Investment Operations Analyst

0001724269-23-000002.txt : 20230515 0001724269-23-000002.hdr.sgml : 20230515 20230515112711 ACCESSION NUMBER: 0001724269-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE STREET ADVISORS GROUP, LLC CENTRAL INDEX KEY: 0001724269 IRS NUMBER: 820706296 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18626 FILM NUMBER: 23919774 BUSINESS ADDRESS: STREET 1: 145 MAPLEWOOD AVE STREET 2: SUITE 210 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 603-610-4100 MAIL ADDRESS: STREET 1: 145 MAPLEWOOD AVE STREET 2: SUITE 210 CITY: PORTSMOUTH STATE: NH ZIP: 03801 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001724269 XXXXXXXX 03-31-2023 03-31-2023 LAKE STREET ADVISORS GROUP, LLC

145 MAPLEWOOD AVE SUITE 210 PORTSMOUTH NH 03801

13F HOLDINGS REPORT 028-18626 N Jarrett Matson Investment Operations Analyst 6037178233 Jarrett Matson Kittery ME 05-15-2023 0 351 1618067 false INFORMATION TABLE 2 2023.03.31_LakeStreet_13F.xml AT&T INC COM 00206R102 1141 59277 SH SOLE 0 0 59277 ABB LTD SPONSORED ADR 000375204 678 19771 SH SOLE 0 0 19771 ABBOTT LABS COM 002824100 1596 15763 SH SOLE 0 0 15763 ABBVIE INC COM 00287Y109 5988 37574 SH SOLE 0 0 37574 ADVANCED MICRO DEVICES INC COM 007903107 1406 14349 SH SOLE 0 0 14349 AEGON N V NY REGISTRY SHS 007924103 102 23695 SH SOLE 0 0 23695 AIRBNB INC COM CL A 009066101 4112 33052 SH SOLE 0 0 33052 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 31 31000 SH SOLE 0 0 31000 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 42 46000 SH SOLE 0 0 46000 ALPS ETF TR ALERIAN MLP 00162Q452 1546 40000 SH SOLE 0 0 40000 ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 330 16341 SH SOLE 0 0 16341 VERADIGM INC NOTE 0.875% 1/0 01988PAF5 27 24000 SH SOLE 0 0 24000 ALPHABET INC CAP STK CL A 02079K305 5991 57756 SH SOLE 0 0 57756 ALPHABET INC CAP STK CL C 02079K107 5536 53234 SH SOLE 0 0 53234 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 14 16000 SH SOLE 0 0 16000 ALTRIA GROUP INC COM 02209S103 518 11610 SH SOLE 0 0 11610 AMAZON COM INC COM 023135106 10389 100581 SH SOLE 0 0 100581 AMBEV SA SPONSORED ADR 02319V103 77 27455 SH SOLE 0 0 27455 AMGEN INC COM 031162100 3028 12525 SH SOLE 0 0 12525 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 682 10227 SH SOLE 0 0 10227 APPLE INC COM 037833100 34392 208562 SH SOLE 0 0 208562 APPLIED MATLS INC COM 038222105 1422 11576 SH SOLE 0 0 11576 ARES CAPITAL CORP COM 04010L103 256 14000 SH SOLE 0 0 14000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 2457 29444 SH SOLE 0 0 29444 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 143 17883 SH SOLE 0 0 17883 ASTRAZENECA PLC SPONSORED ADR 046353108 705 10152 SH SOLE 0 0 10152 ATARA BIOTHERAPEUTICS INC COM 046513107 34 11560 SH SOLE 0 0 11560 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 1645 137992 SH SOLE 0 0 137992 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 458 64955 SH SOLE 0 0 64955 BANCO SANTANDER S.A. ADR 05964H105 173 46871 SH SOLE 0 0 46871 BANK AMERICA CORP COM 060505104 1563 54664 SH SOLE 0 0 54664 BARCLAYS PLC ADR 06738E204 262 36471 SH SOLE 0 0 36471 BENTLEY SYS INC NOTE 0.125% 1/1 08265TAB5 15 16000 SH