ACQUISITION C CLASS A ORD G06362100 159277 15126 SH DFND 12,8 15126 0 0 AURA FAT PROJS ACQUISITION C *W EXP 03/31/202 G06362126 1063 25000 SH DFND 12,8 25000 0 0 AURORA ACQUISITION CORP *W EXP 03/02/202 G0698L129 4720 81518 SH DFND 12,8 81518 0 0 AURORA INNOVATION INC *W EXP 11/03/202 051774115 55083 275416 SH DFND 12,8 275416 0 0 AURORA TECHNOLOGY ACQUISITIO *W EXP 01/27/202 G06984127 18960 800000 SH DFND 12,8 800000 0 0 AURORA TECHNOLOGY ACQUISITIO RIGHT 01/27/2027 G06984135 120000 800000 SH DFND 12,8 800000 0 0 AVALON ACQUISITION INC CLASS A COM 05338E101 6712227 643550 SH DFND 12,8 643550 0 0 AVALON ACQUISITION INC *W EXP 12/31/202 05338E119 43981 488683 SH DFND 12,8 488683 0 0 AVEPOINT INC *W EXP 09/18/202 053604112 123144 217954 SH DFND 12,8 217954 0 0 AXIOS SUSTAINABLE GRW ACQ CO *W EXP 99/99/999 G0703K116 2699 77119 SH DFND 12,8 77119 0 0 AXIOS SUSTAINABLE GRW ACQ CO RIGHT 99/99/9999 G0703K124 38000 200000 SH DFND 12,8 200000 0 0 B RILEY PRIN 250 MERGER CORP CLASS A COM 05602L104 1961053 193017 SH DFND 12,8 193017 0 0 B RILEY PRIN 250 MERGER CORP *W EXP 04/01/202 05602L112 1921 28968 SH DFND 12,8 28968 0 0 BANNER ACQUISITION CORP CLASS A COM 06654K101 220160 21500 SH DFND 12,8 21500 0 0 BELLEVUE LIFE SCNCS AQSTN CO UNIT 02/09/2028 079174207 1610175 156176 SH DFND 12,8 156176 0 0 BILANDER ACQUISITION CORP CL A COM 09001T106 1019090 101000 SH DFND 12,8 101000 0 0 BIODEXA PHARMACEUTICALS PLC SPON ADS NEW 59564R609 11938 30611 SH DFND 12,8 30611 0 0 BIOMEA FUSION INC COM 09077A106 2170700 70000 SH DFND 12,8 70000 0 0 BLACKSKY TECHNOLOGY INC COM CL A 09263B108 835703 557135 SH DFND 12,8 557135 0 0 BLOCKCHAIN COINVSTRS ACQ CRP *W EXP 11/01/202 G11765115 9728 86700 SH DFND 12,8 86700 0 0 BLOCKCHAIN MOON ACQUISITN CO RIGHT 10/14/2026 09370F117 11301 215258 SH DFND 12,8 215258 0 0 BLOCKCHAIN MOON ACQUISITN CO *W EXP 10/14/202 09370F125 2772 147463 SH DFND 12,8 147463 0 0 BLUE SAFARI GRP ACQUISITN CO RIGHT 09/24/2026 G1195R130 53286 98678 SH DFND 12,8 98678 0 0 BLUE WORLD ACQUISITION CORP CLASS A ORD SHS G1263E102 3497828 334081 SH DFND 12,8 334081 0 0 BLUE WORLD ACQUISITION CORP RIGHT 08/29/2029 G1263E110 35000 350000 SH DFND 12,8 350000 0 0 BLUE WORLD ACQUISITION CORP *W EXP 01/10/202 G1263E136 3725 164097 SH DFND 12,8 164097 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 2900 77346 SH DFND 12,8 77346 0 0 BREEZE HOLDINGS ACQUISITN CO RIGHT 05/23/2022 106762123 41746 298400 SH DFND 12,8 298400 0 0 BROAD CAPITAL ACQUISITION CO COM 11125B102 1001926 94700 SH DFND 12,8 94700 0 0 BROAD CAPITAL ACQUISITION CO RIGHT 01/10/2027 11125B110 11110 100000 SH DFND 12,8 100000 0 0 BULLPEN PARLAY ACQUISITION C CLASS A ORD SHS G1792A100 745845 71647 SH DFND 