0001104659-21-042723.txt : 20210329 0001104659-21-042723.hdr.sgml : 20210329 20210329063427 ACCESSION NUMBER: 0001104659-21-042723 CONFORMED SUBMISSION TYPE: 1-A/A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20210329 DATE AS OF CHANGE: 20210329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gryphon Online Safety, Inc. CENTRAL INDEX KEY: 0001724714 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 471246855 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 1-A/A SEC ACT: 1933 Act SEC FILE NUMBER: 024-11414 FILM NUMBER: 21779405 BUSINESS ADDRESS: STREET 1: 10265 PRAIRIE SPRINGS ROAD CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-775-8331 MAIL ADDRESS: STREET 1: 10531 S COMMONS DR., #635 CITY: SAN DIEGO STATE: CA ZIP: 92127 1-A/A 1 primary_doc.xml 1-A/A LIVE 0001724714 XXXXXXXX 024-11414 true Gryphon Online Safety DE 2014 0001724714 7379 47-1246855 2 0 10265 Prairie Springs Road SAN DIEGO CA 92127 858-775-8331 Andrew Stephenson Other 702835.00 0.00 2804.00 0.00 3043996.00 548376.00 0.00 1185702.00 1858294.00 3043996.00 1266421.00 -699208.00 162000.00 -688228.00 -0.07 -0.03 Fruci & Associates II, PLLC Common Stock 10228604 000000000 N/A Series Seed Preferred Stock 9142411 000000000 N/A N/A 0000000 0000000N/ N/A true true Tier2 Audited Equity (common or preferred stock) Y N N Y Y N 9090909 0 1.1000 10200000.00 0.00 0.00 0.00 10200000.00 SI Securities, LLC 850000.00 Fruci & Associates II, PLLC 15000.00 CrowdCheck Law LLP 60000.00 170937 9075000.00 Underwriting fees estimate assumes the maximum amount of commissions payable to SI Securities, LLC for services in this offering. SI Securities, LLC may receive up to $200,000 from investors pursuant to its Transaction Fee, capped at $300 per investor. true AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC PR AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC PR Gryphon Online Safety, Inc. Convertible Equity Instruments 400000 0 400,000.00 Section 4(a)(2) PART II AND III 2 tm213406d4_partiiandiii.htm PART II AND III

Explanatory Note:

 

Gryphon Online Safety, Inc. has prepared this Form 1-A/A solely for the purpose of filing Exhibit 12.

 

PART III

 

INDEX TO EXHIBITS

 

1.1 Issuer Agreement with SI Securities, LLC*

 

2.1 Amended and Restated Certificate of Incorporation*

 

2.2 Amended and Restated Bylaws*

 

3.1 Form of Amended and Restated Investor Rights Agreement*

 

3.2 Form of Amended and Restated Right of First Refusal and Co-Sale Agreement*

 

3.3 Form of Amended and Restated Voting Agreement*
   
4.1 Form of Subscription Agreement (SeedInvest)*
   
4.2 Form of Subscription Agreement (Direct)*

 

8.1 Form of Escrow Agreement*

 

11  Auditor’s Consent*

 

12  Opinion of CrowdCheck Law LLP

 

13  Testing the waters materials*

 

 

*Previously filed

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of Regulation A, the issuer certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form 1-A and has duly caused this Offering Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of San Diego, State of California, on March 29, 2021.

 

Gryphon Online Safety, Inc.  
   
/s/ John Wu  
   
By John Wu  
CEO of Gryphon Online Safety, Inc.  

 

This Offering Statement has been signed by the following persons in the capacities and on the dates indicated.

 

/s/ John Wu  

John Wu, Chief Executive Officer, Principal Financial Officer, Principal Accounting Officer, and Director

Date: March 29, 2021

 

/s/ Arup Bhattacharya  
Arup Bhattacharya, Director  
Date: March 29, 2021  

 

/s/ Sanjeev Kumar  
Sanjeev Kumar, Director  
Date: March 29, 2021  

 

 

 

EX1A-12 OPN CNSL 3 tm213406d4_ex-12.htm EXHIBIT 12

Exhibit 12

 

CrowdCheck Law LLP

700 12th Street NW, Suite 700

Washington, DC 20005

 

 

March 29, 2021

 

Board of Directors

Gryphon Online Safety, Inc.

10265 Prairie Springs Road

San Diego, CA 92127

 

To the Board of Directors:

 

We are acting as counsel to Gryphon Online Safety, Inc. (the “Company”) with respect to the preparation and filing of an offering statement on Form 1-A. The offering statement, and pre-qualification amendments, cover the contemplated sale of up to 9,090,909 shares of the Company’s Series A-1 Preferred Stock, convertible into the Common Stock of the Company.

 

In connection with the opinion contained herein, we have examined the offering statement, as well as pre-qualification amendments, the certificate of incorporation (as amended) and bylaws, the resolutions of the Company’s board of directors and stockholders, as well as all other documents necessary to render an opinion. In our examination, we have assumed the legal capacity of all natural persons, the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to original documents of all documents submitted to us as certified or photostatic copies and the authenticity of the originals of such copies.

 

Based upon the foregoing, we are of the opinion that the shares of Series A-1 Preferred Stock, and Common Stock into which the Series A-1 Preferred Stock may convert, being sold pursuant to the offering statement are duly authorized and will be, when issued in the manner described in the offering statement, legally and validly issued, fully paid and non-assessable.

 

No opinion is being rendered hereby with respect to the truth and accuracy, or completeness of the offering statement or any portion thereof.

 

We further consent to the use of this opinion as an exhibit to the offering statement.

 

Yours truly,

 

/s/ CrowdCheck Law, LLP

 

AS/CD

 

 

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