The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 566 | 3,100 | SH | DFND | 1 | 3,100 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 535 | 300 | SH | DFND | 1 | 300 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 448 | 23,400 | SH | DFND | 1 | 23,400 | 0 | 0 | |
ATLANTIC CAP BANCSHARES INC | COM | 048269203 | 232 | 13,000 | SH | DFND | 1 | 13,000 | 0 | 0 | |
BANNER CORP | COM NEW | 06652V208 | 233 | 4,300 | SH | DFND | 1 | 4,300 | 0 | 0 | |
BAYCOM CORP | COM | 07272M107 | 247 | 10,900 | SH | DFND | 1 | 10,900 | 0 | 0 | |
BHP GROUP LTD | SPONSORED ADS | 088606108 | 454 | 8,300 | SH | DFND | 1 | 8,300 | 0 | 0 | |
BYLINE BANCORP INC | COM | 124411109 | 237 | 12,800 | SH | DFND | 1 | 12,800 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 1,378 | 14,600 | SH | DFND | 1 | 14,600 | 0 | 0 | |
CENTRAL VALLEY CMNTY BANCORP | COM | 155685100 | 225 | 11,500 | SH | DFND | 1 | 11,500 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 814 | 11,900 | SH | DFND | 1 | 11,900 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 1,728 | 112,400 | SH | DFND | 1 | 112,400 | 0 | 0 | |
EXANTAS CAP CORP | COM NEW | 30068N105 | 1,078 | 101,352 | SH | DFND | 1 | 101,352 | 0 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 45 | 378 | SH | DFND | 1 | 378 | 0 | 0 | |
FIRST DATA CORP NEW | COM CL A | 32008D106 | 1,448 | 55,100 | SH | DFND | 1 | 55,100 | 0 | 0 | |
FIRST FNDTN INC | COM | 32026V104 | 231 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 453 | 35,100 | SH | DFND | 1 | 35,100 | 0 | 0 | |
GRUBHUB INC | COM | 400110102 | 508 | 7,300 | SH | DFND | 1 | 7,300 | 0 | 0 | |
HESS MIDSTREAM PARTNERS LP | UNIT LTD PR INT | 428104103 | 779 | 36,700 | SH | DFND | 1 | 36,700 | 0 | 0 | |
IBERIABANK CORP | COM | 450828108 | 237 | 3,300 | SH | DFND | 1 | 3,300 | 0 | 0 | |
INDEPENDENT BK GROUP INC | COM | 45384B106 | 236 | 4,600 | SH | DFND | 1 | 4,600 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 1,299 | 26,500 | SH | DFND | 1 | 26,500 | 0 | 0 | |
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 2,173 | 53,000 | SH | DFND | 1 | 53,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 4,370 | 101,800 | SH | DFND | 1 | 101,800 | 0 | 0 | |
KAISER ALUMINUM CORP | COM PAR $0.01 | 483007704 | 482 | 4,600 | SH | DFND | 1 | 4,600 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 1,699 | 84,900 | SH | DFND | 1 | 84,900 | 0 | 0 | |
MFA FINL INC | COM | 55272X102 | 1,160 | 159,500 | SH | DFND | 1 | 159,500 | 0 | 0 | |
METROPOLITAN BK HLDG CORP | COM | 591774104 | 230 | 6,600 | SH | DFND | 1 | 6,600 | 0 | 0 | |
MIDSOUTH BANCORP INC | COM | 598039105 | 242 | 21,191 | SH | DFND | 1 | 21,191 | 0 | 0 | |
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 932 | 66,400 | SH | DFND | 1 | 66,400 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 1,106 | 65,400 | SH | DFND | 1 | 65,400 | 0 | 0 | |
NIGHTSTAR THERAPEUTICS PLC | ADR | 65413A101 | 1,414 | 55,700 | SH | DFND | 1 | 55,700 | 0 | 0 | |
NOBLE MIDSTREAM PARTNERS LP | COM UNIT REPST | 65506L105 | 872 | 24,200 | SH | DFND | 1 | 24,200 | 0 | 0 | |
OLD LINE BANCSHARES INC | COM | 67984M100 | 225 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
PACIFIC PREMIER BANCORP | COM | 69478X105 | 239 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
PACWEST BANCORP DEL | COM | 695263103 | 237 | 6,300 | SH | DFND | 1 | 6,300 | 0 | 0 | |
PEAPACK-GLADSTONE FINL CORP | COM | 704699107 | 234 | 8,900 | SH | DFND | 1 | 8,900 | 0 | 0 | |
PENNYMAC MTG INVT TR | COM | 70931T103 | 1,115 | 53,800 | SH | DFND | 1 | 53,800 | 0 | 0 | |
PINNACLE FINL PARTNERS INC | COM | 72346Q104 | 236 | 4,300 | SH | DFND | 1 | 4,300 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,731 | 70,600 | SH | DFND | 1 | 70,600 | 0 | 0 | |
QCR HOLDINGS INC | COM | 74727A104 | 238 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 | |
READY CAP CORP | COM | 75574U101 | 1,048 | 71,408 | SH | DFND | 1 | 71,408 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 1,097 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
REDWOOD TR INC | COM | 758075402 | 1,150 | 71,200 | SH | DFND | 1 | 71,200 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11,299 | 40,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SEACOAST BKG CORP FLA | COM NEW | 811707801 | 230 | 8,700 | SH | DFND | 1 | 8,700 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 1,092 | 48,829 | SH | DFND | 1 | 48,829 | 0 | 0 | |
STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 85814R107 | 26,639 | 1,926,187 | SH | DFND | 1,2 | 1,926,187 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 235 | 12,600 | SH | DFND | 1 | 12,600 | 0 | 0 | |
TPG RE FIN TR INC | COM | 87266M107 | 1,157 | 59,000 | SH | DFND | 1 | 59,000 | 0 | 0 | |
VERITEX HLDGS INC | COM | 923451108 | 231 | 9,500 | SH | DFND | 1 | 9,500 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 3,507 | 13,000 | SH | DFND | 1 | 13,000 | 0 | 0 | |
WORLDPAY INC | CL A | 981558109 | 3,632 | 32,000 | SH | DFND | 1 | 32,000 | 0 | 0 | |
GASLOG LTD | SHS | G37585109 | 355 | 20,300 | SH | DFND | 1 | 20,300 | 0 | 0 | |
THIRD PT REINS LTD | COM | G8827U100 | 4,775 | 459,971 | SH | DFND | 1,2 | 459,971 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 516 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 3,326 | 28,100 | SH | DFND | 1 | 28,100 | 0 | 0 | |
CONSTELLIUM NV | CL A | N22035104 | 432 | 54,100 | SH | DFND | 1 | 54,100 | 0 | 0 |