485BPOS 1 d759130d485bpos.htm PGIM ETF TRUST PGIM ETF TRUST

As filed with the Securities and Exchange Commission on November 18, 2019

Securities Act Registration No. 333-222469

Investment Company Act Registration No. 811-23324

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

PRE-EFFECTIVE AMENDMENT NO.

POST-EFFECTIVE AMENDMENT NO. 15 (X)

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

AMENDMENT NO. 16 (X)

Check appropriate box or boxes

PGIM ETF TRUST

Exact name of registrant as specified in charter

655 Broad Street, 17th Floor

Newark, New Jersey 07102

Address of Principal Executive Offices including Zip Code

1-800-225-1852

Registrant’s Telephone Number, Including Area Code

Andrew R. French

655 Broad Street, 17th Floor

Newark, New Jersey 07102

Name and Address of Agent for Service

It is proposed that this filing will become effective:

(X) immediately upon filing pursuant to paragraph (b)

     on (            ) pursuant to paragraph (b)

     60 days after filing pursuant to paragraph (a)(1)

     on (            ) pursuant to paragraph (a)(1)

     75 days after filing pursuant to paragraph (a)(2)

     on (date) pursuant to paragraph (a)(2) of Rule 485

If appropriate, check the following box:

     this post-effective amendment designates a new effective date for a previously filed post-effective amendment.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to the Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Newark, and State of New Jersey, on the 18th day of November, 2019.

 

  PGIM ETF TRUST
 

*

  Stuart S. Parker, President

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature    Title    Date

*

   Director   

Ellen S. Alberding

     

*

   Director   

Kevin J. Bannon

     

*

   Director   

Scott E. Benjamin

     

*

   Director   

Linda W. Bynoe

     

*

   Director   

Barry H. Evans

     

*

   Director   

Keith F. Hartstein

     

*

   Director   

Laurie Simon Hodrick

     

*

   Director   

Michael S. Hyland

     

*

   Director and President, Principal Executive Officer   

Stuart S. Parker

     

*

   Director   

Brian K. Reid

     

*

   Director   

Grace C. Torres

     

*

   Treasurer, Principal Financial and Accounting Officer   

Christian J. Kelly

     

*By: /s/ Jonathan D. Shain

   Attorney-in-Fact    November 18, 2019

Jonathan D. Shain

     


POWER OF ATTORNEY

for the PGIM Fund Complex

The undersigned, directors/ trustees and/or officers of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Diana Huffman, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.

This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.

 

/s/ Ellen S. Alberding

     

/s/ Laurie Simon Hodrick

Ellen S. Alberding          Laurie Simon Hodrick

/s/ Kevin J. Bannon

     

/s/ Michael S. Hyland

Kevin J. Bannon       Michael S. Hyland

/s/ Scott E. Benjamin

     

/s/ Christian J. Kelly

Scott E. Benjamin       Christian J. Kelly

/s/ Linda W. Bynoe

     

/s/ Stuart S. Parker

Linda W. Bynoe       Stuart S. Parker

/s/ Barry H. Evans

     

/s/ Brian K. Reid

Barry H. Evans       Brian K. Reid

/s/ Keith F. Hartstein

     

/s/ Grace C. Torres

Keith F. Hartstein       Grace C. Torres
Dated: March 7, 2019      


APPENDIX A

Prudential Government Money Market Fund, Inc.

The Prudential Investment Portfolios, Inc.

Prudential Investment Portfolios 2

Prudential Investment Portfolios 3

Prudential Investment Portfolios Inc. 14

Prudential Investment Portfolios 4

Prudential Investment Portfolios 5

Prudential Investment Portfolios 6

Prudential National Muni Fund, Inc.

Prudential Jennison Blend Fund, Inc.

Prudential Jennison Mid-Cap Growth Fund, Inc.

Prudential Investment Portfolios 7

Prudential Investment Portfolios 8

Prudential Jennison Small Company Fund, Inc.

Prudential Investment Portfolios 9

Prudential World Fund, Inc.

Prudential Investment Portfolios, Inc. 10

Prudential Jennison Natural Resources Fund, Inc.

Prudential Global Total Return Fund, Inc.

Prudential Investment Portfolios 12

Prudential Investment Portfolios, Inc. 15

Prudential Investment Portfolios 16

Prudential Investment Portfolios, Inc. 17

Prudential Investment Portfolios 18

Prudential Sector Funds, Inc.

Prudential Short-Term Corporate Bond Fund, Inc.

The Target Portfolio Trust

The Prudential Variable Contract Account-2

The Prudential Variable Contract Account-10

PGIM ETF Trust


Exhibit Index

 

Exhibit No.    Description     
EX-101.INS    XBRL Instance Document   
EX-101.SCH    XBRL Taxonomy Extension Schema Document   
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase   
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase   
EX-101.LAB    XBRL Taxonomy Extension Labels Linkbase   
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase