Assistant Secretary

0001728194-21-000001.txt : 20210216 0001728194-21-000001.hdr.sgml : 20210216 20210216103204 ACCESSION NUMBER: 0001728194-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CVI Holdings, LLC CENTRAL INDEX KEY: 0001728194 IRS NUMBER: 510395476 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18767 FILM NUMBER: 21633991 BUSINESS ADDRESS: STREET 1: ONE COMMERCE CENTER STREET 2: 1201 N. ORANGE STREET, SUITE 715 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 6106172600 MAIL ADDRESS: STREET 1: ONE COMMERCE CENTER STREET 2: 1201 N. ORANGE STREET, SUITE 715 CITY: WILMINGTON STATE: DE ZIP: 19801 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001728194 XXXXXXXX 12-31-2020 12-31-2020 CVI Holdings, LLC

ONE COMMERCE CENTER 1201 N. ORANGE STREET, SUITE 715 WILMINGTON DE 19801

13F HOLDINGS REPORT 028-18767 N Brian Sopinsky Assistant Secretary 610-617-2600 Brian Sopinsky BALA CYNWYD PA 02-16-2021 2 182 535614 false 8 0001081698 028-13218 HEIGHTS CAPITAL MANAGEMENT, INC 12 0001649553 028-17822 CVI Investments, Inc. INFORMATION TABLE 2 file.XML DESCRIPTION FOR THE INFORMATION TABLE 10X CAPITAL VENTURE ACQU COR UNIT 10/21/2025 88025V206 2130 200000 SH DFND 12,8 200000 0 0 7GC & CO HOLDINGS INC UNIT 12/23/2025 81786A206 5275 500000 SH DFND 12,8 500000 0 0 ACON S2 ACQUISITION CORP CL SHS G00748106 2016 200000 SH DFND 12,8 200000 0 0 ACON S2 ACQUISITION CORP *W EXP 09/15/202 G00748114 112 66666 SH DFND 12,8 66666 0 0 AERSALE CORPORATION COM 00810F106 4191 312500 SH DFND 12,8 312500 0 0 AJAX I UNIT 99/99/9999 G0190X118 2650 213545 SH DFND 12,8 213545 0 0 ALPHA HEALTHCARE ACQUISTN CO UNIT 09/21/2027 020751202 2120 200000 SH DFND 12,8 200000 0 0 ALTIMAR ACQUISITION CORP UNIT 99/99/9999 G03707125 6880 570444 SH DFND 12,8 570444 0 0 ALTITUDE ACQUISITION CORP UNIT 11/30/2027 02156Y202 2588 250000 SH DFND 12,8 250000 0 0 APOLLO STRATEGIC GROWTH CAPT UNIT 99/99/9999 G0411R122 5465 500000 SH DFND 12,8 500000 0 0 APTINYX INC COM 03836N103 586 169446 SH DFND 12,8 169446 0 0 ASPIRATIONAL CONSUMER LIFEST COM G05436103 1496 150000 SH DFND 12,8 150000 0 0 ASPIRATIONAL CONSUMER LIFEST *W EXP 09/19/202 G05436111 53 50000 SH DFND 12,8 50000 0 0 ATLANTIC AVE ACQUISITION COR UNIT 99/99/9999 04906P200 2120 200000 SH DFND 12,8 200000 0 0 ATLAS CREST INVT CORP UNIT 99/99/9999 049284201 50640 4800000 SH DFND 12,8 4800000 0 0 AVANTI ACQUISITION CORP UNIT 99/99/9999 G0682V117 1084 100000 SH DFND 12,8 100000 0 0 AVEO PHARMACEUTICALS INC COM NEW 053588307 76 13171 SH DFND 12,8 13171 0 0 BCLS ACQUISITION CORP COM CL A G0904B105 827 75000 SH DFND 12,8 75000 0 0 BLUE WTR ACQUISITION CORP UNIT 08/31/2027 09607T203 4120 400000 SH DFND 12,8 400000 0 0 BLUESCAPE OPPORTUNITIES ACQU