The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 622 883,408 SH   DFND 12,8 883,408 0 0
AMERI HLDGS INC *W EXP 11/08/202 02362F112 3 99,500 SH   DFND 12,8 99,500 0 0
ANI PHARMACEUTICALS INC NOTE 3.000%12/0 00182CAA1 9,797 9,000,000 PRN   DFND 12,8 0 0 0
APPLIED DNA SCIENCES INC *W EXP 11/21/201 03815U110 0 31,407 SH   DFND 12,8 31,407 0 0
ARCTURUS THERAPEUTICS HLDG I COM 03969T109 227 22,081 SH   DFND 12,8 22,081 0 0
ARTELO BIOSCIENCES INC *W EXP 06/25/202 04301G128 38 65,000 SH   DFND 12,8 65,000 0 0
BELLICUM PHARMACEUTICALS INC COM 079481107 177 168,744 SH   DFND 12,8 168,744 0 0
BENITEC BIOPHARMA LTD *W EXP 08/14/202 082053117 1 50,000 SH   DFND 12,8 50,000 0 0
BIONDVAX PHARMACEUTICALS LTD *W EXP 05/15/202 09073Q113 45 72,800 SH   DFND 12,8 72,800 0 0
BIOXCEL THERAPEUTICS INC COM 09075P105 1,119 158,988 SH   DFND 12,8 158,988 0 0
CELLECT BIOTECHNOLOGY LTD *W EXP 08/03/202 15116C110 0 12,498 SH   DFND 12,8 12,498 0 0
CHECK CAP LTD *W EXP 05/03/202 M2361E161 27 136,364 SH   DFND 12,8 136,364 0 0
CORMEDIX INC COM 21900C308 1,464 229,465 SH   DFND 12,8 229,465 0 0
CREATIVE REALITIES INC *W EXP 11/09/202 22530J119 4 15,000 SH   DFND 12,8 15,000 0 0
CTRIP COM INTL LTD SPONSORED ADS 22943F100 624 21,308 SH   DFND 12,8 21,308 0 0
DELMAR PHARMACEUTICALS INC COM 247078306 104 188,722 SH   DFND 12,8 188,722 0 0
ENERGY FUELS INC *W EXP 09/20/202 292671179 0 277,777 SH   DFND 12,8 277,777 0 0
EROS INTL PLC SHS NEW G3788M114 1,496 783,377 SH   DFND 12,8 783,377 0 0
EXICURE INC COM 30205M101 3,227 1,275,398 SH   DFND 12,8 1,275,398 0 0
FARMMI INC SHS G33277107 136 87,448 SH   DFND 12,8 87,448 0 0
FLEXSHOPPER INC *W EXP 09/28/202 33939J113 24 50,000 SH   DFND 12,8 50,000 0 0
GOLDEN MINERALS CO COM 381119106 435 1,781,913 SH   DFND 12,8 1,781,913 0 0
INSPIREMD INC *W EXP 03/14/202 45779A135 0 48,000 SH   DFND 12,8 48,000 0 0
MEDIGUS LTD *W EXP 07/23/202 58471G128 6 63,286 SH   DFND 12,8 63,286 0 0
OCUGEN INC COM 67577C105 1,061 368,315 SH   DFND 12,8 368,315 0 0
ONCONOVA THERAPEUTICS INC *W EXP 07/11/202 68232V116 3 132,227 SH   DFND 12,8 132,227 0 0
OPERA LTD SPONSORED ADS 68373M107 212 21,109 SH   DFND 12,8 21,109 0 0
PARETEUM CORP COM NEW 69946T207 1,233 955,486 SH   DFND 12,8 955,486 0 0
PHIO PHARMACEUTICALS CORP COM 71880W204 26 93,081 SH   DFND 12,8 93,081 0 0
PLUS THERAPEUTICS INC *W EXP 05/28/202 72941H111 2 259,200 SH   DFND 12,8 259,200 0 0
PLUS THERAPEUTICS INC COM NEW 72941H400 134 39,110 SH   DFND 12,8 39,110 0 0
SEANERGY MARITIME HLDGS CORP *W EXP 11/10/202 Y73760145 12 1,180,400 SH   DFND 12,8 1,180,400 0 0
SEELOS THERAPEUTICS INC COM 81577F109 54 59,257 SH   DFND 12,8 59,257 0 0
SENMIAO TECHNOLOGY LTD COM 817225105 150 403,612 SH   DFND 12,8 403,612 0 0
SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 1,497 1,500,000 PRN   DFND 12,8 0 0 0
SESEN BIO INC COM 817763105 5,543 4,737,984 SH   DFND 12,8 4,737,984 0 0
SIGMA LABS INC *W EXP 02/15/202 826598112 52 199,836 SH   DFND 12,8 199,836 0 0
SOLIGENIX INC *W EXP 11/14/202 834223117 2 16,599 SH   DFND 12,8 16,599 0 0
TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 9,679 10,455,000 PRN   DFND 12,8 0 0 0
TURNING POINT THERAPEUTICS I COM 90041T108 2,588 68,841 SH   DFND 12,8 68,841 0 0
VASCULAR BIOGENICS LTD COM M96883109 1,113 824,113 SH   DFND 12,8 824,113 0 0
VERB TECHNOLOGY CO INC *W EXP 03/14/202 92337U112 88 240,000 SH   DFND 12,8 240,000 0 0
VUZIX CORP COM NEW 92921W300 1,522 667,565 SH   DFND 12,8 667,565 0 0