Chief Executive Officer

0001726752-20-000002.txt : 20200511 0001726752-20-000002.hdr.sgml : 20200511 20200511150207 ACCESSION NUMBER: 0001726752-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200511 DATE AS OF CHANGE: 20200511 EFFECTIVENESS DATE: 20200511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle Wealth Planning Services, Inc. CENTRAL INDEX KEY: 0001726752 IRS NUMBER: 341431326 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18382 FILM NUMBER: 20864328 BUSINESS ADDRESS: STREET 1: 6 W. 3RD STREET STREET 2: SUITE 100 CITY: MANSFIELD STATE: OH ZIP: 44902 BUSINESS PHONE: 419-526-5226 MAIL ADDRESS: STREET 1: 6 W. 3RD STREET STREET 2: SUITE 100 CITY: MANSFIELD STATE: OH ZIP: 44902 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001726752 XXXXXXXX 03-31-2020 03-31-2020 Pinnacle Wealth Planning Services, Inc.

6 W. 3RD STREET SUITE 100 MANSFIELD OH 44902

13F HOLDINGS REPORT 028-18382 N Jennifer S. Henderson Chief Executive Officer (419) 526-5226 Jennifer S. Henderson Mansfield OH 05-11-2020 0 429 210567 false INFORMATION TABLE 2 pinnwp1q20.xml A C N B CORP Stock 000868109 415 13863 SH SOLE 0 0 13863 ABB LTD SPONSORED ADR ADR 000375204 20 1206 SH SOLE 0 0 1206 ABB LTD SPONSORED ADR ADR 000375204 289 16795 SH SOLE 0 0 16795 ABBOTT LABS COM Stock 002824100 43 552 SH SOLE 0 0 552 ABBOTT LABS COM Stock 002824100 909 11532 SH SOLE 0 0 11532 ABBVIE INC COM Stock 00287Y109 40 528 SH SOLE 0 0 528 ABBVIE INC COM Stock 00287Y109 915 12018 SH SOLE 0 0 12018 ACCENTURE LTD BERMUDA CL A Stock G1151C101 73 448 SH SOLE 0 0 448 ACCENTURE LTD BERMUDA CL A Stock G1151C101 551 3379 SH SOLE 0 0 3379 ACTIVISION INC Stock 00507V109 147 2484 SH SOLE 0 0 2484 ACTIVISION INC Stock 00507V109 328 5524 SH SOLE 0 0 5524 ADOBE SYS INC Stock 00724F101 33 105 SH SOLE 0 0 105 ADOBE SYS INC Stock 00724F101 845 2656 SH SOLE 0 0 2656 ADVENT CLAYMORE CONVERTIBLE SECS & INC CEF 00764C109 208 19590 SH SOLE 0 0 19590 AEGON N V ISIN US0079241032 ADR 007924103 0 311 SH SOLE 0 0 311 AEGON N V ISIN US0079241032 ADR 007924103 35 14306 SH SOLE 0 0 14306 AIR PRODS & CHEMS INC COM Stock 009158106 7 39 SH SOLE 0 0 39 AIR PRODS & CHEMS INC COM Stock 009158106 246 1237 SH SOLE 0 0 1237 AKAMAI TECH Stock 00971T101 9 99 SH SOLE 0 0 99 AKAMAI TECH Stock 00971T101 263 2881 SH SOLE 0 0 2881 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 149 769 SH SOLE 0 0 769 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 644 3312 SH SOLE 0 0 3312 ALLIANZGI DIVIDEND INT & PRMIU COM CEF 01883A107 266 27747 SH SOLE 0 0 27747 ALPHABET INC CAP STK CL C Stock 02079K107 72 62 SH SOLE 0 0 62 ALPHABET INC CAP STK CL C Stock 02079K107 1345 1157 SH SOLE 0 0 1157 ALPINE GLOBAL PREMIER PROPERTIES FD CEF 00302L108 98 23333 SH SOLE 0 0 23333 ALPINE TOTAL DYNAMICDIVID FD COM SH BEN INT CEF 00326L100 260 39514 SH SOLE 0 0 39514 ALTRIA GROUP INC COM Stock 02209S103 40 1042 SH SOLE 0 0 1042 ALTRIA GROUP INC COM Stock 02209S103 288 7457 SH SOLE 0 0 7457 AMAZON.COM INC Stock 023135106 200 103 SH SOLE 0 0 103 AMAZON.COM INC Stock 023135106 3675 1885 SH SOLE 0 0 1885 AMEDISYS INC Stock 023436108 3 19 SH SOLE 0 0 19 AMEDISYS INC Stock 023436108 216 1177 SH SOLE 0 0 1177 AMERICAN ELEC PWR CO INC COM Stock 025537101 10 132 SH SOLE 0 0 132 AMERICAN ELEC PWR CO INC COM Stock 025537101 290 3630 SH SOLE 0 0 3630 AMERICAN EXPRESS CO COM Stock 025816109 10 126 SH SOLE 0 0 126 AMERICAN EXPRESS CO COM Stock 025816109 234 2735 SH SOLE 0 0 2735 AMERICAN TOWER CORP REIT 03027X100 24 112 SH SOLE 0 0 112 AMERICAN TOWER CORP REIT 03027X100 344 1580 SH SOLE 0 0 1580 AMGEN INC Stock 031162100 50 250 SH SOLE 0 0 250 AMGEN INC Stock 031162100 633 3126 SH SOLE 0 0 3126 ANTHEM