SOLE 0 0 16000 BENTLEY SYS INC NOTE 0.375% 7/0 08265TAD1 22 26000 SH SOLE 0 0 26000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7693 24916 SH SOLE 0 0 24916 BHP GROUP LTD SPONSORED ADS 088606108 652 10288 SH SOLE 0 0 10288 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 104 101000 SH SOLE 0 0 101000 BLACKLINE INC NOTE 3/1 09239BAD1 26 31000 SH SOLE 0 0 31000 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 21 19000 SH SOLE 0 0 19000 BLACKSTONE INC COM 09260D107 3552 40440 SH SOLE 0 0 40440 BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 09257WAE0 44 55000 SH SOLE 0 0 55000 BLACKSTONE MTG TR INC COM CL A 09257W100 1416 79298 SH SOLE 0 0 79298 BLEND LABS INC CL A 09352U108 472 473361 SH SOLE 0 0 473361 BOEING CO COM 097023105 12332 58052 SH SOLE 0 0 58052 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 46 31000 SH SOLE 0 0 31000 BOX INC NOTE 1/1 10316TAB0 55 47000 SH SOLE 0 0 47000 BP PLC SPONSORED ADR 055622104 399 10503 SH SOLE 0 0 10503 BRC INC COM CL A 05601U105 51 10000 SH SOLE 0 0 10000 BRISTOL-MYERS SQUIBB CO COM 110122108 960 13856 SH SOLE 0 0 13856 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 11943 259299 SH SOLE 0 0 259299 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 47713 1412870 SH SOLE 0 0 1412870 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 48333 1533905 SH SOLE 0 0 1533905 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 9354 267650 SH SOLE 0 0 267650 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 14 12000 SH SOLE 0 0 12000 CABLE ONE INC NOTE 3/1 12685JAE5 25 31000 SH SOLE 0 0 31000 COTERRA ENERGY INC COM 127097103 252 10284 SH SOLE 0 0 10284 CARRIER GLOBAL CORPORATION COM 14448C104 1029 22497 SH SOLE 0 0 22497 CATERPILLAR INC COM 149123101 3601 15735 SH SOLE 0 0 15735 CERIDIAN HCM HLDG INC NOTE 0.250% 3/1 15677JAD0 28 31000 SH SOLE 0 0 31000 SCHWAB CHARLES CORP COM 808513105 591 11283 SH SOLE 0 0 11283 SCHWAB STRATEGIC TR US REIT ETF 808524847 13618 698362 SH SOLE 0 0 698362 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 26 31000 SH SOLE 0 0 31000 CHEGG INC NOTE 0.125% 3/1 163092AD1 35 40000 SH SOLE 0 0 40000 CHEVRON CORP NEW COM 166764100 3964 24293 SH SOLE 0 0 24293 CISCO SYS INC COM 17275R102 2299 43975 SH SOLE 0 0 43975 CITIGROUP INC COM NEW 172967424 758 16160 SH SOLE 0 0 16160 CLOUDFLARE INC CL A COM 18915M107 1271 20620 SH SOLE 0 0 20620 CME GROUP INC COM 12572Q105 2323 12127 SH SOLE 0 0 12127 COHERUS BIOSCIENCES INC NOTE 1.500% 4/1 19249HAB9 11 16000 SH SOLE 0 0 16000 COMCAST CORP NEW CL A 20030N101 1607 42376 SH SOLE 0 0 42376 COMERA LIFE SCIENCES HLDGS I COM 20037C108 0 316469 SH SOLE 0 0 316469 CONFLUENT INC CLASS A COM 20717M103 403 16757 SH SOLE 0 0 16757 CONMED CORP NOTE 2.625% 2/0 207410AF8 20 16000 SH SOLE 0 0 16000 CONOCOPHILLIPS COM 20825C104 1271 12806 SH SOLE 0 0 12806 CREDIT SUISSE GROUP SPONSORED ADR 225401108 11 12562 SH SOLE 0 0 12562 CROWN CASTLE INC COM 22822V101 1915 14305 SH SOLE 0 0 14305 CSX CORP COM 126408103 492 16442 SH SOLE 0 0 16442 CVS HEALTH CORP COM 126650100 1818 24460 SH SOLE 0 0 24460 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 86 77000 SH SOLE 0 0 77000 D R HORTON