UNIT 99/99/9999 G1195N121 1116 100000 SH DFND 12,8 100000 0 0 BREEZE HOLDINGS ACQUISITN CO COM 106762107 3045 300000 SH DFND 12,8 300000 0 0 BREEZE HOLDINGS ACQUISITN CO *W EXP 05/25/202 106762115 309 300000 SH DFND 12,8 300000 0 0 BREEZE HOLDINGS ACQUISITN CO RIGHT 05/23/2022 106762123 87 300000 SH DFND 12,8 300000 0 0 CANOO INC COM CL A 13803R102 6900 500000 SH DFND 12,8 500000 0 0 CANOO INC *W EXP 12/21/202 13803R110 309 85794 SH DFND 12,8 85794 0 0 CAPITOL INVESTMENT CORP V UNIT 99/99/9999 14064F209 515 50000 SH DFND 12,8 50000 0 0 CARNEY TECHNOLOGY ACQU CORP UNIT 12/10/2025 143636207 2052 200000 SH DFND 12,8 200000 0 0 CASCADE ACQUISITION CORP UNIT 99/99/9999 147151203 1568 150000 SH DFND 12,8 150000 0 0 CASTOR MARITIME INC SHS Y1146L109 756 4086654 SH DFND 12,8 4086654 0 0 CBRE ACQUISITION HLDGS INC UNIT 99/99/9999 12510J205 784 75000 SH DFND 12,8 75000 0 0 CERBERUS TELECOM ACQUISITION UNIT 99/99/9999 G2040C112 2665 250000 SH DFND 12,8 250000 0 0 CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 12863 1250000 SH DFND 12,8 1250000 0 0 CF FIN ACQUISITION CORP III UNIT 09/30/2027 12529D207 2146 200000 SH DFND 12,8 200000 0 0 CF FINANCE ACQUISITION CORP COM CL A 15725Q104 1044 94733 SH DFND 12,8 94733 0 0 CF FINANCE ACQUISITION CORP *W EXP 08/01/202 15725Q112 161 66666 SH DFND 12,8 66666 0 0 CHECK CAP LTD *W EXP 05/03/202 M2361E161 15 136364 SH DFND 12,8 136364 0 0 CHECKPOINT THERAPEUTICS INC COM 162828107 1688 636964 SH DFND 12,8 636964 0 0 CHURCHILL CAPITAL CORP V UNIT 99/99/9999 17144T206 525 50000 SH DFND 12,8 50000 0 0 CNS PHARMACEUTICALS INC COM 18978H102 740 415652 SH DFND 12,8 415652 0 0 CONCORD ACQUISITION CORP UNIT 12/28/2025 206071201 1547 150000 SH DFND 12,8 150000 0 0 CONSONANCE HFW ACQUISITION C UNIT 99/99/9999 G2445M129 1571 150000 SH DFND 12,8 150000 0 0 CONX CORP UNIT 10/30/2027 212873202 766 73300 SH DFND 12,8 73300 0 0 CORNER GROWTH ACQUISITION CO UNIT 01/01/2027 G2425N121 10450 1000000 SH DFND 12,8 1000000 0 0 CREATIVE REALITIES INC *W EXP 11/09/202 22530J119 2 14600 SH DFND 12,8 14600 0 0 CYCLO THERAPEUTICS INC *W EXP 11/14/202 23254X110 64 59000 SH DFND 12,8 59000 0 0 DECARBONIZATION PLUS ACQU CO UNIT 10/02/2025 242797207 1149 100000 SH DFND 12,8 100000 0 0 DEERFIELD HEALTHCARE TECH AC *W EXP 07/16/202 244413118 62 15040 SH DFND 12,8 15040 0 0 DELWINDS INS ACQUISITION COR UNIT 99/99/9999 24803C201 536 52500 SH DFND 12,8 52500 0 0 DMY TECHNOLOGY GROUP INC III UNIT 99/99/9999 233278209 1140 100000 SH DFND 12,8 100000 0 0 DPCM CAP INC UNIT 99/99/9999 23344P200 4408 400000 SH DFND 12,8 400000 0 0 DUNE ACQUISITION CORP UNIT 10/29/2027 265334201 2550 250000 SH DFND 12,8 250000 0 0 EAST RES ACQUISITION CO COM CL A 274681105 4977 490300 SH DFND 12,8 