12,8 71647 0 0 BULLPEN PARLAY ACQUISITION C *W EXP 12/03/202 G1792A118 1269 35650 SH DFND 12,8 35650 0 0 BURTECH ACQUISITION CORP *W EXP 12/18/202 123013112 11477 247892 SH DFND 12,8 247892 0 0 BYNORDIC ACQUISITION CORP CLASS A COM 124420100 357416 34400 SH DFND 12,8 34400 0 0 BYNORDIC ACQUISITION CORP *W EXP 07/01/202 124420118 614 14898 SH DFND 12,8 14898 0 0 BYTE ACQUISITION CORP *W EXP 03/18/202 G1R25Q113 35454 236832 SH DFND 12,8 236832 0 0 CACTUS ACQUISITION CORP 1 LT CLASS A ORD G1745A108 1563119 149724 SH DFND 12,8 149724 0 0 CACTUS ACQUISITION CORP 1 LT *W EXP 08/17/202 G1745A124 4262 77484 SH DFND 12,8 77484 0 0 CANOO INC *W EXP 12/21/202 13803R110 2861 32619 SH DFND 12,8 32619 0 0 CANOPY GROWTH CORP COM 138035100 22750 13000 SH Put DFND 12,8 0 0 0 CASCADIA ACQUISITION CORP *W EXP 09/30/202 14739D118 1008 10000 SH DFND 12,8 10000 0 0 CEA INDUSTRIES INC *W EXP 02/11/202 86887P119 7930 100000 SH DFND 12,8 100000 0 0 CELLECTIS S A SPON ADS 15117K103 249808 129434 SH DFND 12,8 129434 0 0 CETUS CAP ACQUISITION CORP UNIT 01/30/2028 15719Y204 1331177 128492 SH DFND 12,8 128492 0 0 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 6568 65675 SH DFND 12,8 65675 0 0 CHAIN BRIDGE I CLASS A ORD G2061X102 2436149 232457 SH DFND 12,8 232457 0 0 CHAIN BRIDGE I *W EXP 11/10/202 G2061X110 7871 104949 SH DFND 12,8 104949 0 0 CHAVANT CAPITAL ACQUISITN CO *W EXP 99/99/999 G2058L111 1839 73574 SH DFND 12,8 73574 0 0 CHECK CAP LTD *W EXP 05/03/202 M2361E161 1340 122964 SH DFND 12,8 122964 0 0 CHECKPOINT THERAPEUTICS INC COM NEW 162828206 328250 145889 SH DFND 12,8 145889 0 0 CHURCHILL CAPITAL CORP VI COM CL A 17143W101 1144098 113165 SH DFND 12,8 113165 0 0 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 5256272 518370 SH DFND 12,8 518370 0 0 CIIG CAPITAL PARTNERS II INC COM CL A 12561U109 1480086 142316 SH DFND 12,8 142316 0 0 CIIG CAPITAL PARTNERS II INC *W EXP 02/28/202 12561U117 7268 58143 SH DFND 12,8 58143 0 0 CIPHER MINING INC *W EXP 10/22/202 17253J114 5952 20068 SH DFND 12,8 20068 0 0 CLEAN EARTH ACQUISITIONS COR CLASS A COM 184493104 2035584 198400 SH DFND 12,8 198400 0 0 CLEAN EARTH ACQUISITIONS COR *W EXP 99/99/999 184493112 4914 81765 SH DFND 12,8 81765 0 0 CLEAN EARTH ACQUISITIONS COR RIGHT 01/01/2027 184493120 29920 200000 SH DFND 12,8 200000 0 0 CLENE INC COMMON STOCK 185634102 125656 111200 SH Put DFND 12,8 0 0 0 CLIMATEROCK CLASS A ORD G2311X100 246661 23786 SH DFND 12,8 23786 0 0 CLIMATEROCK *W EXP 04/25/202 G2311X118 775 25000 SH DFND 12,8 25000 0 0 CLIMATEROCK RIGHT 10/31/2028 G2311X134 5750 50000 SH DFND 12,8 50000 0 0 CLOVER LEAF CAPITAL CORP RIGHT 05/31/2028 18915E121 51341 570458 SH DFND 12,8 570458 0 0 COLOMBIER ACQUISITION