INC COM 23331A109 1426 14598 SH SOLE 0 0 14598 DATADOG INC NOTE 0.125% 6/1 23804LAB9 29 27000 SH SOLE 0 0 27000 DEUTSCHE BANK A G NAMEN AKT D18190898 104 10212 SH SOLE 0 0 10212 DEVON ENERGY CORP NEW COM 25179M103 2534 50067 SH SOLE 0 0 50067 DEXCOM INC NOTE 0.250%11/1 252131AK3 108 101000 SH SOLE 0 0 101000 DIGITALOCEAN HLDGS INC NOTE 12/0 25402DAB8 22 28000 SH SOLE 0 0 28000 WARNER BROS DISCOVERY INC COM SER A 934423104 155 10292 SH SOLE 0 0 10292 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 45 87000 SH SOLE 0 0 87000 DRAFTKINGS INC NEW COM CL A 26142V105 4519 233394 SH SOLE 0 0 233394 DROPBOX INC NOTE 3/0 26210CAC8 28 31000 SH SOLE 0 0 31000 DROPBOX INC NOTE 3/0 26210CAD6 27 31000 SH SOLE 0 0 31000 EATON CORP PLC SHS G29183103 3661 21367 SH SOLE 0 0 21367 EBAY INC. COM 278642103 492 11078 SH SOLE 0 0 11078 ENBRIDGE INC COM 29250N105 2029 53271 SH SOLE 0 0 53271 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 236 18923 SH SOLE 0 0 18923 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 40 39000 SH SOLE 0 0 39000 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 76 84000 SH SOLE 0 0 84000 ETSY INC NOTE 0.125% 9/0 29786AAL0 48 53000 SH SOLE 0 0 53000 ETSY INC NOTE 0.250% 6/1 29786AAN6 26 31000 SH SOLE 0 0 31000 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 53 55000 SH SOLE 0 0 55000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 38 41000 SH SOLE 0 0 41000 EXTRA SPACE STORAGE INC COM 30225T102 2532 15538 SH SOLE 0 0 15538 EXXON MOBIL CORP COM 30231G102 2238 20405 SH SOLE 0 0 20405 META PLATFORMS INC CL A 30303M102 4091 19303 SH SOLE 0 0 19303 FAZE HOLDINGS INC COMMON STOCK 31423J102 6 12697 SH SOLE 0 0 12697 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1571 34152 SH SOLE 0 0 34152 FINCH THERAPEUTICS GROUP INC COM 31773D101 291 739136 SH SOLE 0 0 739136 FIRST HORIZON CORPORATION COM 320517105 2161 121529 SH SOLE 0 0 121529 FIVE9 INC NOTE 0.500% 6/0 338307AD3 37 40000 SH SOLE 0 0 40000 FLEXSHARES TR MORNSTAR UPSTR 33939L407 5125 121184 SH SOLE 0 0 121184 FLEX LTD ORD Y2573F102 393 17092 SH SOLE 0 0 17092 FORD MTR CO DEL COM 345370860 456 36206 SH SOLE 0 0 36206 FORD MTR CO DEL NOTE 3/1 345370CZ1 46 46000 SH SOLE 0 0 46000 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 31 16000 SH SOLE 0 0 16000 FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 35969L108 434 56972 SH SOLE 0 0 56972 GILEAD SCIENCES INC COM 375558103 1415 17048 SH SOLE 0 0 17048 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 2082 691671 SH SOLE 0 0 691671 GREENBRIER COS INC NOTE 2.875% 4/1 393657AM3 34 40000 SH SOLE 0 0 40000 HALEON PLC SPON ADS 405552100 176 21628 SH SOLE 0 0 21628 HALLIBURTON CO COM 406216101 357 11278 SH SOLE 0 0 11278 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 30 35000 SH SOLE 0 0 35000 HERBALIFE NUTRITION LTD NOTE 2.625% 3/1 42703MAD5 57 60000 SH SOLE 0 0 60000 HIMS & HERS HEALTH INC COM CL A 433000106 955 96275 SH SOLE 0 0 96275 HONDA MOTOR LTD AMERN SHS 438128308 286 10781 SH SOLE 0 0 10781 HONEST CO INC COM 438333106 34 18953 SH SOLE 0 0 18953 HP INC COM 40434L105 2590 88239 SH SOLE 0 0 88239 HSBC HLDGS PLC SPON ADR NEW 404280406 874 25613 SH SOLE 