490300 0 0 EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 279 245150 SH DFND 12,8 245150 0 0 EDTECHX HOLDINGS ACQU CORP I UNIT 08/31/2027 28139A201 774 75000 SH DFND 12,8 75000 0 0 EMPOWER LTD UNIT 99/99/9999 G3R39W128 2080 200000 SH DFND 12,8 200000 0 0 ENERGY FUELS INC *W EXP 09/20/202 292671179 0 277777 SH DFND 12,8 277777 0 0 EQUITY DISTR ACQUISITION COR COM CL A 29465E106 3072 300000 SH DFND 12,8 300000 0 0 EQUITY DISTR ACQUISITION COR *W EXP 09/09/202 29465E114 179 100000 SH DFND 12,8 100000 0 0 EROS STX GLOBAL CORPORATION SHS NEW G3788M114 1274 700000 SH DFND 12,8 700000 0 0 EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 3784 355000 SH DFND 12,8 355000 0 0 FALCON CAPITAL ACQUISITN COR UNIT 08/20/2027 30606L207 3204 300000 SH DFND 12,8 300000 0 0 FAR PEAK ACQUISITION CORP UNIT 99/99/9999 G3312L129 3105 300000 SH DFND 12,8 300000 0 0 FAT BRANDS INC *W EXP 06/30/202 30258N121 403 187665 SH DFND 12,8 187665 0 0 FINTECH ACQUISITION CORP IV UNIT 12/31/2025 31810N302 365 30560 SH DFND 12,8 30560 0 0 FOREST ROAD ACQUISITION CORP UNIT 99/99/9999 34619R201 3675 350000 SH DFND 12,8 350000 0 0 FRAZIER LIFESCIENCES ACQU CO UNIT 12/09/2025 G3710A121 1301 125000 SH DFND 12,8 125000 0 0 FTAC OLYMPUS ACQUISITION COR CL A SHS G37288100 2060 200000 SH DFND 12,8 200000 0 0 FTAC OLYMPUS ACQUISITION COR *W EXP 08/28/202 G37288126 127 66666 SH DFND 12,8 66666 0 0 GCM GROSVENOR INC COM CL A 36831E108 1376 103300 SH DFND 12,8 103300 0 0 GEOVAX LABS INC *W EXP 09/29/202 373678119 94 79500 SH DFND 12,8 79500 0 0 GLOBIS ACQUISITION CORP UNIT 11/01/2025 379582208 3598 350000 SH DFND 12,8 350000 0 0 GOLDEN FALCON ACQUISITION CO UNIT 99/99/9999 38102H208 10400 1000000 SH DFND 12,8 1000000 0 0 GORES HOLDINGS VI INC UNIT 08/24/2027 38286R204 2120 200000 SH DFND 12,8 200000 0 0 GREENPRO CAP CORP COM 39540F101 2050 1000000 SH DFND 12,8 1000000 0 0 GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 5450 500000 SH DFND 12,8 500000 0 0 GS ACQUISITION HLDGS CORP II *W EXP 06/30/202 36258Q113 320 125000 SH DFND 12,8 125000 0 0 HIGHLAND TRANSCEND PARTNERS UNIT 99/99/9999 G44690116 1050 100000 SH DFND 12,8 100000 0 0 HORIZON ACQUISITION CORPORAT UNIT 99/99/9999 G46044122 1611 150000 SH DFND 12,8 150000 0 0 HUDSON EXECUTIVE INVT CORP COM CL A 443761101 12972 1200000 SH DFND 12,8 1200000 0 0 HUDSON EXECUTIVE INVT CORP *W EXP 06/21/202 443761119 1014 600000 SH DFND 12,8 600000 0 0 I MAB SPONSORED ADS 44975P103 7144 151520 SH DFND 12,8 151520 0 0 IG ACQUISITION CORP UNIT 10/05/2027 449534205 5400 500000 SH DFND 12,8 500000 0 0 INDUSTRIAL TECH ACQU INC COM CL A 456357102 4044 400000 SH DFND 12,8 400000 0 0 INDUSTRIAL TECH ACQU INC *W EXP 08/06/202 456357110 416 400000 SH DFND 12,8 