Senior Investment Operations Analyst

0001724269-22-000003.txt : 20220802 0001724269-22-000003.hdr.sgml : 20220802 20220802113514 ACCESSION NUMBER: 0001724269-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220802 DATE AS OF CHANGE: 20220802 EFFECTIVENESS DATE: 20220802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE STREET ADVISORS GROUP, LLC CENTRAL INDEX KEY: 0001724269 IRS NUMBER: 820706296 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18626 FILM NUMBER: 221127501 BUSINESS ADDRESS: STREET 1: 25 CHESTNUT STREET STREET 2: SUITE 200 NORTH CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 603-610-4100 MAIL ADDRESS: STREET 1: 25 CHESTNUT STREET STREET 2: SUITE 200 NORTH CITY: PORTSMOUTH STATE: NH ZIP: 03801 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001724269 XXXXXXXX 06-30-2022 06-30-2022 LAKE STREET ADVISORS GROUP, LLC

25 CHESTNUT STREET SUITE 200 NORTH PORTSMOUTH NH 03801

13F HOLDINGS REPORT 028-18626 N Oliver Ball Senior Investment Operations Analyst 2035204970 Oliver Ball Maynard MA 08-02-2022 0 318 1403045 false INFORMATION TABLE 2 2022.06.30_LakeStreet_13F.xml AT&T INC COM 00206R102 1171 55874 SH SOLE 0 0 55874 ABB LTD SPONSORED ADR 000375204 431 16120 SH SOLE 0 0 16120 ABBOTT LABS COM 002824100 1612 14835 SH SOLE 0 0 14835 ABBVIE INC COM 00287Y109 5802 37883 SH SOLE 0 0 37883 ADVISORSHARES TR PURE US CANNABIS 00768Y453 1038 100284 SH SOLE 0 0 100284 AEGON N V NY REGISTRY SHS 007924103 101 23016 SH SOLE 0 0 23016 AILERON THERAPEUTICS INC COM 00887A105 5 18500 SH SOLE 0 0 18500 AIRBNB INC COM CL A 009066101 3129 35130 SH SOLE 0 0 35130 AIRBNB INC NOTE 3/1 009066AB7 27 32000 SH SOLE 0 0 32000 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 52 52000 SH SOLE 0 0 52000 ALARM COM HLDGS INC NOTE 1/1 011642AB1 16 20000 SH SOLE 0 0 20000 ALPS ETF TR ALERIAN MLP 00162Q452 1326 38500 SH SOLE 0 0 38500 ALLSCRIPTS HEALTHCARE SOLUTI NOTE 0.875% 1/0 01988PAF5 25 20000 SH SOLE 0 0 20000 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 33 42000 SH SOLE 0 0 42000 AMAZON COM INC COM 023135106 10479 98667 SH SOLE 0 0 98667 AMBEV SA SPONSORED ADR 02319V103 50 19973 SH SOLE 0 0 19973 ANGION BIOMEDICA CORP COM 03476J107 282 246904 SH SOLE 0 0 246904 ANTERO MIDSTREAM CORP COM 03676B102 91 10080 SH SOLE 0 0 10080 APOLLO GLOBAL MGMT INC COM 03769M106 1852 38192 SH SOLE 0 0 38192 APPLE INC COM 037833100 28160 205971 SH SOLE 0 0 205971 APPLIED MATLS INC COM 038222105 1086 11937 SH SOLE 0 0 11937 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 27 26000 SH SOLE 0 0 26000 ARES CAPITAL CORP COM 04010L103 269 15000 SH SOLE 0 0 15000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 1537 27024 SH SOLE 0 0 27024 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 66 12669 SH SOLE 0 0 12669 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 1878 137992 SH SOLE 0 0 137992 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 248 54805 SH SOLE 0 0 54805 BANCO SANTANDER S.A. ADR 05964H105 88 31295 SH SOLE 0 0 31295 BK OF AMERICA CORP COM 060505104 1693 54379 SH SOLE 0 0 54379 BARCLAYS PLC ADR 06738E204 334 43903 SH SOLE 0 0 43903 BENTLEY SYS INC NOTE 0.125% 1/1 08265TAB5 23 27000 SH SOLE 0 0 27000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6229 22815 SH SOLE 0 0 22815 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 68 69000 SH SOLE 0 0 69000 