0 0 25613 HUNTINGTON BANCSHARES INC COM 446150104 168 15020 SH SOLE 0 0 15020 ICICI BANK LIMITED ADR 45104G104 278 12896 SH SOLE 0 0 12896 IMAX CORP NOTE 0.500% 4/0 45245EAJ8 53 57000 SH SOLE 0 0 57000 ING GROEP N.V. SPONSORED ADR 456837103 180 15169 SH SOLE 0 0 15169 INSULET CORP NOTE 0.375% 9/0 45784PAK7 27 18000 SH SOLE 0 0 18000 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 98 101000 SH SOLE 0 0 101000 INTEL CORP COM 458140100 776 23755 SH SOLE 0 0 23755 INTERPUBLIC GROUP COS INC COM 460690100 2419 64943 SH SOLE 0 0 64943 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 1781 87156 SH SOLE 0 0 87156 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 1857 91913 SH SOLE 0 0 91913 INVESCO EXCH TRADED FD TR II KBW BK ETF 46138E628 1018 24253 SH SOLE 0 0 24253 INVESCO EXCH TRADED FD TR II NASDAQ BIOTECH 46138G599 265 12830 SH SOLE 0 0 12830 INVESCO QQQ TR UNIT SER 1 46090E103 8284 25812 SH SOLE 0 0 25812 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 47 47000 SH SOLE 0 0 47000 ISHARES TR COHEN STEER REIT 464287564 1443 25986 SH SOLE 0 0 25986 ISHARES TR CORE MSCI EAFE 46432F842 40847 611019 SH SOLE 0 0 611019 ISHARES INC CORE MSCI EMKT 46434G103 15866 325182 SH SOLE 0 0 325182 ISHARES TR CORE S&P500 ETF 464287200 12091 29412 SH SOLE 0 0 29412 ISHARES TR CORE S&P SCP ETF 464287804 37780 390695 SH SOLE 0 0 390695 ISHARES TR CORE US AGGBD ET 464287226 4576 45923 SH SOLE 0 0 45923 ISHARES TR ESG AW MSCI EAFE 46435G516 16056 223490 SH SOLE 0 0 223490 ISHARES INC ESG AWR MSCI EM 46434G863 2585 82123 SH SOLE 0 0 82123 ISHARES TR GLOBAL REIT ETF 46434V647 1077 46958 SH SOLE 0 0 46958 ISHARES GOLD TR ISHARES NEW 464285204 1110 29695 SH SOLE 0 0 29695 ISHARES INC MSCI FRONTIER 464286145 2278 89017 SH SOLE 0 0 89017 ISHARES TR MSCI ACWI ETF 464288257 4210 46187 SH SOLE 0 0 46187 ISHARES TR MSCI EAFE ETF 464287465 17577 245765 SH SOLE 0 0 245765 ISHARES TR MSCI EMG MKT ETF 464287234 2787 70638 SH SOLE 0 0 70638 ISHARES INC MSCI EMRG CHN 46434G764 2294 46502 SH SOLE 0 0 46502 ISHARES TR NATIONAL MUN ETF 464288414 36389 337752 SH SOLE 0 0 337752 ISHARES TR RESIDENTIAL MULT 464288562 1039 14711 SH SOLE 0 0 14711 ISHARES TR RUS 1000 ETF 464287622 51629 229228 SH SOLE 0 0 229228 ISHARES TR RUSSELL 2000 ETF 464287655 3508 19661 SH SOLE 0 0 19661 ISHARES TR SHRT NAT MUN ETF 464288158 32907 314361 SH SOLE 0 0 314361 ISHARES TR CORE DIV GRWTH 46434V621 3145 62904 SH SOLE 0 0 62904 ISHARES TR EAFE SML CP ETF 464288273 39635 666027 SH SOLE 0 0 666027 ISHARES TR ESG AWARE MSCI 46435U663 834 24535 SH SOLE 0 0 24535 ISHARES TR ESG AWR MSCI USA 46435G425 2943 32536 SH SOLE 0 0 32536 ISHARES TR ESG AWR US AGRGT 46435U549 2284 47523 SH SOLE 0 0 47523 ISHARES TR RUS MID CAP ETF 464287499 2523 36079 SH SOLE 0 0 36079 ISHARES TR SHORT TREAS BD 464288679 1144 10352 SH SOLE 0 0 10352 ISHARES TR US TREAS BD ETF 46429B267 368 15719 SH SOLE 0 0 15719 ISHARES TR HDG MSCI EAFE 46434V803 1038 35185 SH SOLE 0 0 35185 ISHARES TR U.S. REAL ES ETF 464287739 8914 104989 SH SOLE 0 0 104989 ITRON INC NOTE 3/1 465741AN6 10 12000 SH SOLE 0 0 12000 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 228 10542 SH SOLE 0 0 10542 JAMF