|
Pricing Services Record:
1 |
| i. Full name | Bear Stearns |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300L8HTN2UIEXSQ93 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
2 |
| i. Full name | Thomson Reuters Pricing Service |
| ii. LEI, if any, or provide and describe other
identifying number
| N/A |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
3 |
| i. Full name | IHS Markit Group Holdings Limited |
| ii. LEI, if any, or provide and describe other
identifying number
| 2138005LTLTVZ4WMEX25 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
4 |
| i. Full name | Bloomberg Professional Services |
| ii. LEI, if any, or provide and describe other
identifying number
| 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
5 |
| i. Full name | Intercontinental Exchange, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 5493000F4ZO33MV32P92 |
| Description of other identifying number | |
| iii. State, if applicable |
GEORGIA
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
|
Principal Transactions Record:
1 |
| i. Full name of dealer | Brown Brothers Harriman & Co. |
| ii. SEC file number | 008-69731 |
|
iii. CRD number | 000111231 |
| iv. LEI, if any | 5493006KMX1VFTPYPW14 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,226,198.78000000 |
|
Principal Transactions Record:
2 |
| i. Full name of dealer | CREDIT SUISSE SECURITIES (USA) LLC |
| ii. SEC file number | 008-00422 |
|
iii. CRD number | 000000816 |
| iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,527,516.90000000 |
|
Principal Transactions Record:
3 |
| i. Full name of dealer | Goldman Sachs & Co, LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 23,921,211.48000000 |
|
Principal Transactions Record:
4 |
| i. Full name of dealer | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. |
| ii. SEC file number | 008-07221 |
|
iii. CRD number | 000007691 |
| iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,653,311.19000000 |
|
Principal Transactions Record:
5 |
| i. Full name of dealer | Market Axcess Corp. |
| ii. SEC file number | 008-52564 |
|
iii. CRD number | 000104103 |
| iv. LEI, if any | GPSMMRI21JE7ZCVYF972 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,229,786.86000000 |
|
Principal Transactions Record:
6 |
| i. Full name of dealer | BNP Paribas Securities Corp. |
| ii. SEC file number | 008-32682 |
|
iii. CRD number | 000015794 |
| iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,803,574.32000000 |
|
Principal Transactions Record:
7 |
| i. Full name of dealer | Morgan Stanley & Co |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,874,660.12000000 |
|
Principal Transactions Record:
8 |
| i. Full name of dealer | Prudential Mutual Fund Services LLC |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | N/A |
| v. State, if applicable |
NEW JERSEY
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 71,852,227.04000000 |
|
Principal Transactions Record:
9 |
| i. Full name of dealer | J.P. MORGAN SECURITIES LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,496,704.94000000 |
|
Principal Transactions Record:
10 |
| i. Full name of dealer | Citigroup Global Markets Inc. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,030,282.58000000 |
|
|
Custodians Record:
1 |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), OSLO BRANCH |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NORWAY
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
2 |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
3 |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
4 |
| i. Full name | BANK HAPOALIM BM |
| ii. LEI, if any | B6ARUI4946ST4S7WOU88 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ISRAEL
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
5 |
| i. Full name | HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) |
| ii. LEI, if any | DY9DBNI4W8J63Z298033 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
6 |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), HELSINKI BRANCH |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FINLAND
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
7 |
| i. Full name | CITIBANK, N.A., LONDON BRANCH |
| ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
8 |
| i. Full name | Brown Brothers Harriman & Co. |
| ii. LEI, if any | 5493006KMX1VFTPYPW14 |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
9 |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
10 |
| i. Full name | DEUTSCHE BANK AG, AMSTERDAM BRANCH |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
11 |
| i. Full name | SOCIETE GENERALE SUCURSAL EN ESPANA |
| ii. LEI, if any | O2RNE8IBXP4R0TD8PU41 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
12 |
| i. Full name | SOCIETE GENERALE SECURITIES SERVICES S.P.A. (SGSS S.P.A.) |
| ii. LEI, if any | 549300SAMQW7TYZ1TR74 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
13 |
| i. Full name | MUFG BANK, LTD. |
| ii. LEI, if any | C3GTMMZIHMY46P4OIX74 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
14 |
| i. Full name | STANDARD CHARTERED BANK (SINGAPORE) LIMITED FOR STANDARD CHARTERED BANK |
| ii. LEI, if any | 549300MDYVVHJ8D1DW28 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
15 |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANMARK BRANCH |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
DENMARK
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
16 |
| i. Full name | CITIBANK, N.A., LONDON BRANCH |
| ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
IRELAND
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
17 |
| i. Full name | CREDIT SUISSE (SWITZERLAND) LTD. |
| ii. LEI, if any | 549300CWR0W0BCS9Q144 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
18 |
| i. Full name | Deutsche Bank AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
19 |
| i. Full name | BNP PARIBAS SECURITIES SERVICES |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
20 |
| i. Full name | DEUTSCHE BANK AG, AMSTERDAM BRANCH |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
21 |
| i. Full name | DEUTSCHE BANK AG, AMSTERDAM BRANCH |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NIGER
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Custodians Record:
22 |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWEDEN
|
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|