0000899243-23-012087.txt : 20230503
0000899243-23-012087.hdr.sgml : 20230503
20230503163031
ACCESSION NUMBER: 0000899243-23-012087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230501
FILED AS OF DATE: 20230503
DATE AS OF CHANGE: 20230503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PureTech Health LLC
CENTRAL INDEX KEY: 0001727395
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39362
FILM NUMBER: 23884531
BUSINESS ADDRESS:
STREET 1: 501 BOYLSTON STREET
STREET 2: SUITE 6102
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-482-2333
MAIL ADDRESS:
STREET 1: 501 BOYLSTON STREET
STREET 2: SUITE 6102
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PureTech Health plc
CENTRAL INDEX KEY: 0001782999
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39362
FILM NUMBER: 23884532
BUSINESS ADDRESS:
STREET 1: 6 TIDE STREET
STREET 2: SUITE 400
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 617-482-2333
MAIL ADDRESS:
STREET 1: 6 TIDE STREET
STREET 2: SUITE 400
CITY: BOSTON
STATE: MA
ZIP: 02210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GELESIS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001805087
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 844730610
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 501 BOYLSTON STREET, SUITE 6102
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 857-327-7737
MAIL ADDRESS:
STREET 1: 501 BOYLSTON STREET, SUITE 6102
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: CAPSTAR SPECIAL PURPOSE ACQUISITION CORP.
DATE OF NAME CHANGE: 20200227
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-01
0
0001805087
GELESIS HOLDINGS, INC.
NYSE: GLS
0001782999
PureTech Health plc
6 TIDE STREET, SUITE 400
BOSTON
MA
02210
0
0
1
0
0001727395
PureTech Health LLC
6 TIDE STREET, SUITE 400
BOSTON
MA
02210
0
0
1
0
0
Convertible Note
0.2744
2023-05-01
4
P
0
5000000
5000000.00
A
2023-05-01
2023-07-31
Common Stock
18634597
5000000
I
By PureTech Health LLC
Convertible Note
0.0182
2023-05-01
4
P
0
2000000
2000000.00
A
2023-05-01
2023-07-31
Common Stock
109890110
2000000
I
By PureTech Health LLC
Warrants
0.2744
2023-05-01
4
P
0
23688047
A
2023-05-01
2028-02-21
Common Stock
23688047
23688047
I
By PureTech Health LLC
Warrants
0.0182
2023-05-01
4
P
0
192307692
A
2023-05-01
2028-05-01
Common Stock
192307692
192307692
I
By PureTech Health LLC
Pursuant to a Note and Warrant Purchase Agreement, on February 21, 2023, the Issuer issued to PureTechHealth LLC convertible notes in an aggregate principal amount of $5,000,000 as well as warrants to purchase 23,688,047 shares of common stock. At the time of issuance, both the conversion of the convertible notes and exercise of the warrants was subject to the Issuer first receiving stockholder approval for the issuance of the underlying shares of common stock. On May 1, 2023, the Issuer and the Reporting Persons amended the terms of the convertible notes and warrants to remove this restriction on conversion and exercise, respectively.
The number of shares underlying the convertible notes reported herein is based on the outstanding principal amount plus accrued and unpaid interest as of April 30, 2023, and such number is subject to adjustment in accordance with the terms of the convertible notes.
The warrants were issued in connection with the purchase of the convertible note purchases reported herein
PURETECH HEALTH PLC By: /s/ Bharatt Chowrira, Name: Bharatt Chowrira, Title: President, Chief Business, Financial and Operating Officer
2023-05-03
PURETECH HEALTH LLC, By: /s/ Bharatt Chowrira, Name: Bharatt Chowrira, Title: President, Chief Business, Financial and Operating Officer
2023-05-03