INC COM Stock 036752103 24 110 SH SOLE 0 0 110 ANTHEM INC COM Stock 036752103 308 1359 SH SOLE 0 0 1359 APPLE INC Stock 037833100 342 1347 SH SOLE 0 0 1347 APPLE INC Stock 037833100 4262 16763 SH SOLE 0 0 16763 ASE TECHNOLOGY HOLDING CO LTD SPONSORED ADS ADR 00215W100 84 22720 SH SOLE 0 0 22720 ASML HOLDING N V N Y REGISTRY SHS ADR N07059210 9 36 SH SOLE 0 0 36 ASML HOLDING N V N Y REGISTRY SHS ADR N07059210 516 1974 SH SOLE 0 0 1974 ASTRAZENECA PLC- SPONS ADR ADR 046353108 13 310 SH SOLE 0 0 310 ASTRAZENECA PLC- SPONS ADR ADR 046353108 413 9251 SH SOLE 0 0 9251 AT&T INC COM Stock 00206R102 244 8399 SH SOLE 0 0 8399 AT&T INC COM Stock 00206R102 864 29663 SH SOLE 0 0 29663 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 2 17 SH SOLE 0 0 17 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 201 1477 SH SOLE 0 0 1477 AVAGO TECHNOLOGIES LTD Stock 11135F101 17 72 SH SOLE 0 0 72 AVAGO TECHNOLOGIES LTD Stock 11135F101 192 814 SH SOLE 0 0 814 BAIDU COM ADR ADR 056752108 27 269 SH SOLE 0 0 269 BAIDU COM ADR ADR 056752108 234 2331 SH SOLE 0 0 2331 BANCO BILBAO VIZCAYAARGENTARIA SA ADS EACH REPR 1 ORD EUR0.49 ADR 05946K101 6 2042 SH SOLE 0 0 2042 BANCO BILBAO VIZCAYAARGENTARIA SA ADS EACH REPR 1 ORD EUR0.49 ADR 05946K101 90 29458 SH SOLE 0 0 29458 BANCO SANTANDER CENT HISP ADR 05964H105 88 37550 SH SOLE 0 0 37550 BARCLAYS PLC ADR ADR 06738E204 15 3414 SH SOLE 0 0 3414 BARCLAYS PLC ADR ADR 06738E204 168 37255 SH SOLE 0 0 37255 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 137 753 SH SOLE 0 0 753 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1125 6157 SH SOLE 0 0 6157 BIOGEN IDEC INC Stock 09062X103 13 42 SH SOLE 0 0 42 BIOGEN IDEC INC Stock 09062X103 193 613 SH SOLE 0 0 613 BK OF AMERICA CORP COM Stock 060505104 47 2248 SH SOLE 0 0 2248 BK OF AMERICA CORP COM Stock 060505104 832 39216 SH SOLE 0 0 39216 BLACKROCK CORE BD TR SHS BEN INT CEF 09249E101 165 12504 SH SOLE 0 0 12504 BLACKROCK CREDIT ALLOC INCOME TRUST CEF 092508100 11 945 SH SOLE 0 0 945 BLACKROCK CREDIT ALLOC INCOME TRUST CEF 092508100 170 14591 SH SOLE 0 0 14591 BLACKROCK ENHANCED DIVID ACHIEVERS TR COM CEF 09251A104 117 17964 SH SOLE 0 0 17964 BLACKROCK GLOBAL OPPORTUNITIES EQUITYTR COM CEF 092501105 169 20484 SH SOLE 0 0 20484 BLACKROCK INC Stock 09247X101 14 32 SH SOLE 0 0 32 BLACKROCK INC Stock 09247X101 360 820 SH SOLE 0 0 820 BLACKROCK INTL GROWTH TR CEF 092524107 97 21604 SH SOLE 0 0 21604 BLACKROCK INTL GROWTH TR CEF 092524107 380 84495 SH SOLE 0 0 84495 BLACKROCK MUNI INTER DR FD INC COM CEF 09253X102 139 10693 SH SOLE 0 0 10693 BP PLC SPONSORED ADR ADR 055622104 12 519 SH SOLE 0 0 519 BP PLC SPONSORED ADR ADR 055622104 200 8206 SH SOLE 0 0 8206 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 25 464 SH SOLE 0 0 464 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 368 6619 SH SOLE 0 0 6619 BRITISH AMERICAN TOBACCO ADR 110448107 20 613 SH SOLE 0 0 613 BRITISH AMERICAN TOBACCO ADR 110448107 321 9409 SH SOLE 0 0 9409 CANADIAN PAC RAILWAYLTD Stock 13645T100 10 48 SH SOLE 0 0 48 CANADIAN PAC RAILWAYLTD Stock 13645T100 399 1820 SH SOLE 0 0 1820 CATERPILLAR INC DEL COM Stock 149123101 9 80 SH SOLE 0 0 80 CATERPILLAR INC DEL COM Stock 149123101 286 2468 SH SOLE 0 0 2468 CBRA CLARION GLOBAL REAL ESTATE INCOME CEF 12504G100 110 21036 SH SOLE 0 0 21036 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 7 17 SH SOLE 0 0 17 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 232 533 SH SOLE 0 0 533 CHEVRON CORP NEW COM Stock 166764100 34 472 SH SOLE 0 0 472 CHEVRON CORP NEW COM Stock 166764100 305 4211 SH SOLE 0 0 4211 CHICAGO MERCANTILE HLDGS INC Stock 12572Q105 12 75 SH SOLE 0 0 75 CHICAGO MERCANTILE HLDGS