Chief Operating Officer

0001724517-21-000006.txt : 20211115 0001724517-21-000006.hdr.sgml : 20211115 20211112212826 ACCESSION NUMBER: 0001724517-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ovata Capital Management Ltd CENTRAL INDEX KEY: 0001724517 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20015 FILM NUMBER: 211405838 BUSINESS ADDRESS: STREET 1: 7TH FLOOR HARBOUR EAST STREET 2: 218 ELECTRIC ROAD CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 85238903030 MAIL ADDRESS: STREET 1: 7TH FLOOR HARBOUR EAST STREET 2: 218 ELECTRIC ROAD CITY: HONG KONG STATE: K3 ZIP: 00000 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001724517 XXXXXXXX 09-30-2021 09-30-2021 Ovata Capital Management Ltd

7TH FLOOR HARBOUR EAST 218 ELECTRIC ROAD HONG KONG K3 00000

13F HOLDINGS REPORT 028-20015 N Nicholas Bloom Chief Operating Officer 85238903030 Nicholas Bloom Hong Kong K3 11-12-2021 0 83 260313 false INFORMATION TABLE 2 ocml13fq3.xml Advanced Micro Devices Inc Listed Option 007903107 0 120 PRN Call SOLE 0 0 120 Airbnb Inc SHS 009066101 1065 6350 SH SOLE 6350 0 0 Alibaba Group Holding Ltd ADR 01609W102 19851 135914 SH SOLE 135914 0 0 Alibaba Group Holding Ltd Listed Option 01609W102 2 400 PRN Call SOLE 0 0 400 Ambac Financial Group Inc Listed Option 023139884 0 400 PRN Call SOLE 0 0 400 Ambac Financial Group Inc Listed Option 023139884 0 18 PRN Call SOLE 0 0 18 American Airlines Group Inc SHS 02376R102 82 4000 SH SOLE 4000 0 0 American Airlines Group Inc Fixed Income 02376R102 8430 5500000 SH SOLE 5500000 0 0 Analog Devices Inc SHS 032654105 4 24 SH SOLE 24 0 0 ASE Technology Holding Co Ltd ADR 00215W100 268 34293 SH SOLE 34293 0 0 Athene Holding Ltd SHS G0684D107 1798 26100 SH SOLE 26100 0 0 Baidu Inc ADR 056752108 7789 51100 SH SOLE 51100 0 0 BHP Group Ltd ADR 00BH0P3Z9 5002 92500 SH SOLE 92500 0 0 Canadian National Railway Co SHS 136375102 20 170 SH SOLE 170 0 0 Canadian Pacific Railway Ltd Listed Option 13645T100 0 140 PRN Put SOLE 0 0 140 Chunghwa Telecom Co Ltd ADR 17133Q502 234 5900 SH SOLE 5900 0 0 Clarivate PLC SHS 00BJJN444 876 40000 SH SOLE 40000 0 0 CSX Corp SHS 126408103 49 1646 SH SOLE 1646 0 0 DISH Network Corp Fixed Income 25470M109 2607 2500000 SH SOLE 2500000 0 0 DraftKings Inc Listed Option 26142R104 0 110 PRN Put SOLE 0 0 110 DraftKings Inc Listed Option 26142R104 0 85 PRN Put SOLE 0 0 85 Duddell Street Acquisition Corp Warrant G28553124 130 194545 SH SOLE 194545 0 0 Duddell Street Acquisition Corp SHS G28553124 3240 330903 SH SOLE 330903 0 0 EngageSmart Inc SHS 29283F103 14 400 SH SOLE 400 0 0 GDS Holdings Ltd ADR 36165LAB4 106 1868 SH SOLE 1868 0 0 GDS Holdings Ltd Fixed Income 36165LAB4 4972 3800000 SH SOLE 3800000 0 0 Global Blood Therapeutics Inc SHS 37890U108 382 15000 SH SOLE 15000 0 0 Grifols SA ADR E5706X132 1113 75099 SH SOLE 75099 0 0 HDFC Bank Ltd ADR 40415F101 4005 54468 SH SOLE 54468 0 0 Huazhu Group Ltd Fixed Income 16949N109 15033 11500000 SH SOLE 11500000 0 0 IHS Markit Ltd SHS G47567105 3226 27665 SH SOLE 27665 0 0 II-VI Inc SHS 902104108 131 2207 SH SOLE 2207 0 0 iPath Series B S&P 500 VIX Short-Term Futures ETN Exchange Traded Fund 06746P621 293 10574 SH SOLE 10574 0 0 iQIYI Inc Listed Option 46267XAD0 2 1000 PRN Put SOLE 0 0 1000 iQIYI Inc ADR 46267XAD0 359 44742 SH SOLE 44742 0 0 iShares 20 Year Treasury Bond ETF Exchange Traded Fund 464287432 126 872 SH SOLE 872 0 0 iShares 20 Year