BIOVENTUS INC COM CL A 09075A108 135 19830 SH SOLE 0 0 19830 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 39 36000 SH SOLE 0 0 36000 BLACKSTONE INC COM 09260D107 2924 32054 SH SOLE 0 0 32054 BLACKSTONE MORTGAGE TRUST IN NOTE 4.750% 3/1 09257WAC4 15 15000 SH SOLE 0 0 15000 BLACKSTONE MTG TR INC COM CL A 09257W100 1921 69415 SH SOLE 0 0 69415 BLEND LABS INC CL A 09352U108 745 315574 SH SOLE 0 0 315574 BOEING CO COM 097023105 7393 54074 SH SOLE 0 0 54074 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 38 32000 SH SOLE 0 0 32000 BOX INC NOTE 1/1 10316TAB0 39 34000 SH SOLE 0 0 34000 BP PLC SPONSORED ADR 055622104 314 11076 SH SOLE 0 0 11076 BRISTOL-MYERS SQUIBB CO COM 110122108 962 12496 SH SOLE 0 0 12496 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 9772 229930 SH SOLE 0 0 229930 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 47916 1253686 SH SOLE 0 0 1253686 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 45036 1294137 SH SOLE 0 0 1294137 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 9442 265208 SH SOLE 0 0 265208 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 32 32000 SH SOLE 0 0 32000 COTERRA ENERGY INC COM 127097103 285 11062 SH SOLE 0 0 11062 CARLYLE GROUP INC COM 14316J108 2268 71643 SH SOLE 0 0 71643 CARRIER GLOBAL CORPORATION COM 14448C104 800 22422 SH SOLE 0 0 22422 CATERPILLAR INC COM 149123101 2888 16156 SH SOLE 0 0 16156 LIBERTY LATIN AMERICA LTD NOTE 2.000% 7/1 53069QAB5 23 27000 SH SOLE 0 0 27000 SCHWAB CHARLES CORP COM 808513105 813 12868 SH SOLE 0 0 12868 SCHWAB STRATEGIC TR US REIT ETF 808524847 10709 507762 SH SOLE 0 0 507762 CHEGG INC NOTE 0.125% 3/1 163092AD1 10 12000 SH SOLE 0 0 12000 CISCO SYS INC COM 17275R102 1844 43249 SH SOLE 0 0 43249 CITIGROUP INC COM NEW 172967424 578 12576 SH SOLE 0 0 12576 CLOUDFLARE INC CL A COM 18915M107 890 20332 SH SOLE 0 0 20332 CME GROUP INC COM 12572Q105 2497 12196 SH SOLE 0 0 12196 COHERUS BIOSCIENCES INC NOTE 1.500% 4/1 19249HAB9 11 17000 SH SOLE 0 0 17000 COMCAST CORP NEW CL A 20030N101 1751 44630 SH SOLE 0 0 44630 COMERA LIFE SCIENCES HLDGS I COM 20037C108 264 100000 SH SOLE 0 0 100000 CONCERT PHARMACEUTICALS INC COM 206022105 149 35398 SH SOLE 0 0 35398 CONMED CORP NOTE 2.625% 2/0 207410AF8 13 11000 SH SOLE 0 0 11000 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 15 18000 SH SOLE 0 0 18000 COUPA SOFTWARE INC NOTE 0.375% 6/1 22266LAF3 32 43000 SH SOLE 0 0 43000 CREDIT SUISSE GROUP SPONSORED ADR 225401108 96 16843 SH SOLE 0 0 16843 CROWN CASTLE INTL CORP NEW COM 22822V101 2343 13914 SH SOLE 0 0 13914 CSX CORP COM 126408103 468 16114 SH SOLE 0 0 16114 CVS HEALTH CORP COM 126650100 2755 29734 SH SOLE 0 0 29734 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 34 32000 SH SOLE 0 0 32000 D R HORTON INC COM 23331A109 892 13474 SH SOLE 0 0 13474 DATADOG INC NOTE 0.125% 6/1 23804LAB9 14 11000 SH SOLE 0 0 11000 DEUTSCHE BANK A G NAMEN AKT D18190898 90 10266 SH SOLE 0 0 10266 DEXCOM INC NOTE 0.250%11/1 252131AK3 48 52000 SH SOLE 0 0 52000 DIGITAL RLTY TR INC COM 253868103 1860 14326 SH SOLE 0 0 14326 DIGITALBRIDGE GROUP INC CL A COM 25401T108 50 10278 SH SOLE 0 0 10278 WARNER BROS DISCOVERY INC COM SER A 934423104 155 11539 SH SOLE 0 0 11539 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 43 63000 SH SOLE 0 0 63000 DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 