INC Stock 12572Q105 206 1195 SH SOLE 0 0 1195 CHINA MOBILE HONG KONG LTD ADR 16941M109 17 453 SH SOLE 0 0 453 CHINA MOBILE HONG KONG LTD ADR 16941M109 199 5302 SH SOLE 0 0 5302 CHUBB LIMITED COM Stock H1467J104 8 79 SH SOLE 0 0 79 CHUBB LIMITED COM Stock H1467J104 341 3054 SH SOLE 0 0 3054 CIGNA CORP Stock 125523100 4 27 SH SOLE 0 0 27 CIGNA CORP Stock 125523100 203 1149 SH SOLE 0 0 1149 CISCO SYS INC Stock 17275R102 92 2343 SH SOLE 0 0 2343 CISCO SYS INC Stock 17275R102 895 22773 SH SOLE 0 0 22773 CITIGROUP INC Stock 172967424 66 1586 SH SOLE 0 0 1586 CITIGROUP INC Stock 172967424 297 7063 SH SOLE 0 0 7063 COCA COLA CO COM Stock 191216100 47 1067 SH SOLE 0 0 1067 COCA COLA CO COM Stock 191216100 744 16820 SH SOLE 0 0 16820 COMCAST CORP NEW CL A Stock 20030N101 42 1246 SH SOLE 0 0 1246 COMCAST CORP NEW CL A Stock 20030N101 664 19327 SH SOLE 0 0 19327 COSTCO WHOLESALE CORP Stock 22160K105 25 90 SH SOLE 0 0 90 COSTCO WHOLESALE CORP Stock 22160K105 700 2457 SH SOLE 0 0 2457 CROWN CASTLE INTL CORP REIT 22822V101 48 336 SH SOLE 0 0 336 CROWN CASTLE INTL CORP REIT 22822V101 461 3197 SH SOLE 0 0 3197 CVS HEALTH CORP COM Stock 126650100 9 155 SH SOLE 0 0 155 CVS HEALTH CORP COM Stock 126650100 339 5714 SH SOLE 0 0 5714 DANAHER CORP Stock 235851102 17 130 SH SOLE 0 0 130 DANAHER CORP Stock 235851102 515 3726 SH SOLE 0 0 3726 DISNEY WALT CO COM DISNEY Stock 254687106 91 944 SH SOLE 0 0 944 DISNEY WALT CO COM DISNEY Stock 254687106 539 5582 SH SOLE 0 0 5582 DOLLAR GEN CORP Stock 256677105 4 28 SH SOLE 0 0 28 DOLLAR GEN CORP Stock 256677105 318 2110 SH SOLE 0 0 2110 DOMINION RESOURCES INC Stock 25746U109 7 98 SH SOLE 0 0 98 DOMINION RESOURCES INC Stock 25746U109 220 3050 SH SOLE 0 0 3050 ECOLAB INC COM Stock 278865100 15 97 SH SOLE 0 0 97 ECOLAB INC COM Stock 278865100 236 1517 SH SOLE 0 0 1517 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 3 18 SH SOLE 0 0 18 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 220 1168 SH SOLE 0 0 1168 ELECTRONICS ARTS Stock 285512109 12 120 SH SOLE 0 0 120 ELECTRONICS ARTS Stock 285512109 359 3593 SH SOLE 0 0 3593 EMERSON ELEC CO COM Stock 291011104 11 242 SH SOLE 0 0 242 EMERSON ELEC CO COM Stock 291011104 193 4064 SH SOLE 0 0 4064 ENERGY SELECT SECTOR SPDR ETF 81369Y506 0 17 SH SOLE 0 0 17 ENERGY SELECT SECTOR SPDR ETF 81369Y506 205 7071 SH SOLE 0 0 7071 EQUINIX INC COM REIT 29444U700 18 29 SH SOLE 0 0 29 EQUINIX INC COM REIT 29444U700 419 671 SH SOLE 0 0 671 ESTEE LAUDER COMPANIES INC Stock 518439104 4 28 SH SOLE 0 0 28 ESTEE LAUDER COMPANIES INC Stock 518439104 199 1252 SH SOLE 0 0 1252 EXXON MOBIL CORP COM Stock 30231G102 17 467 SH SOLE 0 0 467 EXXON MOBIL CORP COM Stock 30231G102 263 6931 SH SOLE 0 0 6931 FACEBOOK INC CL A Stock 30303M102 67 406 SH SOLE 0 0 406 FACEBOOK INC CL A Stock 30303M102 1537 9220 SH SOLE 0 0 9220 FIAT CHRYSLER AUTOMOBILES N V SHS Stock N31738102 129 18024 SH SOLE 0 0 18024 FIDELITY NATL INFO SVCS Stock 31620M106 89 735 SH SOLE 0 0 735 FIDELITY NATL INFO SVCS Stock 31620M106 372 3059 SH SOLE 0 0 3059 FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND ETF 33738D101 167 19929 SH SOLE 0 0 19929 FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND ETF 33738D101 871 48990 SH SOLE 0 0 48990 FISERV INC Stock 337738108 15 159 SH SOLE 0 0 159 FISERV INC Stock 337738108 185 1956 SH SOLE 0 0 1956 FORD MOTOR COMPANY Stock 345370860 2 415 SH SOLE 0 0 415 FORD MOTOR COMPANY Stock 345370860 71 14788 SH SOLE 0 0 14788 GENERAL DYNAMICS CORP COM Stock 369550108 8 62 SH SOLE 0 0 62 GENERAL DYNAMICS CORP COM Stock 369550108 204 1545 SH SOLE 0 0 1545 GENERAL ELECTRIC CO COM Stock 369604103 5 634 SH SOLE 0 0 634 GENERAL ELECTRIC CO COM Stock 369604103 