HLDG CORP NOTE 0.125% 9/0 47074LAB1 26 31000 SH SOLE 0 0 31000 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 27 35000 SH SOLE 0 0 35000 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 28 31000 SH SOLE 0 0 31000 JOHNSON & JOHNSON COM 478160104 2710 17485 SH SOLE 0 0 17485 J P MORGAN EXCHANGE TRADED F BETABUILDERS DEV 46641Q233 1186 24131 SH SOLE 0 0 24131 J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 46641Q225 1074 18040 SH SOLE 0 0 18040 J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR 46641Q191 3501 65577 SH SOLE 0 0 65577 J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 46641Q217 1862 38479 SH SOLE 0 0 38479 JPMORGAN CHASE & CO COM 46625H100 3852 29561 SH SOLE 0 0 29561 KEYCORP COM 493267108 152 12122 SH SOLE 0 0 12122 KINDER MORGAN INC DEL COM 49456B101 2854 163001 SH SOLE 0 0 163001 KRANESHARES TR CSI CHI INTERNET 500767306 1438 46087 SH SOLE 0 0 46087 KROGER CO COM 501044101 547 11070 SH SOLE 0 0 11070 LCI INDS NOTE 1.125% 5/1 501812AB7 15 16000 SH SOLE 0 0 16000 LILLY ELI & CO COM 532457108 3842 11187 SH SOLE 0 0 11187 LISTED FD TR HORIZON KINETICS 53656F623 312 10112 SH SOLE 0 0 10112 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 46 47000 SH SOLE 0 0 47000 LIVONGO HEALTH INC NOTE 0.875% 6/0 539183AA1 21 24000 SH SOLE 0 0 24000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 113 48808 SH SOLE 0 0 48808 LUMEN TECHNOLOGIES INC COM 550241103 40 14900 SH SOLE 0 0 14900 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 20 23000 SH SOLE 0 0 23000 LUMENTUM HLDGS INC NOTE 0.500% 6/1 55024UAF6 28 37000 SH SOLE 0 0 37000 MACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 55405YAB6 17 16000 SH SOLE 0 0 16000 MARATHON OIL CORP COM 565849106 647 27003 SH SOLE 0 0 27003 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 39 40000 SH SOLE 0 0 40000 MASTERCARD INCORPORATED CL A 57636Q104 4003 11015 SH SOLE 0 0 11015 MCDONALDS CORP COM 580135101 3667 13115 SH SOLE 0 0 13115 MERCK & CO INC COM 58933Y105 4772 44855 SH SOLE 0 0 44855 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 103 92000 SH SOLE 0 0 92000 MICROSOFT CORP COM 594918104 23377 81084 SH SOLE 0 0 81084 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 189 29551 SH SOLE 0 0 29551 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 127 45097 SH SOLE 0 0 45097 MONSTER BEVERAGE CORP NEW COM 61174X109 579 10727 SH SOLE 0 0 10727 MORGAN STANLEY COM NEW 617446448 1568 17861 SH SOLE 0 0 17861 MP MATERIALS CORP COM CL A 553368101 380 13478 SH SOLE 0 0 13478 NATWEST GROUP PLC SPONS ADR 639057207 255 38583 SH SOLE 0 0 38583 NAUTILUS BIOTECHNOLOGY INC COM 63909J108 80 28939 SH SOLE 0 0 28939 NCL CORP LTD NOTE 1.125% 2/1 62886HBD2 33 47000 SH SOLE 0 0 47000 NEXTERA ENERGY INC COM 65339F101 1729 22430 SH SOLE 0 0 22430 NICE LTD NOTE 9/1 653656AB4 36 38000 SH SOLE 0 0 38000 NIKE INC CL B 654106103 2075 16919 SH SOLE 0 0 16919 NOBLE CORP PLC ORD SHS A G65431127 606 15356 SH SOLE 0 0 15356 NOKIA CORP SPONSORED ADR 654902204 186 37947 SH SOLE 0 0 37947 NOMURA HLDGS INC SPONSORED ADR 65535H208 73 19079 SH SOLE 0 0 19079 NOVO-NORDISK A S ADR 670100205 1867 11732 SH SOLE 0 0 11732 NOVOCURE LTD NOTE 11/0 