12 17000 SH SOLE 0 0 17000 DRAFTKINGS INC NEW COM CL A 26142V105 2781 238310 SH SOLE 0 0 238310 DRAFTKINGS INC NEW NOTE 3/1 26142RAB0 26 43000 SH SOLE 0 0 43000 DROPBOX INC NOTE 3/0 26210CAC8 32 35000 SH SOLE 0 0 35000 DROPBOX INC NOTE 3/0 26210CAD6 24 27000 SH SOLE 0 0 27000 EATON CORP PLC SHS G29183103 2677 21244 SH SOLE 0 0 21244 EBAY INC. COM 278642103 429 10284 SH SOLE 0 0 10284 ENBRIDGE INC COM 29250N105 2304 54672 SH SOLE 0 0 54672 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 140 13987 SH SOLE 0 0 13987 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 22 26000 SH SOLE 0 0 26000 ERICSSON ADR B SEK 10 294821608 185 25056 SH SOLE 0 0 25056 ETSY INC NOTE 0.125% 9/0 29786AAL0 20 26000 SH SOLE 0 0 26000 ETSY INC NOTE 0.250% 6/1 29786AAN6 20 27000 SH SOLE 0 0 27000 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 70 69000 SH SOLE 0 0 69000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 19 26000 SH SOLE 0 0 26000 EXXON MOBIL CORP COM 30231G102 1392 16258 SH SOLE 0 0 16258 META PLATFORMS INC CL A 30303M102 2993 18563 SH SOLE 0 0 18563 FIFTH THIRD BANCORP COM 316773100 1976 58799 SH SOLE 0 0 58799 FINCH THERAPEUTICS GROUP INC COM 31773D101 2099 739136 SH SOLE 0 0 739136 FIRST HORIZON CORPORATION COM 320517105 2685 122810 SH SOLE 0 0 122810 FIVERR INTL LTD NOTE 11/0 33835LAA3 20 26000 SH SOLE 0 0 26000 FLEXSHARES TR MORNSTAR UPSTR 33939L407 4698 118432 SH SOLE 0 0 118432 FORD MTR CO DEL COM 345370860 320 28711 SH SOLE 0 0 28711 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 58 32000 SH SOLE 0 0 32000 FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 35969L108 9847 1086838 SH SOLE 0 0 1086838 GILEAD SCIENCES INC COM 375558103 773 12503 SH SOLE 0 0 12503 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 550 217248 SH SOLE 0 0 217248 GREENBRIER COS INC NOTE 2.875% 4/1 393657AM3 33 35000 SH SOLE 0 0 35000 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 11 17000 SH SOLE 0 0 17000 HALLIBURTON CO COM 406216101 362 11531 SH SOLE 0 0 11531 HERBALIFE NUTRITION LTD NOTE 2.625% 3/1 42703MAD5 28 32000 SH SOLE 0 0 32000 HP INC COM 40434L105 349 10649 SH SOLE 0 0 10649 HSBC HLDGS PLC SPON ADR NEW 404280406 953 29172 SH SOLE 0 0 29172 HUNTINGTON BANCSHARES INC COM 446150104 129 10750 SH SOLE 0 0 10750 ICICI BANK LIMITED ADR 45104G104 288 16224 SH SOLE 0 0 16224 ILLUMINA INC NOTE 8/1 452327AK5 49 52000 SH SOLE 0 0 52000 ING GROEP N.V. SPONSORED ADR 456837103 160 16155 SH SOLE 0 0 16155 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 43 32000 SH SOLE 0 0 32000 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 24 26000 SH SOLE 0 0 26000 INTEL CORP COM 458140100 898 24016 SH SOLE 0 0 24016 INTERPUBLIC GROUP COS INC COM 460690100 1656 60158 SH SOLE 0 0 60158 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 1776 87156 SH SOLE 0 0 87156 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 1785 91913 SH SOLE 0 0 91913 INVESCO QQQ TR UNIT SER 1 46090E103 6437 22966 SH SOLE 0 0 22966 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 18 17000 SH SOLE 0 0 17000 IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 46333XAH1 18 17000 SH SOLE 0 0 17000 ISHARES TR COHEN STEER REIT 464287564 1579 25986 SH SOLE 0 0 25986 ISHARES TR CORE MSCI EAFE 46432F842 40333 685350 SH SOLE 0 0 685350 ISHARES INC CORE MSCI EMKT 46434G103 15414 314179 SH SOLE 0 0 