Treasury Bond ETF Exchange Traded Fund 464287432 0 400 SH SOLE 400 0 0 iShares 7-10 Year Treasury Bond ETF Exchange Traded Fund 464287440 196 1702 SH SOLE 1702 0 0 iShares iBoxx $ Investment Grade Corporate Bond ETF Exchange Traded Fund 464287242 0 1650 SH SOLE 1650 0 0 iShares iBoxx High Yield Corporate Bond ETF Exchange Traded Fund 464288513 0 500 SH SOLE 500 0 0 iShares MSCI Taiwan ETF Exchange Traded Fund 464286731 0 400 SH SOLE 400 0 0 JOYY Inc Fixed Income 98426T106 6094 6500000 SH SOLE 6500000 0 0 Kansas City Southern SHS 485170302 7873 29090 SH SOLE 29090 0 0 Kensington Capital Acquisition Corp II SHS N94209108 301 36320 SH SOLE 36320 0 0 KraneShares CSI China Internet ETF Exchange Traded Fund 500767306 3 60 SH SOLE 60 0 0 Magnachip Semiconductor Corp SHS 55933J203 3 172 SH SOLE 172 0 0 MGM Resorts International SHS 552953101 200 4646 SH SOLE 4646 0 0 Middleby Corp Fixed Income 596278101 2864 2000000 SH SOLE 2000000 0 0 Norfolk Southern Corp SHS 655844108 134 562 SH SOLE 562 0 0 Olaplex Holdings Inc SHS 679369108 196 8000 SH SOLE 8000 0 0 Palo Alto Networks Inc Fixed Income 697435AD7 14100 8500000 SH SOLE 8500000 0 0 Pinduoduo Inc Fixed Income 722304AB8 10199 11000000 SH SOLE 11000000 0 0 PNM Resources Inc SHS 69349H107 9334 188643 SH SOLE 188643 0 0 Remitly Global Inc SHS 75960P104 15 400 SH SOLE 400 0 0 Rocket Pharmaceuticals Inc SHS 45780V102 224 7500 SH SOLE 7500 0 0 S&P Global Inc Listed Option 78409V104 0 55 PRN Call SOLE 0 0 55 Simplify US Equity PLUS GBTC ETF Exchange Traded Fund 78468K106 102907 4000000 SH SOLE 4000000 0 0 SPDR S&P 500 ETF Trust Listed Option 78462F953 0 400 PRN Call SOLE 0 0 400 SPDR S&P 500 ETF Trust Listed Option 78462F953 0 800 PRN Call SOLE 0 0 800 SPDR S&P 500 ETF Trust Listed Option 78462F953 0 2000 PRN Call SOLE 0 0 2000 SPDR S&P 500 ETF Trust Listed Option 78462F953 0 5200 PRN Call SOLE 0 0 5200 SPDR S&P 500 ETF Trust Listed Option 78462F953 0 120 PRN Put SOLE 0 0 120 SPDR S&P 500 ETF Trust Listed Option 78462F953 0 60 PRN Put SOLE 0 0 60 SPDR S&P 500 ETF Trust Listed Option 78462F953 0 100 PRN Put SOLE 0 0 100 SPDR S&P 500 ETF Trust Listed Option 78462F953 0 100 PRN Put SOLE 0 0 100 SPDR S&P 500 ETF Trust Listed Option 78462F953 3 2700 PRN Put SOLE 0 0 2700 SPDR S&P 500 ETF Trust Listed Option 78462F953 0 1200 PRN Call SOLE 0 0 1200 Summit Healthcare Acquisition Corp Warrant G8566R128 129 150000 SH SOLE 150000 0 0 Summit Healthcare Acquisition Corp SHS G8566R128 2925 300000 SH SOLE 300000 0 0 Taiwan Semiconductor Manufacturing Co Ltd ADR 874039100 4044 35800 SH SOLE 35800 0 0 Tencent Holdings Ltd ADR 88032Q109 2040 34429 SH SOLE 34429 0 0 Tilray Inc SHS 88688T100 6 524 SH SOLE 524 0 0 Trip.com Group Ltd ADR 89677Q107 574 19050 SH SOLE 19050 0 0 United Microelectronics Corp ADR 910873405 6035 524564 SH SOLE 524564 0 0 VanEck Semiconductor ETF Exchange Traded Fund 57060U233 0 110 SH SOLE 110 0 0 VIX Index Index and Non-SHS Option 12497K100 2 750 SH SOLE 750 0 0 VIX Index Index and Non-SHS Option 12497K100 0 1800 SH SOLE 1800 0 0 Xilinx Inc SHS 983919101 8510 56363 SH SOLE 56363 0 0 Xilinx Inc Listed Option 983919101 0 300 PRN Call SOLE 0 0 300 Xilinx Inc Listed Option 983919101 0 570 PRN Call SOLE 0 0 570 Xilinx Inc Listed Option 983919101 0 176 PRN Put SOLE 0 0 176 Xilinx Inc Listed Option 983919101 0 220 PRN Put SOLE 0 0 220 Yumanity Therapeutics Inc SHS 98872L102 193 18700 SH SOLE 18700 0 0