237 29908 SH SOLE 0 0 29908 GERDAU S A ADR 373737105 32 16908 SH SOLE 0 0 16908 GILEAD SCIENCES INC Stock 375558103 39 534 SH SOLE 0 0 534 GILEAD SCIENCES INC Stock 375558103 446 5975 SH SOLE 0 0 5975 GOOGLE INC Stock 02079K305 81 70 SH SOLE 0 0 70 GOOGLE INC Stock 02079K305 1725 1485 SH SOLE 0 0 1485 GORMAN RUPP CO COM Stock 383082104 180 5789 SH SOLE 0 0 5789 GORMAN RUPP CO COM Stock 383082104 1248 40008 SH SOLE 0 0 40008 HARTFORD FINL SVCS GROUP INC Stock 416515104 14 419 SH SOLE 0 0 419 HARTFORD FINL SVCS GROUP INC Stock 416515104 197 5610 SH SOLE 0 0 5610 HDFC BK LTD ADR REPSTG 3 SHS ADR 40415F101 6 159 SH SOLE 0 0 159 HDFC BK LTD ADR REPSTG 3 SHS ADR 40415F101 201 5228 SH SOLE 0 0 5228 HIGHLAND INCOME FD HIGHLAND INCOME CEF 43010E404 620 72751 SH SOLE 0 0 72751 HIGHLAND INCOME FD HIGHLAND INCOME CEF 43010E404 1301 152600 SH SOLE 0 0 152600 HOME DEPOT Stock 437076102 69 373 SH SOLE 0 0 373 HOME DEPOT Stock 437076102 960 5146 SH SOLE 0 0 5146 HONEYWELL INTL INC Stock 438516106 32 243 SH SOLE 0 0 243 HONEYWELL INTL INC Stock 438516106 608 4546 SH SOLE 0 0 4546 HP INC COM Stock 40434L105 76 4402 SH SOLE 0 0 4402 HP INC COM Stock 40434L105 203 11723 SH SOLE 0 0 11723 HUNTINGTON BANCSHARES INC COM Stock 446150104 1 199 SH SOLE 0 0 199 HUNTINGTON BANCSHARES INC COM Stock 446150104 91 11095 SH SOLE 0 0 11095 ICICI BANK LTD ADR ADR 45104G104 109 12836 SH SOLE 0 0 12836 IHS MARKIT LTD SHS Stock G47567105 6 111 SH SOLE 0 0 111 IHS MARKIT LTD SHS Stock G47567105 205 3427 SH SOLE 0 0 3427 ING GROEP NV ADR ADR 456837103 8 1612 SH SOLE 0 0 1612 ING GROEP NV ADR ADR 456837103 117 22770 SH SOLE 0 0 22770 INTEL CORP COM Stock 458140100 115 2141 SH SOLE 0 0 2141 INTEL CORP COM Stock 458140100 1075 19867 SH SOLE 0 0 19867 INTERCONTINENTALEXCHINTL Stock 45866F104 25 312 SH SOLE 0 0 312 INTERCONTINENTALEXCHINTL Stock 45866F104 566 7015 SH SOLE 0 0 7015 INTL BUSINESS MACHINES Stock 459200101 25 226 SH SOLE 0 0 226 INTL BUSINESS MACHINES Stock 459200101 324 2921 SH SOLE 0 0 2921 INTUIT INC Stock 461202103 33 144 SH SOLE 0 0 144 INTUIT INC Stock 461202103 461 2006 SH SOLE 0 0 2006 INTUITIVE SURGICAL INC. Stock 46120E602 6 14 SH SOLE 0 0 14 INTUITIVE SURGICAL INC. Stock 46120E602 302 610 SH SOLE 0 0 610 ISHARES AGGREGATE BOND ETF ETF 464287226 50 436 SH SOLE 0 0 436 ISHARES AGGREGATE BOND ETF ETF 464287226 905 7850 SH SOLE 0 0 7850 ISHARES CORE MSCI EAFE ETF ETF 46432F842 509 10208 SH SOLE 0 0 10208 ISHARES GOLD TRUST ETF ETF 464285105 84 5636 SH SOLE 0 0 5636 ISHARES GOLD TRUST ETF ETF 464285105 91 6082 SH SOLE 0 0 6082 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 94 973 SH SOLE 0 0 973 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 286 2968 SH SOLE 0 0 2968 ISHARES MSCI EAFE ETF ETF 464287465 825 15447 SH SOLE 0 0 15447 ISHARES MSCI EAFE ETF ETF 464287465 2913 54494 SH SOLE 0 0 54494 ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 185 4141 SH SOLE 0 0 4141 ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 446 9953 SH SOLE 0 0 9953 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 129 3793 SH SOLE 0 0 3793 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 171 5018 SH SOLE 0 0 5018 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 40 268 SH SOLE 0 0 268 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 2895 19219 SH SOLE 0 0 19219 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 1221 12315 SH SOLE 0 0 12315 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 2048 20649 SH SOLE 0 0 20649 ISHARES RUSSELL 2000 ETF ETF 464287655 85 750 SH SOLE 0 0 750 ISHARES RUSSELL 2000 ETF ETF 464287655 336 2938 SH SOLE 0 0 2938 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 