314179 ISHARES TR CORE S&P500 ETF 464287200 10758 28375 SH SOLE 0 0 28375 ISHARES TR CORE S&P SCP ETF 464287804 22195 240181 SH SOLE 0 0 240181 ISHARES TR CORE US AGGBD ET 464287226 3149 30968 SH SOLE 0 0 30968 ISHARES TR ESG AW MSCI EAFE 46435G516 11935 190163 SH SOLE 0 0 190163 ISHARES INC ESG AWR MSCI EM 46434G863 6418 198623 SH SOLE 0 0 198623 ISHARES TR GLOBAL REIT ETF 46434V647 631 26074 SH SOLE 0 0 26074 ISHARES GOLD TR ISHARES NEW 464285204 29930 872342 SH SOLE 0 0 872342 ISHARES INC MSCI FRONTIER 464286145 2380 88745 SH SOLE 0 0 88745 ISHARES TR MSCI ACWI ETF 464288257 3876 46202 SH SOLE 0 0 46202 ISHARES TR MSCI EAFE ETF 464287465 17719 283548 SH SOLE 0 0 283548 ISHARES TR EAFE VALUE ETF 464288877 935 21554 SH SOLE 0 0 21554 ISHARES TR MSCI EMG MKT ETF 464287234 3008 75000 SH SOLE 0 0 75000 ISHARES TR NATIONAL MUN ETF 464288414 22434 210927 SH SOLE 0 0 210927 ISHARES TR RUS 1000 ETF 464287622 52009 250330 SH SOLE 0 0 250330 ISHARES TR RUS 1000 VAL ETF 464287598 2347 16191 SH SOLE 0 0 16191 ISHARES TR RUSSELL 2000 ETF 464287655 3812 22509 SH SOLE 0 0 22509 ISHARES TR S&P 500 GRWT ETF 464287309 622 10307 SH SOLE 0 0 10307 ISHARES TR CORE DIV GRWTH 46434V621 3069 64429 SH SOLE 0 0 64429 ISHARES TR ESG AWR MSCI USA 46435G425 3710 44223 SH SOLE 0 0 44223 ISHARES TR ESG AWR US AGRGT 46435U549 2122 43364 SH SOLE 0 0 43364 ISHARES TR RUS MID CAP ETF 464287499 2490 38509 SH SOLE 0 0 38509 ISHARES TR SHORT TREAS BD 464288679 1306 11863 SH SOLE 0 0 11863 ISHARES TR U.S. REAL ES ETF 464287739 12361 134391 SH SOLE 0 0 134391 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 87 20442 SH SOLE 0 0 20442 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 251 11459 SH SOLE 0 0 11459 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 22 30000 SH SOLE 0 0 30000 JOHNSON & JOHNSON COM 478160104 3119 17572 SH SOLE 0 0 17572 J P MORGAN EXCHANGE TRADED F BETABUILDERS DEV 46641Q233 727 15242 SH SOLE 0 0 15242 J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR 46641Q191 995 21600 SH SOLE 0 0 21600 J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 46641Q217 1176 26694 SH SOLE 0 0 26694 JPMORGAN CHASE & CO COM 46625H100 5222 46372 SH SOLE 0 0 46372 KEYCORP COM 493267108 225 13077 SH SOLE 0 0 13077 KINDER MORGAN INC DEL COM 49456B101 2765 164982 SH SOLE 0 0 164982 KRANESHARES TR CSI CHI INTERNET 500767306 1496 45671 SH SOLE 0 0 45671 KROGER CO COM 501044101 513 10833 SH SOLE 0 0 10833 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 24 14000 SH SOLE 0 0 14000 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 12 10000 SH SOLE 0 0 10000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 134 65881 SH SOLE 0 0 65881 LUMEN TECHNOLOGIES INC COM 550241103 129 11813 SH SOLE 0 0 11813 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 27 26000 SH SOLE 0 0 26000 MANULIFE FINL CORP COM 56501R106 1626 93842 SH SOLE 0 0 93842 MARATHON OIL CORP COM 565849106 279 12419 SH SOLE 0 0 12419 MARATHON PETE CORP COM 56585A102 3393 41274 SH SOLE 0 0 41274 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 29 32000 SH SOLE 0 0 32000 MASTERCARD INCORPORATED CL A 57636Q104 3598 11404 SH SOLE 0 0 11404 MERCK & CO INC COM 58933Y105 1934 21208 SH SOLE 0 0 21208 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 32 32000 SH SOLE 0 0 32000 MICROSOFT CORP COM 594918104 20595 80189 SH SOLE 0 0 