0001104659-23-098424.txt : 20230905
0001104659-23-098424.hdr.sgml : 20230905
20230905200956
ACCESSION NUMBER: 0001104659-23-098424
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230831
FILED AS OF DATE: 20230905
DATE AS OF CHANGE: 20230905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kaseta Michael
CENTRAL INDEX KEY: 0001724346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39724
FILM NUMBER: 231237533
MAIL ADDRESS:
STREET 1: 7100 WEST CREDIT AVENUE, SUITE 101
CITY: MISSISSAUGA
STATE: A6
ZIP: L5N OE4
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Corp
CENTRAL INDEX KEY: 0001819576
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 851710962
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919.328.4400
MAIL ADDRESS:
STREET 1: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
tm2325564-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-08-31
0
0001819576
Liquidia Corp
LQDA
0001724346
Kaseta Michael
419 DAVIS DRIVE, SUITE 100
MORRISVILLE
NC
27560
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-08-31
4
M
0
2344
A
180657
D
Restricted Stock Unit
2023-08-31
4
M
0
2344
0
D
Common Stock
2344
55990
D
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 14,063 have vested through August 31, 2023.
Includes (i) 124,667 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 1,716 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023.
/s/ Michael Kaseta
2023-09-05