278 1762 SH SOLE 0 0 1762 ISHARES S&P 500 INDEX ETF 464287200 88 343 SH SOLE 0 0 343 ISHARES S&P 500 INDEX ETF 464287200 1410 5460 SH SOLE 0 0 5460 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 1311 23376 SH SOLE 0 0 23376 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 1455 25932 SH SOLE 0 0 25932 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 551 3895 SH SOLE 0 0 3895 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 3628 25635 SH SOLE 0 0 25635 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 0 0 SH SOLE 0 0 0 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 235 1585 SH SOLE 0 0 1585 JOHNSON & JOHNSON COM Stock 478160104 114 871 SH SOLE 0 0 871 JOHNSON & JOHNSON COM Stock 478160104 1489 11362 SH SOLE 0 0 11362 JPMORGAN CHASE & CO COM Stock 46625H100 96 1068 SH SOLE 0 0 1068 JPMORGAN CHASE & CO COM Stock 46625H100 1287 14296 SH SOLE 0 0 14296 JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF ETF 46641Q878 551 12443 SH SOLE 0 0 12443 JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF ETF 46641Q878 2158 48703 SH SOLE 0 0 48703 KEYCORP COM Stock 493267108 24 2319 SH SOLE 0 0 2319 KEYCORP COM Stock 493267108 84 8191 SH SOLE 0 0 8191 KIMBERLY CLARK CORP COM Stock 494368103 9 72 SH SOLE 0 0 72 KIMBERLY CLARK CORP COM Stock 494368103 215 1684 SH SOLE 0 0 1684 KINDER MORGAN INC Stock 49456B101 4 349 SH SOLE 0 0 349 KINDER MORGAN INC Stock 49456B101 278 20016 SH SOLE 0 0 20016 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 21 119 SH SOLE 0 0 119 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 228 1270 SH SOLE 0 0 1270 LG PHILIPS LCD CO LTD SPONSORED ADR REP 0.5 ORD SHS ADR 50186V102 87 19712 SH SOLE 0 0 19712 LILLY ELI & CO COM Stock 532457108 20 146 SH SOLE 0 0 146 LILLY ELI & CO COM Stock 532457108 365 2632 SH SOLE 0 0 2632 LINDE PLC SHS Stock G5494J103 28 165 SH SOLE 0 0 165 LINDE PLC SHS Stock G5494J103 442 2558 SH SOLE 0 0 2558 LLOYDS TSB GROUP PLC ADR 539439109 1 752 SH SOLE 0 0 752 LLOYDS TSB GROUP PLC ADR 539439109 17 11466 SH SOLE 0 0 11466 LOCKHEED MARTIN CORP Stock 539830109 104 309 SH SOLE 0 0 309 LOCKHEED MARTIN CORP Stock 539830109 334 988 SH SOLE 0 0 988 MANHATTAN BRIDGE CAPITAL INC REIT 562803106 15 15925 SH SOLE 0 0 15925 MARATHON PETE CORP Stock 56585A102 93 3943 SH SOLE 0 0 3943 MARATHON PETE CORP Stock 56585A102 220 9323 SH SOLE 0 0 9323 MARSH & MCLENNAN COS INC COM Stock 571748102 3 42 SH SOLE 0 0 42 MARSH & MCLENNAN COS INC COM Stock 571748102 203 2359 SH SOLE 0 0 2359 MASTERCARD INC Stock 57636Q104 133 553 SH SOLE 0 0 553 MASTERCARD INC Stock 57636Q104 1319 5461 SH SOLE 0 0 5461 MCDONALDS CORP COM Stock 580135101 50 304 SH SOLE 0 0 304 MCDONALDS CORP COM Stock 580135101 515 3120 SH SOLE 0 0 3120 MEDTRONIC PLC SHS Stock G5960L103 18 203 SH SOLE 0 0 203 MEDTRONIC PLC SHS Stock G5960L103 704 7807 SH SOLE 0 0 7807 MERCK & CO INC Stock 58933Y105 68 891 SH SOLE 0 0 891 MERCK & CO INC Stock 58933Y105 640 8328 SH SOLE 0 0 8328 METLIFE INC COM Stock 59156R108 6 213 SH SOLE 0 0 213 METLIFE INC COM Stock 59156R108 214 7004 SH SOLE 0 0 7004 METTLER TOLEDO INTL INCF Stock 592688105 5 8 SH SOLE 0 0 8 METTLER TOLEDO INTL INCF Stock 592688105 254 369 SH SOLE 0 0 369 MFS CHARTER INCOME CEF 552727109 91 12355 SH SOLE 0 0 12355 MFS MULTIMARKET INCOME TRUST CEF 552737108 88 17580 SH SOLE 0 0 17580 MICROSOFT Stock 594918104 414 2627 SH SOLE 0 0 2627 MICROSOFT Stock 594918104 4923 31219 SH SOLE 0 0 31219 MIZUHO FINL GROUP INC SPONSORED ADR ADR 60687Y109 0 411 SH SOLE 0 0 411 MIZUHO FINL GROUP INC SPONSORED ADR ADR 60687Y109 87 38075 SH SOLE 0 0 38075 MONDELEZ INTL INC CL A Stock 609207105 18 377 SH SOLE 0 0 377 MONDELEZ INTL INC CL A Stock 