80189 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 171 32072 SH SOLE 0 0 32072 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 81 36050 SH SOLE 0 0 36050 MORGAN STANLEY COM NEW 617446448 1030 13546 SH SOLE 0 0 13546 NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 203 37187 SH SOLE 0 0 37187 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 26 20000 SH SOLE 0 0 20000 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 50 52000 SH SOLE 0 0 52000 NEXTERA ENERGY INC COM 65339F101 1565 20208 SH SOLE 0 0 20208 NICE LTD NOTE 9/1 653656AB4 36 37000 SH SOLE 0 0 37000 NIKE INC CL B 654106103 1562 15281 SH SOLE 0 0 15281 NOKIA CORP SPONSORED ADR 654902204 192 41589 SH SOLE 0 0 41589 NOMURA HLDGS INC SPONSORED ADR 65535H208 71 19712 SH SOLE 0 0 19712 NOVOCURE LTD NOTE 11/0 67011XAB9 29 34000 SH SOLE 0 0 34000 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1692 51558 SH SOLE 0 0 51558 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 18 20000 SH SOLE 0 0 20000 NVIDIA CORPORATION COM 67066G104 3573 23570 SH SOLE 0 0 23570 OKTA INC NOTE 0.375% 6/1 679295AF2 59 71000 SH SOLE 0 0 71000 ONEOK INC NEW COM 682680103 3139 56553 SH SOLE 0 0 56553 ORACLE CORP COM 68389X105 1517 21712 SH SOLE 0 0 21712 OUSTER INC COM 68989M103 75 46467 SH SOLE 0 0 46467 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 28 15000 SH SOLE 0 0 15000 PANDORA MEDIA INC NOTE 1.750%12/0 698354AD9 14 13000 SH SOLE 0 0 13000 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 23 22000 SH SOLE 0 0 22000 PEARSON PLC SPONSORED ADR 705015105 118 12837 SH SOLE 0 0 12837 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 47 59000 SH SOLE 0 0 59000 PELOTON INTERACTIVE INC NOTE 2/1 70614WAB6 13 21000 SH SOLE 0 0 21000 PEPSICO INC COM 713448108 3914 23483 SH SOLE 0 0 23483 PFIZER INC COM 717081103 5291 100909 SH SOLE 0 0 100909 PIMCO ETF TR ACTIVE BD ETF 72201R775 2296 24105 SH SOLE 0 0 24105 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 22 10000 SH SOLE 0 0 10000 PNC FINL SVCS GROUP INC COM 693475105 1675 10615 SH SOLE 0 0 10615 PROCTER AND GAMBLE CO COM 742718109 2580 17941 SH SOLE 0 0 17941 PROSHARES TR S&P 500 DV ARIST 74348A467 1870 21912 SH SOLE 0 0 21912 PROSHARES TR SHT 7-10 YR TR 74348A608 890 33000 SH SOLE 0 0 33000 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 61 54000 SH SOLE 0 0 54000 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 14 17000 SH SOLE 0 0 17000 QUALCOMM INC COM 747525103 1418 11097 SH SOLE 0 0 11097 REALOGY GRP LLC/REALOGY CO NOTE 0.250% 6/1 75606DAP6 20 27000 SH SOLE 0 0 27000 REDFIN CORP NOTE 10/1 75737FAC2 12 20000 SH SOLE 0 0 20000 REGIONS FINANCIAL CORP NEW COM 7591EP100 338 18012 SH SOLE 0 0 18012 RELX PLC SPONSORED ADR 759530108 487 18093 SH SOLE 0 0 18093 RINGCENTRAL INC NOTE 3/0 76680RAF4 43 52000 SH SOLE 0 0 52000 RINGCENTRAL INC NOTE 3/1 76680RAH0 13 17000 SH SOLE 0 0 17000 ROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 780153BB7 11 11000 SH SOLE 0 0 11000 SALESFORCE INC COM 79466L302 1650 10000 SH SOLE 0 0 10000 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 4530 178468 SH SOLE 0 0 178468 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 13228 256350 SH SOLE 0 0 256350 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 43043 1368615 SH SOLE 0 0 1368615 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1578 