67011XAB9 23 27000 SH SOLE 0 0 27000 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 44 43000 SH SOLE 0 0 43000 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 5144 191454 SH SOLE 0 0 191454 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1642 46374 SH SOLE 0 0 46374 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 21 24000 SH SOLE 0 0 24000 NVIDIA CORPORATION COM 67066G104 6999 25197 SH SOLE 0 0 25197 OKTA INC NOTE 0.375% 6/1 679295AF2 26 31000 SH SOLE 0 0 31000 ON SEMICONDUCTOR CORP NOTE 5/0 682189AS4 26 16000 SH SOLE 0 0 16000 ONEOK INC NEW COM 682680103 2399 37757 SH SOLE 0 0 37757 ORACLE CORP COM 68389X105 2073 22306 SH SOLE 0 0 22306 OUSTER INC COM 68989M103 48 57855 SH SOLE 0 0 57855 PACER FDS TR INDUSTRIAL RELET 69374H766 541 13367 SH SOLE 0 0 13367 PANDORA MEDIA INC NOTE 1.750%12/0 698354AD9 13 13000 SH SOLE 0 0 13000 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 34 31000 SH SOLE 0 0 31000 PATRICK INDS INC NOTE 1.750%12/0 703343AG8 28 31000 SH SOLE 0 0 31000 PAYPAL HLDGS INC COM 70450Y103 804 10591 SH SOLE 0 0 10591 PEABODY ENERGY CORP COM 704551100 422 16470 SH SOLE 0 0 16470 PEARSON PLC SPONSORED ADR 705015105 124 11903 SH SOLE 0 0 11903 PELOTON INTERACTIVE INC NOTE 2/1 70614WAB6 24 31000 SH SOLE 0 0 31000 PEPSICO INC COM 713448108 3856 21151 SH SOLE 0 0 21151 PERFICIENT INC NOTE 0.125%11/1 71375UAF8 25 31000 SH SOLE 0 0 31000 PFIZER INC COM 717081103 2128 52163 SH SOLE 0 0 52163 PIONEER NAT RES CO COM 723787107 2499 12234 SH SOLE 0 0 12234 PNC FINL SVCS GROUP INC COM 693475105 1397 10990 SH SOLE 0 0 10990 PROCTER AND GAMBLE CO COM 742718109 2649 17818 SH SOLE 0 0 17818 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 35 34000 SH SOLE 0 0 34000 PURECYCLE TECHNOLOGIES INC COM 74623V103 76 10865 SH SOLE 0 0 10865 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 13 16000 SH SOLE 0 0 16000 QUALCOMM INC COM 747525103 1281 10040 SH SOLE 0 0 10040 RAPID7 INC NOTE 0.250% 3/1 753422AF1 48 55000 SH SOLE 0 0 55000 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1101 11238 SH SOLE 0 0 11238 REDFIN CORP NOTE 10/1 75737FAC2 14 20000 SH SOLE 0 0 20000 REGIONS FINANCIAL CORP NEW COM 7591EP100 324 17467 SH SOLE 0 0 17467 RELX PLC SPONSORED ADR 759530108 566 17459 SH SOLE 0 0 17459 SABRE GLBL INC NOTE 4.000% 4/1 78573NAE2 9 10000 SH SOLE 0 0 10000 SALESFORCE INC COM 79466L302 2111 10568 SH SOLE 0 0 10568 SCHLUMBERGER LTD COM STK 806857108 569 11583 SH SOLE 0 0 11583 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 13186 537766 SH SOLE 0 0 537766 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 19667 389989 SH SOLE 0 0 389989 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 53728 1543908 SH SOLE 0 0 1543908 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1730 36154 SH SOLE 0 0 36154 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 6688 138263 SH SOLE 0 0 138263 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 551 17125 SH SOLE 0 0 17125 SHAKE SHACK INC NOTE 3/0 819047AB7 22 31000 SH SOLE 0 0 31000 SHELL PLC SPON ADS 780259305 744 12927 SH SOLE 0 0 12927 SHIFT4 PMTS INC NOTE 0.500% 8/0 82452JAD1 15 16000 SH SOLE 0 0 16000 SIGMATRON INTL