CORP CL A 19533H108 2692362 265781 SH DFND 12,8 265781 0 0 COMSOVEREIGN HLDG CORP *W EXP 12/18/202 205650112 653 27000 SH DFND 12,8 27000 0 0 CONCORD ACQUISITION CORP II COM CL A 20607U108 438129 43208 SH DFND 12,8 43208 0 0 CONCORD ACQUISITION CORP III COM CL A 20607V106 399131 38489 SH DFND 12,8 38489 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 16591 194958 SH DFND 12,8 194958 0 0 CORSAIR PARTNERING CORP SHS CL A G2540H108 3955313 387396 SH DFND 12,8 387396 0 0 CORSAIR PARTNERING CORP *W EXP 07/06/202 G2540H116 13208 82500 SH DFND 12,8 82500 0 0 DATA KNIGHTS ACQUISITION COR *W EXP 11/11/202 237699111 3654 140000 SH DFND 12,8 140000 0 0 DATA STORAGE CORP *W EXP 05/18/202 23786R110 3190 29000 SH DFND 12,8 29000 0 0 DEEP MEDICINE ACQUISITION CO RIGHT 10/22/2026 243733110 32348 230731 SH DFND 12,8 230731 0 0 DENALI CAPITAL ACQUISITN COR *W EXP 03/28/202 G6256B114 2463 41045 SH DFND 12,8 41045 0 0 DHC ACQUISITION CORP *W EXP 02/25/202 G2758T117 3672 104927 SH DFND 12,8 104927 0 0 DIGITAL HEALTH ACQUISITION C *W EXP 11/02/202 253893119 16052 178351 SH DFND 12,8 178351 0 0 DIGITAL TRANSFORMATN OPT COR CLASS A COM 25401K107 6142270 593456 SH DFND 12,8 593456 0 0 DIGITAL TRANSFORMATN OPT COR *W EXP 03/31/202 25401K115 4744 89339 SH DFND 12,8 89339 0 0 DISRUPTIVE ACQUISITION CORP *W EXP 03/06/202 G2770Y128 9546 119180 SH DFND 12,8 119180 0 0 DISTOKEN ACQUISITION CORP *W EXP 11/30/202 G27740102 3200 80000 SH DFND 12,8 80000 0 0 DISTOKEN ACQUISITION CORP ORDINARY SHARES G27740110 813600 80000 SH DFND 12,8 80000 0 0 DISTOKEN ACQUISITION CORP RIGHT 99/99/9999 G27740136 10400 80000 SH DFND 12,8 80000 0 0 DP CAP ACQUISITION CORP I CLASS A ORD G2R05B100 2477580 237089 SH DFND 12,8 237089 0 0 DP CAP ACQUISITION CORP I *W EXP 11/08/202 G2R05B126 6507 162669 SH DFND 12,8 162669 0 0 DUET ACQUISITION CORP CLASS A COM 26431Q106 4737195 457700 SH DFND 12,8 457700 0 0 DUET ACQUISITION CORP *W EXP 07/19/202 26431Q114 16100 460000 SH DFND 12,8 460000 0 0 DUNE ACQUISITION CORP *W EXP 10/29/202 265334110 7179 119450 SH DFND 12,8 119450 0 0 ECARX HOLDINGS INC *W EXP 12/20/202 G29201111 22365 149100 SH DFND 12,8 149100 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 5223 173535 SH DFND 12,8 173535 0 0 EDTECHX HOLDINGS ACQU CORP I *W EXP 06/15/202 28139A110 944 33700 SH DFND 12,8 33700 0 0 ELLIOTT OPPORTUNITY II CORP SHS CL A G30092103 5356414 522832 SH DFND 12,8 522832 0 0 ELLIOTT OPPORTUNITY II CORP *W EXP 03/02/202 G30092111 8579 112726 SH DFND 12,8 112726 0 0 EMBRACE CHANGE ACQUISITN COR ORDINARY SHARES G3034H109 1178527 112994 SH DFND 12,8 112994 0 0 EMBRACE CHANGE ACQUISITN COR *W EXP 10/25/202 G3034H125 4740 118500 SH DFND 12,8 118500 0 0 EMBRACE CHANGE