The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARCONIC INC | COM | 03965L100 | 331 | 12,800 | SH | DFND | 1 | 0 | 12,800 | 0 | |
ATLANTIC CAP BANCSHARES INC | COM | 048269203 | 223 | 13,000 | SH | DFND | 1 | 0 | 13,000 | 0 | |
BANNER CORP | COM NEW | 06652V208 | 233 | 4,300 | SH | DFND | 1 | 0 | 4,300 | 0 | |
BHP GROUP LTD | SPONSORED ADS | 088606108 | 314 | 5,400 | SH | DFND | 1 | 0 | 5,400 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 651 | 9,500 | SH | DFND | 1 | 0 | 9,500 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 1,142 | 81,100 | SH | DFND | 1 | 0 | 81,100 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 51 | 378 | SH | DFND | 1 | 0 | 378 | 0 | |
FIRST FNDTN INC | COM | 32026V104 | 229 | 17,000 | SH | DFND | 1 | 0 | 17,000 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 315 | 27,100 | SH | DFND | 1 | 0 | 27,100 | 0 | |
IBERIABANK CORP | COM | 450828108 | 251 | 3,300 | SH | DFND | 1 | 0 | 3,300 | 0 | |
INDEPENDENT BK GROUP INC | COM | 45384B106 | 253 | 4,600 | SH | DFND | 1 | 0 | 4,600 | 0 | |
KAISER ALUMINUM CORP | COM PAR $0.01 | 483007704 | 371 | 3,800 | SH | DFND | 1 | 0 | 3,800 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 1,145 | 54,800 | SH | DFND | 1 | 0 | 54,800 | 0 | |
MFA FINL INC | COM | 55272X102 | 768 | 106,900 | SH | DFND | 1 | 0 | 106,900 | 0 | |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 750 | 48,700 | SH | DFND | 1 | 0 | 48,700 | 0 | |
PACIFIC PREMIER BANCORP | COM | 69478X105 | 232 | 7,500 | SH | DFND | 1 | 0 | 7,500 | 0 | |
PACWEST BANCORP DEL | COM | 695263103 | 245 | 6,300 | SH | DFND | 1 | 0 | 6,300 | 0 | |
PENNYMAC MTG INVT TR | COM | 70931T103 | 771 | 35,300 | SH | DFND | 1 | 0 | 35,300 | 0 | |
PINNACLE FINL PARTNERS INC | COM | 72346Q104 | 248 | 4,300 | SH | DFND | 1 | 0 | 4,300 | 0 | |
REDWOOD TR INC | COM | 758075402 | 782 | 47,300 | SH | DFND | 1 | 0 | 47,300 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 16,115 | 55,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SEACOAST BKG CORP FLA | COM NEW | 811707801 | 222 | 8,700 | SH | DFND | 1 | 0 | 8,700 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 760 | 33,429 | SH | DFND | 1 | 0 | 33,429 | 0 | |
STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 85814R107 | 23,818 | 1,701,256 | SH | DFND | 1,2 | 1,701,256 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 269 | 12,600 | SH | DFND | 1 | 0 | 12,600 | 0 | |
TPG RE FIN TR INC | COM | 87266M107 | 751 | 38,900 | SH | DFND | 1 | 0 | 38,900 | 0 | |
VERITEX HLDGS INC | COM | 923451108 | 247 | 9,500 | SH | DFND | 1 | 0 | 9,500 | 0 | |
GASLOG LTD | SHS | G37585109 | 293 | 20,300 | SH | DFND | 1 | 0 | 20,300 | 0 | |
THIRD PT REINS LTD | COM | G8827U100 | 1,959 | 189,768 | SH | DFND | 1,2 | 189,768 | 0 | 0 | |
CONSTELLIUM NV | CL A | N22035104 | 306 | 30,500 | SH | DFND | 1 | 0 | 30,500 | 0 |