0001724517-20-000006.txt : 20201113 0001724517-20-000006.hdr.sgml : 20201113 20201113070838 ACCESSION NUMBER: 0001724517-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ovata Capital Management Ltd CENTRAL INDEX KEY: 0001724517 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20015 FILM NUMBER: 201309143 BUSINESS ADDRESS: STREET 1: 12TH FLOOR CLUB LUSITANO STREET 2: 16 ICE HOUSE STREET CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 85238903030 MAIL ADDRESS: STREET 1: 12TH FLOOR CLUB LUSITANO STREET 2: 16 ICE HOUSE STREET CITY: HONG KONG STATE: K3 ZIP: 00000 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001724517 XXXXXXXX 09-30-2020 09-30-2020 Ovata Capital Management Ltd

12TH FLOOR CLUB LUSITANO 16 ICE HOUSE STREET HONG KONG K3 00000

13F HOLDINGS REPORT 028-20015 N Nicholas Bloom 85238903030 Nicholas Bloom Central K3 11-13-2020 0 76 280744 false INFORMATION TABLE 2 ocml13fq3.xml 360 Finance Inc ADR 88557W101 11940 1000000 SH SOLE 1000000 0 0 Alibaba Group Holding Ltd Listed Option 01609W952 0 100 PRN Put SOLE 0 0 100 Alibaba Group Holding Ltd ADR 01609W102 87854 299291 SH SOLE 299291 0 0 American Airlines Group Inc Fixed Income 02376R102 5531 6000000 PRN SOLE 0 0 6000000 Aphria Inc Listed Option 03765K954 0 1400 PRN Put SOLE 0 0 1400 ASE Technology Holding Co Ltd ADR 00215W100 140 34293 SH SOLE 34293 0 0 Baozun Inc ADR 06684L103 120 3833 SH SOLE 3833 0 0 Bilibili Inc Fixed Income G10970AA2 10435 6000000 PRN SOLE 0 0 6000000 Bioxcel Therapeutics Inc SHS 09075P105 434 10000 SH SOLE 10000 0 0 BorgWarner Inc SHS 099724106 8398 216785 SH SOLE 216785 0 0 Bristol-Myers Squibb Co SHS 110122108 689 306302 SH SOLE 306302 0 0 Canadian Solar Inc Fixed Income 136635109 581 500000 PRN SOLE 0 0 500000 Carvana Co SHS 146869102 268 1200 SH SOLE 1200 0 0 Catabasis Pharmaceuticals Inc SHS 14875P206 186 30000 SH SOLE 30000 0 0 Central European Media Enterprises Ltd SHS G20045202 876 208950 SH SOLE 208950 0 0 China Biologic Products Holdings Inc SHS G21515104 7620 68562 SH SOLE 68562 0 0 Chindata Group Hldgs Ltd ADR 16955F107 1136 70000 SH SOLE 70000 0 0 Chunghwa Telecom Co Ltd ADR 17133Q502 217 5900 SH SOLE 5900 0 0 Cinemark Holdings Inc SHS 17243V102 1567 123252 SH SOLE 123252 0 0 Clarivate PLC Listed Option 00BJJN444 1 500 PRN Call SOLE 0 0 500 Clarivate PLC SHS 00BJJN444 775 25000 SH SOLE 25000 0 0 CloudFlare Inc SHS 18915M107 158 3851 SH SOLE 3851 0 0 Craft Brew Alliance Inc SHS 224122101 305 18493 SH SOLE 18493 0 0 DouYu International Holdings Ltd ADR 25985W105 1428 108070 SH SOLE 108070 0 0 DraftKings Inc SHS 26142R104 247 4200 SH SOLE 4200 0 0 Etsy Inc SHS 29786A106 207 1700 SH SOLE 1700 0 0 Freeline Therapeutics Holdings plc SHS 35655L107 585 37500 SH SOLE 37500 0 0 GDS Holdings Ltd Fixed Income 36165LAB4 11319 6700000 PRN SOLE 0 0 6700000 Genworth Financial Inc Listed Option 37247D106 0 4956 PRN Call SOLE 0 0 4956 Genworth Financial