400000 0 0 INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 6817 5000000 PRN DFND 12,8 0 0 0 INSU ACQUISITION CORP II *W EXP 09/01/202 457821114 163 48000 SH DFND 12,8 48000 0 0 INSU ACQUISITION CORP III UNIT 12/31/2026 457817302 2114 200000 SH DFND 12,8 200000 0 0 INVESTINDUSTRIAL ACQUISITION UNIT 99/99/9999 G4771L121 1028 100000 SH DFND 12,8 100000 0 0 ION ACQUISITION CORP 1 LTD UNIT 99/99/9999 G49392122 1220 101016 SH DFND 12,8 101016 0 0 JAWS SPITFIRE ACQUISITION CO UNIT 99/99/9999 G50740128 1105 100000 SH DFND 12,8 100000 0 0 KINGSWOOD ACQUISITION CORP UNIT 99/99/9999 496861204 3900 375000 SH DFND 12,8 375000 0 0 KINS TECHNOLOGY GROUP INC UNIT 10/14/2025 49714K208 4116 400000 SH DFND 12,8 400000 0 0 KUBIENT INC COM 50116V107 322 57635 SH DFND 12,8 57635 0 0 LANDCADIA HOLDINGS III INC UNIT 99/99/9999 51476H209 838 75000 SH DFND 12,8 75000 0 0 LIFESCI ACQUISITION II CORP COM 53229E103 531 50000 SH DFND 12,8 50000 0 0 LIONHEART ACQUISITION CORP I COM CL A 53625R104 3528 350000 SH DFND 12,8 350000 0 0 LIONHEART ACQUISITION CORP I *W EXP 02/14/202 53625R112 198 175000 SH DFND 12,8 175000 0 0 MALLARD ACQUISITION CORP UNIT 06/30/2027 561204207 9513 900000 SH DFND 12,8 900000 0 0 MARQUEE RAINE ACQUISITION CO UNIT 12/01/2025 G58442115 1354 125000 SH DFND 12,8 125000 0 0 MEDAVAIL HOLDINGS INC COM 58406B103 6639 441144 SH DFND 12,8 441144 0 0 MEDIGUS LTD *W EXP 07/23/202 58471G128 22 57986 SH DFND 12,8 57986 0 0 MEDTECH ACQUISITION CORP UNIT 12/18/2025 58507N204 2625 250000 SH DFND 12,8 250000 0 0 MIRUM PHARMACEUTICALS INC COM 604749101 2480 142035 SH DFND 12,8 142035 0 0 MOTION ACQUISITION CORP UNIT 10/14/2025 61980M206 1590 150000 SH DFND 12,8 150000 0 0 MOTIVE CAPITAL CORP UNIT 99/99/9999 G6293A129 1581 150000 SH DFND 12,8 150000 0 0 NATURAL ORDER ACQUISITION CO UNIT 99/99/9999 63889L206 1356 125000 SH DFND 12,8 125000 0 0 NEBULA CARAVEL ACQUISITION C UNIT 12/09/2023 629070202 756 70000 SH DFND 12,8 70000 0 0 NEONODE INC COM PAR 64051M709 286 42372 SH DFND 12,8 42372 0 0 NEPTUNE WELLNESS SOLUTIONS I COM 64079L105 3683 2361110 SH DFND 12,8 2361110 0 0 NEW BEGINNINGS ACQUISITION C UNIT 99/99/9999 64222H209 1095 100000 SH DFND 12,8 100000 0 0 NEXTGEN ACQUISITION CORP UNIT 11/26/2020 G65305115 2058 200000 SH DFND 12,8 200000 0 0 NORTHERN GENESIS ACQUISITION COMMON STOCK 66516T104 6223 350000 SH DFND 12,8 350000 0 0 OAKTREE ACQUISITION CORP II CL A SHS G6715X103 2098 200000 SH DFND 12,8 200000 0 0 OAKTREE ACQUISITION CORP II *W EXP 09/15/202 G6715X111 96 50000 SH DFND 12,8 50000 0 0 OTR ACQUISITION CORP UNIT 10/01/2025 67113Q204 5193 495000 SH DFND 12,8 495000 0 0 PENN NATL GAMING INC COM 707569109 34548 400000 SH DFND 12,8 400000 0 0 PERIDOT ACQUISITION CORP UNIT 99/99/9999 