INC COM 82661L101 37 14140 SH SOLE 0 0 14140 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 15 10000 SH SOLE 0 0 10000 SIMON PPTY GROUP INC NEW COM 828806109 2278 20347 SH SOLE 0 0 20347 SNAP INC NOTE 5/0 83304AAF3 12 16000 SH SOLE 0 0 16000 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 34 26000 SH SOLE 0 0 26000 SONOS INC COM 83570H108 2525 128698 SH SOLE 0 0 128698 SONY GROUP CORPORATION SPONSORED ADR 835699307 1042 11489 SH SOLE 0 0 11489 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 52 46000 SH SOLE 0 0 46000 SPDR SER TR BLOOMBERG 3-12 M 78468R523 5558 55796 SH SOLE 0 0 55796 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6388 187164 SH SOLE 0 0 187164 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 28530 770232 SH SOLE 0 0 770232 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 2426 80592 SH SOLE 0 0 80592 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 18472 575089 SH SOLE 0 0 575089 SPDR SER TR PORTFOLIO S&P600 78468R853 640 16939 SH SOLE 0 0 16939 SPDR S&P 500 ETF TR TR UNIT 78462F103 89650 218983 SH SOLE 0 0 218983 SPDR SER TR SPDR S&P 500 ETF 78468R796 11116 334419 SH SOLE 0 0 334419 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 32 40000 SH SOLE 0 0 40000 SPLUNK INC NOTE 0.500% 9/1 848637AC8 15 15000 SH SOLE 0 0 15000 SPLUNK INC NOTE 1.125% 6/1 848637AF1 39 46000 SH SOLE 0 0 46000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 62 64000 SH SOLE 0 0 64000 BLOCK INC NOTE 0.125% 3/0 852234AF0 30 31000 SH SOLE 0 0 31000 STARBUCKS CORP COM 855244109 5125 49218 SH SOLE 0 0 49218 STARWOOD PPTY TR INC COM 85571B105 2434 137602 SH SOLE 0 0 137602 STRIDE INC NOTE 1.125% 9/0 86333MAA6 47 47000 SH SOLE 0 0 47000 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 423 52840 SH SOLE 0 0 52840 TARGET CORP COM 87612E106 2769 16720 SH SOLE 0 0 16720 TELEFONICA S A SPONSORED ADR 879382208 139 32484 SH SOLE 0 0 32484 TESLA INC COM 88160R101 6390 30800 SH SOLE 0 0 30800 TEXAS INSTRS INC COM 882508104 4579 24614 SH SOLE 0 0 24614 COCA COLA CO COM 191216100 1514 24407 SH SOLE 0 0 24407 THE REALREAL INC COM 88339P101 21 16500 SH SOLE 0 0 16500 TIDAL ETF TR ADASINA SOCIAL 886364876 625 39834 SH SOLE 0 0 39834 TJX COS INC NEW COM 872540109 910 11612 SH SOLE 0 0 11612 TRANSOCEAN LTD REG SHS H8817H100 286 44925 SH SOLE 0 0 44925 TRIPADVISOR INC NOTE 0.250% 4/0 896945AD4 57 70000 SH SOLE 0 0 70000 TRUIST FINL CORP COM 89832Q109 435 12763 SH SOLE 0 0 12763 US BANCORP DEL COM NEW 902973304 381 10562 SH SOLE 0 0 10562 UBER TECHNOLOGIES INC COM 90353T100 1811 57139 SH SOLE 0 0 57139 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 14 16000 SH SOLE 0 0 16000 UBS GROUP AG SHS H42097107 688 32227 SH SOLE 0 0 32227 UNILEVER PLC SPON ADR NEW 904767704 711 13697 SH SOLE 0 0 13697 UNITEDHEALTH GROUP INC COM 91324P102 5745 12157 SH SOLE 0 0 12157 VAIL RESORTS INC NOTE 1/0 91879QAN9 76 85000 SH SOLE 0 0 85000 VANGUARD WORLD FD ESG INTL STK ETF 921910725 932 17799 SH SOLE 0 0 17799 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1420 10129 SH SOLE 0 0 10129 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11577 216509 SH SOLE 0 0 216509 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 