Chief Compliance Officer

0001085146-20-002078.txt : 20200810 0001085146-20-002078.hdr.sgml : 20200810 20200810092758 ACCESSION NUMBER: 0001085146-20-002078 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200810 DATE AS OF CHANGE: 20200810 EFFECTIVENESS DATE: 20200810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Castle Rock Wealth Management, LLC CENTRAL INDEX KEY: 0001727605 IRS NUMBER: 473565175 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18292 FILM NUMBER: 201087525 BUSINESS ADDRESS: STREET 1: 1777 BOTELHO DRIVE STREET 2: SUITE 105 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-478-8800 MAIL ADDRESS: STREET 1: 1777 BOTELHO DRIVE STREET 2: SUITE 105 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001727605 XXXXXXXX 06-30-2020 06-30-2020 false Castle Rock Wealth Management, LLC

1777 Botelho Drive Suite 105 WALNUT CREEK CA 94596

13F HOLDINGS REPORT 028-18292 N Jennifer Luippold Chief Compliance Officer 925-478-8800 /s/ Jennifer Luippold Walnut Creek CA 08-06-2020 0 192 170686 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ARK ETF TR INNOVATION ETF 00214Q104 1060 12376 SH SOLE 0 0 12376 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1243 94232 SH SOLE 0 0 94232 ISHARES TR CORE DIV GRWTH 46434V621 235 5953 SH SOLE 0 0 5953 ISHARES TR U.S. MED DVC ETF 464288810 1574 5381 SH SOLE 0 0 5381 ISHARES TR U.S. FIN SVC ETF 464287770 460 3794 SH SOLE 0 0 3794 DEXCOM INC COM 252131107 755 1708 SH SOLE 0 0 1708 ALPHABET INC CAP STK CL A 02079K305 358 243 SH SOLE 0 0 243 MONDELEZ INTL INC CL A 609207105 562 10108 SH SOLE 0 0 10108 ISHARES TR SHORT TREAS BD 464288679 2630 23754 SH SOLE 0 0 23754 ABBVIE INC COM 00287Y109 569 6029 SH SOLE 0 0 6029 FIRST TR NASDAQ-100 TECH IND CAP STRENGTH ETF 33733E104 1551 8331 SH SOLE 0 0 8331 PROCTER AND GAMBLE CO COM 742718109 992 7414 SH SOLE 0 0 7414 SPDR GOLD TR GOLD SHS 78463V107 1422 7502 SH SOLE 0 0 7502 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 650 11178 SH SOLE 0 0 11178 PROSHARES TR ULTRA 20YR TRE 74347R172 784 5349 SH SOLE 0 0 5349 ISHARES INC MIN VOL EMRG MKT 464286533 682 12305 SH SOLE 0 0 12305 EXCHANGE LISTED FDS TR SABA INT RATE 30151E806 1796 97869 SH SOLE 0 0 97869 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1374 12210 SH SOLE 0 0 12210 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 2481 49249 SH SOLE 0 0 49249 PEPSICO INC COM 713448108 679 4940 SH SOLE 0 0 4940 SERVICENOW INC COM 81762P102 540 1233 SH SOLE 0 0 1233 QORVO INC COM 74736K101 237 1809 SH SOLE 0 0 1809 NUVEEN CALIF MUN VALUE FD IN COM 67062C107 152 14177 SH SOLE 0 0 14177 PIMCO ETF TR INTER MUN BD ACT 72201R866 354 6266 SH SOLE 0 0 6266 UNILEVER PLC SPON ADR NEW 904767704 501 8108 SH SOLE 0 0 8108 WASTE MGMT INC DEL COM 94106L109 729 6699 SH SOLE 0 0 6699 SPDR SER TR BLOMBERG BRC INV 78468R200 1343 43891 SH SOLE 0 0 43891 PACCAR INC COM 693718108 705 8301 SH SOLE 0 0 8301 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 2453 119200 SH SOLE 0 0 119200 ISHARES TR MBS ETF 464288588 2393 21604 SH SOLE 0 0 21604 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 473 6340 SH SOLE 0 0 6340 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 5717 56910 SH SOLE 0 0 56910 ROPER TECHNOLOGIES INC COM 776696106 325 750 SH SOLE 0 0 750 VEEVA SYS INC CL A COM 922475108 300 1118 SH SOLE 0 0 1118 MOODYS CORP COM 615369105 471 1708 SH SOLE 0 0 1708 FACEBOOK INC CL A 30303M102 1143 4574 SH SOLE 0 0 4574 ISHARES TR CORE S&P TTL STK 464287150 202 2716 SH SOLE 0 0 2716 NETFLIX INC COM 64110L106 247 485 SH SOLE 0 0 485 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 216 6636 SH SOLE 0 0 6636 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 381 1426 SH SOLE 0 0 1426 ISHARES TR ULTR SH TRM BD 46434V878 1410 27894 SH SOLE 0 0 27894 DISNEY WALT CO COM DISNEY 254687106 835 7058 SH SOLE 0 0 7058 ISHARES TR ESG MSCI USA ETF 46435G425 789 10527 SH SOLE 0 0 10527 BLACKSTONE GROUP INC COM CL A 09260D107 783 15005 SH