G7008A123 2250 200000 SH DFND 12,8 200000 0 0 PETRA ACQUISITION INC UNIT 05/25/2027 716421201 3240 300000 SH DFND 12,8 300000 0 0 POPULATION HEALTH INVS CO IN UNIT 99/99/9999 G71716123 2090 200000 SH DFND 12,8 200000 0 0 PRIME IMPACT ACQUISITION I SHS CL A G61074103 3030 300000 SH DFND 12,8 300000 0 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 153 100000 SH DFND 12,8 100000 0 0 PYXIS TANKERS INC *W EXP 09/15/202 Y71726122 19 80000 SH DFND 12,8 80000 0 0 QELL ACQUISITION CORP CL A G7307X105 8141 662425 SH DFND 12,8 662425 0 0 QELL ACQUISITION CORP *W EXP 10/01/202 G7307X113 709 224931 SH DFND 12,8 224931 0 0 RECHARGE ACQUISITION CORP UNIT 99/99/9999 756229209 5452 510000 SH DFND 12,8 510000 0 0 REGULUS THERAPEUTICS INC COM NEW 75915K200 2170 1607720 SH DFND 12,8 1607720 0 0 RIBBIT LEAP LTD SHS CL A G7552B105 1907 146773 SH DFND 12,8 146773 0 0 RIBBIT LEAP LTD *W EXP 09/09/202 G7552B113 128 30000 SH DFND 12,8 30000 0 0 RMG ACQUISITION CORP II UNIT 12/09/2025 G76083115 1115 100000 SH DFND 12,8 100000 0 0 ROCKWELL MED INC COM 774374102 1117 1105561 SH DFND 12,8 1105561 0 0 RODGERS SILICON VALLEY AQ CO UNIT 11/30/2025 774873202 9206 689600 SH DFND 12,8 689600 0 0 ROMAN DBDR TECH ACQUISITION UNIT 99/99/9999 77584N200 156 15000 SH DFND 12,8 15000 0 0 ROTH CH ACQUISITION I CO *W EXP 01/28/202 778675116 620 141022 SH DFND 12,8 141022 0 0 ROTH CH ACQUISITION II CO UNIT 12/11/2025 778673202 2080 200000 SH DFND 12,8 200000 0 0 SARISSA CAPITAL ACQUISITN CO UNIT 10/23/2027 G7823W128 3195 300000 SH DFND 12,8 300000 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 3102 300000 SH DFND 12,8 300000 0 0 SCYNEXIS INC COM NEW 811292200 3060 400000 SH DFND 12,8 400000 0 0 SEAPORT GLOBAL ACQUISITN COR UNIT 99/99/9999 812227205 1881 180000 SH DFND 12,8 180000 0 0 SENIOR CONNECT ACQUISITN COR UNIT 12/09/2023 81723H207 2058 200000 SH DFND 12,8 200000 0 0 SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 600 1500000 PRN DFND 12,8 0 0 0 SIYATA MOBILE INC *W EXP 09/24/202 83013Q152 320 54000 SH DFND 12,8 54000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G82514129 1115 76229 SH DFND 12,8 76229 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 6150 500000 SH DFND 12,8 500000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 409 125000 SH DFND 12,8 125000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8252P121 5213 395558 SH DFND 12,8 395558 0 0 SOLENO THERAPEUTICS INC COM NEW 834203200 2993 1550960 SH DFND 12,8 1550960 0 0 SPARTAN ACQUISITION CORP II UNIT 99/99/9999 846775203 2160 200000 SH DFND 12,8 200000 0 0 SPORTS ENTERTAINMENT ACQU CO UNIT 99/99/9999 84918M205 4300 400000 SH DFND 12,8 400000 0 0 SPRING VY ACQUISITION CORP UNIT 11/11/2025 G8377A116 