35700 SH SOLE 0 0 35700 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 6108 136773 SH SOLE 0 0 136773 SELECT SECTOR SPDR TR ENERGY 81369Y506 2567 35901 SH SOLE 0 0 35901 SHAKE SHACK INC NOTE 3/0 819047AB7 22 32000 SH SOLE 0 0 32000 SHELL PLC SPON ADS 780259305 611 11692 SH SOLE 0 0 11692 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 14 17000 SH SOLE 0 0 17000 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 22 17000 SH SOLE 0 0 17000 SIMON PPTY GROUP INC NEW COM 828806109 1910 20125 SH SOLE 0 0 20125 SONOS INC COM 83570H108 2304 127739 SH SOLE 0 0 127739 SONY GROUP CORPORATION SPONSORED ADR 835699307 991 12124 SH SOLE 0 0 12124 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 24 20000 SH SOLE 0 0 20000 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6484 186494 SH SOLE 0 0 186494 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 30730 469305 SH SOLE 0 0 469305 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 2261 36997 SH SOLE 0 0 36997 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 16868 584888 SH SOLE 0 0 584888 SPDR SER TR PORTFOLIO S&P600 78468R853 540 15008 SH SOLE 0 0 15008 SPDR S&P 500 ETF TR TR UNIT 78462F103 90124 238896 SH SOLE 0 0 238896 SPDR SER TR SPDR S&P 500 ETF 78468R796 9077 98403 SH SOLE 0 0 98403 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 29 32000 SH SOLE 0 0 32000 SPLUNK INC NOTE 1.125% 6/1 848637AF1 26 32000 SH SOLE 0 0 32000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 49 52000 SH SOLE 0 0 52000 SPOTIFY USA INC NOTE 3/1 84921RAB6 25 32000 SH SOLE 0 0 32000 BLOCK INC NOTE 0.125% 3/0 852234AF0 16 17000 SH SOLE 0 0 17000 BLOCK INC NOTE 0.250%11/0 852234AK9 19 26000 SH SOLE 0 0 26000 STARBUCKS CORP COM 855244109 2823 36952 SH SOLE 0 0 36952 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 37 37000 SH SOLE 0 0 37000 STARWOOD PPTY TR INC COM 85571B105 2627 125729 SH SOLE 0 0 125729 STRIDE INC NOTE 1.125% 9/0 86333MAA6 33 33000 SH SOLE 0 0 33000 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 270 45784 SH SOLE 0 0 45784 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 1813 194117 SH SOLE 0 0 194117 TARGET CORP COM 87612E106 2181 15441 SH SOLE 0 0 15441 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 23 32000 SH SOLE 0 0 32000 TELEFONICA S A SPONSORED ADR 879382208 117 22758 SH SOLE 0 0 22758 TESLA INC COM 88160R101 7021 10426 SH SOLE 0 0 10426 TEXAS INSTRS INC COM 882508104 3980 25904 SH SOLE 0 0 25904 COCA COLA CO COM 191216100 1443 22932 SH SOLE 0 0 22932 TIDAL ETF TR ADASINA SOCIAL 886364876 659 45793 SH SOLE 0 0 45793 TJX COS INC NEW COM 872540109 642 11498 SH SOLE 0 0 11498 TRUIST FINL CORP COM 89832Q109 633 13346 SH SOLE 0 0 13346 TWITTER INC NOTE 0.250% 6/1 90184LAF9 13 13000 SH SOLE 0 0 13000 TWITTER INC NOTE 3/1 90184LAN2 27 30000 SH SOLE 0 0 30000 US BANCORP DEL COM NEW 902973304 534 11607 SH SOLE 0 0 11607 UBER TECHNOLOGIES INC COM 90353T100 1266 61857 SH SOLE 0 0 61857 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 21 26000 SH SOLE 0 0 26000 UBS GROUP AG SHS H42097107 725 44692 SH SOLE 0 0 44692 UNILEVER PLC SPON ADR NEW 904767704 558 12169 SH SOLE 0 0 12169 UNITEDHEALTH GROUP INC COM 91324P102 5813 11318 SH SOLE 0 0 11318 VAIL RESORTS INC NOTE 1/0 91879QAN9 40 46000 SH SOLE 0 0 46000 VANGUARD WORLD FD ESG INTL STK ETF 921910725 3386 69054 SH SOLE 0 0 69054 