609207105 486 9709 SH SOLE 0 0 9709 NETFLIX COM INC Stock 64110L106 14 38 SH SOLE 0 0 38 NETFLIX COM INC Stock 64110L106 518 1382 SH SOLE 0 0 1382 NEXTERA ENERGY INC COM Stock 65339F101 27 116 SH SOLE 0 0 116 NEXTERA ENERGY INC COM Stock 65339F101 413 1717 SH SOLE 0 0 1717 NIKE INC CLASS B Stock 654106103 18 225 SH SOLE 0 0 225 NIKE INC CLASS B Stock 654106103 465 5623 SH SOLE 0 0 5623 NOMURA HLDGS INC SPON ADR ADR 65535H208 0 116 SH SOLE 0 0 116 NOMURA HLDGS INC SPON ADR ADR 65535H208 70 16495 SH SOLE 0 0 16495 NORDSON CORP Stock 655663102 0 4 SH SOLE 0 0 4 NORDSON CORP Stock 655663102 774 5734 SH SOLE 0 0 5734 NOVARTIS AG ADR ADR 66987V109 21 265 SH SOLE 0 0 265 NOVARTIS AG ADR ADR 66987V109 495 6006 SH SOLE 0 0 6006 NOVO-NORDISK A/S ADR ADR CMN ADR 670100205 204 3402 SH SOLE 0 0 3402 NUVEEN INSD TAX FREE ADV TAX FREE ADVANTAGE MUNI CEF 670657105 19 1413 SH SOLE 0 0 1413 NUVEEN INSD TAX FREE ADV TAX FREE ADVANTAGE MUNI CEF 670657105 143 10630 SH SOLE 0 0 10630 NVIDIA CORP Stock 67066G104 26 102 SH SOLE 0 0 102 NVIDIA CORP Stock 67066G104 609 2313 SH SOLE 0 0 2313 ORACLE CORPORATION Stock 68389X105 15 324 SH SOLE 0 0 324 ORACLE CORPORATION Stock 68389X105 387 8011 SH SOLE 0 0 8011 PAYPAL HLDGS INC COM Stock 70450Y103 41 436 SH SOLE 0 0 436 PAYPAL HLDGS INC COM Stock 70450Y103 830 8679 SH SOLE 0 0 8679 PEPSICO INC COM Stock 713448108 36 305 SH SOLE 0 0 305 PEPSICO INC COM Stock 713448108 757 6304 SH SOLE 0 0 6304 PFIZER INC COM Stock 717081103 56 1742 SH SOLE 0 0 1742 PFIZER INC COM Stock 717081103 598 18347 SH SOLE 0 0 18347 PHILIP MORRIS INTL INC Stock 718172109 26 362 SH SOLE 0 0 362 PHILIP MORRIS INTL INC Stock 718172109 543 7454 SH SOLE 0 0 7454 PHILLIPS 66 Stock 718546104 136 2544 SH SOLE 0 0 2544 PHILLIPS 66 Stock 718546104 214 3999 SH SOLE 0 0 3999 PNC FINL SVCS GROUP INC COM Stock 693475105 11 121 SH SOLE 0 0 121 PNC FINL SVCS GROUP INC COM Stock 693475105 278 2912 SH SOLE 0 0 2912 POWERSHARES EMERGING MKTS SOVEREIGN DEBT ETF 46138E784 9 381 SH SOLE 0 0 381 POWERSHARES EMERGING MKTS SOVEREIGN DEBT ETF 46138E784 346 14499 SH SOLE 0 0 14499 POWERSHARES QQQ TR ETF 46090E103 212 1118 SH SOLE 0 0 1118 POWERSHARES QQQ TR ETF 46090E103 1384 7274 SH SOLE 0 0 7274 POWERSHARES SP500 LOW VOLATILITY ETF ETF 46138E354 35 760 SH SOLE 0 0 760 POWERSHARES SP500 LOW VOLATILITY ETF ETF 46138E354 312 6655 SH SOLE 0 0 6655 PROCTER AND GAMBLE CO COM Stock 742718109 159 1453 SH SOLE 0 0 1453 PROCTER AND GAMBLE CO COM Stock 742718109 1381 12558 SH SOLE 0 0 12558 PROGRESSIVE CORP OHIO COM Stock 743315103 7 105 SH SOLE 0 0 105 PROGRESSIVE CORP OHIO COM Stock 743315103 225 3057 SH SOLE 0 0 3057 PROLOGIS SHARE BENEFICIAL INT REIT 74340W103 8 106 SH SOLE 0 0 106 PROLOGIS SHARE BENEFICIAL INT REIT 74340W103 406 5053 SH SOLE 0 0 5053 PRUDENTIAL FINL INC Stock 744320102 30 586 SH SOLE 0 0 586 PRUDENTIAL FINL INC Stock 744320102 252 4843 SH SOLE 0 0 4843 QUALCOMM INC Stock 747525103 52 778 SH SOLE 0 0 778 QUALCOMM INC Stock 747525103 353 5229 SH SOLE 0 0 5229 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 21 230 SH SOLE 0 0 230 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 330 3504 SH SOLE 0 0 3504 RELX PLC SPONSORED ADR ADR 759530108 11 547 SH SOLE 0 0 547 RELX PLC SPONSORED ADR ADR 759530108 195 9122 SH SOLE 0 0 9122 RESMED INC Stock 761152107 14 97 SH SOLE 0 0 97 RESMED INC Stock 761152107 381 2591 SH SOLE 0 0 2591 ROYCE VALUE TR INC COM CEF 780910105 152 15758 SH SOLE 0 0 15758 S&P GLOBAL INC COM Stock 78409V104 12 52 SH SOLE 0 0 52 S&P GLOBAL INC COM Stock 78409V104 267 1092 SH SOLE 0 0 1092 SALESFORCE COM Stock 79466L302 14 103 SH SOLE 0 0 103 SALESFORCE COM Stock 79466L302 552 3839 SH SOLE 0 0 3839 