ACQUISITN COR RIGHT 10/25/2026 G3034H141 14232 118500 SH DFND 12,8 118500 0 0 ENERGEM CORP *W EXP 11/15/202 G30449121 2220 26492 SH DFND 12,8 26492 0 0 ENPHYS ACQUISITION CORP CL A ORD SHS G3167L109 436988 42800 SH DFND 12,8 42800 0 0 ENSERVCO CORP COM NEW 29358Y201 333636 702392 SH DFND 12,8 702392 0 0 ENTERPRISE 4.0 TEC ACQSTN CO CLASS A ORD SHS G3137C106 2559069 244887 SH DFND 12,8 244887 0 0 ENTERPRISE 4.0 TEC ACQSTN CO *W EXP 10/21/202 G3137C114 3101 77523 SH DFND 12,8 77523 0 0 ESGEN ACQUISITION CORP *W EXP 10/18/202 G3R95N111 12648 218077 SH DFND 12,8 218077 0 0 ESPORTS ENTMT GROUP INC *W EXP 03/02/202 29667K132 2902 146580 SH DFND 12,8 146580 0 0 ESS TECH INC *W EXP 10/08/202 26916J114 127806 591145 SH DFND 12,8 591145 0 0 ETAO INTERNATIONAL CO LTD ORD SHS G31363107 19778 12439 SH DFND 12,8 12439 0 0 EUCRATES BIOMEDICAL ACQU COR *W EXP 10/23/202 G3141W122 1250 30854 SH DFND 12,8 30854 0 0 EVELO BIOSCIENCES INC COM 299734103 151892 840577 SH DFND 12,8 840577 0 0 EVERGREEN CORPORATION CLASS A ORD SHS G3312W109 2791192 264568 SH DFND 12,8 264568 0 0 EVERGREEN CORPORATION *W EXP 02/08/202 G3312W117 22304 247818 SH DFND 12,8 247818 0 0 FAT PROJECTS ACQUISITION COR *W EXP 08/31/202 G3400W110 912 15199 SH DFND 12,8 15199 0 0 FG MERGER CORP COMMON STOCK 30324Y101 6205680 596700 SH DFND 12,8 596700 0 0 FG MERGER CORP *W EXP 06/17/202 30324Y119 31322 447460 SH DFND 12,8 447460 0 0 FIFTH WALL ACQUISITN CORP II CLASS A ORD SHS G34142102 783792 76692 SH DFND 12,8 76692 0 0 FINNOVATE ACQUISITION CORP CLASS A ORD SHS G3R34K103 1490822 142936 SH DFND 12,8 142936 0 0 FINNOVATE ACQUISITION CORP *W EXP 09/30/202 G3R34K111 2290 113923 SH DFND 12,8 113923 0 0 FINTECH ECOSYSTEM DEVE CLASS A COM 318136108 1561089 148322 SH DFND 12,8 148322 0 0 FINTECH ECOSYSTEM DEVE *W EXP 04/01/202 318136116 3544 100955 SH DFND 12,8 100955 0 0 FINTECH ECOSYSTEM DEVE RIGHT 04/01/2026 318136124 12941 129282 SH DFND 12,8 129282 0 0 FISKER INC CL A COM STK 33813J106 479534 78100 SH Put DFND 12,8 0 0 0 FOCUS IMPACT ACQUISITION COR *W EXP 10/28/202 34417L117 2923 83523 SH DFND 12,8 83523 0 0 FORTUNE RISE ACQUISITION COR CL A 34969G102 1164530 109243 SH DFND 12,8 109243 0 0 FORTUNE RISE ACQUISITION COR *W EXP 12/06/202 34969G110 3769 72897 SH DFND 12,8 72897 0 0 FORUM MERGER IV CORP *W EXP 03/15/202 349875112 1748 13981 SH DFND 12,8 13981 0 0 FOUR LEAF ACQUISITION CORP UNIT 03/15/2028 35088F206 1068050 104200 SH DFND 12,8 104200 0 0 FOXO TECHNOLOGIES INC *W EXP 08/01/202 351471115 747 23260 SH DFND 12,8 23260 0 0 FREEDOM ACQUISITION I CORP SHS CL A G3663X110 4747964 460297 SH DFND 12,8 460297 0 0 FUTURETECH II ACQUISITION CO CLASS A COM 36119D103 2746124 262285 SH DFND 12,8 262285 0 0 