103580 2293114 SH SOLE 0 0 2293114 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 90553 2241418 SH SOLE 0 0 2241418 VANGUARD INDEX FDS VALUE ETF 922908744 5047 36546 SH SOLE 0 0 36546 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 39691 661957 SH SOLE 0 0 661957 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1277 11686 SH SOLE 0 0 11686 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1124 18447 SH SOLE 0 0 18447 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2010 10760 SH SOLE 0 0 10760 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 55180 664503 SH SOLE 0 0 664503 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 59972 159470 SH SOLE 0 0 159470 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 633 13596 SH SOLE 0 0 13596 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1051 14584 SH SOLE 0 0 14584 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1402 23944 SH SOLE 0 0 23944 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3845 50269 SH SOLE 0 0 50269 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3755 78532 SH SOLE 0 0 78532 VANGUARD INDEX FDS SMALL CP ETF 922908751 2714 14318 SH SOLE 0 0 14318 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 38442 520677 SH SOLE 0 0 520677 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 1003 20510 SH SOLE 0 0 20510 VANGUARD INDEX FDS TOTAL STK MKT 922908769 56237 275536 SH SOLE 0 0 275536 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1353 14690 SH SOLE 0 0 14690 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4581 43417 SH SOLE 0 0 43417 VANGUARD WORLD FD ESG US STK ETF 921910733 9144 127516 SH SOLE 0 0 127516 VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 34 31000 SH SOLE 0 0 31000 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 89 101000 SH SOLE 0 0 101000 VERIZON COMMUNICATIONS INC COM 92343V104 1293 33250 SH SOLE 0 0 33250 VISA INC COM CL A 92826C839 4252 18859 SH SOLE 0 0 18859 WALMART INC COM 931142103 1542 10460 SH SOLE 0 0 10460 DISNEY WALT CO COM 254687106 1989 19865 SH SOLE 0 0 19865 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 18 24000 SH SOLE 0 0 24000 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 19 28000 SH SOLE 0 0 28000 WELLS FARGO CO NEW COM 949746101 734 19626 SH SOLE 0 0 19626 WEWORK INC CL A 96209A104 19 25000 SH SOLE 0 0 25000 WILLIAMS COS INC COM 969457100 3275 109669 SH SOLE 0 0 109669 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 34 31000 SH SOLE 0 0 31000 WISDOMTREE TR JAPN HEDGE EQT 97717W851 4741 67033 SH SOLE 0 0 67033 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 8231 163738 SH SOLE 0 0 163738 WISDOMTREE TR CHINADIV EX FI 97717X719 398 11439 SH SOLE 0 0 11439 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 17 12000 SH SOLE 0 0 12000 DBX ETF TR XTRACK MSCI JAPN 233051507 1555 29226 SH SOLE 0 0 29226 ZILLOW GROUP INC NOTE 1.375% 9/0 98954MAG6 19 16000 SH SOLE 0 0 16000 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 47 46000 SH SOLE 0 0 46000 ZOETIS INC CL A 98978V103 1740 10456 SH SOLE 0 0 10456 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 17 16000 SH SOLE 0 0 16000