Inc SHS 37247D106 466 139200 SH SOLE 139200 0 0 Grifols SA ADR E5706X132 1502 87500 SH SOLE 87500 0 0 GrubHub Inc SHS 400110102 3142 43444 SH SOLE 43444 0 0 Horizon Therapeutics Plc SHS G46188101 132 1700 SH SOLE 1700 0 0 HubSpot Inc SHS 443573100 115 392 SH SOLE 392 0 0 Immunomedics Inc SHS 452907108 400 4700 SH SOLE 4700 0 0 Invesco QQQ Trust Series 1 Listed Option 46090E103 39 0 PRN Put SOLE 0 0 0 iQIYI Inc Fixed Income 46267XAD0 6542 6500000 PRN SOLE 0 0 6500000 iShares Silver Trust Listed Option 46428Q109 0 0 PRN Call SOLE 0 0 0 JD.com Inc ADR 47215P106 8469 30300 SH SOLE 30300 0 0 Kingsoft Cloud Holdings Ltd ADR 49639K101 1919 65000 SH SOLE 65000 0 0 Kymera Therapeutics Inc SHS 501575104 16 500 SH SOLE 500 0 0 LexinFintech Holdings Ltd ADR 528877103 1370 200000 SH SOLE 200000 0 0 Live Nation Entertainment Inc SHS 538034109 3502 65000 SH SOLE 65000 0 0 Match Group Inc SHS 57667L107 15 137 SH SOLE 137 0 0 Maxim Integrated Products Inc SHS 57772K101 8992 133004 SH SOLE 133004 0 0 NetEase Inc ADR 64110W102 2785 6260 SH SOLE 6260 0 0 New Frontier Health Corp SHS G6461G106 5877 770284 SH SOLE 770284 0 0 NIO Inc Listed Option 62914V956 0 3350 PRN Put SOLE 0 0 3350 NIO Inc Fixed Income 62914VAB2 27364 11500000 PRN SOLE 0 0 11500000 Noble Energy Inc SHS 655044105 7176 839254 SH SOLE 839254 0 0 Pool Corp SHS 73278L105 401 1200 SH SOLE 1200 0 0 POSCO ADR Y70750115 607 14500 SH SOLE 14500 0 0 Qudian Inc Listed Option 747798956 1 400 PRN Put SOLE 0 0 400 Qudian Inc ADR 747798106 50 40000 SH SOLE 40000 0 0 SPDR Gold Shares SHS 78463V107 886 5000 SH SOLE 5000 0 0 SPDR S&P 500 ETF Trust Listed Option 78462F903 0 100 PRN Put SOLE 0 0 100 SPDR S&P 500 ETF Trust Listed Option 78462F953 1 1200 PRN Call SOLE 0 0 1200 TD Ameritrade Holding Corp SHS 87236Y108 2452 62641 SH SOLE 62641 0 0 Teladoc Health Inc SHS 87918A105 1806 8238 SH SOLE 8238 0 0 Tencent Holdings Ltd ADR 880345103 1650 25000 SH SOLE 25000 0 0 Tesla Inc SHS 88160R101 21 50 SH SOLE 50 0 0 Tesla Inc Listed Option 88160R101 0 100 PRN Put SOLE 0 0 100 Tiffany & Co Listed Option 886547958 0 2465 PRN Call SOLE 0 0 2465 Tiffany & Co SHS 886547108 4206 36307 SH SOLE 36307 0 0 Uber Technologies Inc SHS 90353T100 4013 110000 SH SOLE 110000 0 0 United Microelectronics Corp ADR 910873405 6541 1329564 SH SOLE 1329564 0 0 Varian Medical Systems Inc SHS 92220P105 1585 9215 SH SOLE 9215 0 0 Virgin Galactic Holdings Inc SHS 92766K106 2308 120000 SH SOLE 120000 0 0 Virtusa Corp SHS 92827P102 3557 72350 SH SOLE 72350 0 0 Visa Inc SHS 92826C839 7999 40000 SH SOLE 40000 0 0 VIX Index Listed Option 00012497K 8 650 PRN Call SOLE 0 0 650 VolitionRX Ltd SHS 928661107 161 50000 SH SOLE 50000 0 0 Willis Towers Watson PLC SHS G96629103 4659 22311 SH SOLE 22311 0 0 XPeng Inc ADR 98422D105 2007 100000 SH SOLE 100000 0 0 Xunlei Ltd ADR 98419E108 2812 817566 SH SOLE 817566 0 0 Zillow Group Inc SHS 98954M200 173 1700 SH SOLE 1700 0 0