FUTURETECH II ACQUISITION CO *W EXP 08/18/202 36119D111 6333 250297 SH DFND 12,8 250297 0 0 G SQUARED ASCEND II INC COM CL A G42041106 2518189 242834 SH DFND 12,8 242834 0 0 G SQUARED ASCEND II INC *W EXP 12/31/202 G42041122 2629 65718 SH DFND 12,8 65718 0 0 GALATA ACQUISITION CORP SHS CL A G3R23A108 273818 26354 SH DFND 12,8 26354 0 0 GENEDX HOLDINGS CORP COM CL A 81663L101 3561775 9758288 SH DFND 12,8 9758288 0 0 GENESIS UNICORN CAPITAL CORP *W EXP 06/30/202 37187C118 1844 19408 SH DFND 12,8 19408 0 0 GEOVAX LABS INC *W EXP 09/29/202 373678119 14960 68000 SH DFND 12,8 68000 0 0 GIGCAPITAL 5 INC *W EXP 03/28/202 37519U117 8061 321172 SH DFND 12,8 321172 0 0 GINKGO BIOWORKS HOLDINGS INC *W EXP 09/16/202 37611X118 220067 1222593 SH DFND 12,8 1222593 0 0 GLOBAL BLOCKCHAIN ACQUI CORP COMMON STOCK 37961B104 6425000 625000 SH DFND 12,8 625000 0 0 GLOBAL BLOCKCHAIN ACQUI CORP RIGHT 05/09/2027 37961B112 50000 625000 SH DFND 12,8 625000 0 0 GLOBAL BLOCKCHAIN ACQUI CORP *W EXP 05/09/202 37961B120 20313 625000 SH DFND 12,8 625000 0 0 GLOBAL STAR ACQUISITION INC CLASS A COM 37962G102 1234800 120000 SH DFND 12,8 120000 0 0 GLOBAL STAR ACQUISITION INC *W EXP 07/15/202 37962G110 6000 120000 SH DFND 12,8 120000 0 0 GLOBAL STAR ACQUISITION INC RIGHT 06/21/2024 37962G128 17208 120000 SH DFND 12,8 120000 0 0 GLOBAL SYSTEMS DYNAMICS INC *W EXP 04/01/202 37653T116 11301 183460 SH DFND 12,8 183460 0 0 GLOBALINK INVT INC RIGHT 12/06/2026 37892F117 4903 54478 SH DFND 12,8 54478 0 0 GLOBALINK INVT INC *W EXP 12/03/202 37892F125 545 54478 SH DFND 12,8 54478 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 7856 261868 SH DFND 12,8 261868 0 0 GOGREEN INVESTMENTS CORP ORD SHS CL A G9461B101 261946 24829 SH DFND 12,8 24829 0 0 GOLDEN FALCON ACQUISITION CO *W EXP 11/04/202 38102H117 101591 423297 SH DFND 12,8 423297 0 0 GOLDENBRIDGE ACQUISITION LTD *W EXP 10/28/202 G3970D120 17266 198693 SH DFND 12,8 198693 0 0 GOLDENBRIDGE ACQUISITION LTD RIGHT 10/28/2025 G3970D138 101970 224900 SH DFND 12,8 224900 0 0 GOLDENSTONE ACQUISITION LTD COM 38136Y102 1463508 141061 SH DFND 12,8 141061 0 0 GOLDENSTONE ACQUISITION LTD *W EXP 07/15/202 38136Y110 4590 150000 SH DFND 12,8 150000 0 0 GOLDENSTONE ACQUISITION LTD RIGHT 07/15/2026 38136Y128 18750 150000 SH DFND 12,8 150000 0 0 GORES HOLDINGS IX INC CLASS A COM 38287A101 1008000 100000 SH DFND 12,8 100000 0 0 GRAF ACQUISITION CORP IV COM 384272100 1519500 150000 SH DFND 12,8 150000 0 0 GRAF ACQUISITION CORP IV *W EXP 05/31/202 384272118 3697 26386 SH DFND 12,8 26386 0 0 GSR II METEORA ACQUISITN COR CLASS A COM 36263W105 5089865 492250 SH DFND 12,8 492250 0 0 GSR II METEORA ACQUISITN COR 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