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1320 10069 SH SOLE 0 0 10069 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11979 239773 SH SOLE 0 0 239773 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 88595 2171457 SH SOLE 0 0 2171457 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 82885 1990032 SH SOLE 0 0 1990032 VANGUARD INDEX FDS VALUE ETF 922908744 4852 36788 SH SOLE 0 0 36788 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 42459 694230 SH SOLE 0 0 694230 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 892 16880 SH SOLE 0 0 16880 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1892 10978 SH SOLE 0 0 10978 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 56643 621695 SH SOLE 0 0 621695 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 57141 164729 SH SOLE 0 0 164729 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 997 14584 SH SOLE 0 0 14584 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1389 23603 SH SOLE 0 0 23603 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3526 45912 SH SOLE 0 0 45912 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1401 18365 SH SOLE 0 0 18365 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3092 61697 SH SOLE 0 0 61697 VANGUARD INDEX FDS SMALL CP ETF 922908751 2599 14756 SH SOLE 0 0 14756 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 42323 562362 SH SOLE 0 0 562362 VANGUARD INDEX FDS TOTAL STK MKT 922908769 53369 282947 SH SOLE 0 0 282947 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2195 25721 SH SOLE 0 0 25721 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5413 53226 SH SOLE 0 0 53226 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 608 10333 SH SOLE 0 0 10333 VANGUARD WORLD FD ESG US STK ETF 921910733 4201 63274 SH SOLE 0 0 63274 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 16 17000 SH SOLE 0 0 17000 VERIZON COMMUNICATIONS INC COM 92343V104 1390 27397 SH SOLE 0 0 27397 VISA INC COM CL A 92826C839 3822 19412 SH SOLE 0 0 19412 VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 21 17000 SH SOLE 0 0 17000 DISNEY WALT CO COM 254687106 1925 20395 SH SOLE 0 0 20395 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 21 32000 SH SOLE 0 0 32000 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 11 17000 SH SOLE 0 0 17000 WELLS FARGO CO NEW COM 949746101 917 23415 SH SOLE 0 0 23415 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 49 52000 SH SOLE 0 0 52000 WEWORK INC CL A 96209A104 126 25000 SH SOLE 0 0 25000 WILLIAMS COS INC COM 969457100 3455 110688 SH SOLE 0 0 110688 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 33 32000 SH SOLE 0 0 32000 WISDOMTREE TR JAPN HEDGE EQT 97717W851 4164 66705 SH SOLE 0 0 66705 WISDOMTREE TR CHINADIV EX FI 97717X719 486 11386 SH SOLE 0 0 11386 WISDOMTREE TR US MIDCAP DIVID 97717W505 760 19500 SH SOLE 0 0 19500 WIX COM LTD NOTE 8/1 92940WAD1 14 17000 SH SOLE 0 0 17000 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 11 10000 SH SOLE 0 0 10000 DBX ETF TR XTRACK MSCI JAPN 233051507 1371 28988 SH SOLE 0 0 28988 ZENDESK INC NOTE 0.625% 6/1 98936JAD3 31 32000 SH SOLE 0 0 32000 ZILLOW GROUP INC NOTE 1.375% 9/0 98954MAG6 12 12000 SH SOLE 0 0 12000 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 16 17000 SH SOLE 0 0 17000 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 21 17000 SH SOLE 0 0 17000