20889 1980000 SH DFND 12,8 1980000 0 0 STAR PEAK ENERGY TRANSITION *W EXP 08/11/202 855185112 204 34433 SH DFND 12,8 34433 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 725 70000 SH DFND 12,8 70000 0 0 STARBOARD VALUE ACQUISITN CO *W EXP 09/10/202 85521J117 23 11666 SH DFND 12,8 11666 0 0 SUPERNOVA PARTNERS ACQUISITI UNIT 99/99/9999 86846V207 5805 500000 SH DFND 12,8 500000 0 0 THAYER VENTURES ACQU CORP UNIT 01/01/2030 88332T209 15697 1498500 SH DFND 12,8 1498500 0 0 TORTOISE ACQUISITION CORP II COM CL A G89554102 5242 492214 SH DFND 12,8 492214 0 0 TORTOISE ACQUISITION CORP II *W EXP 06/14/202 G89554128 351 123053 SH DFND 12,8 123053 0 0 TPG PACE TECH OPPORTUNITIES CL A COM G8990Y103 423 38153 SH DFND 12,8 38153 0 0 TS INNOVATION ACQUISITN CORP UNIT 99/99/9999 87284T209 1581 150000 SH DFND 12,8 150000 0 0 TURMERIC ACQUISITION CORP UNIT 10/08/2025 G9127T116 2054 200000 SH DFND 12,8 200000 0 0 TWC TECH HLDGS II CORP COM 90117G105 2106 200000 SH DFND 12,8 200000 0 0 TWC TECH HLDGS II CORP *W EXP 09/15/202 90117G113 113 66666 SH DFND 12,8 66666 0 0 VECTOR ACQUISITION CORP UNIT 09/30/2027 G9442R100 1076 100000 SH DFND 12,8 100000 0 0 VENTOUX CCM ACQUISITION CORP UNIT 09/30/2025 92280L200 3605 350000 SH DFND 12,8 350000 0 0 VENUS CONCEPT INC COM 92332W105 400 231300 SH DFND 12,8 231300 0 0 VERB TECHNOLOGY CO INC *W EXP 03/14/202 92337U112 106 240000 SH DFND 12,8 240000 0 0 VERIFYME INC *W EXP 06/22/202 92346X115 70 68970 SH DFND 12,8 68970 0 0 VERONA PHARMA PLC SPONSORED ADS 925050106 1248 178273 SH DFND 12,8 178273 0 0 VESPER HEALTHCARE ACQSTN COR COM CL A 92538T104 3011 266247 SH DFND 12,8 266247 0 0 VESPER HEALTHCARE ACQSTN COR *W EXP 09/30/202 92538T112 235 88749 SH DFND 12,8 88749 0 0 VG ACQUISITION CORP UNIT 99/99/9999 G9446E121 4893 407732 SH DFND 12,8 407732 0 0 VIVEON HEALTH ACQUISITION CO UNIT 99/99/9999 92853V205 7189 700000 SH DFND 12,8 700000 0 0 VUZIX CORP COM NEW 92921W300 600 66100 SH Put DFND 12,8 0 0 0 XL FLEET CORP COM CL A 9837FR100 11865 500000 SH DFND 12,8 500000 0 0 XL FLEET CORP COM CL A 9837FR100 261 11000 SH Put DFND 12,8 0 0 0 XL FLEET CORP *W EXP 06/01/202 9837FR118 225 27732 SH DFND 12,8 27732 0 0 YELLOWSTONE ACQUISITION CO UNIT 10/22/2025 98566K204 1065 100000 SH DFND 12,8 100000 0 0 YUCAIPA ACQUISITION CORP COM G9879L105 3030 300000 SH DFND 12,8 300000 0 0 YUCAIPA ACQUISITION CORP *W EXP 99/99/999 G9879L113 143 100000 SH DFND 12,8 100000 0 0 YUNHONG INTL CL A SHS G98882106 3479 350000 SH DFND 12,8 350000 0 0 YUNHONG INTL *W EXP 01/31/202 G98882122 107 175000 SH DFND 12,8 175000 0 0 YUNHONG INTL RIGHT 01/31/2027 G98882130 109 350000 SH DFND 12,8 350000 0 0 ZANITE ACQUISITION CORP UNIT 10/08/2025 98907K202 789 75000 SH DFND 12,8 75000 0 0