SALOMON BROS EMERGING MKTS DEBT FUND CEF 95766A101 132 12557 SH SOLE 0 0 12557 SAP AKTIENGESELLSCHAFT ADR ADR 803054204 17 157 SH SOLE 0 0 157 SAP AKTIENGESELLSCHAFT ADR ADR 803054204 366 3313 SH SOLE 0 0 3313 SBA COMMUNICATIONS CP REIT 78410G104 3 12 SH SOLE 0 0 12 SBA COMMUNICATIONS CP REIT 78410G104 285 1059 SH SOLE 0 0 1059 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 16 262 SH SOLE 0 0 262 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 252 4119 SH SOLE 0 0 4119 SHERWIN WILLIAMS CO COM Stock 824348106 3 7 SH SOLE 0 0 7 SHERWIN WILLIAMS CO COM Stock 824348106 217 474 SH SOLE 0 0 474 SHOPIFY INC CL A Stock 82509L107 8 20 SH SOLE 0 0 20 SHOPIFY INC CL A Stock 82509L107 241 579 SH SOLE 0 0 579 SK TELECOM CO. LTD. SPONSORED ADR CMN ADR 78440P108 13 839 SH SOLE 0 0 839 SK TELECOM CO. LTD. SPONSORED ADR CMN ADR 78440P108 202 12427 SH SOLE 0 0 12427 SOUTHERN CO COM Stock 842587107 6 124 SH SOLE 0 0 124 SOUTHERN CO COM Stock 842587107 344 6355 SH SOLE 0 0 6355 SOUTHWESTERN ENERGY CO COM Stock 845467109 29 17606 SH SOLE 0 0 17606 SPDR BLOOMBERG BARCLAYS 1-10 YEAR TIPS ETF ETF 78468R861 209 17520 SH SOLE 0 0 17520 SPDR BLOOMBERG BARCLAYS 1-10 YEAR TIPS ETF ETF 78468R861 746 38046 SH SOLE 0 0 38046 SPDR DOUBLELINE EMERGING MARKETS FIXED INCOME ETF ETF 78470P309 504 11104 SH SOLE 0 0 11104 SPDR DOUBLELINE EMERGING MARKETS FIXED INCOME ETF ETF 78470P309 1823 40106 SH SOLE 0 0 40106 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 4265 19457 SH SOLE 0 0 19457 SPDR GOLD ETF ETF 78463V107 6 47 SH SOLE 0 0 47 SPDR GOLD ETF ETF 78463V107 602 4067 SH SOLE 0 0 4067 SPDR HIGH YIELD BOND ETF ETF 78468R622 106 1122 SH SOLE 0 0 1122 SPDR HIGH YIELD BOND ETF ETF 78468R622 1123 11861 SH SOLE 0 0 11861 SPDR INDEX SHS FDS S&P INTL SMALL CAP ETF ETF 78463X871 393 24411 SH SOLE 0 0 24411 SPDR INDEX SHS FDS S&P INTL SMALL CAP ETF ETF 78463X871 1011 44401 SH SOLE 0 0 44401 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 1308 43309 SH SOLE 0 0 43309 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 6103 201969 SH SOLE 0 0 201969 SPDR PORTFOLIO EMERGING MARKETS ETF ETF 78463X509 343 15270 SH SOLE 0 0 15270 SPDR PORTFOLIO EMERGING MARKETS ETF ETF 78463X509 652 22910 SH SOLE 0 0 22910 SPDR PORTFOLIO S&P 500 ETF ETF 78464A854 1093 40891 SH SOLE 0 0 40891 SPDR PORTFOLIO S&P 500 ETF ETF 78464A854 3306 109313 SH SOLE 0 0 109313 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 2432 75623 SH SOLE 0 0 75623 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 5529 154727 SH SOLE 0 0 154727 SPDR PORTFOLIO S&P 500 VALUE ETF ETF 78464A508 2015 108088 SH SOLE 0 0 108088 SPDR PORTFOLIO S&P 500 VALUE ETF ETF 78464A508 5912 228822 SH SOLE 0 0 228822 SPDR PORTFOLIO S&P 600 SMALL CAP ETF ETF 78468R853 1046 50654 SH SOLE 0 0 50654 SPDR PORTFOLIO S&P 600 SMALL CAP ETF ETF 78468R853 2930 134168 SH SOLE 0 0 134168 SPDR S&P 500 ETF ETF 78462F103 926 3595 SH SOLE 0 0 3595 SPDR S&P 500 ETF ETF 78462F103 2674 10375 SH SOLE 0 0 10375 SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF ETF 78468R663 523 5710 SH SOLE 0 0 5710 SPY Jan 15 2021 255.0 PUT 78462F953 824 3200 SH Put SOLE 0 0 3200 STARBUCKS CORP Stock 855244109 4 76 SH SOLE 0 0 76 STARBUCKS CORP Stock 855244109 241 3668 SH SOLE 0 0 3668 STERIS CORP Stock G8473T100 9 68 SH SOLE 0 0 68 STERIS CORP Stock G8473T100 370 2645 SH SOLE 0 0 2645 SUMITOMO MITSUI FINLGROUP INC SPONSORED ADR ISIN US86562M2098 ADR 86562M209 8 1701 SH SOLE 0 0 1701 SUMITOMO MITSUI FINLGROUP INC SPONSORED ADR ISIN US86562M2098 ADR 86562M209 178 37289 SH SOLE 0 0 37289 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 10 212 SH SOLE 0 0 212 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 