0001104659-23-123735.txt : 20231205 0001104659-23-123735.hdr.sgml : 20231205 20231205212014 ACCESSION NUMBER: 0001104659-23-123735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaseta Michael CENTRAL INDEX KEY: 0001724346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 231468295 MAIL ADDRESS: STREET 1: 7100 WEST CREDIT AVENUE, SUITE 101 CITY: MISSISSAUGA STATE: A6 ZIP: L5N OE4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 tm2332275-4_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-11-30 0 0001819576 Liquidia Corp LQDA 0001724346 Kaseta Michael 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-11-30 4 M 0 2343 A 183000 D Restricted Stock Unit 2023-11-30 4 M 0 2343 0 D Common Stock 2343 21094 D Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 16,406 have vested through November 30, 2023. Includes (i) 124,667 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 5,977 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. /s/ Michael Kaseta 2023-12-05