SOLE 0 0 15005 FEDERAL AGRIC MTG CORP CL C 313148306 384 6383 SH SOLE 0 0 6383 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 526 4759 SH SOLE 0 0 4759 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 804 14428 SH SOLE 0 0 14428 TESLA INC COM 88160R101 327 220 SH SOLE 0 0 220 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 387 1893 SH SOLE 0 0 1893 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1866 34259 SH SOLE 0 0 34259 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 717 36932 SH SOLE 0 0 36932 FIRST TR VALUE LINE DIVID IN SHS 33734H106 591 18630 SH SOLE 0 0 18630 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 367 3600 SH SOLE 0 0 3600 SPDR S&P 500 ETF TR TR UNIT 78462F103 683 2064 SH SOLE 0 0 2064 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 11 20000 SH SOLE 0 0 20000 JOHNSON & JOHNSON COM 478160104 1033 7014 SH SOLE 0 0 7014 MICROSOFT CORP COM 594918104 2493 11692 SH SOLE 0 0 11692 BLACKROCK INC COM 09247X101 404 707 SH SOLE 0 0 707 NUVEEN PFD & INCM SECURTIES COM 67072C105 417 46098 SH SOLE 0 0 46098 ISHARES TR TIPS BD ETF 464287176 898 7106 SH SOLE 0 0 7106 INNOVATOR ETFS TR S&P 500 ULTRA 45782C532 910 33567 SH SOLE 0 0 33567 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1844 36265 SH SOLE 0 0 36265 FS KKR CAP CORP II COM 35952V303 692 47759 SH SOLE 0 0 47759 BROADCOM INC COM 11135F101 373 1137 SH SOLE 0 0 1137 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 649 12520 SH SOLE 0 0 12520 CONAGRA BRANDS INC COM 205887102 459 12051 SH SOLE 0 0 12051 EBAY INC. 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RINGCENTRAL INC CL A 76680R206 673 2276 SH SOLE 0 0 2276 3M CO COM 88579Y101 415 2742 SH SOLE 0 0 2742 WALMART INC COM 931142103 644 4894 SH SOLE 0 0 4894 GLOBAL X FDS X YIELDCO RENE 37954Y707 573 38291 SH SOLE 0 0 38291 HONEYWELL INTL INC COM 438516106 298 2021 SH SOLE 0 0 2021 ISHARES TR ESG AWR US AGRGT 46435U549 402 7015 SH SOLE 0 0 7015 GLADSTONE INVT CORP COM 376546107 129 13710 SH SOLE 0 0 13710 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1007 67520 SH SOLE 0 0 67520 ADOBE INC COM 00724F101 871 1948 SH SOLE 0 0 1948 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1259 14073 SH SOLE 0 0 14073 TEMPLETON GLOBAL INCOME FD COM 880198106 58 10562 SH SOLE 0 0 10562 APPLE INC COM 037833100 4907 11187 SH SOLE 0 0 11187 INVESCO QQQ TR UNIT SER 1 46090E103 2965 10941 SH SOLE 0 0 10941 ILLINOIS TOOL WKS INC COM 452308109 291 1573 SH SOLE 0 0 1573 ISHARES TR SH TR CRPORT ETF 464288646 241 4378 SH SOLE 0 0 4378 VANGUARD WORLD FD EXTENDED DUR 921910709 1433 8112 SH SOLE 0 0 8112 ALPHABET INC CAP 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256 787 SH SOLE 0 0 787 COSTCO WHSL CORP NEW COM 22160K105 1227 3611 SH SOLE 0 0 3611 AUTOMATIC DATA PROCESSING IN COM 053015103 330 2411 SH SOLE 0 0 2411 SPDR SER TR NUVEEN BLMBRG SR 78468R739 493 9850 SH SOLE 0 0 9850 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 246 1085 SH SOLE 0 0 1085 SMUCKER J M CO COM NEW 832696405 334 2950 SH SOLE 0 0 2950 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 233 11160 SH SOLE 0 0 11160 DRAFTKINGS INC COM CL A 26142R104 318 9612 SH SOLE 0 0 9612 BRISTOL-MYERS SQUIBB CO COM 110122108 444 7477 SH SOLE 0 0 7477 GOPRO INC CL A 38268T103 101 18000 SH SOLE 0 0 18000 HANESBRANDS INC COM 410345102 703 49274 SH SOLE 0 0 49274 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 308 2842 SH SOLE 0 0 2842 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 375 8210 SH SOLE 0 0 8210 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 541 9010 SH SOLE 0 0 9010 ISHARES TR BARCLAYS 7 10 YR 464287440 3772 30648 SH SOLE 0 0 30648 BOEING CO COM 097023105 572 3465 SH 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SH SOLE 0 0 1526 VANGUARD INDEX FDS TOTAL STK MKT 922908769 220 1314 SH SOLE 0 0 1314 CHEWY INC CL A 16679L109 722 12426 SH SOLE 0 0 12426 NUVEEN INTER DURATION MN TMF COM 670671106 195 14500 SH SOLE 0 0 14500