663 13875 SH SOLE 0 0 13875 TAKEDA PHARMA CO ADR XXX MANDATORY EXCHANGE ADR 874060205 22 1473 SH SOLE 0 0 1473 TAKEDA PHARMA CO ADR XXX MANDATORY EXCHANGE ADR 874060205 326 21514 SH SOLE 0 0 21514 TARGET CORP COM Stock 87612E106 12 135 SH SOLE 0 0 135 TARGET CORP COM Stock 87612E106 215 2319 SH SOLE 0 0 2319 TEMPLETON GLOBAL INCOME FD INC CEF 880198106 54 10262 SH SOLE 0 0 10262 TEXAS INSTRS INC COM Stock 882508104 17 174 SH SOLE 0 0 174 TEXAS INSTRS INC COM Stock 882508104 426 4269 SH SOLE 0 0 4269 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 50 179 SH SOLE 0 0 179 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 752 2653 SH SOLE 0 0 2653 TJX COS INC NEW COM Stock 872540109 5 105 SH SOLE 0 0 105 TJX COS INC NEW COM Stock 872540109 323 6765 SH SOLE 0 0 6765 TOYOTA MOTOR CORP SP ADR REP2COM ADR 892331307 0 1 SH SOLE 0 0 1 TOYOTA MOTOR CORP SP ADR REP2COM ADR 892331307 276 2301 SH SOLE 0 0 2301 UNION PAC CORP COM Stock 907818108 17 127 SH SOLE 0 0 127 UNION PAC CORP COM Stock 907818108 400 2842 SH SOLE 0 0 2842 UNITED MICROELECTRONICS CORPOR SPONSORED A ADR 910873405 55 25596 SH SOLE 0 0 25596 UNITED PARCEL SERVICE INC Stock 911312106 44 476 SH SOLE 0 0 476 UNITED PARCEL SERVICE INC Stock 911312106 206 2209 SH SOLE 0 0 2209 UNITED STATES GASOLINE FUND LP ETF 91201T102 242 24000 SH SOLE 0 0 24000 UNITED STATES NATURAL GAS LP ETP ETF 912318300 159 12740 SH SOLE 0 0 12740 UNITEDHEALTH GROUP Stock 91324P102 36 145 SH SOLE 0 0 145 UNITEDHEALTH GROUP Stock 91324P102 960 3852 SH SOLE 0 0 3852 US BANCORP DEL COM NEW Stock 902973304 15 460 SH SOLE 0 0 460 US BANCORP DEL COM NEW Stock 902973304 288 8375 SH SOLE 0 0 8375 VALERO ENERGY CORP Stock 91913Y100 161 3559 SH SOLE 0 0 3559 VALERO ENERGY CORP Stock 91913Y100 226 5003 SH SOLE 0 0 5003 VANECK VECTORS INVESTMENT GRADE FLOATING RATE ETF ETF 92189F486 5987 612381 SH SOLE 0 0 612381 VANECK VECTORS INVESTMENT GRADE FLOATING RATE ETF ETF 92189F486 25197 1066789 SH SOLE 0 0 1066789 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 5 142 SH SOLE 0 0 142 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 541 13191 SH SOLE 0 0 13191 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 60 1812 SH SOLE 0 0 1812 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 157 4688 SH SOLE 0 0 4688 VANGUARD S&P 500 ETF ETF 922908363 1622 6850 SH SOLE 0 0 6850 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 249 2923 SH SOLE 0 0 2923 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1543 11971 SH SOLE 0 0 11971 VEDANTA LTD SPONSORED ADR ADR 92242Y100 60 16987 SH SOLE 0 0 16987 VERIZON COMMUNICATIONS Stock 92343V104 45 843 SH SOLE 0 0 843 VERIZON COMMUNICATIONS Stock 92343V104 894 16652 SH SOLE 0 0 16652 VERTEX PHARMACEUTICALS IN Stock 92532F100 9 39 SH SOLE 0 0 39 VERTEX PHARMACEUTICALS IN Stock 92532F100 231 974 SH SOLE 0 0 974 VISA INC Stock 92826C839 487 3024 SH SOLE 0 0 3024 VISA INC Stock 92826C839 1632 10135 SH SOLE 0 0 10135 VODAFONE GROUP NEW ADR F ADR 92857W308 12 899 SH SOLE 0 0 899 VODAFONE GROUP NEW ADR F ADR 92857W308 179 13070 SH SOLE 0 0 13070 WALMART INC COM Stock 931142103 46 409 SH SOLE 0 0 409 WALMART INC COM Stock 931142103 794 6993 SH SOLE 0 0 6993 WELLS FARGO CO NEW COM Stock 949746101 37 1324 SH SOLE 0 0 1324 WELLS FARGO CO NEW COM Stock 949746101 460 16044 SH SOLE 0 0 16044 WIPRO LTD SPON ADR 1 SH ADR 97651M109 47 15177 SH SOLE 0 0 15177 WISDOMTREE INTERNATIONAL EQUITY FUND ETF 97717W703 1310 33186 SH SOLE 0 0 33186 WISDOMTREE INTERNATIONAL EQUITY FUND ETF 97717W703 1974 50004 SH SOLE 0 0 50004 ZOETIS INC COM CL A Stock 98978V103 15 129 SH SOLE 0 0 129 ZOETIS INC COM CL A Stock 98978V103 587 4991 SH SOLE 0 0 4991